13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 4,037 holding rows worth $77,520,493,000.
- Accession
- 0000950123-14-006380
- Filer
- CIK 927971
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 11,307 entries on the cover page, a total value of $77,520,493,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $77,520,493,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO HARRIS INVESTMENT MANAGEMENT INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerSULLIVAN, BRUYETTE, SPEROS & BLANEY, INC
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerBMO INVESTORLINE INC.
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
- included managerBMO DELAWARE TRUST COMPANY
- included managerLGM (BERMUDA) LIMITED
- included managerTAPLIN CANIDA & HABACHT, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 11,360 | $201,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 4,959 | $199,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 11,200 | $199,000 | thousands by filing date | call |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 23,240 | $199,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 6,588 | $199,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 68,773 | $199,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 113,465 | $199,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 22,023 | $197,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 38,562 | $196,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 15,312 | $196,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 7,800 | $196,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 5,000 | $196,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 3,211 | $195,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 3,987 | $194,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 3,091 | $194,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 2,407 | $194,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 4,184 | $193,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 34,445 | $193,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 7,582 | $192,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 60,000 | $192,000 | thousands by filing date | call |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 14,144 | $192,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 1,951 | $192,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 5,714 | $190,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 15,254 | $190,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 6,069 | $190,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 2,768 | $190,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 7,900 | $190,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 12,787 | $189,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 4,421 | $188,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 3,196 | $188,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 11,430 | $187,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 3,660 | $187,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 6,000 | $187,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 11,514 | $186,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 7,737 | $185,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 4,950 | $185,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 7,576 | $185,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 6,469 | $184,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 19,944 | $182,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 5,366 | $181,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 32,500 | $181,000 | thousands by filing date | call |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 9,455 | $180,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 2,726 | $180,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 13,945 | $180,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 2,655 | $179,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 4,930 | $179,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,663 | $178,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 5,521 | $178,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 15,402 | $178,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 2,515 | $177,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 15,324 | $177,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 4,861 | $177,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 40,892 | $176,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 16,000 | $176,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 5,973 | $176,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 7,735 | $175,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,450 | $175,000 | thousands by filing date | call |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 12,000 | $175,000 | thousands by filing date | |
| ATHLON ENERGY INC | 047477104 | COM | 6,766 | $175,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 40,000 | $174,000 | thousands by filing date | call |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 9,904 | $173,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 58,300 | $173,000 | thousands by filing date | call |
| MEREDITH CORP | 589433101 | COM | 3,697 | $172,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 2,383 | $172,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 80,000 | $172,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 4,224 | $172,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 3,513 | $172,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1,454 | $171,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 3,577 | $171,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 4,754 | $171,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 14,079 | $170,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 2,800 | $169,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 223,950 | $169,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 6,214 | $169,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 3,827 | $168,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 6,500 | $168,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 40,754 | $168,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 694 | $167,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 3,000 | $167,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 5,573 | $167,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 17,400 | $166,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 9,113 | $166,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,499 | $165,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 4,958 | $165,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 3,718 | $165,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 2,165 | $165,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 2,864 | $164,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 7,559 | $163,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 8,638 | $163,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 8,855 | $162,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 3,777 | $162,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 43,800 | $162,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 3,777 | $161,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 17,374 | $161,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 2,736 | $161,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 7,650 | $161,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 4,551 | $160,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 5,840 | $160,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 44,185 | $160,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 50,000 | $159,000 | thousands by filing date | put |
| AbbVie,Inc. | 00287Y109 | COM | 3,082 | $158,000 | thousands by filing date | call |
| MTS SYSTEMS CORP | 553777103 | COM | 2,304 | $158,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 6,500 | $158,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 6,291 | $158,000 | thousands by filing date | |
| ISHARES TR | 464288190 | FTSE CHINA ETF | 3,490 | $158,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 2,756 | $157,000 | thousands by filing date | call |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 1,051 | $157,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 10,047 | $157,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 2,240 | $156,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 6,700 | $156,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 3,451 | $156,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 3,264 | $155,000 | thousands by filing date | call |
| SAFETY INS GROUP INC | 78648T100 | COM | 2,896 | $155,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 4,004 | $155,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 3,613 | $155,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1,792 | $154,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 9,536 | $154,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 4,067 | $153,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 4,700 | $153,000 | thousands by filing date | call |
| SYMANTEC CORP | 871503108 | COM | 7,600 | $152,000 | thousands by filing date | call |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 1,403 | $151,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 10,737 | $151,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 10,000 | $150,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 10,977 | $150,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 7,300 | $150,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 13,334 | $150,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 11,212 | $150,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 3,838 | $149,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 11,954 | $149,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 5,000 | $148,000 | thousands by filing date | call |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 136,200 | $148,000 | thousands by filing date | principal |
| GENERAC HLDGS INC | 368736104 | COM | 2,490 | $147,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 2,550 | $147,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 2,705 | $146,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 10,615 | $146,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 6,300 | $146,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 3,430 | $145,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 10,536 | $145,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 4,454 | $145,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 2,600 | $145,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 4,771 | $144,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 4,377 | $144,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 4,455 | $144,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,501 | $143,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 35,650 | $143,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 30,146 | $143,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 31,112 | $143,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 774 | $143,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 2,820 | $143,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 2,170 | $142,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,351 | $141,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 7,007 | $141,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 4,484 | $140,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 1,714 | $140,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 5,423 | $140,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 4,100 | $140,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 2,500 | $139,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 3,084 | $138,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 4,825 | $138,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 7,813 | $138,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 3,669 | $138,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 1,157 | $138,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 2,676 | $137,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 1,536 | $137,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 12,002 | $137,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 2,291 | $136,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 2,849 | $136,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 4,232 | $136,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 9,500 | $135,000 | thousands by filing date | put |
| IMRIS INC | 45322N105 | COM | 85,337 | $134,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 5,445 | $133,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 4,414 | $133,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 4,582 | $133,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 12,694 | $133,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,552 | $132,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 1,694 | $132,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 3,850 | $132,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 3,348 | $131,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 8,000 | $131,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 12,131 | $131,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 1,500 | $131,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 2,500 | $130,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 1,000 | $130,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 2,062 | $129,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 4,448 | $129,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 29,986 | $129,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 2,449 | $129,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 40,000 | $129,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 26,183 | $129,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 8,948 | $129,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 10,000 | $128,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 2,800 | $128,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 2,767 | $128,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 13,962 | $128,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 1,932 | $127,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 3,490 | $127,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 9,219 | $127,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 5,933 | $126,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 1,884 | $125,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 4,911 | $125,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 2,017 | $124,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 8,964 | $124,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 5,370 | $124,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 9,439 | $123,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 4,376 | $123,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 10,000 | $123,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 2,949 | $123,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 2,547 | $122,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 8,223 | $121,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 1,859 | $121,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 5,850 | $121,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 4,449 | $120,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 8,533 | $120,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 7,004 | $120,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 11,471 | $120,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 1,857 | $119,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 2,633 | $119,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 2,932 | $119,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 3,475 | $119,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 6,386 | $118,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 1,666 | $118,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 10,075 | $118,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 6,500 | $118,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 9,000 | $118,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 4,788 | $118,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,677 | $117,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 6,779 | $117,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,092 | $117,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 3,000 | $117,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 7,082 | $117,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 27,000 | $116,000 | thousands by filing date | call |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 2,817 | $116,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 3,555 | $116,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 5,485 | $116,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 5,918 | $115,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 3,052 | $115,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 10,524 | $115,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 4,900 | $115,000 | thousands by filing date | put |
| AOL INC | 00184X105 | COM | 2,632 | $115,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 8,900 | $114,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 252,400 | $114,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 1,905 | $114,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 4,392 | $113,000 | thousands by filing date | call |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 10,143 | $113,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,300 | $113,000 | thousands by filing date | call |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 13,014 | $113,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 9,469 | $113,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 19,566 | $113,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 3,681 | $112,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 2,462 | $112,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 7,800 | $111,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 10,024 | $111,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 38,919 | $111,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 1,295 | $111,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 11,222 | $111,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 15,000 | $111,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 6,744 | $111,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 2,529 | $111,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 5,000 | $110,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 1,336 | $110,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 2,120 | $110,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 7,362 | $110,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 5,605 | $110,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 3,040 | $110,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 2,000 | $109,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 6,215 | $109,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 3,485 | $109,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 10,000 | $108,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 26,208 | $108,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 2,692 | $107,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 4,398 | $107,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 49,900 | $107,000 | thousands by filing date | call |
| CAVCO INDS INC DEL | 149568107 | COM | 1,356 | $106,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 7,550 | $106,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 6,465 | $106,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 5,925 | $106,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 1,260 | $105,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 8,000 | $105,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 832 | $105,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 5,978 | $105,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 6,068 | $104,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 13,948 | $104,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 24,718 | $104,000 | thousands by filing date | |
| AUTONAVI HLDGS LTD | 05330F106 | SPONSORED ADR | 5,188 | $104,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 3,244 | $103,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 5,610 | $103,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 8,083 | $103,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 2,937 | $103,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 4,952 | $103,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 23,900 | $103,000 | thousands by filing date | put |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 8,560 | $102,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 2,141 | $102,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 12,418 | $102,000 | thousands by filing date | |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 60,000 | $102,000 | thousands by filing date | principal |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 2,329 | $102,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 5,621 | $101,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 4,643 | $101,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 4,173 | $100,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 7,440 | $100,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 19,852 | $99,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 2,383 | $99,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 25,435 | $99,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 2,921 | $98,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 1,785 | $98,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 19,862 | $98,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 3,000 | $98,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 22,534 | $98,000 | thousands by filing date | |
| ALDERON IRON ORE CORP | 01434T100 | COM | 67,100 | $98,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 7,682 | $97,000 | thousands by filing date | |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 5,394 | $97,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 9,287 | $97,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 4,592 | $97,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 1,105 | $96,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 4,500 | $96,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 10,600 | $96,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 2,292 | $95,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 1,057 | $95,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 1,592 | $95,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,228 | $95,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 695 | $95,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 3,878 | $95,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 2,175 | $95,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 36,263 | $95,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 2,217 | $95,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 8,276 | $95,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 3,664 | $95,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 385 | $94,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 2,467 | $94,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 7,000 | $94,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 7,202 | $94,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 7,100 | $94,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 9,280 | $94,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 1,675 | $93,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 8,584 | $93,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 4,996 | $93,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 3,252 | $93,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 21,195 | $93,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 5,500 | $93,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 2,799 | $92,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 5,877 | $92,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 1,681 | $92,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 1,437 | $92,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 7,500 | $92,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 1,464 | $92,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 2,100 | $92,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 6,017 | $92,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 14,194 | $92,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 3,449 | $91,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 5,143 | $91,000 | thousands by filing date | |
| PROSHARES TR II | 74347W122 | COM | 2,000 | $91,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 8,996 | $90,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 4,473 | $90,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 16,452 | $90,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 3,490 | $90,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 8,548 | $90,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 7,296 | $89,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 5,179 | $89,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 4,551 | $89,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 1,655 | $89,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 3,226 | $89,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 6,000 | $89,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 10,000 | $89,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 2,261 | $88,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 4,518 | $88,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 4,019 | $88,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 5,207 | $87,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 1,126 | $87,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 6,049 | $87,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 2,048 | $87,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 151,652 | $87,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,000 | $86,000 | thousands by filing date | put |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 5,752 | $86,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 1,554 | $86,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 10,356 | $86,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 1,500 | $86,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 4,400 | $86,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 1,704 | $86,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 3,600 | $85,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F302 | COM SER C | 1,100 | $85,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 2,943 | $85,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 642 | $85,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 4,531 | $85,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 3,207 | $85,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 827 | $85,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 2,062 | $85,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 6,217 | $85,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 3,000 | $85,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 4,813 | $85,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 4,000 | $85,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 2,769 | $84,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 2,200 | $83,000 | thousands by filing date | |
| ARABIAN AMERICAN DEVELOPMENT | 038465100 | COM | 7,637 | $83,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 7,105 | $82,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 1,460 | $82,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 1,000 | $82,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 1,985 | $82,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,634 | $81,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 7,002 | $81,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 2,151 | $81,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 13,322 | $81,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 62,000 | $81,000 | thousands by filing date | principal |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 4,436 | $81,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 3,958 | $80,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 2,654 | $80,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 2,653 | $80,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 1,550 | $80,000 | thousands by filing date | principal |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 6,666 | $80,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 19,923 | $79,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 1,600 | $79,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 1,833 | $79,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 817 | $78,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 1,492 | $78,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,663 | $78,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 3,066 | $78,000 | thousands by filing date | principal |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 1,592 | $78,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 4,856 | $78,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 6,000 | $77,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 1,100 | $77,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 4,352 | $77,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 1,974 | $77,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 3,959 | $77,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 3,800 | $77,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 13,549 | $76,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 2,300 | $76,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 2,088 | $76,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 5,261 | $76,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 3,143 | $76,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 4,965 | $76,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 20,000 | $76,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 10,800 | $75,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 1,278 | $75,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 10,500 | $75,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 3,353 | $75,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 10,000 | $75,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 495 | $75,000 | thousands by filing date | |
| CONVERSANT INC | 21249J105 | COM | 2,644 | $75,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 1,617 | $74,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 2,181 | $74,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 2,526 | $74,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 2,300 | $74,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 182 | $74,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 4,149 | $74,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,400 | $74,000 | thousands by filing date | put |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,400 | $74,000 | thousands by filing date | call |
| EXACTECH INC | 30064E109 | COM | 3,283 | $74,000 | thousands by filing date | |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 3,762 | $74,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 9,700 | $74,000 | thousands by filing date | call |
| ELECSYS CORP | 28473M100 | COM | 5,504 | $74,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 1,352 | $73,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 3,767 | $73,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 5,000 | $73,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 11,484 | $73,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 2,400 | $72,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 5,597 | $72,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 7,607 | $72,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 1,408 | $72,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 3,580 | $72,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 8,710 | $72,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 14,295 | $72,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 6,375 | $71,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 1,582 | $71,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 3,613 | $71,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 69,000 | $71,000 | thousands by filing date | principal |
| GULF IS FABRICATION INC | 402307102 | COM | 3,282 | $71,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 6,326 | $71,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 3,912 | $71,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 4,240 | $71,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 3,481 | $71,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 4,210 | $70,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 6,653 | $70,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 5,900 | $70,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 2,381 | $70,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 4,804 | $70,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,500 | $69,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 1,216 | $69,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 2,704 | $68,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 1,351 | $68,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 2,460 | $68,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 1,480 | $68,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 1,000 | $68,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 6,626 | $68,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 8,000 | $68,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 9,855 | $68,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 3,917 | $68,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 1,500 | $68,000 | thousands by filing date | principal |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 17,489 | $68,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 721 | $67,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 5,049 | $67,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 1,005 | $67,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 1,080 | $67,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 6,648 | $67,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 3,276 | $67,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 1,393 | $67,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 1,945 | $67,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 1,462 | $66,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 1,547 | $66,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 700 | $66,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 1,130 | $66,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 15,000 | $66,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 1,768 | $66,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-006380 | this filing | 2014-05-15 | acceptance time not in the bulk data set |