13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 4,688 holding rows worth $89,559,367,000.
- Accession
- 0000950123-14-008995
- Filer
- CIK 927971
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 13,508 entries on the cover page, a total value of $89,559,367,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $89,559,367,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO HARRIS INVESTMENT MANAGEMENT INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerSULLIVAN, BRUYETTE, SPEROS & BLANEY, INC
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerBMO INVESTORLINE INC.
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
- included managerBMO DELAWARE TRUST COMPANY
- included managerLGM (BERMUDA) LIMITED
- included managerTAPLIN CANIDA & HABACHT, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 480 | $7,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 120 | $7,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 8,956 | $7,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 390 | $7,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 100 | $7,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 315 | $7,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 317 | $7,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 1,780 | $7,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 630 | $7,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 270 | $7,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 540 | $7,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 402 | $7,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 340 | $7,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 243 | $7,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 500 | $7,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,200 | $7,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 1,840 | $7,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 560 | $7,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 430 | $7,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 460 | $7,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 530 | $7,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 1,168 | $7,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 390 | $7,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 760 | $7,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 510 | $7,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 2,280 | $7,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 400 | $7,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 1,070 | $7,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 787 | $7,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 820 | $7,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 4,190 | $7,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 530 | $7,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 355 | $7,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 2,690 | $7,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 1,430 | $7,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 620 | $7,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 460 | $7,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 1,720 | $7,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 150 | $7,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 950 | $7,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 490 | $7,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 473 | $7,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 430 | $7,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 280 | $7,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 2,116 | $7,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 350 | $7,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 250 | $7,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 400 | $7,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 1,560 | $7,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 1,140 | $7,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 490 | $7,000 | thousands by filing date | |
| SCHAWK INC | 806373106 | CL A | 330 | $7,000 | thousands by filing date | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 280 | $7,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 470 | $7,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 360 | $7,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 280 | $7,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 430 | $7,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 1,360 | $7,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 1,213 | $7,000 | thousands by filing date | |
| CHINDEX INTERNATIONAL INC | 169467107 | COM | 310 | $7,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 680 | $7,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 1,120 | $7,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 250 | $7,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 410 | $7,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 239 | $7,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 400 | $7,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 260 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 278 | $7,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 260 | $7,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 145 | $7,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 290 | $7,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 350 | $7,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 66 | $6,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 280 | $6,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 100 | $6,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 640 | $6,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 420 | $6,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 700 | $6,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 30 | $6,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 150 | $6,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 200 | $6,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 250 | $6,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 460 | $6,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 300 | $6,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 515 | $6,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 410 | $6,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 427 | $6,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 300 | $6,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 600 | $6,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 180 | $6,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 630 | $6,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 360 | $6,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 280 | $6,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 290 | $6,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 250 | $6,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 300 | $6,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 240 | $6,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 120 | $6,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 1,060 | $6,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 720 | $6,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 350 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 200 | $6,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 570 | $6,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 350 | $6,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 670 | $6,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 440 | $6,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 600 | $6,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 470 | $6,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 170 | $6,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 3,000 | $6,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 170 | $6,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 520 | $6,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 727 | $6,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 120 | $6,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 130 | $6,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 400 | $6,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 680 | $6,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 870 | $6,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 1,130 | $6,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 400 | $6,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 240 | $6,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 1,750 | $6,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 5,250 | $6,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 200 | $6,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 600 | $6,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 1,180 | $6,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 520 | $6,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 1,486 | $6,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 250 | $6,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 1,439 | $6,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 330 | $6,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 710 | $6,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 560 | $6,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 290 | $6,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HLDG | 70337B102 | COM | 160 | $6,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 830 | $6,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 310 | $6,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 750 | $6,000 | thousands by filing date | |
| FRANKLIN FINANCIAL CORP/VA | 35353C102 | COM | 270 | $6,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 270 | $6,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 200 | $6,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 168 | $6,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 1,000 | $6,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F176 | COM | 130 | $6,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 186 | $6,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 450 | $6,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 610 | $6,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 69 | $5,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 45 | $5,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 280 | $5,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 215 | $5,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 256 | $5,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 480 | $5,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 970 | $5,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 360 | $5,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 520 | $5,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 200 | $5,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 310 | $5,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 622 | $5,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 1,080 | $5,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 248 | $5,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 520 | $5,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 670 | $5,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 280 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 50 | $5,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 210 | $5,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 170 | $5,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 270 | $5,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 360 | $5,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 210 | $5,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 310 | $5,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 230 | $5,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 1,710 | $5,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 390 | $5,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 203 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 103 | $5,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 110 | $5,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 2,620 | $5,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 160 | $5,000 | thousands by filing date | |
| AEROFLEX HOLDING CORP | 007767106 | COMMON STOCK | 480 | $5,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 2,190 | $5,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 360 | $5,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 540 | $5,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 370 | $5,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 150 | $5,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 2,000 | $5,000 | thousands by filing date | put |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 480 | $5,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 1,080 | $5,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 350 | $5,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 230 | $5,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 90 | $5,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 220 | $5,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 180 | $5,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 200 | $5,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 1,250 | $5,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 706 | $5,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 730 | $5,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 310 | $5,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 160 | $5,000 | thousands by filing date | |
| MERIDIAN INTERSTAT BANCORP I | 58964Q104 | COM | 200 | $5,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 540 | $5,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 2,450 | $5,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 1,000 | $5,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 510 | $5,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 35 | $5,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 200 | $5,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 360 | $5,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 1,625 | $5,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 1,910 | $5,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 210 | $5,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 1,530 | $5,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 3,060 | $5,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 200 | $5,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 630 | $5,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 200 | $5,000 | thousands by filing date | principal |
| ONCOTHYREON INC | 682324108 | COM | 1,449 | $5,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 1,240 | $5,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 290 | $5,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 390 | $5,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 1,350 | $5,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 320 | $5,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 370 | $5,000 | thousands by filing date | |
| BARRY (R.G.) | 068798107 | COM | 240 | $5,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 210 | $5,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 310 | $5,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 2,563 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 34 | $5,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 4,563 | $5,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 160 | $5,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 460 | $5,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 260 | $5,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 170 | $5,000 | thousands by filing date | |
| ENVENTIS CORP | 29402J101 | COM | 340 | $5,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 40 | $4,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 410 | $4,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 410 | $4,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 160 | $4,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 210 | $4,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 240 | $4,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 460 | $4,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 3,140 | $4,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 410 | $4,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 1,330 | $4,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 135 | $4,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 850 | $4,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 240 | $4,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 440 | $4,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 140 | $4,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 450 | $4,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 2,075 | $4,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 640 | $4,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 1,500 | $4,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 640 | $4,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 39 | $4,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 90 | $4,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 120 | $4,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 150 | $4,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 430 | $4,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 831 | $4,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 70 | $4,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 370 | $4,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 70 | $4,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 410 | $4,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 160 | $4,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 210 | $4,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 160 | $4,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 80 | $4,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 240 | $4,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 50 | $4,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 870 | $4,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 170 | $4,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 380 | $4,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 270 | $4,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 190 | $4,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 280 | $4,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 430 | $4,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 270 | $4,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 260 | $4,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 200 | $4,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 200 | $4,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 520 | $4,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 610 | $4,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 200 | $4,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 437 | $4,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 190 | $4,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 480 | $4,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 3,020 | $4,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 5,000 | $4,000 | thousands by filing date | principal |
| EDGIO INC | 53261M104 | COM | 1,350 | $4,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 310 | $4,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 180 | $4,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 370 | $4,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 430 | $4,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 200 | $4,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 479 | $4,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 340 | $4,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 435 | $4,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 770 | $4,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 2,160 | $4,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 410 | $4,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 500 | $4,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 160 | $4,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 130 | $4,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 590 | $4,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 200 | $4,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 890 | $4,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 840 | $4,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 920 | $4,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 260 | $4,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 340 | $4,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 240 | $4,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 460 | $4,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 480 | $4,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 620 | $4,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 320 | $4,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 1,220 | $4,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 1,600 | $4,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 550 | $4,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 1,680 | $4,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 2,420 | $4,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 290 | $4,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 1,000 | $4,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 560 | $4,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 360 | $4,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 110 | $4,000 | thousands by filing date | |
| ESB FINANCIAL CORP | 26884F102 | COM | 320 | $4,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 330 | $4,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 140 | $4,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 480 | $4,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 240 | $4,000 | thousands by filing date | |
| BOLT TECHNOLOGY CORP | 097698104 | COM | 210 | $4,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 2,560 | $4,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 420 | $4,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 30 | $4,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 280 | $4,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 200 | $4,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 350 | $4,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 90 | $4,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 480 | $4,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 320 | $4,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 753 | $4,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 1,670 | $4,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 420 | $4,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 15,196 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 80 | $4,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 66 | $4,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 230 | $4,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 510 | $4,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 140 | $4,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 1,120 | $4,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 180 | $4,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 120 | $3,000 | thousands by filing date | |
| AMERICAN STRATEGIC INCOME II | 03009T101 | COM | 430 | $3,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 200 | $3,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,120 | $3,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 76 | $3,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 150 | $3,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 70 | $3,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 920 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 120 | $3,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 600 | $3,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 130 | $3,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 220 | $3,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 1,082 | $3,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 130 | $3,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 50 | $3,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 200 | $3,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 70 | $3,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 290 | $3,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 480 | $3,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 160 | $3,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 50 | $3,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 380 | $3,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 190 | $3,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 505 | $3,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 190 | $3,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 420 | $3,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 535 | $3,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 450 | $3,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 280 | $3,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 250 | $3,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 80 | $3,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 530 | $3,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 120 | $3,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 574 | $3,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 151 | $3,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 200 | $3,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 160 | $3,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 58 | $3,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 190 | $3,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 440 | $3,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 600 | $3,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 4,906 | $3,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 84 | $3,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 390 | $3,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 6,680 | $3,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 420 | $3,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 130 | $3,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 860 | $3,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 2,000 | $3,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 490 | $3,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 150 | $3,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 120 | $3,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 2,116 | $3,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 855 | $3,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 35 | $3,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 870 | $3,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 700 | $3,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 860 | $3,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 2,520 | $3,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 130 | $3,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 460 | $3,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 223 | $3,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 1,640 | $3,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 200 | $3,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 410 | $3,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 690 | $3,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 630 | $3,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 710 | $3,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 720 | $3,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 760 | $3,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 1,530 | $3,000 | thousands by filing date | |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 230 | $3,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 540 | $3,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 198 | $3,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 560 | $3,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 2,780 | $3,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 142 | $3,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 300 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 237 | $3,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 290 | $3,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 210 | $3,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 2,210 | $3,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 410 | $3,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 1,130 | $3,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 180 | $3,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 150 | $3,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 110 | $3,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 450 | $3,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 250 | $3,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 260 | $3,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 1,000 | $3,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 1,180 | $3,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 890 | $3,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 80 | $3,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 180 | $3,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 560 | $3,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 430 | $3,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 300 | $3,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 490 | $3,000 | thousands by filing date | |
| VITACOST.COM INC | 92847A200 | COM | 540 | $3,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 1,630 | $3,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 290 | $3,000 | thousands by filing date | |
| NASB FINANCIAL INC | 628968109 | COM | 110 | $3,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 530 | $3,000 | thousands by filing date | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 7,400 | $3,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 100 | $3,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 178 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 179 | $3,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 280 | $3,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 150 | $3,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 1,632 | $3,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 160 | $3,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 115 | $3,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 110 | $3,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 210 | $3,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 210 | $3,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 634 | $3,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 200 | $3,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 330 | $3,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 170 | $3,000 | thousands by filing date | |
| NORCRAFT COS INC | 65557Y105 | COM | 190 | $3,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131103 | COM | 2,500 | $3,000 | thousands by filing date | |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 2,000 | $3,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 20 | $2,000 | thousands by filing date | put |
| Duke Energy Corporation | 26441C204 | COM | 30 | $2,000 | thousands by filing date | put |
| NIKE,Inc. Class B | 654106103 | COM | 30 | $2,000 | thousands by filing date | put |
| UnitedHealth Group Inc | 91324P102 | COM | 27 | $2,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 44 | $2,000 | thousands by filing date | put |
| VERACYTE INC COM | 92337F107 | Stock | 130 | $2,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 33 | $2,000 | thousands by filing date | put |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 110 | $2,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 140 | $2,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 30 | $2,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 100 | $2,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 100 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 39 | $2,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 630 | $2,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 170 | $2,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 740 | $2,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 190 | $2,000 | thousands by filing date | put |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 90 | $2,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 150 | $2,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 110 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 50 | $2,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 350 | $2,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 120 | $2,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 320 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-008995 | this filing | 2014-08-14 | acceptance time not in the bulk data set |