13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-14, with 5,714 holding rows worth $166,526,662,000.
- Accession
- 0000950123-14-006000
- Filer
- CIK 820027
- Filed
- 2014-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A combination report, 8,827 entries on the cover page, a total value of $166,526,662,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $166,526,662,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAmeriprise Financial, Inc. 028-00139
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Company 028-01045
- reports for this filerAmeriprise Certificate Company 028-00140
- reports for this filerRiverSource Life Insurance Company 028-00143
- reports for this filerRiverSource Life Insurance Company of New York 028-01046
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- included managerAmeriprise Financial, Inc. 028-00139
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Company 028-01045
- included managerAmeriprise Certificate Company 028-00140
- included managerRiverSource Life Insurance Company 028-00143
- included managerRiverSource Life Insurance Company of New York 028-01046
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MSGI SEC SOLUTIONS INC | 553570102 | EQUITY | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RASER TECHNOLOGIES INC | 754055101 | EQUITY | 750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FEDERAL MOGUL CORP COM | 313549107 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QPC LASERS INC COM | 74730A109 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HRT Participacoes EM Petroleo | 404275109 | COM | 240 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMPIRE RESORTS INC | 292052206 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONGZHONG CORP | 50047P104 | CMN | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 333 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENTUO INTL INC | 526353107 | SPONSORED ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIMICRO INTL CORP | 92718N109 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE9 LTD | 88337K104 | ADR | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIO ONE INC | 75040P108 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAOMEE HLDGS LTD | 87600Y106 | SPONSORED ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOAH ED HLDGS LTD | 65487R303 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL HOLDINGS | 636375107 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESTACIO PARTICIPACO ADRF 1SPON | 297319105 | ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZOOMLION HEAVY INDU ADRF UNSPO | 98978w101 | ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENETIC TECHNOLOGIES LTD | 37185R109 | SPONSORED ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDCATH CORP | 58404W109 | COM | 192 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBIC INC | 90346V105 | SPONSORED ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Atmospheric Glow Technologies | 049567100 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GERBER SCIENTIFIC INC RTS | 37373ESC5 | WT | 124,408 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDMARK GLBL FIN CORP | 514934108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LASERSIGHT INC NEW | 517924304 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLYUS GOLD INTL -SPN GDR | 73180Y203 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POSITIVEID CORP NEW | 73740J308 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELESIO AG-UNSPONSORED ADR | 15100H109 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLARENT CORP DEL | 180461105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FEDERAL MOGUL CORP WTS | 313549115 | WT | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JIANGBO PHARMACEUTICALS | 47737R101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OLD STONE CORP | 680293107 | COM | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROBOTIC VISION SYSTEM | 771074309 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ST BARBARA LTD-SP ADR | 852278100 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WA FUNDING TR III D ESCROW | 939ESC802 | COM | 3,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST NATIONAL | 32111B104 | COM | 265 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KWG RESOURCES INC | 48277D205 | COM | 4,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KANSAI ELECTRIC PWR-UNS ADR | 484602305 | COM | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEDEM PHARMACEUTICALS | 48723P109 | COM | 257 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBEL BIOCARE HOLD-UNSP ADR | 65488C107 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROOMSTORE INC | 77638R108 | COM | 737 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAIPEM SPA-UNSPON ADR | 79376W208 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRASBAUGH | 86260A101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRIKE AXE INC | 86332J106 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EURASIAN NATURAL RES-UNS ADR | 29843V101 | COM | 980 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVERGREEN SOLAR INC | 30033R306 | COM | 3,351 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESTORS ECON SYSTS | 461990103 | COM | 2,305 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ION MEDIA NETWORKS SPEC WTS | 46299M997 | WT | 283 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBLE METAL RECOVERY LTD | 655058204 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH AMERN EXPL NEW | 656855202 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHFIELD LABS INC | 666135108 | COM | 1,380 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAMARITAN PHARMACEUTICLS | 79586Q207 | COM | 834 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TPC LIQUIDATION INC | 89235J108 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSFORM LOGIC CORP NEW | 893658203 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOUNCE MOBILE SYSTEMS | 101626109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAIRLANE MANAGEMENT CORP | 305059107 | COM | 52,004 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLASHPOINT TECHNOLOGY | 33899A979 | COM | 246,914 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCORPION TECH A 4/94 NEW | 809178601 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AES TIETE SA-ADR | 00808P207 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIR CHINA LTD-SPONSORED-ADR | 00910M100 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FALCON TECHNOLOGIES INC | 30609L105 | COM | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIAMOND EQUITIES INC | 252592100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SBM OFFSHORE NV-UNSPON ADR | 78404D109 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRUMP ENTERTAINMENT | 89816T202 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UAL CORP | 902549500 | COM | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXCEL MARITIME CARRIERS LTD | V3267N107 | COM | 5,140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PCCW LTD | Y6802P120 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AT HOME CORPORATION | 045919AF4 | CONV BND | 4,193,138 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| HAIGHTS CROSS COMM INC | 405990425 | COM | 302,134 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANEI CORP | 409998168 | COM | 49,382 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METROGAS SA-SPONSORED ADR | 591673207 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NPF12 2002-2 A ESCROW | 629ESC9J5 | COM | 10,000,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL STORM | 637882101 | COM | 2,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QSGI INC | 74729D106 | COM | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Q2 GOLD RES INC | 74731U104 | COM | 190 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR QUAL FRACTIONS | DDJ32D101 | COM | 23,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BINGO.COM LIMITED | G11152108 | COM | 690 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURIGA LABORATORIES INC | 05155L105 | COM | 31,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAY ROAD INC NEW | 06738T201 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALYPSO WIRELESS INC | 131720104 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALPINE CORP ESCROW 4 | 131ESC9C1 | COM | 29,236,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE TECH COMMNS INC | 270040207 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAM CAPITAL LLC | 749200994 | LP | 3,654,271 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BENGUET CORP | 081851206 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDEN ENERGY CORP PAR | 27944M301 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEALTHTRAC INC | 42226R100 | COM | 645 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEARTLAND OIL & GAS | 42235Q200 | COM | 650 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RED OAK HEREFORD FARMS | 756790101 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAPESTRY PHARMS INC CHG | 876031204 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEKNOWLEDGE CORP | 878919208 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYCLONE POWER | 23254W104 | COM | 2,350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINC ENERGY LTD-SPON ADR | 532782109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROGRESS ENERGY INC-CVO | 743263AA3 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OSCIENT PHARMACEUTICA | 68812R303 | COM | 144 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SULPHCO INC | 865378103 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TETON ADVISORS INC-CLASS B | 88165Y101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIZA TECHNOLOGY INC | 05381A105 | COM | 13,008 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXION INTL HLDGS INC | 05462D101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DATANG INTL POWER GEN CO-ADR | 23808Q207 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORNE INTERNATIONAL INC | 440591105 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNTINGTON OK OIL | 44667N101 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THATLOOK.COM INC + | 883265100 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEBUT DIAMONDS INC | 24276X104 | COM | 255 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYDROMAID INTL INC | 44880F109 | COM | 5,775 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDENTIPHI INC NEW | 45168Q204 | COM | 734 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAHANAGAR TELEPHONE-ADR | 559778402 | COM | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAN GROUP PLC-UNSPON ADR | 56164U107 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATRIOT COAL CORP | 70336TAA2 | CONV BND | 115,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| SCOTTS LIQUID GOLD INC | 810202101 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WOUND MANAGEMENT | 98211X106 | COM | 1,558 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN ENERGY SVCS NEW | 025642208 | COM | 3,846 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN PHONEMETER | 028870103 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN RARE EARTHS & | 02916V100 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COOPERATIVE BANKSHARES | 216844100 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COPPER NORTH MINING CORP | 21751R107 | COM | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENTRY TECHNOLOGY CORP | 81731K101 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZIFF DAVIS HOLDINGS INC | 98951V104 | COM | 6,660 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLIPHI BIOSCIENCES | 03211P103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANDROS ISLE DEVELOPMENT | 034535104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRUPO FIN INBURSA-SP ADR O | 40048D101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRUPO TMM SA-SP ADR A | 40051D303 | COM | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHINER INTERNATIONAL INC | 824568109 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZVELO INC | 989826102 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BHM TECHNOLOGIES EXIT II | BAX39B8V5 | PRF | 1,808 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ION MEDIA NETWORKS SPEC WTS | BAX39JX24 | WT | 284 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUARIUS PLATINUM-SPON ADR | 03840M208 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA MEDICAL TECH-SPON ADR | 169483104 | COM | 1,870 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| L INTL COMPUTERS INC | 501879100 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LL&E ROYALTY TRUST | 502003106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK INTL COMM GROUP | 64949W109 | COM | 1,219 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINOFRESH HEALTHCARE INC | 82935D109 | COM | 23,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VINEYARD NATIONAL CHG | 927426106 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUCTION MILLS INC | 05069J204 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Revolution Resources | 76155f109 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Market Vectors Small Cap India | 57061r551 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BORDERS GROUP INC | 099709107 | COM | 230 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARYZTA AG ADR | 04338X102 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIIX GROUP INC | 59862V104 | COM | 1,014 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHANDONG WEIGAO GP ADR | 81941W101 | COMMON | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIVS INTELLIMEDIA TECHNOLOGY GROUP INC | 62914U108 | COM | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCOLR PHARMA INC | 78402X107 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA MOBILE GAMES & ENTERTAINMENT LTD | 16952T100 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METRO AG ADR | 59160R102 | ADR | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| United American Petroleum Corp | 90933X100 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STARPHARMA HOLDINGS FSPONSORED ADR 1 ADR REPS 10 ORD SHS | 855563102 | AMERICAN DEPOSITORY | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMR Corp Escrow | 001ESC102 | COM | 237,661 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fuqi Intl Inc New | 36102A207 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN PHOENIX MINERALS INC | 381149103 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Distributed Energy Systems Corporation | 25475V104 | Common Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EP ENERGY CORP | 268785102 | CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JER INVESTORS TRUST INC. | 46614H400 | UNIT LTD PARTN | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FONU2 INC COM | 30255C102 | Stock | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Paradigm Adv Tech Inc. | 699004107 | COM | 19,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Immunosyn Corp | 45253Q101 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONDE RES CORP COM NPV | 835426206 | Stock | 180 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEHMAN BROTHERS HLDGSCAP TR VI PFD SER N6.24 | 52520X208 | Convertible Preferred | 650 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Samex Mining Corp. | 795912104 | COM | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPO Global Inc | 78468T107 | Com | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOLOGIX TECH INC | 68230M209 | Equities | 11,475 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EURO DISNEY SCA OXXX | F26387658 | UFO | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WI-TRON INC | 96684U104 | COM | 300,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KWIKWEB.COM INC | 501526107 | COM | 21,885 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENDTEC INC | 81688A106 | COM | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRUKSA REAL ESTATE PLC ADR | 74441Y107 | ADR | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONE PINE RES INC CL A | 54222A205 | COM | 3,118 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL INCOME TRUST INC | 37951V102 | COMMON STOCK-CL | 550 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORIYOSHI WORLDWIDE INC | 44040E307 | STOCKS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OLEO E GAS PARTICIPACOES SA | 68061P107 | COMMON | 871 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Western Pacific Resources Corp | 95914Q107 | COM | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNGY MOBILE LTD | 86737M100 | ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Foundation Healthcare, Inc. | 350405106 | common | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PANALPINA WELTTRANSP-UNS ADR | 698116100 | ADR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIRCH MOUNTAIN RESOURCES LTD C AN COM (NV) | 09066X109 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYESOL LTD | Q33053101 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARQUEE ENERGY LTD | 57142R109 | COM | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRAT PETROLEUM LTD | 86267N205 | COM | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CADAN RESOURCES CORP | 12721D203 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BASIN WATER INC | 07011T306 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOODRICH PETROLEUM CORP | 382410AB4 | CONV BND | 2,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| FEDDERS CORP | 313135501 | COM | 987 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN MOLD GUARD INC | 02756R102 | COM | 4,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOUVEAU HOLDINGS INC | 66979N107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEAP CONTINGENT VALUE RIGHTS | CM2367290 | COM | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E.NVIZION COMM GROUP LTD | 26874X105 | COM | 1,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDWELL CAPITAL CORP | 58508Q305 | COM | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EBANK FINANCIAL SERVICES INC | 278608104 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METALCORP LTD | 591145107 | COM | 625 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIBET PHARMACEUTICALS INC | G88615102 | COM | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LASV ENTERPRISES INC | 518136205 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MSH ENTERTAINMENT CORP | 553574104 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CB144A LONE PINE RES C 10.375% | 542ESC8B7 | COM | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPITAL FRANCHISING INC | 14016R103 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORCHARD SUPPLY HARDWARE STORES CL A | 688197102 | Stock | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OSH 1 LIQUIDATING CORP | 688197201 | COM | 624 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXXI US 04/19/14 C25 | CM2222567 | OPT | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GEOVIC MINING CORP | 373686104 | COM | 436 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DUALEX ENERGY INTERNATIONAL | 26357W103 | COM | 836 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPAL ENERGY CORP | 683473409 | COM | 240 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN FINANCIAL CORP | 665158200 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUINSCO RESOURCES LTD | 670902402 | COM | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICTORY NICKEL INC | 92647F102 | COM | 3,750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASIA PACIFIC DIGITAL LTD | Q3190C109 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEAN COAL TECHNOLOGIES INC | 18450P101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPUSONICS VIDEO CORP | 209929108 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN BANK CORP/HOUSTON | 352451108 | COM | 4,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-006000 | this filing | 2014-05-14 | acceptance time not in the bulk data set |