13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-14, with 5,714 holding rows worth $166,526,662,000.
- Accession
- 0000950123-14-006000
- Filer
- CIK 820027
- Filed
- 2014-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A combination report, 8,827 entries on the cover page, a total value of $166,526,662,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $166,526,662,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAmeriprise Financial, Inc. 028-00139
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Company 028-01045
- reports for this filerAmeriprise Certificate Company 028-00140
- reports for this filerRiverSource Life Insurance Company 028-00143
- reports for this filerRiverSource Life Insurance Company of New York 028-01046
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- included managerAmeriprise Financial, Inc. 028-00139
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Company 028-01045
- included managerAmeriprise Certificate Company 028-00140
- included managerRiverSource Life Insurance Company 028-00143
- included managerRiverSource Life Insurance Company of New York 028-01046
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 2,991 | $30,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 2,456 | $30,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 2,544 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 827 | $30,000 | thousands by filing date | |
| TOTO LIMITED ADR | 891515207 | ADUS | 1,074 | $30,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 1,203 | $30,000 | thousands by filing date | |
| OTSUKA HOLDINGS CO LTD UNSPONS ADR | 689164101 | FOREIGN | 1,992 | $30,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 1,372 | $30,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 696 | $30,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 1,098 | $30,000 | thousands by filing date | |
| HONG KONG | 43858F109 | USD | 1,977 | $30,000 | thousands by filing date | |
| ARKEMA SPO | 041232109 | USD | 269 | $30,000 | thousands by filing date | |
| LEGAL AND GEN GROUP SPON ADR | 52463H103 | COM | 1,787 | $30,000 | thousands by filing date | |
| SHOPRITE HOLDINGS-SPN ADR | 82510E209 | ADR | 1,947 | $30,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 17,200 | $30,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 1,250 | $30,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 1,660 | $30,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 9,972 | $30,000 | thousands by filing date | |
| ING GROUP N V PERP HYB CAP | 456837608 | PRD | 1,200 | $30,000 | thousands by filing date | |
| DE Master Blenders 1753 NV | N2563N109 | COM | 1,800 | $30,000 | thousands by filing date | |
| CBL & Associates 7.375% Pfd Series D | 124830605 | com | 1,185 | $30,000 | thousands by filing date | |
| SHINSEI BANK LTD-SPON ADR | 824631105 | COM | 7,550 | $30,000 | thousands by filing date | |
| CHINA RAILWAY CONS-UNSPN ADR | 16947L105 | COM | 3,565 | $30,000 | thousands by filing date | |
| GAMESA CORP TECN-UNSPON ADR | 36468A106 | COM | 13,587 | $30,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 440 | $29,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 2,040 | $29,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 2,347 | $29,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 3,361 | $29,000 | thousands by filing date | |
| Fortescue Ltd | 34959A206 | Equity | 2,962 | $29,000 | thousands by filing date | |
| BIDVEST GROUP LTD | 088836309 | Common Stock | 548 | $29,000 | thousands by filing date | |
| Gazprom Neft Spons Adr | 36829G107 | ADR | 1,428 | $29,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 770 | $29,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 1,200 | $29,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 816 | $29,000 | thousands by filing date | |
| GTECH S P A | 40053Q104 | COM | 964 | $29,000 | thousands by filing date | |
| IPATH PURE BETA INDUSTRIALS | 06740P296 | ETP | 910 | $29,000 | thousands by filing date | |
| Santos Limited ADR | 803021708 | COM | 2,326 | $29,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 653 | $28,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 3,395 | $28,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 405 | $28,000 | thousands by filing date | |
| Impala Platinum Holdings Ltd | 452553308 | Equity | 2,446 | $28,000 | thousands by filing date | |
| HONG KONG AND CHINA GAS SP ADR | 438550303 | COM | 12,783 | $28,000 | thousands by filing date | |
| KIRIN BREWERY CO ADR | 497350306 | COM | 1,963 | $28,000 | thousands by filing date | |
| SMITHS GROUP ADR | 83238P203 | COM | 1,299 | $28,000 | thousands by filing date | |
| STORA ENSO OYJ - SPONS ADR | 86210M106 | COM | 2,584 | $28,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 1,400 | $28,000 | thousands by filing date | |
| LEAR CORP WARRANTS | 521865113 | COMMON | 166 | $28,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 2,832 | $28,000 | thousands by filing date | |
| ISHARES INC | 464286467 | EMKTS GRW IDX | 517 | $28,000 | thousands by filing date | |
| STRATEGIC HOTELS & * | 86272T403 | PRF | 1,100 | $28,000 | thousands by filing date | |
| AES TIETE SA-ADR PREF | 00808P108 | COM | 3,482 | $28,000 | thousands by filing date | |
| TRIUS THERAPEUTICS INC CVR | 896CVR990 | COM | 186,725 | $28,000 | thousands by filing date | |
| CHTR US 06/21/14 P105 | CM2283354 | OPT | 259 | $28,000 | thousands by filing date | put |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 702 | $27,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 1,170 | $27,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 2,049 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 960 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 431 | $27,000 | thousands by filing date | |
| Air Liquide SA | F01764103 | ADR | 201 | $27,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 1,029 | $27,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 1,235 | $27,000 | thousands by filing date | |
| TURKIYE GARANTI BANK | 900148701 | COM | 7,820 | $27,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP | 74251V300 | PFD | 1,090 | $27,000 | thousands by filing date | |
| WOORI FIN HLDGS CO LTD | 981063100 | ADR | 779 | $27,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 535 | $27,000 | thousands by filing date | |
| UNITED STATES CELLULAR | 911684405 | PRF | 1,080 | $27,000 | thousands by filing date | |
| T US 04/19/14 C34 | CM2077646 | OPT | 243 | $27,000 | thousands by filing date | call |
| RBC BEARINGS INC COM | 75524B104 | Stock | 394 | $26,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 870 | $26,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 1,635 | $26,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,170 | $26,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 377 | $26,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 1,775 | $26,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 470 | $26,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 875 | $26,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 720 | $26,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 757 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 575 | $26,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 1,300 | $26,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 700 | $26,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 1,226 | $26,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 32,000 | $26,000 | thousands by filing date | principal |
| KBC GROUP | 48241F104 | USD | 861 | $26,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 1,565 | $26,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 1,510 | $26,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 1,815 | $26,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 401 | $26,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 917 | $26,000 | thousands by filing date | |
| WELLS FARGO & COMPANY 5.125% P | 949746721 | PREFERR | 1,200 | $26,000 | thousands by filing date | |
| FINMECCANICA SPA-UNSPN ADR | 318027208 | COM | 5,238 | $26,000 | thousands by filing date | |
| ELECTROLUX AB -SPONS ADR B | 010198208 | COM | 595 | $26,000 | thousands by filing date | |
| SHENGDATECH INC | 823213AD5 | CONV BND | 2,610,000 | $26,000 | thousands by filing date | principal |
| POWERSHARES ETF TR II | 73937B720 | KBW INS PORT | 400 | $26,000 | thousands by filing date | |
| IR US 06/21/14 P50 | CM2283349 | OPT | 370 | $26,000 | thousands by filing date | put |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 2,762 | $25,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 808 | $25,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 1,696 | $25,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 2,950 | $25,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 3,309 | $25,000 | thousands by filing date | |
| EMERITUS CORP | 291005106 | COMMON STOCK | 786 | $25,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 3,991 | $25,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 4,256 | $25,000 | thousands by filing date | |
| CHINA SHENHUA UNSPONS ADR | 16942A302 | COM | 2,213 | $25,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 2,071 | $25,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 1,737 | $25,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 2,783 | $25,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 2,124 | $25,000 | thousands by filing date | |
| PETROLEUM GEO-SERVICES-ADR | 716599105 | ADR | 2,033 | $25,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 425 | $25,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B867 | CAN SML CP ETF | 1,094 | $25,000 | thousands by filing date | |
| WM MORRISON-UNSPON ADR | 92933J107 | COM | 1,441 | $25,000 | thousands by filing date | |
| TRIANGLE CAP 6.375% E | 895848307 | PREFERR | 1,000 | $25,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 1,001 | $25,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 500 | $24,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 1,094 | $24,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 865 | $24,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 303 | $24,000 | thousands by filing date | |
| Henkel AG & Co KGaA | 42550U109 | Equity | 235 | $24,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 1,803 | $24,000 | thousands by filing date | |
| WILMAR INTERNATIONAL-UNS ADR | 971433107 | COM | 886 | $24,000 | thousands by filing date | |
| LUFTHANSA-SPONS ADR | 251561304 | COM | 905 | $24,000 | thousands by filing date | |
| ITV ADR | 45069P107 | Common Stock | 740 | $24,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 1,011 | $24,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 913 | $24,000 | thousands by filing date | |
| COCA-COLA HBC AG-SPR ADR | 191223106 | SPON | 954 | $24,000 | thousands by filing date | |
| JAPAN EQUITY FD INC | 471057109 | COM | 3,680 | $24,000 | thousands by filing date | |
| IMPERIAL HOLDINGS LTD ADR | 452833205 | ADR | 1,318 | $24,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L477 | US TRES STEEP | 600 | $24,000 | thousands by filing date | |
| EISAI CO LTD-SPONSORED ADR | 282579309 | COM | 613 | $24,000 | thousands by filing date | |
| YAHOO! JAPAN CORP-UNSPON ADR | 98433V102 | COM | 2,403 | $24,000 | thousands by filing date | |
| Allied Capital ARCC6.875% 4/20 | 01903q207 | PFD | 970 | $24,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 600 | $24,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 2,313 | $23,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 3,225 | $23,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 1,685 | $23,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 545 | $23,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 1,924 | $23,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 4,800 | $23,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 1,360 | $23,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 710 | $23,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 4,850 | $23,000 | thousands by filing date | |
| ORKLA ASA SPON ADR | 686331109 | COM | 2,680 | $23,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 806 | $23,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 1,531 | $23,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 709 | $23,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 10,830 | $23,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 856 | $23,000 | thousands by filing date | |
| MORGAN STANLEY CAPITAL TRUST 6.45% $1.6125 PFD | 61753R200 | PREFERRED | 900 | $23,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 358 | $23,000 | thousands by filing date | |
| QWEST CORP | 74913G204 | PFD | 880 | $23,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 950 | $23,000 | thousands by filing date | |
| RICOH CO LTD-SPONSORED ADR | 765658307 | COM | 390 | $23,000 | thousands by filing date | |
| HANG SENG BANK-SPONSORED ADR | 41043C304 | COM | 1,405 | $23,000 | thousands by filing date | |
| WEIR GROUP PLC ADR | 94876Q106 | ADR | 1,066 | $23,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 407 | $22,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 627 | $22,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 5,930 | $22,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 677 | $22,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 275 | $22,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 1,090 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 460 | $22,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 1,094 | $22,000 | thousands by filing date | |
| DAITO TRUST CONSTRUCTION CO SP | 23405X209 | ADR | 929 | $22,000 | thousands by filing date | |
| INPEX CORP UNSPON ADR | 45790H101 | COM | 1,709 | $22,000 | thousands by filing date | |
| TELIA CO UNSPON ADR | 87960M205 | COM | 1,443 | $22,000 | thousands by filing date | |
| SIMS LTD SPON ADR EA | 829160100 | Common Stock | 2,404 | $22,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 4,960 | $22,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 21,527 | $22,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 2,710 | $22,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 1,400 | $22,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 3,860 | $22,000 | thousands by filing date | |
| HICKORYTECH CORP | 429060106 | COM | 1,720 | $22,000 | thousands by filing date | |
| WELLS-GARDNER ELECTRONICS | 949765101 | COM | 12,000 | $22,000 | thousands by filing date | |
| NORTHERN LTS ETF TR | 66537H105 | ARROW DJ GLOBL | 807 | $22,000 | thousands by filing date | |
| CITIGROUP INC 8.125% $2.03125 PFD | 172967572 | PREFERRED | 750 | $22,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 364 | $22,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 5,072 | $22,000 | thousands by filing date | |
| Tsingtao Brewery Ltd Sp ADR Cl | 898529102 | COM | 300 | $22,000 | thousands by filing date | |
| WISCONSIN PUBLIC SERVICE | 976843508 | PRF | 220 | $22,000 | thousands by filing date | |
| BELGACOM SA-UNSPON ADR | 077701100 | COM | 3,433 | $22,000 | thousands by filing date | |
| INFORMA PLC ADR | 45672B206 | EQUITY | 1,232 | $22,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 1,190 | $21,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 411 | $21,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 216 | $21,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 1,300 | $21,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 950 | $21,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 790 | $21,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 990 | $21,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 1,057 | $21,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 2,000 | $21,000 | thousands by filing date | |
| Julius Baer Group Ltd ADR | 48137C108 | USD | 2,413 | $21,000 | thousands by filing date | |
| RED ELECTRICA ADR | 756568101 | COM | 1,294 | $21,000 | thousands by filing date | |
| SKF AB SPON ADR | 784375404 | COM | 804 | $21,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 1,500 | $21,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,050 | $21,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 501 | $21,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 20 | $21,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 11,290 | $21,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 1,000 | $21,000 | thousands by filing date | |
| S.Y. BANCORP INC | 785060104 | COM | 670 | $21,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 2,940 | $21,000 | thousands by filing date | |
| PARTNERRE LTD 6.50% PFD SERIES | G68603409 | PREFERR | 854 | $21,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 500 | $21,000 | thousands by filing date | |
| WANT WANT CHINA HLDGS LTD ADR | 93370R107 | ADR | 275 | $21,000 | thousands by filing date | |
| ESPRIT HOLDINGS LTD-SPON ADR | 29666V204 | COM | 6,420 | $21,000 | thousands by filing date | |
| GEMALTO NV-SPONSORED ADR | 36863N208 | COM | 352 | $21,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W308 | DB JAP GOV BD | 1,000 | $21,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 1,553 | $20,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 475 | $20,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 1,968 | $20,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 1,519 | $20,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 213 | $20,000 | thousands by filing date | |
| Koninklijke KPN NV | 780641205 | ADR | 5,571 | $20,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 1,305 | $20,000 | thousands by filing date | |
| OMV AG-BEARER SHRS ADR | 670875509 | COM | 430 | $20,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 1,261 | $20,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 4,396 | $20,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 914 | $20,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 945 | $20,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 3,990 | $20,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 17,000 | $20,000 | thousands by filing date | principal |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 4,670 | $20,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 543 | $20,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 2,675 | $20,000 | thousands by filing date | |
| WIECHAI POWER ADR | 948597109 | Common Stock | 1,326 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 350 | $20,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 740 | $20,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 500 | $20,000 | thousands by filing date | |
| Metso ADS | 592671101 | ADR | 589 | $20,000 | thousands by filing date | |
| HOME RETAIL GROUP-SPON ADR | 43731T102 | COM | 1,378 | $20,000 | thousands by filing date | |
| TNT EXPRESS NV-ADR | 87262N109 | COM | 2,051 | $20,000 | thousands by filing date | |
| TORRINGTON WATER CO | 891466104 | COM | 534 | $20,000 | thousands by filing date | |
| First Republic Bank 6.2% Cl 6/ | 33616c407 | PFD | 800 | $20,000 | thousands by filing date | |
| NOKIAN TYRES OYJ-UNSPON ADR | 65528V107 | ADR | 973 | $20,000 | thousands by filing date | |
| BBDBCN 6 1/4 | 097751705 | CONV PRF | 1,000 | $20,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 1,718 | $19,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 753 | $19,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 428 | $19,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 1,275 | $19,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 320 | $19,000 | thousands by filing date | |
| TECHTRONIC INDS LTD SPONSORED ADR | 87873R101 | COM | 1,325 | $19,000 | thousands by filing date | |
| AGRICULTURAL BK CHINA LTD ADR | 00850M102 | ADR | 1,739 | $19,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 4,399 | $19,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 3,340 | $19,000 | thousands by filing date | |
| SHYD | 57061R486 | ETF | 800 | $19,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 604 | $19,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 5,910 | $19,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 6,400 | $19,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 2,600 | $19,000 | thousands by filing date | |
| TITAN MEDICAL INC. | 88830X108 | COM | 9,500 | $19,000 | thousands by filing date | |
| BARLOWORLD LTD ADR F 1 ADR REP | 067680207 | ADR | 1,802 | $19,000 | thousands by filing date | |
| WHEELOCK & CO LTD-UNSPON ADR | 963271200 | COM | 490 | $19,000 | thousands by filing date | |
| ACOM CO LTD-SPONSORED ADR | 004845202 | COM | 2,390 | $19,000 | thousands by filing date | |
| NSK LTD-UNSPONSORED ADR | 670184100 | COM | 904 | $19,000 | thousands by filing date | |
| PREMIER OIL PLC-SPONS ADR | 740536107 | COM | 3,902 | $19,000 | thousands by filing date | |
| JBS SA-SPONSORED ADR | 466110103 | COM | 2,814 | $19,000 | thousands by filing date | |
| SIRI US 01/17/15 P3 | CM2174380 | OPT | 607 | $19,000 | thousands by filing date | put |
| OIL DRI CORP AMER COM | 677864100 | Stock | 520 | $18,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 640 | $18,000 | thousands by filing date | |
| CRIMSON WINE GROUP LTD COM | 22662X100 | COM | 2,094 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 625 | $18,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 2,150 | $18,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 1,500 | $18,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 1,780 | $18,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 890 | $18,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 784 | $18,000 | thousands by filing date | |
| SCE TR I TR PREF SECS $1.40625 PFD | 78406T201 | PREFERRED | 800 | $18,000 | thousands by filing date | |
| BG&E Cap Trust II 6.20% Prefer | 05541Q206 | PFD | 700 | $18,000 | thousands by filing date | |
| Hutchison Whampoa | Y38024108 | COM | 1,375 | $18,000 | thousands by filing date | |
| ISHARES BAA-BA | 46432F107 | COM | 345 | $18,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E267 | GBLX JR MNRS NEW | 1,100 | $18,000 | thousands by filing date | |
| SUNCORP GROUP LTD SPONSORED ADR | 86723Y209 | Stock | 1,477 | $18,000 | thousands by filing date | |
| GM US 04/19/14 P34 | CM2208024 | OPT | 296 | $18,000 | thousands by filing date | put |
| WEYCO GROUP INC COM | 962149100 | Stock | 635 | $17,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 246 | $17,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 3,045 | $17,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 1,216 | $17,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 2,828 | $17,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 945 | $17,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 885 | $17,000 | thousands by filing date | |
| Sodexo | 833792104 | COM | 166 | $17,000 | thousands by filing date | |
| SEGA SAMMY HLDGS INC FSPONSORED ADR 1 ADR REP 0.25 ORD SHS | 815794102 | SPONSORED ADR | 3,023 | $17,000 | thousands by filing date | |
| COMPUTERSHARE LTD SPONS ADR | 20557R105 | COM | 1,485 | $17,000 | thousands by filing date | |
| NORSK HYDRO AS SPONS ADR | 656531605 | COM | 3,487 | $17,000 | thousands by filing date | |
| NIKON CORP UNSPONSORED ADR | 654111202 | ADR | 1,065 | $17,000 | thousands by filing date | |
| Advanced Info Service Adr | 00753G103 | ADR | 2,363 | $17,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 864 | $17,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 507 | $17,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 326 | $17,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 1,327 | $17,000 | thousands by filing date | |
| PTT EXPLORATION & PRODUCTION P | 69364v106 | Common Stock | 1,682 | $17,000 | thousands by filing date | |
| HACHIJUNI BANK LTD-UNS ADR | 404508202 | COM | 290 | $17,000 | thousands by filing date | |
| LMCA US 04/19/14 C130 | CM1864333 | OPT | 63 | $17,000 | thousands by filing date | call |
| MTG CORP | 313400301 | COM | 4,053 | $16,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 1,283 | $16,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 399 | $16,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 186 | $16,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 300 | $16,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 1,860 | $16,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 239 | $16,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 173 | $16,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 180 | $16,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 438 | $16,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 1,241 | $16,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 784 | $16,000 | thousands by filing date | |
| UNICHARM CORP SPONSORED ADR | 90460M204 | COM | 1,572 | $16,000 | thousands by filing date | |
| SCOR SPONSORED ADR | 80917Q106 | ADR | 4,601 | $16,000 | thousands by filing date | |
| FIRSTBANK CORPORATION | 33761G104 | COMMON STOCK | 850 | $16,000 | thousands by filing date | |
| SWIRE PACIFIC LTD SP ADR A | 870794302 | COM | 1,397 | $16,000 | thousands by filing date | |
| HENDERSON LAND DEV ADR | 425166303 | COM | 2,742 | $16,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 370 | $16,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 792 | $16,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 650 | $16,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 3,000 | $16,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 187 | $16,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 3,900 | $16,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 1,459 | $16,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 343 | $16,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 305 | $16,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 5,602 | $16,000 | thousands by filing date | |
| PUBLIC STORAGE PFD T 1/1000TH | 74460W404 | PFD | 700 | $16,000 | thousands by filing date | |
| JOHNSON MATTHEY PLC-SPON ADR | 479142408 | COM | 146 | $16,000 | thousands by filing date | |
| ABERTIS INFRAESTR-UNSPON ADR | 003381100 | COM | 1,417 | $16,000 | thousands by filing date | |
| PERUSAHAAN GAS NE-UNSPON ADR | 69367P106 | COM | 723 | $16,000 | thousands by filing date | |
| ACT US 05/17/14 P185 | CM2283352 | OPT | 70 | $16,000 | thousands by filing date | put |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 501 | $15,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 223 | $15,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 1,079 | $15,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 4,300 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 253 | $15,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 760 | $15,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 423 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 215 | $15,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 143 | $15,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 675 | $15,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 508 | $15,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 780 | $15,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,875 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 225 | $15,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 561 | $15,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 445 | $15,000 | thousands by filing date | |
| SYMRISE AG UNSPONS ADR | 87155N109 | FOREIGN | 1,182 | $15,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 210 | $15,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 312 | $15,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 1,966 | $15,000 | thousands by filing date | |
| GOLDMAN SACHS PFD VARIABLE RAT | 38143Y665 | PREFERR | 800 | $15,000 | thousands by filing date | |
| SEKISUI HOUSE SPONS ADR | 816078307 | COM | 1,220 | $15,000 | thousands by filing date | |
| British Land Co PLC | 110828100 | Common Stock | 1,350 | $15,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 448 | $15,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 2,560 | $15,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 580 | $15,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 1,681 | $15,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 1,330 | $15,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 541 | $15,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 1,640 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 681 | $15,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 908 | $15,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 379 | $15,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 787 | $15,000 | thousands by filing date | |
| GEA GROUP AG ADR | 361592108 | COM | 326 | $15,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396704 | NAVELLR A-100 | 1 | $15,000 | thousands by filing date | |
| ACCOR SA-UNSPON ADR | 00435F200 | COM | 1,424 | $15,000 | thousands by filing date | |
| AJINOMOTO INC -UNSPON ADR | 009707100 | COM | 1,044 | $15,000 | thousands by filing date | |
| VALLOUREC SA-SPN ADR | 92023R308 | COM | 1,372 | $15,000 | thousands by filing date | |
| CHINA OILFIELD SERVICES-ADR | 168909109 | COM | 310 | $15,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 1,988 | $15,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 290 | $15,000 | thousands by filing date | |
| ENTERGY LO | 29364W405 | Preferred Stock | 600 | $15,000 | thousands by filing date | |
| JNPR US 05/17/14 P23 | CM2367296 | OPT | 494 | $15,000 | thousands by filing date | put |
| SPY US 04/19/14 P182 | CM2400816 | OPT | 240 | $15,000 | thousands by filing date | put |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 3,586 | $14,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,541 | $14,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 3,822 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 312 | $14,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 770 | $14,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 650 | $14,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 489 | $14,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 236 | $14,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 410 | $14,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 1,000 | $14,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 2,150 | $14,000 | thousands by filing date | |
| NEWTEK BUSINESS SERVICES INC | 652526104 | COMMON STOCK | 5,000 | $14,000 | thousands by filing date | |
| ENAGAS UNSPONSORED ADR | 29248L104 | COM | 932 | $14,000 | thousands by filing date | |
| SNAM RETE GAS-UNSPONSOR ADR | 78460A106 | COM | 1,222 | $14,000 | thousands by filing date | |
| COMMERCIAL INTL BANK-ADR | 201712304 | COM | 2,743 | $14,000 | thousands by filing date | |
| HANG LUNG PROPERTIES SP ADR | 41043M104 | COM | 961 | $14,000 | thousands by filing date | |
| SEIKO EPSON CORP FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 81603X108 | AMERICAN DEPOSITORY | 905 | $14,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 722 | $14,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 1,484 | $14,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 395 | $14,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 1,170 | $14,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 1,220 | $14,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 425 | $14,000 | thousands by filing date | |
| HELIOS MULTI SEC HI INC FD I | 42327Y202 | COM NEW | 2,000 | $14,000 | thousands by filing date | |
| MERRILL LYNCH 6.45% | 590199204 | PRF | 563 | $14,000 | thousands by filing date | |
| DOUBLE EAGLE 9.25% A | 258570407 | PREFERR | 580 | $14,000 | thousands by filing date | |
| NORTEK INC-CW14 | 656559143 | WT | 432 | $14,000 | thousands by filing date | |
| ADELPHIA CONTINGENT VALUE | 00685R706 | COM | 1,410,902 | $14,000 | thousands by filing date | |
| GKN PLC - SPONSORED ADR | 361755606 | COM | 2,206 | $14,000 | thousands by filing date | |
| PEUGEOT SA-SPONSORED ADR | 716825500 | COM | 731 | $14,000 | thousands by filing date | |
| VOESTALPINE AG-UNSPON ADR | 928578103 | COM | 1,640 | $14,000 | thousands by filing date | |
| LADENBURG THALMANN FINL 8% SER | 50575Q201 | PFD | 600 | $14,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 6,275 | $13,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 585 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 104 | $13,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 3,000 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 545 | $13,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 530 | $13,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 300 | $13,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 740 | $13,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 352 | $13,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 1,135 | $13,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 1,437 | $13,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 745 | $13,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 1,780 | $13,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 900 | $13,000 | thousands by filing date | |
| KIMBERLY C | 494386204 | USD | 968 | $13,000 | thousands by filing date | |
| NIPPON STEEL CORP-SPON ADR | 65461T101 | COM | 478 | $13,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 106 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 941 | $13,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 1,936 | $13,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 1,190 | $13,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 200 | $13,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 369 | $13,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 952 | $13,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 7,100 | $13,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 1,300 | $13,000 | thousands by filing date | |
| YONGYE INTL INC | 98607B106 | COM | 1,840 | $13,000 | thousands by filing date | |
| Countrywide Capital V | 222388209 | COM | 500 | $13,000 | thousands by filing date | |
| ESSEX RENT CORP COM | 297187106 | Common | 4,400 | $13,000 | thousands by filing date | |
| BofA Preferred | 060505740 | PFD | 500 | $13,000 | thousands by filing date | |
| GOLDMAN SACHS 5.95% PFD SER I | 38145G209 | PRD | 550 | $13,000 | thousands by filing date | |
| OIL SEARCH LTD-SPONSORED ADR | 677890303 | COM | 160 | $13,000 | thousands by filing date | |
| AEGON NV PERPETUAL | 007924400 | PRF | 500 | $13,000 | thousands by filing date | |
| CABCO SER 2004-102 | 12679R204 | PRF | 600 | $13,000 | thousands by filing date | |
| GUOCO GROUP LTD-UNSPON ADR | 403227101 | COM | 540 | $13,000 | thousands by filing date | |
| PRUDENTIAL FINANCIAL INC | 744320409 | PRF | 500 | $13,000 | thousands by filing date | |
| MERRILL LYNCH CAP TR III 7.375% PFD SHS MA | 59025d207 | PREFERRED EQUITY | 500 | $13,000 | thousands by filing date | |
| SVB CAP IIGTD TR PFD SECS | 86959H201 | EQUITIES | 500 | $13,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 1,520 | $13,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 500 | $13,000 | thousands by filing date | |
| OUTR US 05/17/14 P50 | CM2367295 | OPT | 360 | $13,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 520 | $12,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 863 | $12,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 721 | $12,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 880 | $12,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 1,000 | $12,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 1,000 | $12,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 2,726 | $12,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 730 | $12,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 520 | $12,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 210 | $12,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 383 | $12,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 600 | $12,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 555 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 300 | $12,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 1,158 | $12,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 440 | $12,000 | thousands by filing date | |
| SONOVA HOLDING AG UNSPONSORED ADR | 83569C102 | USD | 423 | $12,000 | thousands by filing date | |
| ALSTOM SA UNSPON ADR | 021244207 | COM | 4,521 | $12,000 | thousands by filing date | |
| SUBSEA 7 SA | 864323100 | COM | 668 | $12,000 | thousands by filing date | |
| SUMITOMO METAL MININ UNS ADR | 86563T104 | COM | 922 | $12,000 | thousands by filing date | |
| OMRON CORP SPONSORED ADR | 682151303 | ADR | 280 | $12,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 1,500 | $12,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 450 | $12,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 500 | $12,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R742 | AUSTRALIA BD | 127 | $12,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 625 | $12,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 1,730 | $12,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 700 | $12,000 | thousands by filing date | |
| ADVANCED CELL TECHNOLOGY INC. | 00752K105 | COM | 160,000 | $12,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 175 | $12,000 | thousands by filing date | |
| SONY FINL HLDGS INC ADR | 835707100 | COM | 757 | $12,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 230 | $12,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 575 | $12,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 870 | $12,000 | thousands by filing date | |
| Suez Environment Co. SA | 864691100 | Com | 1,163 | $12,000 | thousands by filing date | |
| OSISKO EXPLORATION | 688278100 | COM | 2,000 | $12,000 | thousands by filing date | |
| RBS CAPITAL FUNDING | 74928P207 | PRF | 525 | $12,000 | thousands by filing date | |
| RENAISSANCERE HOLDINGS | G7498P309 | PRF | 500 | $12,000 | thousands by filing date | |
| SHARP CORP-UNSPONSORED ADR | 819882200 | COM | 3,987 | $12,000 | thousands by filing date | |
| CORP BACKED TR CTFS 03-7 | 21988G262 | PRF | 450 | $12,000 | thousands by filing date | |
| PETROFAC LTD- UNSPON ADR | 716473103 | COM | 973 | $12,000 | thousands by filing date | |
| GOLDEN AGRI-RESOURCES LTD | 380787200 | COM | 265 | $12,000 | thousands by filing date | |
| JSR CORP ADR | 46632X106 | ADR | 671 | $12,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 3,150 | $12,000 | thousands by filing date | |
| TEG 5 | 976843201 | PRF | 125 | $12,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 550 | $11,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 1,370 | $11,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 305 | $11,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 360 | $11,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 175 | $11,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 520 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 444 | $11,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 459 | $11,000 | thousands by filing date | |
| CITY DEVELOPMENTS-SPONS ADR | 177797305 | COM | 1,312 | $11,000 | thousands by filing date | |
| RANDSTAD N.V. UNSP | 75279Q108 | Common Stock | 385 | $11,000 | thousands by filing date | |
| FORTUM OYJ ADR | 34959F106 | COMMON | 2,408 | $11,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 748 | $11,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 2,785 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-006000 | this filing | 2014-05-14 | acceptance time not in the bulk data set |