13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-14, with 5,714 holding rows worth $166,526,662,000.
- Accession
- 0000950123-14-006000
- Filer
- CIK 820027
- Filed
- 2014-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A combination report, 8,827 entries on the cover page, a total value of $166,526,662,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $166,526,662,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAmeriprise Financial, Inc. 028-00139
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Company 028-01045
- reports for this filerAmeriprise Certificate Company 028-00140
- reports for this filerRiverSource Life Insurance Company 028-00143
- reports for this filerRiverSource Life Insurance Company of New York 028-01046
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- included managerAmeriprise Financial, Inc. 028-00139
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Company 028-01045
- included managerAmeriprise Certificate Company 028-00140
- included managerRiverSource Life Insurance Company 028-00143
- included managerRiverSource Life Insurance Company of New York 028-01046
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PPC LTD | 69354A104 | Common Stock | 603 | $3,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 1,375 | $3,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786U101 | COM | 70 | $3,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 1,000 | $3,000 | thousands by filing date | principal |
| TRI-TECH HOLDING | G9103F106 | SHS | 2,000 | $3,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 510 | $3,000 | thousands by filing date | |
| MARKET VECTORS TREASURY-HEDG | 57061R775 | HI YLD TREA BD | 100 | $3,000 | thousands by filing date | |
| SAVIENT PHARMACEUTICALS INC | 80517QAA8 | CNV | 300,000 | $3,000 | thousands by filing date | principal |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 200 | $3,000 | thousands by filing date | |
| POWER FINANCIAL CORP | 73927C100 | COM | 90 | $3,000 | thousands by filing date | |
| JOHNSON ELEC HLDG -SPON ADR | 479087207 | COM | 295 | $3,000 | thousands by filing date | |
| ALPHA BANK AE-SPON ADR | 02071M101 | COM | 12,406 | $3,000 | thousands by filing date | |
| SALZGITTER AG-UNSP ADR | 795842202 | COM | 760 | $3,000 | thousands by filing date | |
| FLSMIDTH & CO A/S-UNSPON ADR | 343793105 | COM | 624 | $3,000 | thousands by filing date | |
| CP POKPHAND-SPONS ADR | 125918201 | COM | 1,320 | $3,000 | thousands by filing date | |
| H LUNDBECK A/S-SPN ADR | 40422M206 | COM | 70 | $3,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 265 | $3,000 | thousands by filing date | |
| PREFERREDPLUS TR | 740434881 | PRF | 119 | $3,000 | thousands by filing date | |
| HITACHI CONSTRUCT-UNSPON ADR | 43358L101 | COM | 70 | $3,000 | thousands by filing date | |
| AVIVA PLC CAP SECS | 05382A203 | PRF | 98 | $3,000 | thousands by filing date | |
| DNB ASA-SPONSOR ADR | 23328E106 | COM | 20 | $3,000 | thousands by filing date | |
| PDG REALTY SA-SPON ADR | 70454K109 | COM | 2,714 | $3,000 | thousands by filing date | |
| EXCELSIOR ABSOLUTE RETURN | BRSAUR526 | LP | 2 | $3,000 | thousands by filing date | |
| ANGLO AMERICAN PL-UNSPON ADR | 03486T103 | COM | 415 | $3,000 | thousands by filing date | |
| Deutsche Bk Tst 6.55%Perp Cl 5 | 25153x208 | PFD | 110 | $3,000 | thousands by filing date | |
| FAR EAST ENERGY CORPCOM | 307325100 | EQUITIES | 30,000 | $3,000 | thousands by filing date | |
| Southern CA Gas Co | 842434300 | COM | 100 | $3,000 | thousands by filing date | |
| INTERPIPELINELTD | 45833V109 | Common/Ordinary | 126 | $3,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 700 | $3,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 77 | $3,000 | thousands by filing date | |
| ENBRIDGE INCOME FD os;S EN | 29251R105 | COMMON | 145 | $3,000 | thousands by filing date | |
| ABENGOA SA | 00289R201 | SPONS ADR REP B | 111 | $3,000 | thousands by filing date | |
| Eutelsat Communications SA Unsponsored ADR EUTLY | 29888Q108 | Equity ADR | 360 | $3,000 | thousands by filing date | |
| INCITEC PIVOT LTD-UNSPN ADR | 45326Y107 | ADR | 1,010 | $3,000 | thousands by filing date | |
| SYMC US 05/17/14 P16 | CM2354308 | OPT | 491 | $3,000 | thousands by filing date | put |
| VZ US 04/19/14 C49 | CM2407511 | OPT | 426 | $3,000 | thousands by filing date | call |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 116 | $2,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 108 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 14 | $2,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 872 | $2,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 120 | $2,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 109 | $2,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 190 | $2,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 300 | $2,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 56 | $2,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 77 | $2,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 57 | $2,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 175 | $2,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 60 | $2,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 74 | $2,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 200 | $2,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 200 | $2,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 490 | $2,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 80 | $2,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 110 | $2,000 | thousands by filing date | |
| PRADA S P A FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 73942H100 | AMERICAN DEPOSITORY | 139 | $2,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 30 | $2,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 125 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 50 | $2,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 1 | $2,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 40 | $2,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 89 | $2,000 | thousands by filing date | |
| Amerityre Corp | 03073V107 | Equity | 20,500 | $2,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 50 | $2,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 2,000 | $2,000 | thousands by filing date | principal |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 16 | $2,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 855 | $2,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 4,090 | $2,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 160 | $2,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 210 | $2,000 | thousands by filing date | |
| KONE OYJ FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 50048H101 | AMERICAN DEPOSITORY | 115 | $2,000 | thousands by filing date | |
| ANADOLU EFES BIRACILIK ADR | 032523201 | COM | 1,030 | $2,000 | thousands by filing date | |
| ASX LTD UNSPONSORED ADR | 00212E103 | COM | 50 | $2,000 | thousands by filing date | |
| MARFRIG GLOBAL FOOD SPON ADR | 56656T105 | COM | 780 | $2,000 | thousands by filing date | |
| SINGAPORE AIRLINES ADR | 82930C106 | COM | 110 | $2,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 200 | $2,000 | thousands by filing date | |
| Ipsen Sa Sp Adr | 462629205 | ADR | 210 | $2,000 | thousands by filing date | |
| Sino Ld Ltd Sp ADR | 829344308 | ADR | 275 | $2,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 125 | $2,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 155 | $2,000 | thousands by filing date | |
| Rostelecom Long Distance ADR | 778529107 | ADR | 142 | $2,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 49 | $2,000 | thousands by filing date | |
| Sanofi SA | F5548N101 | COM | 15 | $2,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 745 | $2,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 56 | $2,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 1,002 | $2,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 400 | $2,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 126 | $2,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 682 | $2,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 1,810 | $2,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 182 | $2,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 1,500 | $2,000 | thousands by filing date | |
| USEC INC | 90333EAC2 | NOTE 3.000%10/0 | 4,000 | $2,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 62 | $2,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 290 | $2,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 230 | $2,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 1 | $2,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 2,000 | $2,000 | thousands by filing date | principal |
| FRONTLINE LTD | G3682E127 | COM | 471 | $2,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 1,455 | $2,000 | thousands by filing date | |
| OI S.A. | 670851104 | SPONSORED ADR | 1,065 | $2,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 104 | $2,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 1,290 | $2,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 700 | $2,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 3,000 | $2,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 840 | $2,000 | thousands by filing date | |
| ESB FINANCIAL CORP | 26884F102 | COM | 144 | $2,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 120 | $2,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 323 | $2,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 100 | $2,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 410 | $2,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 525 | $2,000 | thousands by filing date | |
| PULSE ELECTRONICS CORP | 74586W205 | COM | 400 | $2,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 300 | $2,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 250 | $2,000 | thousands by filing date | |
| ALLIED IRISH BANKS - SPONS ADR | 019228808 | ADR | 870 | $2,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 100 | $2,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 140 | $2,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 100 | $2,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 709 | $2,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 70 | $2,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 120 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 100 | $2,000 | thousands by filing date | |
| WORLETYPARSONS LTD | 98161Q101 | COM | 118 | $2,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 400 | $2,000 | thousands by filing date | |
| CHINA XINIYA FASHION LTD | 16950W105 | SPONSORED ADR | 1,300 | $2,000 | thousands by filing date | |
| CHINA MINSHENG BKG CORP LTD | 16949T106 | ADR | 162 | $2,000 | thousands by filing date | |
| LYNAS CORP LTD SPONSORED ADR | 551073208 | COM | 10,553 | $2,000 | thousands by filing date | |
| INTERTAPE POLYMER GROUP INC CMN | 460919103 | Common Stock | 200 | $2,000 | thousands by filing date | |
| LADBROKES PLC-ADR | 505730101 | COM | 938 | $2,000 | thousands by filing date | |
| STEVIA FIRST CORP | 86031Q104 | COM | 5,000 | $2,000 | thousands by filing date | |
| FLETCHER BUILDING-SPN ADR | 339305302 | COM | 120 | $2,000 | thousands by filing date | |
| INDRA SISTEMAS SA-UNSP ADR | 45579R106 | COM | 191 | $2,000 | thousands by filing date | |
| ALL AMERICA L-SPON ADR | 01643R507 | COM | 480 | $2,000 | thousands by filing date | |
| DIXONS RETAIL PLC-SP ADR | 255876104 | COM | 665 | $2,000 | thousands by filing date | |
| MITSUBISHI CHEMICAL-UNSP ADR | 606763100 | COM | 93 | $2,000 | thousands by filing date | |
| LONMIN PLC-SPON ADR | 54336Q203 | COM | 317 | $2,000 | thousands by filing date | |
| XTL BIOPHARMACEUTICALS-ADR | 98386D208 | COM | 441 | $2,000 | thousands by filing date | |
| ITALCEMENTI SPA-UNSPONS ADR | 465272201 | COM | 160 | $2,000 | thousands by filing date | |
| CORP BACKD TR CTFS 03-17 | 21988K404 | PRF | 60 | $2,000 | thousands by filing date | |
| GRUPO MODELO S.A.B.-SPON ADR | 40051F100 | COM | 20 | $2,000 | thousands by filing date | |
| KONICA MINOLTA INC -UNS ADR | 50048B104 | COM | 120 | $2,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 227 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 38 | $2,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 175 | $2,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 126 | $2,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 174 | $2,000 | thousands by filing date | |
| HE 5 | 419866306 | PRF | 100 | $2,000 | thousands by filing date | |
| NE US 06/21/14 P25 | CM2283350 | OPT | 183 | $2,000 | thousands by filing date | put |
| SIRI US 04/19/14 C3.5 | CM2371056 | OPT | 822 | $2,000 | thousands by filing date | call |
| SIRI US 05/17/14 C3.5 | CM2371057 | OPT | 411 | $2,000 | thousands by filing date | call |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 103 | $1,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 132 | $1,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 700 | $1,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 480 | $1,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 60 | $1,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 60 | $1,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 99 | $1,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 302 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 30 | $1,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 40 | $1,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 140 | $1,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 300 | $1,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 175 | $1,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 36 | $1,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 110 | $1,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 112 | $1,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 50 | $1,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 65 | $1,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 130 | $1,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 60 | $1,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 350 | $1,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 20 | $1,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 175 | $1,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 60 | $1,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 50 | $1,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 100 | $1,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 13 | $1,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 30 | $1,000 | thousands by filing date | |
| ADMIRAL GROUP ADR | 007192107 | ADR | 40 | $1,000 | thousands by filing date | |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 70 | $1,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 1,250 | $1,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 31 | $1,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 10 | $1,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 35 | $1,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 570 | $1,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 130 | $1,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 70 | $1,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 110 | $1,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 458 | $1,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 60 | $1,000 | thousands by filing date | |
| INTERTEK GROUP PLCUNSP ADR | 461130106 | COM | 20 | $1,000 | thousands by filing date | |
| AAC TECHNOLOGIES HOLDINGS INC ADR | 000304105 | COM | 10 | $1,000 | thousands by filing date | |
| SUMITOMO CHEMICAL CO UNS ADR | 865612105 | COM | 73 | $1,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 110 | $1,000 | thousands by filing date | |
| VODACOM GROUP LTD-SP | 92858D200 | Common Stock | 102 | $1,000 | thousands by filing date | |
| MR PRICE GROUP | 62476L207 | Common Stock | 78 | $1,000 | thousands by filing date | |
| GASFRAC ENERGY SVCS F | 367257201 | COM | 600 | $1,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 100 | $1,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 20 | $1,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 113 | $1,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 127 | $1,000 | thousands by filing date | |
| Nextera Energy, Inc. | 65339F887 | PFD | 1 | $1,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 250 | $1,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 500 | $1,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 50 | $1,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 130 | $1,000 | thousands by filing date | |
| PACER INTL INC TENN | 69373H106 | COM | 73 | $1,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 1,130 | $1,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 20 | $1,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 90 | $1,000 | thousands by filing date | |
| VOCUS INC | 92858J108 | COM | 41 | $1,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 140 | $1,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 250 | $1,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 770 | $1,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 140 | $1,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 37 | $1,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 100 | $1,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 1,260 | $1,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 59 | $1,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 199 | $1,000 | thousands by filing date | |
| AUTONAVI HLDGS LTD | 05330F106 | SPONSORED ADR | 38 | $1,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 398 | $1,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 150 | $1,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 225 | $1,000 | thousands by filing date | |
| MAJESCO ENTERTAINMENT CO | 560690208 | COM NEW | 2,545 | $1,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 200 | $1,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 25 | $1,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 1,000 | $1,000 | thousands by filing date | |
| Berkshire Income Realty Inc Cl A PFD | 084690205 | Pfd Stk | 55 | $1,000 | thousands by filing date | |
| BSD MEDICAL CORP | 055662100 | COM | 500 | $1,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 75 | $1,000 | thousands by filing date | |
| RICK'S CABARET INTL INC | 765641303 | COM | 75 | $1,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 70 | $1,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 100 | $1,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 410 | $1,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 810 | $1,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 352 | $1,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 100 | $1,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 123 | $1,000 | thousands by filing date | |
| SYNTROLEUM CORP | 871630208 | COM | 358 | $1,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 85 | $1,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 32 | $1,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 130 | $1,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 60 | $1,000 | thousands by filing date | |
| L+L ENERGY INC | 50162D100 | COM | 1,080 | $1,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 2,850 | $1,000 | thousands by filing date | |
| DIAMONDHEAD CASINO CORP | 25278S100 | COM | 1,000 | $1,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 60 | $1,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 21 | $1,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 280 | $1,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 1,575 | $1,000 | thousands by filing date | |
| ORIFLAME COSMETICS | 686194200 | Common Stock | 43 | $1,000 | thousands by filing date | |
| BACTERIN INTERNATIONAL HLDGS INC. | 05644R101 | COM | 890 | $1,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A106 | CMN | 430 | $1,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 207 | $1,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 1,000 | $1,000 | thousands by filing date | |
| AMERICAN INDEPENDENCE CORP | 026760405 | COM | 74 | $1,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 310 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 33 | $1,000 | thousands by filing date | |
| CURRENCYSHARES CHINESE RENMI | 23131C107 | CHIN RENMINBI | 10 | $1,000 | thousands by filing date | |
| GEEKNET INC | 36846Q203 | COM | 105 | $1,000 | thousands by filing date | |
| PROMOTORA DE INFORMACIONES S | 74343G303 | ADR CL B CONV | 391 | $1,000 | thousands by filing date | |
| GlaxoSmithKline PLC | G3910J112 | COM | 43 | $1,000 | thousands by filing date | |
| PT MEDIA NUSANTARA CITRA | 69369J108 | COM | 75 | $1,000 | thousands by filing date | |
| ZUOAN FASHION LTD | 98982X103 | SPONSORED ADR | 540 | $1,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 100 | $1,000 | thousands by filing date | |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 220 | $1,000 | thousands by filing date | |
| NINETOWNS INTERNET TECH GRP | 654407105 | ADR | 530 | $1,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 200 | $1,000 | thousands by filing date | |
| Bioject Med Tech Inc | 09059T206 | COM | 6,100 | $1,000 | thousands by filing date | |
| DAPHNE INTER ADR F UNSPONSORED | 237031109 | ADR | 66 | $1,000 | thousands by filing date | |
| Telekom Austria AG ADR | 87943Q109 | ADR | 43 | $1,000 | thousands by filing date | |
| Paid Inc | 69561N204 | COM | 8,900 | $1,000 | thousands by filing date | |
| AGL ENERGY LTD-UNSP ADR | 001201102 | COM | 65 | $1,000 | thousands by filing date | |
| COBHAM PLC-UNSPON ADR | 19089R104 | COM | 90 | $1,000 | thousands by filing date | |
| FEDL HOME LOAN MTG CORP | 313400863 | PRF | 275 | $1,000 | thousands by filing date | |
| SPENDSMART PAYMENTS | 848324208 | COM | 666 | $1,000 | thousands by filing date | |
| INMARSAT PLC ADR | 45772S109 | COM | 98 | $1,000 | thousands by filing date | |
| INMUEBLES CARSO SAB-LEV1-ADR | 45778R105 | COM | 145 | $1,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP | Y8162K105 | COM | 57 | $1,000 | thousands by filing date | |
| ARCHER LTD | G0451H109 | COM | 575 | $1,000 | thousands by filing date | |
| MINERA FRISCO SAB-LEV1-ADR | 60283E101 | COM | 290 | $1,000 | thousands by filing date | |
| NEPTUNE ORIENT LINES-SP ADR | 640773206 | COM | 425 | $1,000 | thousands by filing date | |
| TEIJIN LTD-UNSPONSORED ADR | 879063204 | COM | 58 | $1,000 | thousands by filing date | |
| TERRA CAP PLC | G8762U107 | COM | 2,000 | $1,000 | thousands by filing date | |
| MRV ENGENHARIA | 553479106 | COM | 186 | $1,000 | thousands by filing date | |
| BHM TECHNOLOGIES LLC | 059998948 | COM | 151,041 | $1,000 | thousands by filing date | |
| MTR CORP LTD-ADR | 553768300 | COM | 15 | $1,000 | thousands by filing date | |
| ZTE CORP-UNSPON ADR | 98878Q105 | COM | 260 | $1,000 | thousands by filing date | |
| CORUS ENTERTAINMENT INC-B SH | 220874101 | COM | 61 | $1,000 | thousands by filing date | |
| KOBE STEEL LTD-SPONS ADR | 499892107 | COM | 145 | $1,000 | thousands by filing date | |
| READERS DIGEST ASSN INC | BAX3940K3 | COM | 26,729 | $1,000 | thousands by filing date | |
| APERAM-NY REGISTRY SHARES | 03754H104 | COM | 31 | $1,000 | thousands by filing date | |
| CTM MEDIA HOLDINGS INC-B | 22944D401 | COM | 8 | $1,000 | thousands by filing date | |
| CHINA OVERSEAS LIMITED & | 169403201 | COM | 9 | $1,000 | thousands by filing date | |
| KUMBA IRON ORE LTD-ADR | 50125N104 | COM | 50 | $1,000 | thousands by filing date | |
| VIRTRA SYSTEMS INC | 92827K103 | COM | 17,000 | $1,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 14,509 | $1,000 | thousands by filing date | |
| SPROTT INC COM NEW | 852066109 | Stock | 355 | $1,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 16 | $1,000 | thousands by filing date | |
| Alliance Global Group Inc | 01861B101 | Com | 18 | $1,000 | thousands by filing date | |
| SM INVTS CORP ADR | 78455R205 | COM | 125 | $1,000 | thousands by filing date | |
| BILLABONG INTL LTD-UNSP ADR | 090055104 | ADR | 1,040 | $1,000 | thousands by filing date | |
| SKY DEUTSCHLAND AG ADR | 83083B101 | ADR | 125 | $1,000 | thousands by filing date | |
| TWC US 04/19/14 C150 | CM1921898 | OPT | 65 | $1,000 | thousands by filing date | call |
| PTGI HOLDING INC | 74443P104 | COM | 200 | $1,000 | thousands by filing date | |
| WORLDCOM INC GA NEW | 98157D106 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUZANO S A SPON ADS | 86959K105 | ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARQ INC | 00770C101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCURAY INC DEL | 004397105 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIMEDX GROUP INC | 602496101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERA BRADLEY INC | 92335C106 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAMMIN JAVA CORP | 470751108 | COM | 910 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARBONITE INC | 141337105 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARCHEX INC | 56624R108 | CMN | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATP OIL & GAS CORP | 00208j108 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZCO Liquidating Corp | 67086E303 | COM | 6,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TDK Corp | 872351408 | Equity | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLUTIA INC | 834376105 | COMMON STOCK | 1,552 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLASE INC | 090911108 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THORNBURG MORTGAGE INC | 885218800 | COMMON STOCK | 801 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST HORIZON NAT'L FRACTIONAL | DCA517101 | COMMON STOCK | 134,548 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACTERA TECHNOLOGY INTERNATIONAL | 695255109 | COMMON STOCK-FO | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WASHINGTON MUTUAL INC COMMON | 939ESC968 | COMMON STOCK | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASKMENOW INC | 045188109 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLONIAL BANCGROUP INC | 195493309 | COMMON STOCK | 18,803 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMDISCO HOLDING CO | 200334118 | COMMON STOCK | 1,091 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRSTPLUS FINANCIAL GROUP INC | 33763B103 | COMMON STOCK | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDEARC INC | 451663108 | COMMON STOCK | 499 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDYMAC BANCORP INC | 456607100 | COMMON STOCK | 6,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTEL NETWORKS CORP | 656568508 | COMMON STOCK | 5,848 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| China Res Enterprise Ltd | 16940R109 | USD | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BB LIQUIDATING INC | 05532D107 | COM | 333 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hugoton Royalty Trust | 444717102 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUSQVARNA AB ADR | 448103101 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEST JAPAN RAILWAY-UNSP ADR | 953432101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MECHEL PREF SPON ADR | 583840509 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOL HUNGARIAN OIL SP ADR | 608464202 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAV HAVALIMANLARI HLD-UN ADR | 876704107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK REGIONAL RAIL CORP | 649768108 | SHS | 375,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNAPRINT GENOMICS | 23324Q202 | COM | 1,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hoku Corp | 434711107 | COM | 1,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Myrexis Inc | 62856H107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSWITCH CORP | 894065309 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED ENERGETICS INC | 03819M106 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PT INDOFOOD SUSKSES | 45577X105 | Common Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFE HEALTHCARE GRP | 531850105 | Common Stock | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YUE YUEN INDUSTRIAL | 988415105 | Common Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERTICAL COMPUTER SYSTEMS INC | 92532R203 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVERGREEN ENERGY INC | 30024B203 | COMMON STOCK | 20,581 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIQUIDMETAL TECH LQMT | 53634X100 | COM | 900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHT MANAGEMENT GP | 53222E209 | Stock | 9,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFORMATION ARCHITECTS CORP COM PAR $0 001 NEW APRIL 2011 | 45669R701 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIRCA PICS & PRDTN CO INTL INC COM | 17253V109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL MARINE LTD COM | 37944Y106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPYGLASS RES CORP COM | 852193101 | COM | 259 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EARTH SEARCH SCIENCES INC. | 270313208 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARCHLIGHT MINERALS CORP NEW | 812224202 | COM | 750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Duoyuan Global Water Inc | 266043108 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPONGETECH DELIVERY XXXREGISTRATION REVOKED BY THE SEC EFF: 10/21/23 | 849109103 | STOK | 19,327 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLOVIN CORP CLASS A | 023850100 | COM | 390 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lehman Brothers Holdings Capital Trust III | 52519Y209 | Equity | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHISLE COPPER & GOL F | 66644R103 | FOREIGN CANADIAN | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CDEX INC A XXXREGISTRATION REVOKED BY THE SEC EFF: 05/18/18 | 12507E201 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Verbund | 92336Y107 | ADR | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gevo Inc | 374396109 | COMMON | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERASTEM INC | 92337C104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMATION CORP | 45245A107 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEMPRA INC | 15130J109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOWERSTREAM CORP | 892000100 | COM | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIGNET INC | 766582100 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAXYGEN INC | 577776107 | COM | 5,190 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISOFTSTONE HLDGS LTD | 46489B108 | SPONSORED ADS | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XOMA CORP DEL | 98419J107 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELSAT S A | L5140P101 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVENTURE FOODS INC | 461212102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN MANAGMENT,LLC | EKE55U103 | COM | 106,754 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADISYS CORP | 750459109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOLAN CO/THE | 25659P402 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLDWATER CREEK INC | 193068202 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cbs Corporation Cl A New | 124857103 | CLA | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ampio Pharmaceuticals | 03209T109 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MITCHAM INDS INC COM | 606501104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Tremor Video | 89484Q100 | Common Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fairpoint Communications Inc/O | 305560104 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNTECH PWR HLDGS CO LTD | 86800CAE4 | NOTE 3.000% 3/1 | 3,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860103 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 190 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUN BANCORP INC | 86663B102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTRX CORP | 232828509 | COM PAR $.001 | 143 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Citadel Broadcasting Corp | 17285T106 | Com | 738 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 580 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LCA-VISION INC | 501803308 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZAZA ENERGY CORP | 98919T100 | COM | 290 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METRO BANCORP INC | 59161R101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRAVO! BRANDS INC. | 105666101 | COM | 5,914 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYGNUS E-TRANSACTION GROUP | 23255V105 | COM | 51,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHARMAGEN INC. | 71715W106 | COM | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SWK HOLDINGS CORP. | 78501P104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISIONCHINA MEDIA INC | 92833U202 | SPON ADR NEW | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Panolam Holdings Co | 69860T100 | COM | 268 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 240 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVATION COMPANIES INC | 66989V107 | COM | 187 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORSTRA ENERGY INC | 65654V103 | COMMON | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORRIDOR COMMUNICATIONS CORP | 220261101 | COMMON | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USEC INC | 90333E207 | COMMON | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY CONVERSION DEVICES INC. | 292659109 | COMMON | 4,120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTEON CORP - WARRANT | 92839U115 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 116 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOLTARI CORP NEW | 92870X309 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELONG - ADR | 290138205 | ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Spectral Diagnostics | 847574100 | COM | 1,312 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ***ERROR:MISSING*** | 739363AF6 | ***MISSING*** | 4,200,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ALON BLUE SQUARE ISRAEL LTD | 02051Q106 | SPONSORED ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROSEAS LTD | Y23592200 | CMN | 275 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROMOTORA DE INFORMACIONES-A | 74343G204 | CMN | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA HYDROELECTRIC CP-ADS | 16949D101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SI FINL GROUP INC MD | 78425V104 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COUNTRY STYLE COOKING REST ADR | 22238M109 | ADR-EMG MKT | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IFM INVTS LTD | 45172L209 | ADS CL A NEW | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COGO GROUP INC | G22538105 | ORD SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Advanced Viral Research Corp C | 007928104 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LE GAGA HLDGS LTD | 521168104 | SPONSORED ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STORM CAT ENERGY CORP | 862168101 | COMMON | 8,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE BROADBAND INC NXXX | 269437208 | cs | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRAC ENBRIDGE ENERGY MGMT | CKC50X106 | EQUITY | 57,216 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTS CATSKILL LITIGATION T | 149353104 | EQUITY | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELTA FINANCIAL CORP COM | 247918105 | EQUITY | 450 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KENTUCKY USA ENERGY INC | 491665105 | EQUITY | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-006000 | this filing | 2014-05-14 | acceptance time not in the bulk data set |