13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 4,037 holding rows worth $77,520,493,000.
- Accession
- 0000950123-14-006380
- Filer
- CIK 927971
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 11,307 entries on the cover page, a total value of $77,520,493,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $77,520,493,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO HARRIS INVESTMENT MANAGEMENT INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerSULLIVAN, BRUYETTE, SPEROS & BLANEY, INC
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerBMO INVESTORLINE INC.
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
- included managerBMO DELAWARE TRUST COMPANY
- included managerLGM (BERMUDA) LIMITED
- included managerTAPLIN CANIDA & HABACHT, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,500 | $19,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 297 | $19,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 247 | $19,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 296 | $19,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,472 | $19,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 321 | $19,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 430 | $19,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 1,239 | $19,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 904 | $19,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 1,599 | $19,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 8,000 | $19,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 1,212 | $19,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 950 | $19,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 1,200 | $19,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 533 | $18,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 332 | $18,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 800 | $18,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 1,000 | $18,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 551 | $18,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 406 | $18,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 730 | $18,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 244 | $18,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 200 | $18,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 1,047 | $18,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 177 | $18,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 2,000 | $18,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 144 | $18,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 1,000 | $18,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 2,000 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 251 | $17,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 475 | $17,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 1,645 | $17,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 2,438 | $17,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 10,000 | $17,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 825 | $17,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 1,369 | $17,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 790 | $17,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 175 | $17,000 | thousands by filing date | |
| HITTITE MICROWAVE CORP | 43365Y104 | COM | 262 | $17,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 677 | $17,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 285 | $17,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 600 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 470 | $16,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 443 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 466 | $16,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 261 | $16,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 1,252 | $16,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 3,337 | $16,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 2,839 | $16,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 1,326 | $16,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 1,288 | $16,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 8,829 | $16,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 1,231 | $16,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 2,000 | $16,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 4,320 | $16,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 2,000 | $16,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 2,571 | $16,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 502 | $16,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 167 | $15,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 280 | $15,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 1,030 | $15,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 300 | $15,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 357 | $15,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 1,010 | $15,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 380 | $15,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 769 | $15,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 675 | $15,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 750 | $15,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 2,200 | $15,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 5,000 | $15,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 663 | $15,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 1,725 | $15,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 2,600 | $15,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 2,000 | $15,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 10,600 | $15,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 453 | $14,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 685 | $14,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 1,035 | $14,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 1,744 | $14,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 472 | $14,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 500 | $14,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 300 | $14,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 260 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 244 | $14,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 595 | $14,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 375 | $14,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 935 | $14,000 | thousands by filing date | |
| Coastal Contacts, Inc. | 19044r207 | COM | 1,273 | $14,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 4,048 | $14,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 600 | $14,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 600 | $14,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 653 | $14,000 | thousands by filing date | |
| ZYGO CORP | 989855101 | COM | 900 | $14,000 | thousands by filing date | |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 1,020 | $14,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 250 | $13,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 125 | $13,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 177 | $13,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 280 | $13,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 258 | $13,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 3,232 | $13,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 218 | $13,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 12,916 | $13,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 189 | $13,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 1,507 | $13,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 2,405 | $13,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 750 | $13,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 495 | $13,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 500 | $13,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 180 | $13,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 517 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 339 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 255 | $13,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,056 | $13,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 1,630 | $13,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 127 | $13,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 407 | $13,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 552 | $13,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 1,000 | $13,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 1,565 | $13,000 | thousands by filing date | |
| BRE PROPERTIES INC | 05564E106 | CL A | 200 | $13,000 | thousands by filing date | call |
| SNYDERS LANCE INC | 833551104 | COM | 482 | $13,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 6,000 | $13,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 6,000 | $13,000 | thousands by filing date | |
| AETRIUM INC | 00817R202 | COM NEW | 2,857 | $13,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 671 | $12,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 307 | $12,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 325 | $12,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 700 | $12,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 400 | $12,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 450 | $12,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 1,000 | $12,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 700 | $12,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 512 | $12,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 589 | $12,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 1,500 | $12,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 1,102 | $12,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 726 | $12,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 182 | $12,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 8,732 | $12,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 2,755 | $12,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 132 | $12,000 | thousands by filing date | principal |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 500 | $12,000 | thousands by filing date | principal |
| BOYDGAMINGCORP | 103304101 | STOK | 867 | $11,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 815 | $11,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 1,000 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 85 | $11,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 395 | $11,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 1,000 | $11,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 500 | $11,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 489 | $11,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 456 | $11,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 1,017 | $11,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 100 | $11,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 1,000 | $11,000 | thousands by filing date | put |
| XEROX CORP | 984121103 | COM | 1,000 | $11,000 | thousands by filing date | call |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 691 | $11,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 2,000 | $11,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 1,503 | $11,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 589 | $11,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 637 | $11,000 | thousands by filing date | |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 621 | $11,000 | thousands by filing date | |
| LUCAS ENERGY INC | 549333201 | COM NEW | 15,000 | $11,000 | thousands by filing date | |
| RICK'S CABARET INTL INC | 765641303 | COM | 1,000 | $11,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 3,000 | $11,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 200 | $11,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 432 | $11,000 | thousands by filing date | |
| TIMBERLINE RESOURCES CORP | 887133106 | COM | 75,499 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 95 | $10,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 200 | $10,000 | thousands by filing date | put |
| QUALYS INC COM | 74758T303 | Stock | 396 | $10,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 850 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 200 | $10,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 889 | $10,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 466 | $10,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 739 | $10,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 1,827 | $10,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 297 | $10,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 348 | $10,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 731 | $10,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 252 | $10,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 1,455 | $10,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 350 | $10,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 776 | $10,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 1,130 | $10,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 364 | $10,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 500 | $10,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 2,264 | $10,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 1,000 | $10,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 214 | $10,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 400 | $10,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 209 | $10,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 380 | $10,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 68 | $10,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 328 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 309 | $10,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 500 | $10,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 82 | $10,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 175 | $9,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 500 | $9,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 347 | $9,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 100 | $9,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 270 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 50 | $9,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 166 | $9,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 236 | $9,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 170 | $9,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 200 | $9,000 | thousands by filing date | |
| WASHINGTON BANKING CO | 937303105 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 400 | $9,000 | thousands by filing date | principal |
| Check Point Software Technologies Ltd | 162825103 | COM | 639 | $9,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 433 | $9,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 9,000 | $9,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 7,000 | $9,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 8,000 | $9,000 | thousands by filing date | principal |
| INVENSENSE INC | 46123D205 | COM | 400 | $9,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 1,028 | $9,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 500 | $9,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 13,500 | $9,000 | thousands by filing date | |
| BALDWIN & LYONS INC | 057755100 | CL A | 375 | $9,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 2,857 | $9,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W101 | ENH US LCP ETF | 315 | $9,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 100 | $8,000 | thousands by filing date | call |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 124 | $8,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 295 | $8,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 100 | $8,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 502 | $8,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 500 | $8,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 1,000 | $8,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 500 | $8,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 106 | $8,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 1,360 | $8,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 594 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 250 | $8,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 1,123 | $8,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 150 | $8,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 65 | $7,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 215 | $7,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 90 | $7,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 494 | $7,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 1,167 | $7,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 166 | $7,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 189 | $7,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 360 | $7,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 500 | $7,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 692 | $7,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 200 | $7,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 400 | $7,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 250 | $7,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 500 | $7,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 165 | $7,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 1,145 | $7,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 200 | $7,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 610 | $7,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 805 | $7,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 250 | $7,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 2,000 | $7,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 666 | $7,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 13,199 | $7,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 239 | $7,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 95 | $6,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 319 | $6,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 256 | $6,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 311 | $6,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 178 | $6,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 320 | $6,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 239 | $6,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,000 | $6,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 300 | $6,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 100 | $6,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 356 | $6,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 265 | $6,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 305 | $6,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 662 | $6,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 93 | $6,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 600 | $6,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 263 | $6,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 21 | $6,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 3,000 | $6,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 626 | $6,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 177 | $6,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 200 | $6,000 | thousands by filing date | |
| CBEYOND INC | 149847105 | COM | 808 | $6,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 411 | $6,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 351 | $6,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 2,462 | $6,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 350 | $6,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 250 | $6,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 400 | $6,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 200 | $6,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 168 | $6,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 1,632 | $6,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 302 | $6,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 186 | $6,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 145 | $6,000 | thousands by filing date | |
| ZALECORPNEW | 988858106 | COM | 260 | $5,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 500 | $5,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,100 | $5,000 | thousands by filing date | put |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 359 | $5,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 500 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 50 | $5,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 1,161 | $5,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 1,278 | $5,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 516 | $5,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 133 | $5,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 100 | $5,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 300 | $5,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 3,017 | $5,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 75 | $5,000 | thousands by filing date | |
| E2OPEN INC | 29788A104 | COM | 200 | $5,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 120 | $5,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 696 | $5,000 | thousands by filing date | |
| SPARTAN STORES INC | 846822104 | COM | 232 | $5,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 35 | $5,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 200 | $5,000 | thousands by filing date | principal |
| SYNERGETICS USA INC | 87160G107 | COM | 1,500 | $5,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 400 | $5,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 4,613 | $5,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 370 | $5,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 166 | $4,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 96 | $4,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 1,424 | $4,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 350 | $4,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 400 | $4,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 235 | $4,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 500 | $4,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 2,075 | $4,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 241 | $4,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 200 | $4,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 200 | $4,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 240 | $4,000 | thousands by filing date | |
| HI-TECH PHARMACAL CO INC | 42840B101 | COMMON STOCK | 81 | $4,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 38 | $4,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 5,000 | $4,000 | thousands by filing date | principal |
| NETLIST INC | 64118P109 | COM | 2,000 | $4,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 150 | $4,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 75 | $4,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 59 | $4,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 1,190 | $4,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 435 | $4,000 | thousands by filing date | call |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 520 | $4,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 100 | $4,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 2,000 | $4,000 | thousands by filing date | put |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 100 | $4,000 | thousands by filing date | put |
| RTI BIOLOGICS INC | 74975N105 | COM | 1,000 | $4,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 180 | $4,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 241 | $4,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 471 | $4,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 265 | $4,000 | thousands by filing date | |
| TAYLOR CAPITAL GROUP INC | 876851106 | COM | 180 | $4,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 680 | $4,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 500 | $4,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 100 | $4,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 65 | $4,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 1,349 | $4,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 1,000 | $4,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 1,000 | $4,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131103 | COM | 2,500 | $4,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 40 | $3,000 | thousands by filing date | |
| AMERICAN STRATEGIC INCOME II | 03009T101 | COM | 430 | $3,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 72 | $3,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 67 | $3,000 | thousands by filing date | call |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 27 | $3,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 87 | $3,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 191 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 73 | $3,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 915 | $3,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 100 | $3,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 1,500 | $3,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 100 | $3,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 75 | $3,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 505 | $3,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 574 | $3,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 280 | $3,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 95 | $3,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 151 | $3,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 77 | $3,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 200 | $3,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 84 | $3,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 215 | $3,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 45 | $3,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 1,000 | $3,000 | thousands by filing date | |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 2,000 | $3,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 25 | $2,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 100 | $2,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 94 | $2,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 54 | $2,000 | thousands by filing date | call |
| Eaton Corp. Plc | G29183103 | COM | 30 | $2,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 87 | $2,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 27 | $2,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 23 | $2,000 | thousands by filing date | put |
| CLOROX CO DEL | 189054109 | COM | 25 | $2,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 40 | $2,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 232 | $2,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 26 | $2,000 | thousands by filing date | put |
| 3M CO COM | 88579Y101 | Stock | 16 | $2,000 | thousands by filing date | put |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 30 | $2,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 200 | $2,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 67 | $2,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 40 | $2,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 92 | $2,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 100 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 28 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 50 | $2,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 57 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 145 | $2,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 400 | $2,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 87 | $2,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 67 | $2,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 110 | $2,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 150 | $2,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 6,680 | $2,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 1,500 | $2,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 215 | $2,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 422 | $2,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 816 | $2,000 | thousands by filing date | |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 32 | $2,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 17 | $2,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 700 | $2,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 198 | $2,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 100 | $2,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 1,006 | $2,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 500 | $2,000 | thousands by filing date | |
| ROCKVILLE FINANCIAL INC | 774188106 | COM | 127 | $2,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 500 | $2,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 333 | $2,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 200 | $2,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 700 | $2,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 120 | $2,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 1,000 | $2,000 | thousands by filing date | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 7,400 | $2,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 90 | $2,000 | thousands by filing date | |
| ORIENT PAPER INC | 68619F205 | COM NEW | 1,000 | $2,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 1,000 | $2,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 152 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 85 | $2,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 250 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 84 | $2,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 200 | $2,000 | thousands by filing date | |
| OXYGEN BIOTHERAPEUTICS INC | 69207P308 | COM PAR $0.0001 | 400 | $2,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 43 | $1,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 95 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 30 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 19 | $1,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 100 | $1,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 25 | $1,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 25 | $1,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 250 | $1,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 63 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 12 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 50 | $1,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 25 | $1,000 | thousands by filing date | |
| MAGNETEK INC | 559424403 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 14 | $1,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 40 | $1,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 88 | $1,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 111 | $1,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 156 | $1,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 260 | $1,000 | thousands by filing date | |
| INVESTORS BANCORP INC | 46146P102 | COM | 41 | $1,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 19 | $1,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 602 | $1,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 175 | $1,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 340 | $1,000 | thousands by filing date | |
| TECUMSEH PRODUCTS CO-CLASS A | 878895200 | CL A | 215 | $1,000 | thousands by filing date | |
| WPCS INTERNATIONAL INC | 92931L302 | COM | 600 | $1,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 1,000 | $1,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 25 | $1,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 106 | $1,000 | thousands by filing date | |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 1,000 | $1,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 48 | $1,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 30 | $1,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 286 | $1,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 500 | $1,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 230 | $1,000 | thousands by filing date | |
| IVANHOE ENERGY INC | 465790301 | COM NEW | 2,166 | $1,000 | thousands by filing date | |
| SKYPEOPLE FRUIT JUICE INC | 83086T208 | COM NEW | 430 | $1,000 | thousands by filing date | |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 650 | $1,000 | thousands by filing date | |
| VRINGO INC | 92911N112 | W EXP 06/21/201 | 1,000 | $1,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 34 | $1,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 342,336 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Apple Inc | 037833100 | COM | 2,635,969 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Apple Inc | 037833100 | COM | 4,620 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Bank of America Corp | 060505104 | COM | 6,998,237 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Bank of America Corp | 060505104 | COM | 344,300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Bank of America Corp | 060505104 | COM | 40,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Berkshire Hathaway Inc | 084670702 | COM | 971,382 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Boeing Company | 097023105 | COM | 2,152,705 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Boeing Company | 097023105 | COM | 17 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BECTON DICKINSON & CO | 075887109 | COM | 71,186 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GERON CORP | 374163103 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 138,873 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 7,800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MYR GROUP INC | 55405W104 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL B | 526057302 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 109,645 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOPIN CORP | 500600101 | COMMON STOCK | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 714 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-006380 | this filing | 2014-05-15 | acceptance time not in the bulk data set |