13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-14, with 5,714 holding rows worth $166,526,662,000.
- Accession
- 0000950123-14-006000
- Filer
- CIK 820027
- Filed
- 2014-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A combination report, 8,827 entries on the cover page, a total value of $166,526,662,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $166,526,662,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAmeriprise Financial, Inc. 028-00139
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Company 028-01045
- reports for this filerAmeriprise Certificate Company 028-00140
- reports for this filerRiverSource Life Insurance Company 028-00143
- reports for this filerRiverSource Life Insurance Company of New York 028-01046
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- included managerAmeriprise Financial, Inc. 028-00139
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Company 028-01045
- included managerAmeriprise Certificate Company 028-00140
- included managerRiverSource Life Insurance Company 028-00143
- included managerRiverSource Life Insurance Company of New York 028-01046
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 1,090 | $103,000 | thousands by filing date | |
| BAC CAPITAL TRUST VIII | 05518T209 | PRF | 4,100 | $103,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 3,023 | $103,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 2,587 | $102,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 8,738 | $102,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 3,208 | $101,000 | thousands by filing date | |
| Continental AG | 210771200 | Equity | 2,118 | $101,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 2,612 | $100,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233408 | 6.50% PFD CUM CO | 4,000 | $100,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 4,078 | $100,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 2,748 | $100,000 | thousands by filing date | |
| HERBST GAMING LLC | 427998539 | COM | 8,709 | $100,000 | thousands by filing date | |
| SANLAM LTD-SPONSORED ADR | 80104Q208 | COM | 3,622 | $99,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 2,914 | $99,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 4,931 | $99,000 | thousands by filing date | |
| BRAMBLES LTD | 105105100 | COM | 5,693 | $99,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 1,356 | $98,000 | thousands by filing date | |
| SWISSCOM AG-SPONSORED ADR | 871013108 | COM | 1,596 | $98,000 | thousands by filing date | |
| DANSKE BANK A/S-UNSPONS ADR | 236363107 | COM | 6,936 | $98,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 6,070 | $97,000 | thousands by filing date | |
| AMCOR LTD SPONSORED ADRFSPONSO | 02341r302 | ADR | 2,480 | $97,000 | thousands by filing date | |
| ATLAS COPCO AB SPONS ADR B | 049255805 | COM | 3,529 | $96,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 2,975 | $96,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 9,655 | $96,000 | thousands by filing date | |
| METLIFE INC | 59156R405 | PRF | 3,773 | $96,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 3,645 | $95,000 | thousands by filing date | |
| KOC HOLDINGS AS UNSPONSORED TURK ADR | 49989A109 | COM | 4,500 | $95,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P150 | CHINA TRNDP ETF | 3,529 | $95,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 2,536 | $94,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 1,114 | $94,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 2,386 | $94,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 2,575 | $94,000 | thousands by filing date | |
| F&W PUBLICATIONS INC | BAX397C64 | WT | 2,034 | $94,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 10,082 | $93,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 4,640 | $93,000 | thousands by filing date | |
| PUBLICIS S A NEW SPONSORED ADR | 74463M106 | ADUS | 4,102 | $93,000 | thousands by filing date | |
| GIVAUDAN SA ADR | 37636P108 | COM | 2,918 | $93,000 | thousands by filing date | |
| Weingarten Realty 8.1% Notes (c091514) | 948741848 | com | 4,483 | $93,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 6,413 | $92,000 | thousands by filing date | |
| SWATCH GROUP AG ADR | 870123106 | USD | 2,942 | $92,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 8,590 | $92,000 | thousands by filing date | |
| ISHARES TR | 464289503 | S&P TARGET 25 | 2,230 | $92,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 2,964 | $91,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 3,313 | $91,000 | thousands by filing date | |
| PING AN INSURANCE GROUP ADR RE | 72341E304 | ADR | 5,464 | $91,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 2,969 | $91,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 50,000 | $91,000 | thousands by filing date | principal |
| BLACKROCK S&P QUALITY * | 09250D109 | SHS BEN INT | 7,001 | $91,000 | thousands by filing date | |
| WHARF HOLDINGS-UNSPON ADR | 962257408 | COM | 7,152 | $91,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 9,747 | $90,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 1,406 | $90,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 2,155 | $89,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 2,493 | $88,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 836 | $88,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 6,282 | $88,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 1,737 | $88,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 4,074 | $88,000 | thousands by filing date | |
| CITIGROUP CAPITAL XVII | 17311H209 | PRF | 3,500 | $88,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 13,540 | $87,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 2,402 | $87,000 | thousands by filing date | |
| VESTAS WIND SYSTEMS AS | 925458101 | COM | 6,463 | $87,000 | thousands by filing date | |
| SSE PLC SPONSORED ADR | 78467K107 | ADR | 3,542 | $87,000 | thousands by filing date | |
| Carlsberg As | 142795202 | Equity | 4,360 | $87,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 2,983 | $87,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 12,268 | $87,000 | thousands by filing date | |
| SECOM CO LTD UNSP ADR | 813113206 | COM | 5,965 | $86,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 1,873 | $86,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 3,132 | $86,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 2,385 | $85,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 7,873 | $85,000 | thousands by filing date | |
| Macquarie Group Ltd | 55607P204 | Equity | 1,485 | $85,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 1,429 | $84,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 2,579 | $84,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 2,790 | $84,000 | thousands by filing date | |
| KINGFISHER PLC SPONSORED ADR C | 495724403 | USD | 6,008 | $84,000 | thousands by filing date | |
| COMMERZBANK AG SPONS ADR | 202597605 | COM | 4,555 | $84,000 | thousands by filing date | |
| VARDE FUND V LP NEW | VARVLP009 | LP | 30,000,000 | $84,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 5,130 | $83,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 12,000 | $83,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 4,193 | $83,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 2,718 | $83,000 | thousands by filing date | |
| GALAXY ENTERTAINMENT GROUP | 36318L104 | COM | 958 | $83,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 2,955 | $82,000 | thousands by filing date | |
| TELENOR ASA-NOK | 87944W105 | COMMON STOCK | 1,231 | $82,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 4,695 | $82,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 24,000 | $82,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 2,015 | $82,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 1,829 | $82,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 4,200 | $82,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 6,600 | $82,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 1,760 | $81,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 5,453 | $81,000 | thousands by filing date | |
| Sandvik AB ADR | 800212201 | Equity | 5,736 | $81,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 1,861 | $81,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 3,246 | $81,000 | thousands by filing date | |
| TROPICANA ENTERTAINMENT LLC | 89708X204 | COM | 4,284 | $81,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 919 | $80,000 | thousands by filing date | |
| EXPERIAN GP LTD ADR | 30215C101 | FOREIGN | 4,433 | $80,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 1,778 | $79,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 1,998 | $79,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 1,925 | $79,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 1,225 | $79,000 | thousands by filing date | |
| AMADEUS IT GROUP S A UNSPONSOR | 02263t104 | COM | 1,895 | $79,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 7,152 | $79,000 | thousands by filing date | |
| MAKITA CORP | 560877300 | COMMON STOCK | 1,437 | $79,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 3,707 | $79,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 3,066 | $79,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 1,972 | $79,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 3,114 | $78,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 2,755 | $78,000 | thousands by filing date | |
| Peyto Expl & Dev Corp | 717046106 | COM | 2,267 | $78,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 2,910 | $78,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 2,219 | $77,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 2,540 | $77,000 | thousands by filing date | |
| SGS SA UNSPONSORED ADR | 818800104 | ADUS | 2,969 | $77,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 6,545 | $77,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 3,153 | $77,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 1,239 | $77,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 17,791 | $77,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 16,800 | $77,000 | thousands by filing date | |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 4,525 | $77,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 3,685 | $77,000 | thousands by filing date | |
| RHODES COMPANIES | 762356XX6 | COM | 109,053 | $77,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 15,987 | $76,000 | thousands by filing date | |
| SUMITOMO MITSUI TRUST HOLDINGS | 86562X106 | USD | 16,811 | $76,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 1,925 | $76,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 7,175 | $75,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 3,109 | $75,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 17,290 | $75,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 9,475 | $75,000 | thousands by filing date | |
| HEINEKEN N V SPONSORED ADR LEVEL 1 | 423012301 | COM | 2,140 | $75,000 | thousands by filing date | |
| HOYA CORP SPONSORED ADR | 443251103 | ADUS | 2,406 | $75,000 | thousands by filing date | |
| MTN GROUP LTD ADR | 62474M108 | COM | 3,570 | $75,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 1,332 | $75,000 | thousands by filing date | |
| HOLCIM LTD-UNSPON ADR | 434741203 | COM | 4,524 | $75,000 | thousands by filing date | |
| FUJI HEAVY INDUS-UNSPONS ADR | 359556206 | COM | 1,382 | $75,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 876 | $74,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 5,026 | $74,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 2,176 | $74,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 1,195 | $74,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 979 | $74,000 | thousands by filing date | |
| KASIKORNBANK PCL UNSPON ADR | 485785109 | COM | 3,393 | $74,000 | thousands by filing date | |
| VALEO SA ADR | 919134304 | COM | 1,050 | $74,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 3,359 | $74,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 19,385 | $74,000 | thousands by filing date | |
| TECHNIP NEW SPONSORED ADR | 878546209 | COM | 2,847 | $74,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 852 | $73,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 5,895 | $73,000 | thousands by filing date | |
| MITSUBISHI ELEC CORP ADR | 606776201 | COM | 3,237 | $73,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 3,100 | $73,000 | thousands by filing date | |
| TORAY INDUSTRIES UNSPON ADR | 890880206 | COM | 1,109 | $73,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 2,307 | $73,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 4,192 | $72,000 | thousands by filing date | |
| DAI NIPPON PRINTING LTD | 233806306 | COMMON STOCK | 7,542 | $72,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 1,425 | $71,000 | thousands by filing date | |
| MS&AD INS GROUP HLDGS ADR | 553491101 | COM | 6,143 | $71,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 762 | $71,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 3,550 | $70,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 7,640 | $70,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 1,500 | $70,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 4,129 | $70,000 | thousands by filing date | |
| MERRILL LYNCH CAPITAL | 59024T203 | PRF | 2,783 | $70,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 4,766 | $69,000 | thousands by filing date | |
| NINTENDO LTD FSPONSORED ADR 1 ADR REP 0.25 ORD SHS | 654445303 | Equity | 4,636 | $69,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 895 | $69,000 | thousands by filing date | |
| AGEAS SPON ADR | 00844W208 | COM | 1,549 | $69,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 1,392 | $69,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 8,260 | $69,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240201 | PRF | 2,650 | $69,000 | thousands by filing date | |
| WEBSTER CITY FEDERAL BANCORP | 947692109 | COM | 10,080 | $69,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 7,415 | $68,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,415 | $68,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 1,350 | $68,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 1,765 | $68,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 2,188 | $67,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 816 | $67,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 1,791 | $67,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 1,357 | $67,000 | thousands by filing date | |
| MURATA MANUFACTURING CO LTD | 626425102 | International Equities, EAFE, Large Cap | 2,853 | $67,000 | thousands by filing date | |
| J. SAINSBURY PLC-SPONS ADR | 466249208 | USD | 3,163 | $67,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 2,514 | $67,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 4,000 | $67,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 1,631 | $66,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 3,898 | $66,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 3,983 | $66,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 2,316 | $66,000 | thousands by filing date | |
| BOC HONG KONG HLDGS LTD SPONSORED ADR | 096813209 | USD | 1,157 | $66,000 | thousands by filing date | |
| BANK MANDIRI TBK ADR | 69367U105 | COM | 7,805 | $66,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 1,787 | $66,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1,082 | $65,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 5,862 | $65,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 8,295 | $65,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 10,024 | $65,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 684 | $65,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 3,000 | $65,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 816 | $64,000 | thousands by filing date | |
| STANDARD BANK GROUP LTD ADR | 853118206 | ADR | 4,867 | $64,000 | thousands by filing date | |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 635 | $64,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 14,714 | $63,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 10,377 | $63,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 1,915 | $63,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 1,666 | $63,000 | thousands by filing date | |
| NEDBANK GROUP LTD ADR | 63975K104 | ADR | 2,950 | $63,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 731 | $63,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 762 | $63,000 | thousands by filing date | |
| ASSURED GUARANTY MUNI | 04623A304 | PRF | 2,600 | $63,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 1,700 | $62,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 1,436 | $62,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 517 | $62,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 887 | $62,000 | thousands by filing date | |
| MORGAN STANLEY CAP TRUST #4 PF | 617462205 | PREFERR | 2,475 | $62,000 | thousands by filing date | |
| Edp - Energias De Portugal Sa | 268353109 | Equity | 1,307 | $61,000 | thousands by filing date | |
| WOLSELEY PLC - ADR | 977868306 | ADR | 10,670 | $61,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 3,340 | $60,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 3,815 | $60,000 | thousands by filing date | |
| ESSILOR INTL S A ADR | 297284200 | ADR | 1,190 | $60,000 | thousands by filing date | |
| Lenovo Group Ltd | 526250105 | Equity | 2,709 | $60,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 3,204 | $60,000 | thousands by filing date | |
| STAR TRIBUNE CO | 85519YC08 | COM | 1,098 | $60,000 | thousands by filing date | |
| COUNTRYWIDE CAP IVGTD TR PFD SECS | 22238E206 | EQUITIES | 2,350 | $60,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 2,831 | $59,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 1,238 | $59,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 2,012 | $59,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 4,546 | $59,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 1,010 | $59,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 2,300 | $59,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 6,525 | $59,000 | thousands by filing date | |
| N State Telecommunications Class A | 662642107 | Com | 849 | $59,000 | thousands by filing date | |
| HEIDELBERGCEMENT AG-UNSP ADR | 42281P205 | COM | 3,468 | $59,000 | thousands by filing date | |
| Cap Gemini S.A. | F13587120 | COM | 776 | $59,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 1,110 | $58,000 | thousands by filing date | |
| WOLTERS KLUWER N V SPONSORED A | 977874205 | COM | 2,068 | $58,000 | thousands by filing date | |
| ERSTE GROUP BANK AG SPONS ADR | 296036304 | FOREIGN | 3,423 | $58,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 5,820 | $58,000 | thousands by filing date | |
| CENTRAL JAPAN RAI-UNSPON ADR | 153766100 | COM | 4,948 | $58,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 3,262 | $58,000 | thousands by filing date | |
| Merrill Lynch PFD Cap TR Iiitoprs 7% | 59021F206 | Pfd Stk | 2,300 | $58,000 | thousands by filing date | |
| Public Storage 6.35% Pfd Series R | 74460d125 | com | 2,300 | $58,000 | thousands by filing date | |
| GABELLI UTIL TR SER A | 36240A200 | PRF | 2,311 | $58,000 | thousands by filing date | |
| MARUBENI CORP ADR | 573810207 | ADR | 850 | $57,000 | thousands by filing date | |
| SYSMEX COR | 87184P109 | USD | 1,771 | $57,000 | thousands by filing date | |
| NITTO DENKO CORP UNSPON ADR | 654802206 | COM | 2,378 | $57,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 1,352 | $56,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 571 | $56,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 2,079 | $56,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 4,515 | $56,000 | thousands by filing date | |
| Credit Agricole Sa Unsponsored Adr | 225313105 | Equity | 7,094 | $56,000 | thousands by filing date | |
| Sumitomo Corp | 865613103 | Equity | 4,424 | $56,000 | thousands by filing date | |
| DASSAULT SYSTEMES SA ADR | 237545108 | USD | 472 | $56,000 | thousands by filing date | |
| DAIWA HOUSE INDUS UNSP ADR | 234062206 | COM | 326 | $56,000 | thousands by filing date | |
| AEON COMPANY LTD- UNSPON ADR | 007627102 | COM | 4,956 | $56,000 | thousands by filing date | |
| NOVOZYMES A/S-UNSPONS ADR | 670108109 | COM | 1,273 | $56,000 | thousands by filing date | |
| Merrill Lynch Cap TR IV 7.12% PFD | 59021G204 | Pfd Stk | 2,200 | $56,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 1,225 | $56,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 4,636 | $56,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 687 | $55,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 812 | $55,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 1,127 | $55,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 1,697 | $55,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 1,888 | $55,000 | thousands by filing date | |
| Grupo Financiero Banorte SAB de CV | 40052P107 | ADR | 1,617 | $55,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 613 | $54,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 6,531 | $54,000 | thousands by filing date | |
| HENKEL AG AND CO KGAA ADR | 42550U208 | COM | 497 | $54,000 | thousands by filing date | |
| BRDTLA 7.625 31 DEC 2049 A - PFD | 112714209 | EQUITIES | 2,000 | $54,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 2,430 | $54,000 | thousands by filing date | |
| TULLOW OIL PLC-UNSPON ADR | 899415202 | ADR | 8,739 | $54,000 | thousands by filing date | |
| TELECOM CORP NEW ZEALAND LTD SPON ADR | 879278208 | ADR | 4,942 | $54,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R304 | FALLN ANGL USD | 1,981 | $54,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 6,827 | $53,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 10,000 | $53,000 | thousands by filing date | |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 14,464 | $53,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 570 | $52,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 4,050 | $52,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 1,201 | $52,000 | thousands by filing date | |
| CLP HOLDINGS LTD SPONS ADR | 18946Q101 | COM | 6,763 | $52,000 | thousands by filing date | |
| GAZPROM PJSC SPON ADR | 368287207 | ADR | 6,726 | $52,000 | thousands by filing date | |
| ING GROEP N V | 456837202 | PRF | 2,000 | $52,000 | thousands by filing date | |
| TOSHIBA CORP-UNSPONSORED ADR | 891493306 | COM | 2,061 | $52,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 971 | $51,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 950 | $51,000 | thousands by filing date | |
| INFINEON TECHNOLOGIES-ADR | 45662N103 | COMMON STOCKS | 4,270 | $51,000 | thousands by filing date | |
| Bunzl PLC ADR | 120738406 | USD | 1,929 | $51,000 | thousands by filing date | |
| HANNOVER RUECKVERSICHER ADR | 410693105 | COM | 1,145 | $51,000 | thousands by filing date | |
| UNITED UTILITIES GROUP ADR | 91311E102 | COM | 1,958 | $51,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 2,000 | $51,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H248 | ETN DJUBS PMET38 | 800 | $51,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 1,530 | $50,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 2,720 | $50,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 5,481 | $50,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 3,846 | $50,000 | thousands by filing date | |
| BOLT TECHNOLOGY CORP | 097698104 | COM | 2,560 | $50,000 | thousands by filing date | |
| JSC MMC NORILSK ADR | 46626D108 | COM | 3,023 | $50,000 | thousands by filing date | |
| PPLUS TRUST | 73941X874 | PRF | 2,070 | $50,000 | thousands by filing date | |
| MARKS & SP | 570912105 | USD | 3,253 | $49,000 | thousands by filing date | |
| ADECCO GROUP AG ADR | 006754204 | COM | 1,172 | $49,000 | thousands by filing date | |
| Daiwa Securities Group Inc Sp | 234064301 | ADR | 5,647 | $49,000 | thousands by filing date | |
| WYNN MACAU LTD | 98313R106 | Common Stock | 1,184 | $49,000 | thousands by filing date | |
| DEUTSCHE BANK CAP FUND IX PFD | 25153Y206 | PREFERR | 1,900 | $49,000 | thousands by filing date | |
| MEDIASET SPA-SPONSORED ADR | 584469407 | COM | 2,905 | $49,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 1,000 | $48,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 3,550 | $48,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 3,271 | $48,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 6,295 | $48,000 | thousands by filing date | |
| N State Telecommunications Class B | 662642206 | Com | 735 | $48,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 2,575 | $48,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 2,469 | $48,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 1,952 | $47,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 2,025 | $47,000 | thousands by filing date | |
| WALMART DE MEXICO SPON ADR SER V | 93114W107 | COM | 1,983 | $47,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 994 | $47,000 | thousands by filing date | |
| BANK RAKYAT INDONESIA UNSPN ADR | 69366X100 | COM | 2,790 | $47,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 6,727 | $47,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 388 | $47,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 380 | $47,000 | thousands by filing date | |
| EVERBANK FINL 6.75% (EVERPRA) | 29977G201 | PFD | 2,000 | $47,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 778 | $46,000 | thousands by filing date | |
| ASAHI KASEI CORP UNSPON ADR | 043400100 | COM | 3,340 | $46,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 4,642 | $46,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 405 | $46,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 1,800 | $46,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 1,467 | $46,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 1,895 | $46,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 2,872 | $46,000 | thousands by filing date | |
| DUKE REALTY CORP DEP SHS | 264411778 | PRF | 1,883 | $46,000 | thousands by filing date | |
| TOKYO GAS CO LTD-UNSPON ADR | 889115101 | COM | 2,268 | $46,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 1,086 | $45,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 560 | $45,000 | thousands by filing date | |
| TOKYO ELECTRON LTD ADR | 889110102 | COM | 2,914 | $45,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 2,226 | $45,000 | thousands by filing date | |
| INTERNTNL CONS AIRLS A FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 459348108 | AMERICAN DEPOSITORY | 1,306 | $45,000 | thousands by filing date | |
| Banco Do Brasil Sa Spons Adr Ea Repr 1 O | 059578104 | Equity | 4,436 | $45,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 8,100 | $45,000 | thousands by filing date | |
| HELLENIC TELECOM ORG | 423325307 | Common Stock | 5,471 | $45,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 3,790 | $45,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 2,060 | $45,000 | thousands by filing date | |
| ROYAL DSM N V SPON ADR | 780249108 | COM | 2,634 | $45,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 2,006 | $45,000 | thousands by filing date | |
| MORGAN STANLEY 6.600% PFD | 617461207 | PREFERR | 1,750 | $45,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 3,612 | $44,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 848 | $44,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 2,610 | $44,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 5,259 | $44,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 1,362 | $44,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 2,138 | $44,000 | thousands by filing date | |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 570 | $44,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 1,529 | $44,000 | thousands by filing date | |
| CORTS-BELLSOUTH 7% $1.75 PFD | 22080E205 | PREFERRED | 1,600 | $44,000 | thousands by filing date | |
| JGC CORP-UNSPONSORED ADR | 466140100 | COM | 625 | $44,000 | thousands by filing date | |
| RBS CAP FDG TR V GTD TR PFD SECS 5.90% | 74928K208 | PREFERRED EQUITY | 1,980 | $44,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1,475 | $43,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 721 | $43,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 1,100 | $43,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 4,490 | $43,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 1,525 | $43,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 2,993 | $43,000 | thousands by filing date | |
| HSBC Finance Corp PFD Non Cumulative B | 40429C607 | Pfd Stk | 1,732 | $43,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 1,164 | $43,000 | thousands by filing date | |
| EDF-UNSPON ADR | 285039103 | COM | 5,505 | $43,000 | thousands by filing date | |
| CORPORATE BKD TRCERTS 2004-4 GOLDMANSACHS I DEB | 21988K875 | EQUITIES | 1,805 | $43,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 724 | $42,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 4,360 | $42,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 3,337 | $42,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 555 | $42,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 9,437 | $42,000 | thousands by filing date | |
| KNIGHTSBRIDGE TANKERS LTD | G5299G106 | COMMON | 3,090 | $42,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R759 | CDA BD IDX FD | 453 | $42,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 2,635 | $42,000 | thousands by filing date | |
| FEDERAL HYDROGENERATING-ADR | 466294105 | COM | 26,130 | $42,000 | thousands by filing date | |
| ATLANTIA SPA-UNSPONSORED ADR | 048173108 | COM | 3,255 | $42,000 | thousands by filing date | |
| SPY US 05/17/14 P182 | CM2400812 | OPT | 240 | $42,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 499 | $41,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 2,170 | $41,000 | thousands by filing date | |
| COCHLEAR LTD-UNSPON ADR | 191459205 | COM | 1,542 | $41,000 | thousands by filing date | |
| LIXIL CORP ADR FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 53931R103 | ADR | 741 | $41,000 | thousands by filing date | |
| LINDE PLC F | 532771102 | COM | 1,565 | $41,000 | thousands by filing date | |
| FISHER ENHANCED BIG CAP GROWTH ETN(FBG) | 90267L508 | ETF | 887 | $41,000 | thousands by filing date | |
| Newcrest Mining ADS | 651191108 | ADR | 4,508 | $41,000 | thousands by filing date | |
| OLYMPUS CORP-SPON ADR | 68163W109 | COM | 1,271 | $41,000 | thousands by filing date | |
| KATAHDIN BANKSHARES CORP | 485835102 | COM | 3,365 | $41,000 | thousands by filing date | |
| GOLDMAN SACHS SATURNS | 80412A200 | PRF | 1,676 | $41,000 | thousands by filing date | |
| ALCOA INC | 013817200 | Equities | 500 | $41,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 353 | $40,000 | thousands by filing date | |
| PORSCHE AUTOMOBILUNSP ADR | 73328P106 | COM | 3,888 | $40,000 | thousands by filing date | |
| ASSOC BRITISH FOODS UNSP ADR | 045519402 | COM | 853 | $40,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 1,040 | $40,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 1,774 | $40,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 2,313 | $40,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 1,750 | $40,000 | thousands by filing date | |
| FPL GROUP CAP TR I 5.875% 3/15 | 30257V207 | PFD | 1,560 | $40,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 1,800 | $40,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 3,062 | $39,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 466 | $39,000 | thousands by filing date | |
| Lonza Group AG ADR | 54338V101 | USD | 3,864 | $39,000 | thousands by filing date | |
| AKBANK TURK ANONIM SIRKETI ADR | 009719501 | COM | 6,181 | $39,000 | thousands by filing date | |
| ASTRA INTERNATIONAL ADR | 69367X109 | COM | 3,035 | $39,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 8,150 | $39,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 1,303 | $39,000 | thousands by filing date | |
| JARDINE STRATEGIC HLDGS UNSPON | 471122200 | Common | 2,162 | $39,000 | thousands by filing date | |
| OLD MUTUAL PLC-UNSPON ADR | 680031309 | COM | 1,458 | $39,000 | thousands by filing date | |
| ING GROEP N V | 456837509 | PRF | 1,597 | $39,000 | thousands by filing date | |
| SLM CORP 6.97% PFD SERIES A 12/31/4 | 78442P205 | PREFERRED STOCK | 800 | $39,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 4,276 | $38,000 | thousands by filing date | |
| ROHM CO LTD-UNSPON ADR | 775376106 | COM | 1,696 | $38,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 745 | $38,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 5,700 | $38,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 1,151 | $38,000 | thousands by filing date | |
| UPM-KYMMENE OYJ-SPONS ADR | 915436109 | ADR | 2,222 | $38,000 | thousands by filing date | |
| INDEPENDENT ALLIANCE | 45380E104 | COM | 1,500 | $38,000 | thousands by filing date | |
| DONGFENG MOTOR GROUP CO. LTD. UNSPON ADR CLASS H | 257738203 | COM | 539 | $38,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 1,040 | $37,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 5,383 | $37,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 765 | $37,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 1,732 | $37,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 1,627 | $37,000 | thousands by filing date | |
| SALIENT MLP & ENERGY INFRSTR | 79471T100 | COM SH BEN INT | 1,260 | $37,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HLDG | 70337B102 | COM | 1,025 | $37,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 2,242 | $37,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 1,292 | $37,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R700 | 7-15 YR US TRS | 447 | $37,000 | thousands by filing date | |
| TOWER FINANCIAL CORP | 891769101 | COM | 1,500 | $37,000 | thousands by filing date | |
| ING GROEP N V | 456837400 | PRF | 1,500 | $37,000 | thousands by filing date | |
| GENERAL AMERICAN | 368802401 | PRF | 1,456 | $37,000 | thousands by filing date | |
| CenturyLink SnNotes 7.0% 2050 | 74913G402 | PFD | 1,450 | $37,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 530 | $36,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 665 | $36,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 662 | $36,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 6,640 | $36,000 | thousands by filing date | |
| QBE INSURANCE GROUP SPN ADR | 74728G605 | COM | 3,032 | $36,000 | thousands by filing date | |
| CLICKS GROUP LTD | 18682W205 | Common Stock | 2,908 | $36,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 997 | $36,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 3,300 | $36,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 1,400 | $36,000 | thousands by filing date | |
| REXAM PLC-SPONSORED ADR | 761655505 | COM | 869 | $36,000 | thousands by filing date | |
| INVESCO MORTGAGE CAP INC | 46131B209 | PRF | 1,500 | $36,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 425 | $35,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 8,445 | $35,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 3,530 | $35,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 1,300 | $35,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 763 | $35,000 | thousands by filing date | |
| ASM INTERNATIONAL NV | N07045102 | Common Stock | 862 | $35,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 1,231 | $35,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 1,080 | $35,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 1,348 | $35,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 2,350 | $35,000 | thousands by filing date | |
| MORGAN STANLEY 6.6% C11 | 61750K208 | PRF | 1,400 | $35,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 800 | $35,000 | thousands by filing date | |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 1,221 | $35,000 | thousands by filing date | |
| ISHARES TR | 464289701 | S&P TARGET 35 | 822 | $35,000 | thousands by filing date | |
| SEMEN GRESIK PERSERO TBK PT | 69367J100 | ADR | 1,264 | $35,000 | thousands by filing date | |
| ANTOFAGASTA PLC -SPON ADR | 037189107 | COM | 1,248 | $35,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 2,080 | $34,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 675 | $34,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 3,180 | $34,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 1,965 | $34,000 | thousands by filing date | |
| TREND MICRO ADR | 89486M206 | COM | 1,069 | $34,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,561 | $34,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 950 | $34,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 2,490 | $34,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 1,133 | $34,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 410 | $34,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 1,820 | $34,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 910 | $34,000 | thousands by filing date | |
| COCA-COLA AMATIL LTD | 191085208 | COM | 1,623 | $34,000 | thousands by filing date | |
| CHINA COMMUNICATIONS | 168926103 | SPON AD | 2,465 | $34,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 3,647 | $33,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 948 | $33,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 1,540 | $33,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 3,337 | $33,000 | thousands by filing date | |
| SUN HUNG K | 86676H302 | USD | 2,698 | $33,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 952 | $33,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 218 | $33,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 1,320 | $33,000 | thousands by filing date | |
| ASAHI GLASS CO LTD-UNSP ADR | 043393206 | COM | 5,647 | $33,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 484 | $32,000 | thousands by filing date | |
| DEUTSCHE BOERSE UNSPONSORD ADR | 251542106 | COM | 3,980 | $32,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 587 | $32,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 9,980 | $32,000 | thousands by filing date | |
| Power Assets Holdings Ltd | 739197200 | Common Stock | 3,730 | $32,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 996 | $32,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 3,460 | $32,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 1,231 | $32,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 20,955 | $32,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 1,250 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288455 | EPRA/NAR NA IN | 634 | $32,000 | thousands by filing date | |
| Penn REIT 8.25% Pfd Series A | 709102404 | com | 1,250 | $32,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 1,162 | $31,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 2,500 | $31,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 1,220 | $31,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 401 | $31,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 3,230 | $31,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 596 | $31,000 | thousands by filing date | |
| KERING S A UNSPONSORED ADR | 492089107 | USD | 1,489 | $31,000 | thousands by filing date | |
| SHISEIDO LTD-SPONSORED ADR | 824841407 | COM | 1,740 | $31,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 7,912 | $31,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 2,329 | $31,000 | thousands by filing date | |
| DEUTSCHE BANK CAPITAL FUNDING VIII 6.375% | 25153U204 | PREFERRED | 1,218 | $31,000 | thousands by filing date | |
| AMP LTD - SP ADR | 0017EP202 | COM | 1,662 | $31,000 | thousands by filing date | |
| TECHNICOLOR-SPON ADR | 878520204 | COM | 4,240 | $31,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 3,420 | $30,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-006000 | this filing | 2014-05-14 | acceptance time not in the bulk data set |