13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 4,688 holding rows worth $89,559,367,000.
- Accession
- 0000950123-14-008995
- Filer
- CIK 927971
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 13,508 entries on the cover page, a total value of $89,559,367,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $89,559,367,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO HARRIS INVESTMENT MANAGEMENT INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerSULLIVAN, BRUYETTE, SPEROS & BLANEY, INC
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerBMO INVESTORLINE INC.
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
- included managerBMO DELAWARE TRUST COMPANY
- included managerLGM (BERMUDA) LIMITED
- included managerTAPLIN CANIDA & HABACHT, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287564 | SELECT US REIT | 2,422 | $211,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 6,822 | $210,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 7,499 | $209,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 13,996 | $209,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 19,703 | $209,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 4,607 | $208,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 1,246 | $207,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 17,576 | $207,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 6,369 | $206,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 8,169 | $205,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 6,870 | $204,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 51,420 | $204,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 3,891 | $203,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 7,765 | $203,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 7,851 | $203,000 | thousands by filing date | principal |
| IAC INTERACTIVECORP | 44919P508 | COM | 2,925 | $202,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 65,700 | $202,000 | thousands by filing date | put |
| DYNASIL CORP AMER | 268102100 | COM | 113,465 | $200,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 2,954 | $198,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 3,156 | $197,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 5,668 | $197,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 4,988 | $197,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 3,767 | $197,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 158,941 | $196,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 26,075 | $196,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 5,455 | $194,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 15,609 | $193,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 3,871 | $193,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 16,120 | $192,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 7,552 | $192,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 9,250 | $192,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 4,542 | $192,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 15,416 | $191,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 71,563 | $191,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 5,550 | $191,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 5,825 | $190,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 7,879 | $188,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 4,605 | $188,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 12,000 | $188,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 9,129 | $188,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 6,011 | $188,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 222,200 | $186,000 | thousands by filing date | call |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,663 | $186,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 3,384 | $185,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 1,968 | $185,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 5,108 | $185,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 2,714 | $185,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 20,000 | $184,000 | thousands by filing date | put |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 3,270 | $184,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 2,240 | $184,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 3,352 | $184,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 6,954 | $183,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 15,476 | $183,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 16,000 | $182,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 6,265 | $182,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1,454 | $181,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 3,785 | $181,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 2,613 | $181,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 7,000 | $179,000 | thousands by filing date | call |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 12,752 | $179,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 3,678 | $179,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 12,514 | $179,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 1,482 | $178,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 230,710 | $178,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 5,500 | $178,000 | thousands by filing date | put |
| TIMKEN CO | 887389104 | COM | 2,619 | $178,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 26,961 | $178,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 44,000 | $177,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 50,000 | $175,000 | thousands by filing date | put |
| KNOLL INC | 498904200 | COM NEW | 10,073 | $175,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,499 | $174,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 3,580 | $173,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 5,410 | $173,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 5,224 | $173,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 2,856 | $173,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 6,902 | $173,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 17,400 | $172,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 35,885 | $172,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 6,535 | $171,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 32,986 | $170,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 4,150 | $170,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 2,925 | $169,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 10,737 | $169,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 41,081 | $169,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 8,125 | $169,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 9,860 | $168,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 7,890 | $168,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 3,100 | $168,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 30,295 | $168,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 15,065 | $167,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 9,205 | $165,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 2,105 | $164,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 3,377 | $164,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 4,601 | $164,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 8,664 | $164,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 25,750 | $164,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 2,736 | $163,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 5,563 | $163,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 9,649 | $163,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 3,849 | $162,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 3,152 | $162,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 3,625 | $162,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 3,420 | $162,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1,792 | $161,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 50,009 | $161,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 656 | $161,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 12,484 | $161,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 2,434 | $161,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 3,598 | $161,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 1,000 | $160,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,280 | $160,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 4,147 | $159,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 3,065 | $158,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 2,800 | $158,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 13,334 | $158,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 2,455 | $157,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 5,785 | $157,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 12,135 | $157,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 9,541 | $156,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 5,602 | $156,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 5,583 | $155,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 1,600 | $155,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 11,585 | $154,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 12,383 | $154,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 3,779 | $153,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 3,299 | $153,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 2,598 | $153,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 3,341 | $152,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 7,347 | $152,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 8,800 | $152,000 | thousands by filing date | put |
| Schwab US TIPS ETF | 808524870 | SHS | 2,705 | $151,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,360 | $151,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 6,300 | $151,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 11,217 | $151,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 5,421 | $150,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 7,650 | $150,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 2,544 | $149,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 4,406 | $149,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 14,010 | $149,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 35,163 | $149,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 3,855 | $149,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 4,076 | $148,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 39,718 | $148,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 2,080 | $147,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 27,000 | $147,000 | thousands by filing date | call |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 2,680 | $147,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,950 | $146,000 | thousands by filing date | call |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 6,673 | $146,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 8,700 | $146,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 16,900 | $146,000 | thousands by filing date | put |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 1,714 | $145,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 7,505 | $145,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 5,184 | $145,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 3,346 | $144,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 2,300 | $144,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 2,565 | $144,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 2,820 | $144,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 29,790 | $143,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 2,143 | $143,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 2,500 | $143,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 7,878 | $143,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 5,800 | $142,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 5,458 | $142,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 4,686 | $142,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 4,730 | $142,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 1,238 | $142,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 6,652 | $142,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 1,151 | $142,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,540 | $141,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 595 | $141,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 5,445 | $141,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 11,309 | $141,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 10,542 | $141,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 5,638 | $140,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 3,800 | $140,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 2,200 | $140,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 3,460 | $139,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 6,450 | $138,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 5,950 | $138,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 4,784 | $137,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 1,902 | $137,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 5,067 | $137,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 1,445 | $137,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 5,235 | $136,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 1,391 | $135,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 7,028 | $135,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 11,689 | $135,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 7,259 | $135,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 10,759 | $134,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 2,500 | $134,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 2,616 | $133,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 7,713 | $133,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 6,140 | $133,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 1,544 | $132,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 2,545 | $132,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 2,359 | $132,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 1,384 | $131,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 10,000 | $131,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 2,352 | $130,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 1,784 | $130,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 23,555 | $129,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 9,503 | $129,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 3,877 | $129,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 3,125 | $129,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 3,411 | $129,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 56,716 | $129,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 2,227 | $128,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 2,449 | $128,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 10,000 | $128,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 2,932 | $128,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 36,682 | $128,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 3,955 | $127,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 128,500 | $127,000 | thousands by filing date | call |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,496 | $126,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 173,950 | $126,000 | thousands by filing date | |
| ATRIUM THERAPEUTICS INC | N71546100 | COM | 10,000 | $126,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 1,978 | $125,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 9,703 | $125,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 7,530 | $125,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 1,910 | $125,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 11,600 | $125,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 26,742 | $125,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 1,203 | $125,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,763 | $124,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 4,155 | $124,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 5,650 | $124,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 14,699 | $124,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 10,075 | $124,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 5,745 | $124,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 3,321 | $123,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 2,295 | $123,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 4,904 | $122,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 4,693 | $122,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 2,947 | $122,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 14,893 | $122,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 9,000 | $122,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 4,636 | $121,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 1,830 | $121,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 6,180 | $121,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 32,064 | $121,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 539 | $120,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 2,540 | $120,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 18,760 | $120,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 15,000 | $120,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 4,545 | $120,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 1,460 | $119,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 2,768 | $119,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 6,410 | $119,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 2,810 | $118,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 3,570 | $118,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 11,825 | $118,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 52,686 | $118,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 2,610 | $118,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 3,911 | $118,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 3,475 | $118,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 16,315 | $118,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 4,800 | $118,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 10,242 | $117,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 3,627 | $117,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 1,595 | $117,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 15,253 | $117,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 2,341 | $116,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 2,030 | $116,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 7,084 | $116,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 8,900 | $116,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 6,511 | $116,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 3,089 | $116,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 6,507 | $116,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 2,634 | $116,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 5,535 | $116,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 5,030 | $116,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 31,194 | $115,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 3,513 | $115,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 50,000 | $115,000 | thousands by filing date | put |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,148 | $114,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 3,791 | $114,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,070 | $113,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 9,230 | $113,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 11,170 | $113,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 2,865 | $113,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 6,751 | $113,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 13,114 | $112,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 1,938 | $112,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 4,000 | $112,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 4,316 | $111,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 6,613 | $111,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 2,165 | $111,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 10,187 | $111,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 29,552 | $111,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 1,260 | $110,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 12,000 | $110,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 34,100 | $110,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 2,290 | $110,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 3,290 | $109,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 11,026 | $109,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 8,000 | $109,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 4,774 | $109,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 4,461 | $109,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 6,246 | $109,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,584 | $108,000 | thousands by filing date | call |
| DEL MONTE CORP ORD | G36738105 | Stock | 3,532 | $108,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 7,010 | $108,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 2,054 | $108,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 6,904 | $108,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 7,302 | $108,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 3,753 | $107,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 4,094 | $107,000 | thousands by filing date | |
| AUTONAVI HLDGS LTD | 05330F106 | SPONSORED ADR | 5,118 | $107,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1,961 | $106,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 8,560 | $106,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 6,000 | $106,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 6,674 | $105,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 1,104 | $105,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 4,551 | $105,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 737 | $105,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 1,649 | $104,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 879 | $104,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 4,082 | $104,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 4,870 | $104,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 15,700 | $104,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 5,422 | $104,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 1,723 | $103,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 6,913 | $103,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 5,173 | $103,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 2,590 | $103,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 3,940 | $103,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 7,440 | $103,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 4,719 | $102,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 5,774 | $102,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 1,125 | $102,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 7,228 | $102,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 4,772 | $102,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 1,956 | $101,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 4,124 | $101,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 6,153 | $101,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 1,962 | $101,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 1,674 | $101,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 3,593 | $101,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 9,128 | $101,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 6,727 | $101,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 3,739 | $101,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 2,065 | $100,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 1,105 | $100,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 3,365 | $100,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 6,950 | $99,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 1,985 | $99,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,634 | $99,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 3,333 | $99,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,013 | $98,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 2,010 | $98,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 2,175 | $98,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 1,955 | $98,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 11,390 | $98,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 50,664 | $98,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 1,126 | $98,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 1,185 | $98,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 1,150 | $97,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 20,305 | $97,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 1,798 | $97,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 2,360 | $97,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 3,030 | $97,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 5,609 | $97,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 6,490 | $97,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 1,980 | $96,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 1,032 | $96,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 1,898 | $96,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 5,947 | $96,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 1,139 | $96,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 1,642 | $96,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 2,124 | $96,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 3,018 | $95,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 2,200 | $95,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 2,782 | $95,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 3,244 | $94,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 2,055 | $94,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 3,000 | $94,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 3,224 | $94,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 722 | $94,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 5,162 | $94,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 1,632 | $94,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 3,115 | $94,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 5,071 | $94,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 15,000 | $94,000 | thousands by filing date | |
| CONVERSANT INC | 21249J105 | COM | 3,708 | $94,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 3,240 | $93,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 4,780 | $93,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 6,140 | $93,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 2,309 | $93,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 3,701 | $93,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 8,290 | $93,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 1,525 | $93,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 2,112 | $93,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 7,286 | $93,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 22,210 | $93,000 | thousands by filing date | |
| IMRIS INC | 45322N105 | COM | 82,737 | $93,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 5,540 | $92,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 4,371 | $92,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 2,500 | $92,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 8,653 | $92,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 1,969 | $92,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 6,752 | $92,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 6,465 | $92,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 3,370 | $92,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 5,365 | $92,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 10,000 | $92,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 2,763 | $91,000 | thousands by filing date | |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 5,311 | $91,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 25,402 | $91,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,000 | $90,000 | thousands by filing date | put |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 1,213 | $90,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 1,455 | $90,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 3,308 | $90,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 7,640 | $90,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 4,700 | $90,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 4,842 | $90,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 4,215 | $90,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 4,757 | $90,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 2,960 | $90,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 3,545 | $90,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 3,546 | $90,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 3,062 | $90,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 870 | $89,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 3,296 | $89,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 5,179 | $89,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 2,557 | $89,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 15,228 | $89,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 5,490 | $89,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 3,747 | $89,000 | thousands by filing date | |
| HITTITE MICROWAVE CORP | 43365Y104 | COM | 1,140 | $89,000 | thousands by filing date | |
| ISHARES TR | 464288190 | FTSE CHINA ETF | 1,903 | $89,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 4,263 | $88,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 1,525 | $88,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 959 | $88,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 1,411 | $88,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 11,000 | $88,000 | thousands by filing date | call |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 2,700 | $87,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 4,730 | $87,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,587 | $87,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 1,398 | $87,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 4,589 | $87,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 2,685 | $87,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 4,072 | $86,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 1,660 | $86,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,500 | $86,000 | thousands by filing date | put |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,865 | $86,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 3,417 | $86,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 3,628 | $86,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 7,160 | $86,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 3,357 | $86,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 2,977 | $85,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,336 | $85,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 1,481 | $85,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 1,556 | $85,000 | thousands by filing date | |
| CTPARTNERS EXECUTIVE SEARCH IN | 22945C105 | COMM STK | 9,063 | $85,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 14,490 | $84,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 1,833 | $84,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 1,305 | $84,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 8,325 | $84,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 1,500 | $84,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 19,923 | $83,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 4,064 | $83,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 2,554 | $83,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 5,716 | $83,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 7,550 | $83,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 9,150 | $83,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 1,616 | $82,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 1,781 | $82,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 6,650 | $82,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 3,115 | $82,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 3,216 | $81,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 1,550 | $81,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 4,172 | $81,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 1,600 | $80,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 802 | $80,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 1,928 | $80,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 1,350 | $79,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 1,767 | $79,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 4,581 | $79,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 4,080 | $79,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 843 | $79,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 2,203 | $79,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 2,976 | $78,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 2,583 | $78,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 9,950 | $78,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 4,000 | $78,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 2,636 | $78,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,400 | $78,000 | thousands by filing date | put |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,400 | $78,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 3,066 | $78,000 | thousands by filing date | principal |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 4,500 | $78,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 6,375 | $77,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 10,835 | $77,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 934 | $77,000 | thousands by filing date | |
| ALDERON IRON ORE CORP | 01434T100 | COM | 64,100 | $77,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 2,398 | $77,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 24,810 | $77,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 6,555 | $77,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 3,739 | $77,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 4,997 | $76,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 1,621 | $76,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-008995 | this filing | 2014-08-14 | acceptance time not in the bulk data set |