13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 4,037 holding rows worth $77,520,493,000.
- Accession
- 0000950123-14-006380
- Filer
- CIK 927971
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 11,307 entries on the cover page, a total value of $77,520,493,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $77,520,493,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO HARRIS INVESTMENT MANAGEMENT INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerSULLIVAN, BRUYETTE, SPEROS & BLANEY, INC
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerBMO INVESTORLINE INC.
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
- included managerBMO DELAWARE TRUST COMPANY
- included managerLGM (BERMUDA) LIMITED
- included managerTAPLIN CANIDA & HABACHT, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 17,500 | $555,000 | thousands by filing date | put |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 140,000 | $554,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 42,044 | $554,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 1,675 | $553,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 12,453 | $552,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 19,554 | $552,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 13,019 | $552,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,612 | $550,000 | thousands by filing date | call |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 27,696 | $550,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 5,410 | $549,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 11,267 | $549,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 6,480 | $547,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 61,606 | $546,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 11,843 | $545,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 16,821 | $545,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 7,567 | $538,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 28,990 | $538,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 58,500 | $535,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 44,211 | $534,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 15,203 | $532,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 12,002 | $531,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 158,500 | $528,000 | thousands by filing date | call |
| GLATFELTER | 377316104 | COM | 19,390 | $528,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 11,106 | $526,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 9,783 | $524,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 15,500 | $524,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 10,400 | $522,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 34,695 | $521,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 52,400 | $519,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 59,930 | $518,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 46,597 | $516,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 16,550 | $513,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 22,913 | $513,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 31,400 | $513,000 | thousands by filing date | call |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 14,000 | $512,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 8,449 | $510,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 68,885 | $510,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 16,000 | $508,000 | thousands by filing date | call |
| VERADIGM INC | 01988P108 | COMMON STOCK | 28,191 | $508,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 73,916 | $508,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 12,000 | $507,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 19,355 | $506,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 19,573 | $505,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 104,700 | $505,000 | thousands by filing date | put |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 236,700 | $502,000 | thousands by filing date | call |
| POLARIS INC COM | 731068102 | Stock | 3,583 | $501,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 6,900 | $501,000 | thousands by filing date | call |
| AVISTA CORP COM | 05379B107 | Stock | 16,289 | $500,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 766,352 | $500,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 26,541 | $499,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 12,251 | $499,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 15,175 | $498,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 57,909 | $498,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 14,382 | $497,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 42,908 | $497,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 29,577 | $496,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 7,593 | $495,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 21,666 | $495,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 4,375 | $495,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 40,000 | $490,000 | thousands by filing date | put |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 17,649 | $489,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 8,292 | $487,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 16,500 | $487,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 28,786 | $486,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 13,421 | $485,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 17,829 | $485,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 15,000 | $482,000 | thousands by filing date | put |
| CATO CORP NEW | 149205106 | CL A | 17,841 | $482,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 3,005 | $482,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 151,516 | $482,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 10,777 | $479,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 70,000 | $479,000 | thousands by filing date | call |
| PHARMERICA CORP | 71714F104 | COM | 17,100 | $478,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 24,116 | $476,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 12,795 | $476,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 15,000 | $475,000 | thousands by filing date | put |
| RESMED INC COM | 761152107 | Stock | 10,572 | $473,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 5,730 | $468,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 15,000 | $468,000 | thousands by filing date | call |
| MAXLINEAR INC | 57776J100 | COM | 49,372 | $468,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 17,900 | $468,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 80,820 | $468,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 46,093 | $467,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 3,577 | $467,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 14,837 | $466,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 33,306 | $466,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 18,075 | $466,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 25,675 | $466,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 11,558 | $465,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 26,338 | $465,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 8,925 | $464,000 | thousands by filing date | call |
| BANCORP INC DEL | 05969A105 | COM | 24,642 | $464,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 11,184 | $464,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 9,276 | $462,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 3,799 | $462,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 7,950 | $461,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 14,830 | $460,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 32,217 | $459,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 11,634 | $458,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 24,729 | $457,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 26,275 | $457,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 27,326 | $456,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 11,867 | $455,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 6,240 | $455,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 11,977 | $454,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 7,857 | $454,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 5,679 | $453,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 66,004 | $453,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 10,100 | $452,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 135,000 | $450,000 | thousands by filing date | put |
| ATRICURE INC | 04963C209 | COM | 23,878 | $449,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 22,000 | $449,000 | thousands by filing date | call |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 10,522 | $448,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 57,165 | $447,000 | thousands by filing date | |
| ARKANSAS BEST CORP | 040790107 | COM | 12,122 | $447,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 6,984 | $444,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 19,110 | $442,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 5,000 | $442,000 | thousands by filing date | put |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 64,745 | $441,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 40,200 | $441,000 | thousands by filing date | put |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 48,754 | $440,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 66,500 | $440,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 10,000 | $439,000 | thousands by filing date | call |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 25,698 | $438,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 15,064 | $437,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 90,700 | $437,000 | thousands by filing date | call |
| FRANCO NEV CORP COM | 351858105 | Stock | 9,500 | $436,000 | thousands by filing date | call |
| WORLD ACCEP CORPORATION | 981419104 | COM | 5,804 | $436,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 129,952 | $434,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 10,487 | $432,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 3,587 | $431,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 8,950 | $431,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 3,861 | $430,000 | thousands by filing date | call |
| FARO TECHNOLOGIES INC | 311642102 | COM | 8,119 | $430,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 9,710 | $430,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 60,533 | $429,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 9,991 | $428,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 35,002 | $428,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 59,145 | $426,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 371 | $425,000 | thousands by filing date | principal |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 17,000 | $424,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 9,279 | $423,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 15,358 | $421,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 12,395 | $421,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 6,859 | $421,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 36,000 | $419,000 | thousands by filing date | put |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 15,033 | $419,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 20,979 | $418,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 13,441 | $417,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 2,783 | $416,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 7,389 | $416,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 10,000 | $414,000 | thousands by filing date | put |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 20,700 | $414,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 62,201 | $413,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 8,037 | $413,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 11,795 | $413,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 7,857 | $412,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 35,500 | $412,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 15,797 | $410,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 16,773 | $410,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 52,348 | $410,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 14,747 | $408,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 12,988 | $408,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 15,718 | $407,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 32,070 | $407,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 16,538 | $405,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 4,430 | $405,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 5,810 | $403,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 109,694 | $403,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 50,000 | $402,000 | thousands by filing date | put |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 15,908 | $401,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 14,799 | $400,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 6,727 | $400,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 14,168 | $400,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 18,570 | $398,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 3,269 | $398,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 10,000 | $398,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 13,081 | $396,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 5,928 | $396,000 | thousands by filing date | |
| VOCUS INC | 92858J108 | COM | 29,605 | $395,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 389,884 | $394,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 50,825 | $393,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 17,781 | $392,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 8,944 | $389,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 107,500 | $388,000 | thousands by filing date | call |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 330 | $387,000 | thousands by filing date | principal |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 14,777 | $387,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 10,211 | $387,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 25,480 | $386,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 24,977 | $385,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 15,044 | $385,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 8,370 | $384,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 46,095 | $384,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 37,615 | $384,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 6,350 | $381,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 30,000 | $381,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 10,087 | $380,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 18,340 | $380,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 9,871 | $378,000 | thousands by filing date | |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 18,011 | $378,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 11,701 | $377,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 6,741 | $377,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 25,800 | $374,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 37,930 | $373,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 11,367 | $373,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 22,925 | $372,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 63,982 | $371,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 10,763 | $370,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 85,100 | $370,000 | thousands by filing date | put |
| SILVER STD RES INC | 82823L106 | COM | 37,300 | $370,000 | thousands by filing date | put |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 11,000 | $370,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 40,000 | $368,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 7,895 | $368,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 10,675 | $367,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 8,140 | $366,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 76,890 | $366,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 5,184 | $365,000 | thousands by filing date | call |
| LIMONEIRA CO | 532746104 | COM | 16,113 | $365,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 6,438 | $364,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 6,647 | $363,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 28,772 | $363,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 13,304 | $362,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 6,177 | $361,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 36,533 | $360,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 8,741 | $359,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 4,136 | $358,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 25,384 | $358,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 5,027 | $357,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 14,146 | $357,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 13,745 | $357,000 | thousands by filing date | principal |
| UMB FINL CORP | 902788108 | COM | 5,507 | $356,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 14,000 | $356,000 | thousands by filing date | principal |
| CHEMTURA CORP | 163893209 | COM NEW | 14,075 | $356,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 5,477 | $355,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 25,913 | $355,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 4,223 | $353,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 16,100 | $353,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 10,014 | $352,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 4,920 | $351,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 8,762 | $351,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 7,965 | $351,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 15,374 | $349,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 15,048 | $349,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 18,630 | $347,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 14,231 | $347,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 4,115 | $347,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 135,986 | $347,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 110,000 | $347,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 19,007 | $345,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 19,511 | $345,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 4,634 | $344,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 1,298 | $343,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 5,558 | $342,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 5,065 | $342,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 3,358 | $341,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 4,719 | $340,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 100,454 | $339,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 8,175 | $337,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 11,216 | $337,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 16,092 | $336,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 31,985 | $336,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 23,980 | $336,000 | thousands by filing date | put |
| MODINE MFG CO COM | 607828100 | Stock | 22,792 | $334,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 10,903 | $334,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 18,458 | $334,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 39,631 | $334,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 11,724 | $334,000 | thousands by filing date | |
| NORDION INC | 65563c105 | COM | 29,018 | $334,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 45,961 | $333,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 3,494 | $332,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 56,486 | $332,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 13,817 | $331,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 27,325 | $331,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 6,260 | $331,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 30,426 | $331,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 8,474 | $329,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 13,105 | $329,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 18,521 | $327,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 6,026 | $326,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 15,156 | $326,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 9,500 | $325,000 | thousands by filing date | put |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 27,300 | $325,000 | thousands by filing date | call |
| NEUSTAR INC | 64126X201 | CL A | 10,000 | $325,000 | thousands by filing date | put |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 75,800 | $323,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 47,935 | $322,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 31,687 | $322,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 18,973 | $321,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 10,407 | $321,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 6,228 | $321,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 6,582 | $321,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 7,743 | $321,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 11,485 | $321,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 6,291 | $320,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 29,740 | $320,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 15,362 | $319,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 7,984 | $318,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 5,450 | $318,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 10,835 | $317,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 6,693 | $316,000 | thousands by filing date | call |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 12,200 | $315,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 30,000 | $315,000 | thousands by filing date | call |
| CON-WAY INC | 205944101 | COM | 7,666 | $315,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 2,740 | $314,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 19,749 | $314,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 8,547 | $312,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 4,580 | $312,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 4,460 | $312,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 15,699 | $312,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 105,000 | $312,000 | thousands by filing date | put |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 15,103 | $311,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 9,710 | $310,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 4,273 | $310,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 9,759 | $308,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 5,463 | $306,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 16,230 | $306,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 11,460 | $306,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 6,075 | $305,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 5,857 | $305,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 3,364 | $305,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 6,677 | $304,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 9,154 | $304,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 4,025 | $303,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 8,507 | $302,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 5,618 | $302,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 28,176 | $301,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 7,096 | $301,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 11,131 | $300,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 5,530 | $300,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 6,795 | $299,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 7,003 | $299,000 | thousands by filing date | |
| PACER INTL INC TENN | 69373H106 | COM | 33,267 | $298,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 30,378 | $298,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 9,191 | $298,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 8,250 | $297,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 7,183 | $297,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 19,220 | $296,000 | thousands by filing date | |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 7,639 | $296,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 68,017 | $295,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 20,300 | $295,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 7,664 | $294,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 50,000 | $294,000 | thousands by filing date | call |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 4,855 | $292,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 7,000 | $292,000 | thousands by filing date | put |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 2,262 | $290,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 4,909 | $290,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 5,112 | $290,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 7,821 | $289,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 30,000 | $289,000 | thousands by filing date | call |
| ROSETTA RESOURCES INC | 777779307 | COM | 6,202 | $289,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 296,310 | $288,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 4,418 | $286,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 7,482 | $286,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 16,784 | $286,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 12,173 | $285,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 6,028 | $284,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 3,136 | $284,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 3,421 | $283,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 11,887 | $283,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 8,140 | $283,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 5,355 | $282,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 16,196 | $282,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 8,480 | $281,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 15,000 | $281,000 | thousands by filing date | put |
| ASIA PAC FD INC | 044901106 | COM | 27,208 | $281,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 106,000 | $279,000 | thousands by filing date | call |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 24,441 | $278,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 93,255 | $278,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 130,000 | $276,000 | thousands by filing date | put |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 2,490 | $275,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 4,545 | $273,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 10,515 | $273,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 3,000 | $272,000 | thousands by filing date | call |
| SPS COMM INC COM | 78463M107 | Stock | 4,414 | $271,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 88,876 | $271,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 11,330 | $271,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 85,800 | $270,000 | thousands by filing date | call |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 10,214 | $269,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 10,783 | $269,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 5,000 | $268,000 | thousands by filing date | call |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 31,561 | $268,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 8,684 | $267,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 18,169 | $267,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 27,076 | $267,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 10,038 | $266,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 5,262 | $264,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 4,245 | $264,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 4,313 | $264,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 12,172 | $263,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 20,000 | $262,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 3,832 | $262,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 8,747 | $261,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 9,907 | $261,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 136,400 | $261,000 | thousands by filing date | call |
| CSS INDS INC | 125906107 | COMMON STOCK | 9,622 | $260,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 3,702 | $260,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 9,966 | $259,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 9,725 | $259,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 7,896 | $257,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 16,175 | $256,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 16,805 | $256,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 7,333 | $254,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 5,612 | $253,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 9,742 | $252,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 2,582 | $252,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 5,000 | $252,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 6,298 | $251,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 50,000 | $251,000 | thousands by filing date | put |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 47,700 | $251,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 6,019 | $249,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 8,594 | $249,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 5,798 | $249,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 16,100 | $249,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 10,534 | $248,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 6,954 | $248,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 10,000 | $247,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 4,409 | $247,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 23,293 | $246,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 9,843 | $246,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 20,000 | $245,000 | thousands by filing date | call |
| JABIL INC COM | 466313103 | Stock | 13,616 | $245,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 13,725 | $244,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,400 | $243,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 6,739 | $242,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 2,447 | $241,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 494 | $241,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 24,100 | $241,000 | thousands by filing date | call |
| BROADSOFT INC | 11133B409 | COM | 8,980 | $240,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 20,000 | $240,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 6,012 | $237,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 6,738 | $237,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 7,607 | $236,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 4,339 | $235,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 11,600 | $235,000 | thousands by filing date | put |
| SEI INVTS CO COM | 784117103 | Stock | 6,958 | $233,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 15,100 | $233,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 25,212 | $233,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 4,482 | $232,000 | thousands by filing date | call |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 29,620 | $232,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 2,803 | $231,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 3,241 | $231,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 3,236 | $231,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 7,147 | $230,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 5,900 | $230,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 12,194 | $230,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 381 | $227,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 12,162 | $227,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 3,750 | $226,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 10,308 | $226,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 29,833 | $225,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 17,703 | $224,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 9,386 | $224,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 4,140 | $224,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,576 | $224,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 9,739 | $224,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 1,196 | $223,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 7,531 | $223,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 33,355 | $223,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 17,651 | $222,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 13,825 | $222,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 20,000 | $221,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 4,824 | $221,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 58,200 | $220,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 17,899 | $218,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 16,000 | $218,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 4,378 | $217,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 16,381 | $216,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 26,863 | $215,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 16,200 | $215,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 19,499 | $214,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 145,042 | $213,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 15,200 | $213,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 5,694 | $213,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 18,576 | $213,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 5,954 | $213,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 44,119 | $213,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 28,512 | $213,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 7,160 | $212,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 7,342 | $210,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 7,224 | $210,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 6,419 | $210,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 10,000 | $209,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 2,713 | $209,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 3,483 | $209,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 4,342 | $208,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 70,000 | $208,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 14,158 | $207,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 8,463 | $207,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 25,750 | $207,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 6,000 | $205,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 26,200 | $205,000 | thousands by filing date | put |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 6,000 | $204,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 7,851 | $204,000 | thousands by filing date | principal |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 20,108 | $203,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 3,596 | $203,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 106,135 | $203,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 1,521 | $202,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 12,755 | $202,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 18,400 | $202,000 | thousands by filing date | call |
| ROYCE VALUE TRUST | 780910105 | COM | 12,770 | $201,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 5,900 | $201,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-006380 | this filing | 2014-05-15 | acceptance time not in the bulk data set |