13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 4,688 holding rows worth $89,559,367,000.
- Accession
- 0000950123-14-008995
- Filer
- CIK 927971
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 13,508 entries on the cover page, a total value of $89,559,367,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $89,559,367,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO HARRIS INVESTMENT MANAGEMENT INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerSULLIVAN, BRUYETTE, SPEROS & BLANEY, INC
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerBMO INVESTORLINE INC.
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
- included managerBMO DELAWARE TRUST COMPANY
- included managerLGM (BERMUDA) LIMITED
- included managerTAPLIN CANIDA & HABACHT, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WESTBURY BANCORP INC COM | 95727P106 | COM | 5,000 | $76,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 3,000 | $76,000 | thousands by filing date | |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 3,820 | $76,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 2,500 | $76,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 2,121 | $75,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 6,058 | $75,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 2,828 | $75,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 4,643 | $75,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 1,570 | $75,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 5,514 | $75,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 4,406 | $75,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 4,880 | $75,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 2,527 | $74,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 2,460 | $74,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 28,896 | $74,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 1,244 | $74,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 2,847 | $74,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 12,026 | $74,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 3,668 | $74,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 32,100 | $74,000 | thousands by filing date | call |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 21,695 | $74,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 2,150 | $73,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 740 | $73,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 700 | $73,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 1,142 | $73,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 3,010 | $73,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 1,285 | $72,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 1,216 | $72,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 2,125 | $72,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 3,592 | $72,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 3,432 | $72,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 4,203 | $72,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 8,000 | $72,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 1,500 | $72,000 | thousands by filing date | principal |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 4,804 | $72,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 16,614 | $72,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 1,351 | $71,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 956 | $71,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 1,075 | $71,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 4,210 | $71,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 11,500 | $71,000 | thousands by filing date | put |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 2,285 | $71,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 2,964 | $70,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 5,000 | $70,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 2,406 | $70,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 2,439 | $70,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 1,510 | $70,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 6,536 | $70,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 3,170 | $70,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 3,000 | $70,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 2,201 | $69,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 4,841 | $69,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 1,130 | $69,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 11,904 | $69,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 4,800 | $69,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 2,788 | $69,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 3,255 | $69,000 | thousands by filing date | |
| ELECSYS CORP | 28473M100 | COM | 5,659 | $69,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 2,554 | $69,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 848 | $68,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 1,400 | $68,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 2,810 | $68,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 7,436 | $68,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 5,725 | $68,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 473 | $68,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 10,575 | $68,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 7,958 | $67,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 1,999 | $67,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 2,095 | $67,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 3,231 | $67,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 11,504 | $67,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 1,402 | $67,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 4,298 | $67,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 463 | $66,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 2,744 | $66,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 2,680 | $66,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,332 | $66,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 4,313 | $66,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 2,945 | $66,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 3,276 | $66,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 730 | $66,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 682 | $65,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 3,345 | $65,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 15,000 | $65,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 1,000 | $65,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 1,310 | $65,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 10,000 | $65,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 7,488 | $65,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 1,000 | $65,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 3,640 | $65,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 15,397 | $65,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 3,852 | $64,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 2,512 | $64,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 841 | $64,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 1,373 | $64,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 4,623 | $64,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 15,000 | $64,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 2,440 | $64,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,100 | $63,000 | thousands by filing date | call |
| UNION BANKSHARES CORP | 90539J109 | COM | 2,430 | $63,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 5,300 | $63,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 2,780 | $63,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 3,519 | $63,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 1,233 | $63,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 2,020 | $63,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 3,606 | $62,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 3,853 | $62,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 2,942 | $62,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 926 | $62,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 2,614 | $62,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 2,050 | $62,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 9,071 | $62,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 790 | $61,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 6,599 | $61,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 2,994 | $61,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 5,878 | $61,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 2,489 | $60,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 285 | $60,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 1,493 | $60,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 2,000 | $60,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 1,645 | $60,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 2,877 | $60,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 420 | $59,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 3,412 | $59,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 811 | $59,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 1,818 | $59,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,150 | $59,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 2,090 | $59,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 806 | $59,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 679 | $59,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 8,170 | $59,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 3,320 | $59,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 1,758 | $58,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 956 | $58,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 1,000 | $58,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 1,682 | $58,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 48,861 | $58,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 1,742 | $58,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 1,445 | $57,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 752 | $57,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 1,150 | $57,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 1,556 | $57,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 3,713 | $57,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 3,335 | $57,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 12,626 | $57,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 2,164 | $57,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 1,383 | $56,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 990 | $56,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 1,447 | $56,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 1,130 | $56,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 2,510 | $56,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 2,799 | $56,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 530 | $56,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 1,750 | $56,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 15,106 | $56,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 1,203 | $55,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 1,890 | $55,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 1,438 | $55,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 1,362 | $55,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 1,270 | $55,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 2,231 | $55,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 4,000 | $55,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 4,116 | $55,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 2,382 | $55,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 2,500 | $55,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 152,862 | $55,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 4,455 | $54,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 1,202 | $54,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 780 | $54,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 3,031 | $54,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 2,200 | $54,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 1,019 | $54,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 2,578 | $54,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 1,475 | $54,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 5,276 | $54,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 3,056 | $54,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 17,786 | $54,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 1,500 | $53,000 | thousands by filing date | put |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 2,325 | $53,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 1,528 | $53,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 2,632 | $53,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 1,450 | $53,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 848 | $53,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 1,080 | $52,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 1,663 | $52,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 2,415 | $52,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 3,303 | $52,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 977 | $52,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 689 | $52,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 2,720 | $51,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 2,622 | $51,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 640 | $51,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 5,525 | $51,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 2,000 | $51,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 6,800 | $51,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 1,105 | $51,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 3,243 | $51,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 30,062 | $51,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 590 | $51,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 4,305 | $51,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 754 | $50,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 675 | $50,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 761 | $50,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 2,955 | $50,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 2,100 | $50,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 3,594 | $50,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 1,000 | $50,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 1,700 | $49,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 4,000 | $49,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 2,160 | $49,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 600 | $49,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 3,400 | $49,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 711 | $49,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 6,367 | $49,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 1,800 | $49,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 3,500 | $49,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 2,447 | $48,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,146 | $48,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,622 | $48,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 1,020 | $48,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 2,402 | $48,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,249 | $48,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 5,610 | $48,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 21,975 | $48,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 645 | $47,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 4,630 | $47,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 798 | $46,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 2,146 | $46,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 2,000 | $46,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 953 | $46,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 1,000 | $46,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 1,766 | $45,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 4,120 | $45,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 1,660 | $45,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 5,000 | $45,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 3,396 | $45,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 7,500 | $45,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 11,408 | $45,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 5,271 | $45,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 1,682 | $45,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 584 | $45,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 1,770 | $45,000 | thousands by filing date | principal |
| CHANNELADVISOR CORP | 159179100 | COM | 1,725 | $45,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 1,730 | $45,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 2,000 | $45,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 2,000 | $44,000 | thousands by filing date | call |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 745 | $44,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 1,082 | $44,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 1,786 | $44,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 1,226 | $44,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 1,180 | $44,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 557 | $44,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 1,220 | $44,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 1,294 | $44,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 27,420 | $44,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 1,000 | $44,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B102 | COM | 11,010 | $44,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 664 | $44,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 450 | $43,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 5,081 | $43,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 871 | $43,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 1,045 | $43,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 5,791 | $43,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 600 | $43,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 1,862 | $43,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 2,079 | $43,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 1,075 | $43,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 2,160 | $42,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 1,771 | $42,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 4,360 | $42,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 2,733 | $42,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,900 | $42,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 2,909 | $42,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 755 | $42,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 2,310 | $42,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 2,810 | $42,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 1,010 | $42,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 2,071 | $42,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 1,840 | $42,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 3,000 | $42,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 3,276 | $42,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 3,000 | $42,000 | thousands by filing date | |
| LIPOSCIENCE INC | 53630M108 | COM | 12,076 | $42,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 3,024 | $41,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 1,405 | $41,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 3,700 | $41,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 450 | $41,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 2,832 | $41,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 1,575 | $41,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 580 | $41,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 2,735 | $41,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 9,698 | $41,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 3,200 | $41,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 1,431 | $41,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 5,170 | $41,000 | thousands by filing date | |
| JTH HLDG INC | 46637N103 | CL A | 1,241 | $41,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 2,463 | $41,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 2,281 | $41,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 3,000 | $41,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 2,370 | $41,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 1,185 | $40,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 7,324 | $40,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 1,805 | $40,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 760 | $40,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 725 | $40,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 932 | $40,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 600 | $40,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 1,120 | $40,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 4,780 | $40,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 5,236 | $40,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 1,350 | $40,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 1,827 | $40,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 3,045 | $40,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 524 | $39,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 1,049 | $39,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 2,480 | $39,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,765 | $39,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 2,550 | $39,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 2,890 | $39,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 3,600 | $39,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 2,088 | $39,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 3,894 | $39,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 2,666 | $39,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 1,020 | $38,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 730 | $38,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 2,035 | $38,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 1,446 | $38,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 1,234 | $38,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 1,838 | $38,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 29,872 | $38,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 708 | $38,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 910 | $37,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 570 | $37,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 95 | $37,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 3,200 | $37,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 1,344 | $37,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 2,500 | $37,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 2,253 | $37,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 405 | $37,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 470 | $37,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 2,430 | $37,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 1,430 | $37,000 | thousands by filing date | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 400 | $37,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 2,500 | $37,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 845 | $36,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 2,933 | $36,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 1,400 | $36,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 1,700 | $36,000 | thousands by filing date | |
| EMERITUS CORP | 291005106 | COMMON STOCK | 1,123 | $36,000 | thousands by filing date | |
| SUSSER HOLDINGS CORP | 869233106 | COMMON STOCK | 450 | $36,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 311 | $36,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 1,256 | $36,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 410 | $36,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 1,330 | $36,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 8,812 | $36,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 1,930 | $36,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 480 | $35,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 2,607 | $35,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 2,702 | $35,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 3,500 | $35,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 680 | $35,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 1,665 | $35,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 6,040 | $35,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 9,590 | $35,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 750 | $35,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 910 | $35,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 1,810 | $34,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 450 | $34,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 575 | $34,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 705 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 2,230 | $34,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 1,459 | $34,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 1,007 | $34,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 5,030 | $34,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 3,420 | $34,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 968 | $34,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 6,925 | $34,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,106 | $33,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 1,130 | $33,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 1,000 | $33,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 1,985 | $33,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 820 | $33,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 3,120 | $33,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 1,281 | $33,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 1,433 | $33,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 3,410 | $33,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 480 | $33,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 15,600 | $33,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 335 | $32,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 1,824 | $32,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 2,630 | $32,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 670 | $32,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 2,976 | $32,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,650 | $32,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 807 | $32,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 2,150 | $32,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 4,400 | $32,000 | thousands by filing date | call |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 2,195 | $32,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 2,087 | $32,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 1,000 | $31,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 1,000 | $31,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 9,159 | $31,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 1,390 | $31,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,130 | $31,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 1,043 | $31,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 630 | $31,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 928 | $31,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 782 | $31,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 1,512 | $31,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 2,223 | $31,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 2,000 | $31,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 972 | $31,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 870 | $30,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 1,126 | $30,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1,900 | $30,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 941 | $30,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 10 | $30,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 883 | $30,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 706 | $30,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 307 | $30,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 1,621 | $30,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 404 | $30,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 2,910 | $30,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 893 | $30,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 2,495 | $30,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 950 | $30,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 3,340 | $30,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 1,625 | $29,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 664 | $29,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 500 | $29,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 900 | $29,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 881 | $29,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 351 | $29,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 3,130 | $29,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 4,850 | $29,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 1,006 | $29,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 1,773 | $29,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 560 | $29,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 2,350 | $28,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 910 | $28,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 500 | $28,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 500 | $28,000 | thousands by filing date | call |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 564 | $28,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 888 | $28,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 878 | $28,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 1,860 | $28,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 2,579 | $28,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 850 | $28,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 1,795 | $28,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,500 | $28,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 970 | $28,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 680 | $28,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 1,560 | $28,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 1,698 | $28,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 930 | $28,000 | thousands by filing date | |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 2,000 | $28,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 712 | $27,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 569 | $27,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 3,925 | $27,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 1,404 | $27,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 750 | $27,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 1,080 | $27,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 1,453 | $27,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 1,149 | $27,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 1,530 | $27,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 1,020 | $27,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 1,120 | $27,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 1,010 | $27,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 32,167 | $27,000 | thousands by filing date | |
| BIOFUEL ENERGY CORP | 09064Y307 | COM | 4,000 | $27,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,200 | $26,000 | thousands by filing date | put |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 714 | $26,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 2,400 | $26,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 600 | $26,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 900 | $26,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 350 | $26,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 600 | $26,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 765 | $26,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 3,310 | $26,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 751 | $26,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 2,266 | $26,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 26,922 | $26,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 500 | $26,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 1,255 | $26,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 1,264 | $26,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 2,119 | $26,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 1,487 | $26,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 225 | $25,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 234 | $25,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 1,234 | $25,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 2,260 | $25,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 1,380 | $25,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 2,000 | $25,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 945 | $25,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 4,400 | $25,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 3,950 | $25,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 2,110 | $25,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 1,280 | $25,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 2,335 | $25,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 8,722 | $25,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-008995 | this filing | 2014-08-14 | acceptance time not in the bulk data set |