13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 4,037 holding rows worth $77,520,493,000.
- Accession
- 0000950123-14-006380
- Filer
- CIK 927971
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 11,307 entries on the cover page, a total value of $77,520,493,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $77,520,493,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO HARRIS INVESTMENT MANAGEMENT INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerSULLIVAN, BRUYETTE, SPEROS & BLANEY, INC
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerBMO INVESTORLINE INC.
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
- included managerBMO DELAWARE TRUST COMPANY
- included managerLGM (BERMUDA) LIMITED
- included managerTAPLIN CANIDA & HABACHT, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 2,500 | $66,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 8,000 | $66,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 14,966 | $66,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 976 | $65,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 3,439 | $65,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 15,000 | $65,000 | thousands by filing date | put |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 2,871 | $65,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 3,292 | $65,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 1,789 | $65,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 463 | $65,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 1,400 | $65,000 | thousands by filing date | put |
| HOME FEDERAL BANCORP INC/ID | 43710G105 | COM | 4,168 | $65,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 1,007 | $64,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 1,400 | $64,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 940 | $64,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 3,811 | $64,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 2,580 | $64,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 1,056 | $64,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 3,000 | $63,000 | thousands by filing date | call |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 649 | $63,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 3,083 | $63,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 1,836 | $63,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 1,179 | $63,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 1,400 | $63,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 1,579 | $63,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 5,000 | $63,000 | thousands by filing date | |
| TECHE HLDG CO | 878330109 | COM | 800 | $63,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 3,454 | $62,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1,051 | $62,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 2,001 | $62,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 5,732 | $62,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 3,538 | $62,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 1,000 | $62,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 3,000 | $62,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 4,300 | $62,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 21,840 | $62,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 886 | $61,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 4,582 | $61,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 35,460 | $61,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 2,050 | $61,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 2,256 | $61,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 8,600 | $61,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 2,106 | $61,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 463 | $60,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 1,090 | $60,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 7,700 | $60,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 848 | $60,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 3,491 | $60,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 2,236 | $60,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 10,809 | $60,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 3,000 | $60,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 1,800 | $59,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 4,178 | $59,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 2,942 | $59,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 2,088 | $59,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 2,718 | $59,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 3,677 | $59,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 682 | $59,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 18,090 | $59,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 1,000 | $59,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 785 | $58,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 519 | $58,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 1,876 | $58,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 2,000 | $58,000 | thousands by filing date | put |
| CATHAY GEN BANCORP | 149150104 | COM | 2,305 | $58,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 2,600 | $58,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 29,385 | $58,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 733 | $58,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 1,532 | $58,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 2,146 | $58,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 1,550 | $58,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 2,847 | $57,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 2,007 | $57,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 1,973 | $57,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 808 | $57,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 1,103 | $57,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 10,000 | $57,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 1,330 | $57,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 1,874 | $57,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 2,000 | $57,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 1,717 | $57,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 1,300 | $57,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 7,000 | $57,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 18,073 | $56,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 1,175 | $56,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 3,062 | $56,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 3,643 | $56,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 824 | $55,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 1,335 | $55,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 957 | $55,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 6,531 | $55,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 1,875 | $55,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 1,455 | $55,000 | thousands by filing date | |
| CENTER BANCORP INC | 151408101 | COM | 2,905 | $55,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 12,435 | $55,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 971 | $54,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 4,000 | $54,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 3,000 | $54,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 7,872 | $54,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 3,500 | $53,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 1,543 | $53,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 2,000 | $53,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 3,368 | $53,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 2,670 | $53,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 339 | $53,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 4,265 | $53,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 1,910 | $52,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 5,126 | $52,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 1,019 | $52,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 24,772 | $52,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 1,845 | $52,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 2,091 | $52,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 1,750 | $52,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 4,000 | $52,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 15,000 | $52,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06739H453 | FUND | 1,367 | $52,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 1,441 | $51,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 4,376 | $51,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 920 | $51,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 1,189 | $51,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 992 | $51,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 4,375 | $51,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 1,515 | $51,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 1,500 | $50,000 | thousands by filing date | put |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 268 | $50,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 965 | $50,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 3,642 | $50,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 745 | $50,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 2,500 | $50,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 831 | $49,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 1,981 | $49,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 2,200 | $49,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 4,000 | $49,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS | 45857P400 | COMMON STOCK-FO | 1,504 | $49,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 2,814 | $49,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 2,660 | $49,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 3,500 | $49,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 1,309 | $48,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 1,764 | $48,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 680 | $48,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 1,570 | $48,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 6,800 | $48,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 3,200 | $48,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 1,100 | $48,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 2,120 | $48,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 6,200 | $48,000 | thousands by filing date | call |
| OPENTABLE INC | 68372A104 | COM | 623 | $48,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 1,800 | $48,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 4,000 | $47,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 1,461 | $47,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 601 | $47,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 2,000 | $47,000 | thousands by filing date | call |
| TRUBRIDGE INC | 205306103 | COM | 733 | $47,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 1,450 | $47,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 2,000 | $47,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 3,595 | $46,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 755 | $46,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 930 | $46,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 2,622 | $46,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 1,256 | $46,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 1,049 | $46,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 912 | $46,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 1,162 | $45,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 729 | $45,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 1,252 | $45,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 449 | $45,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 2,000 | $45,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 5,000 | $45,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 7,500 | $45,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 1,770 | $45,000 | thousands by filing date | principal |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 1,041 | $45,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 4,150 | $44,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 3,700 | $44,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 3,100 | $44,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 1,548 | $44,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 462 | $44,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 1,571 | $44,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 2,250 | $44,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 1,309 | $44,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 5,927 | $44,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 2,000 | $44,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 440 | $43,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 1,120 | $43,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 1,803 | $43,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,400 | $43,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 5,170 | $43,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 1,835 | $43,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 4,048 | $43,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 1,235 | $43,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 752 | $43,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 2,355 | $43,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 2,100 | $43,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 2,000 | $42,000 | thousands by filing date | call |
| DYCOM INDS INC COM | 267475101 | Stock | 1,326 | $42,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 2,402 | $42,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 871 | $42,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 1,832 | $42,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 1,257 | $42,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 2,500 | $42,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 1,853 | $42,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 584 | $42,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 1,000 | $42,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 500 | $42,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 438 | $41,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 527 | $41,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 4,360 | $41,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 2,230 | $41,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 693 | $41,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,900 | $41,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 5,000 | $41,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 745 | $41,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,945 | $41,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 1,230 | $41,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 500 | $41,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 3,000 | $41,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 1,477 | $41,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 3,000 | $41,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 955 | $41,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 5,081 | $40,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 1,314 | $40,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 2,735 | $40,000 | thousands by filing date | |
| GEO GROUP INC | 36159R103 | COMMON STOCK | 1,257 | $40,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 845 | $40,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 1,361 | $40,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 4,000 | $40,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 3,276 | $40,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 99 | $39,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 1,596 | $39,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 712 | $39,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,332 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 2,070 | $39,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 974 | $39,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 3,772 | $39,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 910 | $39,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 6,000 | $39,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 3,000 | $39,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 1,500 | $39,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 500 | $38,000 | thousands by filing date | call |
| ASTRONICS CORP COM | 046433108 | Stock | 600 | $38,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 5,927 | $38,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 2,000 | $38,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 1,433 | $38,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 3,000 | $38,000 | thousands by filing date | |
| LIPOSCIENCE INC | 53630M108 | COM | 11,789 | $38,000 | thousands by filing date | |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 3,000 | $38,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 1,564 | $37,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 1,838 | $37,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 2,833 | $37,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 2,713 | $37,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 1,871 | $37,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 20,660 | $37,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 6,925 | $37,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 317 | $36,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 3,200 | $36,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 1,040 | $36,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 525 | $36,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 2,500 | $36,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 1,187 | $36,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 35,000 | $36,000 | thousands by filing date | principal |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 1,282 | $36,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 409 | $36,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 731 | $36,000 | thousands by filing date | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 400 | $36,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 2,500 | $36,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 618 | $35,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 984 | $35,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 7,211 | $35,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 860 | $35,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 8,527 | $35,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 2,054 | $35,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 13,200 | $35,000 | thousands by filing date | put |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,680 | $35,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 33 | $35,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 1,518 | $35,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 2,449 | $35,000 | thousands by filing date | |
| UNION FIRST MKT BANKSH CP | 90662P104 | COM | 1,390 | $35,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 1,420 | $35,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 521 | $35,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 4,957 | $35,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 587 | $35,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 1,000 | $35,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 1,116 | $34,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 480 | $34,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 402 | $34,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 1,127 | $34,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 2,000 | $34,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,765 | $34,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 3,500 | $34,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 2,079 | $34,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 1,312 | $34,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 1,385 | $34,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 637 | $34,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B102 | COM | 10,000 | $34,000 | thousands by filing date | |
| AUGUSTA RES CORP | 050912203 | COM NEW | 10,920 | $34,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 968 | $34,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 635 | $33,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 1,286 | $33,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 2,221 | $33,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 461 | $33,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 764 | $33,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 427 | $33,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 2,836 | $33,000 | thousands by filing date | |
| ARTHROCARE CORP | 043136100 | COM | 690 | $33,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 10,400 | $33,000 | thousands by filing date | put |
| RLI CORP COM | 749607107 | Stock | 721 | $32,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 571 | $32,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 2,205 | $32,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 1,200 | $32,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 4,400 | $32,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 1,653 | $32,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 600 | $32,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 616 | $31,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 727 | $31,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 2,552 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 666 | $31,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 780 | $31,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 2,041 | $31,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 415 | $31,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 705 | $31,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 1,850 | $31,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 1,249 | $31,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 800 | $31,000 | thousands by filing date | put |
| ULTRA PETROLEUM CORP | 903914109 | COM | 1,138 | $31,000 | thousands by filing date | |
| JTH HLDG INC | 46637N103 | CL A | 1,121 | $31,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 1,000 | $31,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 1,618 | $31,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 2,000 | $31,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 1,700 | $31,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 2,396 | $30,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 335 | $30,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 1,018 | $30,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 616 | $30,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 589 | $30,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 850 | $30,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 610 | $30,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 423 | $30,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 465 | $30,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 400 | $30,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 630 | $30,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 2,151 | $30,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 928 | $30,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 2,100 | $30,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 1,821 | $30,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 2,223 | $30,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 772 | $30,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 1,000 | $29,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 1,000 | $29,000 | thousands by filing date | call |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 1,022 | $29,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 593 | $29,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 781 | $29,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1,900 | $29,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 2,286 | $29,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 1,063 | $29,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 325 | $29,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 5,800 | $29,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 1,773 | $29,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 2,000 | $28,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 857 | $28,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 4,365 | $28,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 1,400 | $28,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 954 | $28,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 3,120 | $28,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,500 | $28,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 1,045 | $28,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 820 | $28,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 636 | $28,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 3,000 | $28,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 576 | $28,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 1,295 | $28,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 8,500 | $28,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 1,100 | $28,000 | thousands by filing date | principal |
| Crestwood Equity Partners | 226344109 | COM | 2,000 | $28,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 270 | $27,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 986 | $27,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 1,390 | $27,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 1,004 | $27,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 1,400 | $27,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 1,000 | $27,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 1,350 | $27,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 1,289 | $27,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 806 | $27,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 4,400 | $27,000 | thousands by filing date | call |
| LORILLARD INC | 544147101 | COM | 500 | $27,000 | thousands by filing date | put |
| LORILLARD INC | 544147101 | COM | 500 | $27,000 | thousands by filing date | call |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 662 | $27,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 707 | $26,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 1,501 | $26,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 4,667 | $26,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 1,071 | $26,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 575 | $26,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 272 | $26,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 735 | $26,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 350 | $26,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 391 | $26,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 1,420 | $26,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 3,455 | $26,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 10,000 | $26,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 813 | $26,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 1,380 | $26,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 1,190 | $26,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,200 | $25,000 | thousands by filing date | put |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 828 | $25,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 234 | $25,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 1,563 | $25,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 325 | $25,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 970 | $25,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 2,000 | $25,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 1,385 | $25,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 3,000 | $25,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 1,030 | $25,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 1,230 | $25,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 905 | $25,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 897 | $25,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 1,025 | $25,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 7,342 | $25,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 890 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 1,123 | $25,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 225 | $24,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 593 | $24,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 1,350 | $24,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 1,000 | $24,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 3,391 | $24,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 411 | $24,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 1,171 | $24,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 1,215 | $24,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 836 | $24,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 1,323 | $24,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 1,313 | $24,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 294 | $24,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 1,000 | $24,000 | thousands by filing date | principal |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 2,000 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 850 | $23,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 2,231 | $23,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 2,111 | $23,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 603 | $23,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 300 | $23,000 | thousands by filing date | put |
| CANTEL MEDICAL CORP | 138098108 | COM | 691 | $23,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 2,780 | $23,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 1,024 | $23,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 700 | $23,000 | thousands by filing date | put |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 1,279 | $23,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 3,650 | $23,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 867 | $23,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 1,419 | $23,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 290 | $23,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 476 | $22,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 810 | $22,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 200 | $22,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 285 | $22,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 1,595 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 319 | $22,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 781 | $22,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,000 | $22,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 945 | $22,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 805 | $22,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 305 | $22,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 3,950 | $22,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 452 | $22,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 2,000 | $22,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 416 | $22,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 1,000 | $22,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 1,285 | $22,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 2,500 | $22,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 252 | $21,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 391 | $21,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 450 | $21,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 400 | $21,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 884 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 300 | $21,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 1,622 | $21,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 711 | $21,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 1,000 | $21,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 1,100 | $21,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 625 | $21,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 1,000 | $21,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 1,100 | $21,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 3,000 | $21,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 14,000 | $21,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 1,320 | $20,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 920 | $20,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 700 | $20,000 | thousands by filing date | put |
| ZOETIS INC CL A | 98978V103 | Stock | 700 | $20,000 | thousands by filing date | call |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 115 | $20,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 744 | $20,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 210 | $20,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,500 | $20,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 455 | $20,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 800 | $20,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 2,000 | $20,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 327 | $20,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 350 | $20,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 894 | $20,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 1,085 | $20,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 299 | $20,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 2,425 | $20,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 1,000 | $20,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 535 | $19,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,162 | $19,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 304 | $19,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,999 | $19,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-006380 | this filing | 2014-05-15 | acceptance time not in the bulk data set |