13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-14, with 5,714 holding rows worth $166,526,662,000.
- Accession
- 0000950123-14-006000
- Filer
- CIK 820027
- Filed
- 2014-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A combination report, 8,827 entries on the cover page, a total value of $166,526,662,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $166,526,662,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAmeriprise Financial, Inc. 028-00139
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Company 028-01045
- reports for this filerAmeriprise Certificate Company 028-00140
- reports for this filerRiverSource Life Insurance Company 028-00143
- reports for this filerRiverSource Life Insurance Company of New York 028-01046
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- included managerAmeriprise Financial, Inc. 028-00139
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Company 028-01045
- included managerAmeriprise Certificate Company 028-00140
- included managerRiverSource Life Insurance Company 028-00143
- included managerRiverSource Life Insurance Company of New York 028-01046
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DILLARDS INC CL A | 254067101 | Stock | 20,692 | $1,913,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 55,496 | $1,905,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 173,178 | $1,905,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 36,925 | $1,898,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 152,326 | $1,895,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 52,666 | $1,887,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 34,812 | $1,886,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 252,486 | $1,884,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 16,686 | $1,883,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 70,494 | $1,874,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 255,062 | $1,872,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 14,300 | $1,863,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 219,778 | $1,857,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 91,157 | $1,851,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 80,154 | $1,844,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 60,550 | $1,841,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 40,478 | $1,840,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 41,929 | $1,840,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 299,635 | $1,831,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 50,810 | $1,821,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 28,720 | $1,820,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 18,193 | $1,812,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 62,672 | $1,805,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 22,780 | $1,800,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 41,206 | $1,800,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 66,765 | $1,796,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 51,500 | $1,793,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 23,096 | $1,779,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 827,360 | $1,779,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 93,792 | $1,773,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 346,164 | $1,769,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 36,418 | $1,762,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 33,989 | $1,754,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 20,398 | $1,750,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 37,549 | $1,746,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 38,505 | $1,746,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 115,780 | $1,745,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 29,951 | $1,741,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 221,710 | $1,738,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 232,532 | $1,735,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 129,958 | $1,732,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 32,239 | $1,730,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 52,078 | $1,720,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 126,645 | $1,705,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 50,815 | $1,702,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 212,129 | $1,699,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 74,700 | $1,690,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 55,834 | $1,687,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355AJ7 | CONV BND | 13,404,000 | $1,684,000 | thousands by filing date | principal |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 67,642 | $1,675,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 169,919 | $1,674,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 104,338 | $1,674,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 50,816 | $1,672,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 69,380 | $1,672,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 56,842 | $1,672,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 57,009 | $1,671,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 92,891 | $1,644,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 54,718 | $1,639,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 30,915 | $1,637,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 90,715 | $1,630,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 30,122 | $1,621,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 152,504 | $1,618,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 61,444 | $1,616,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 89,860 | $1,616,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 22,340 | $1,595,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 67,772 | $1,592,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 98,667 | $1,592,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 42,597 | $1,589,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 316,266 | $1,588,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 40,473 | $1,588,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 112,898 | $1,582,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 20,205 | $1,577,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 114,692 | $1,575,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 177,946 | $1,573,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 48,120 | $1,572,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 135,916 | $1,564,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 35,771 | $1,564,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 100,500 | $1,564,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 27,315 | $1,558,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 152,887 | $1,550,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 86,992 | $1,542,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 63,911 | $1,542,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 101,466 | $1,541,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 117,083 | $1,539,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 13,738 | $1,522,000 | thousands by filing date | |
| STERLING FINL CORP WASH | 859319303 | COM NEW | 45,413 | $1,517,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 64,160 | $1,508,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 271,908 | $1,501,000 | thousands by filing date | |
| TAYLOR CAPITAL GROUP INC | 876851106 | COM | 62,446 | $1,494,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 54,366 | $1,481,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 21,521 | $1,479,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 22,609 | $1,477,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 25,535 | $1,473,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 115,198 | $1,463,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 38,711 | $1,459,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 53,617 | $1,457,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 36,020 | $1,452,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 13,108 | $1,450,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 30,482 | $1,449,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 73,338 | $1,449,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 32,628 | $1,443,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 20,140 | $1,433,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 31,183 | $1,427,000 | thousands by filing date | |
| JAGUAR MINING OFFERING SHARES | CM1977964 | COM | 2,018,936 | $1,423,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V207 | PRF | 50,068 | $1,422,000 | thousands by filing date | |
| SUPERTEX INC | 868532102 | COM | 43,097 | $1,421,000 | thousands by filing date | |
| YRC Worldwide Inc | 984249AB8 | Note 10.000% 3/3 | 1,366,743 | $1,421,000 | thousands by filing date | principal |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 170,526 | $1,410,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 38,156 | $1,402,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 110,293 | $1,387,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 241,384 | $1,376,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 62,300 | $1,376,000 | thousands by filing date | |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 901,000 | $1,375,000 | thousands by filing date | principal |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 16,823 | $1,373,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 63,901 | $1,368,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR-SDR | L6388F995 | GDR | 13,400 | $1,365,000 | thousands by filing date | |
| FEDERAL RESERVE BANK | BAX41M5Q1 | COM | 27,258 | $1,363,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 71,193 | $1,360,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 29,821 | $1,360,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 11,267 | $1,357,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 59,355 | $1,347,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 186,054 | $1,344,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 71,540 | $1,339,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 21,678 | $1,324,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 234,647 | $1,317,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 65,498 | $1,315,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 146,121 | $1,312,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 62,001 | $1,306,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 30,415 | $1,304,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 32,796 | $1,304,000 | thousands by filing date | |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 72,619 | $1,304,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 74,753 | $1,297,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 76,680 | $1,296,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 35,014 | $1,295,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 13,044 | $1,294,000 | thousands by filing date | |
| DFC GLOBAL CORP | 256664AC7 | NOTE | 1,400,000 | $1,286,000 | thousands by filing date | principal |
| ELLIE MAE INC | 28849P100 | COM | 44,460 | $1,282,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 134,323 | $1,277,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 275,268 | $1,261,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 13,808 | $1,256,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 62,630 | $1,253,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 62,999 | $1,252,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 8,560 | $1,247,000 | thousands by filing date | |
| ING U S INC | 45685E106 | COM | 34,316 | $1,244,000 | thousands by filing date | |
| CITIGROUP CAPITAL IX | 173066200 | PRD | 49,022 | $1,241,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 54,131 | $1,236,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 51,300 | $1,234,000 | thousands by filing date | |
| NATIONAL AUSTRALIA BK SPONSORE | 632525408 | COM | 75,126 | $1,234,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 101,606 | $1,233,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 73,708 | $1,231,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 54,399 | $1,229,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 71,715 | $1,228,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 200,155 | $1,223,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 58,477 | $1,223,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 122,356 | $1,219,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 141,300 | $1,216,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 25,852 | $1,214,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 30,352 | $1,214,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 113,679 | $1,209,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 79,167 | $1,200,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 8,805 | $1,198,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 27,321 | $1,196,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 39,971 | $1,194,000 | thousands by filing date | |
| ICG GROUP INC | 44928D108 | COM | 58,394 | $1,192,000 | thousands by filing date | |
| SAMSUNG ELECTRONICS CO., LTD. | 796050888 | Common stock | 1,894 | $1,191,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 292,132 | $1,189,000 | thousands by filing date | |
| CONTECH CONSTRUCTION PRODUCT | BAX3LS6W4 | COM | 29,519 | $1,180,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 74,226 | $1,172,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 57,166 | $1,168,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 34,304 | $1,167,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 42,345 | $1,162,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 42,608 | $1,160,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 136,974 | $1,156,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 81,176 | $1,153,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 19,351 | $1,153,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 26,156 | $1,149,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 205,100 | $1,137,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 72,345 | $1,136,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 75,043 | $1,135,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 41,982 | $1,119,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 60,513 | $1,119,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 88,317 | $1,118,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 38,681 | $1,117,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 117,535 | $1,111,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 138,080 | $1,110,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 24,450 | $1,109,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 30,651 | $1,109,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 31,226 | $1,104,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 13,290 | $1,101,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 28,666 | $1,100,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 39,772 | $1,090,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 12,096 | $1,087,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 13,020 | $1,086,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 42,042 | $1,084,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 53,774 | $1,080,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 73,752 | $1,079,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 58,498 | $1,076,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 27,356 | $1,071,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 117,428 | $1,071,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 4,602 | $1,069,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 29,315 | $1,066,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 21,751 | $1,063,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 32,805 | $1,062,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 57,571 | $1,059,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 46,260 | $1,057,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 82,118 | $1,055,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 102,974 | $1,053,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 81,375 | $1,052,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 11,482 | $1,051,000 | thousands by filing date | |
| ALERIS INTERNATIONAL INC | U01995148 | COM | 25,910 | $1,050,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 13,300 | $1,049,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 166,214 | $1,049,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 92,495 | $1,044,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 30,141 | $1,042,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 66,184 | $1,041,000 | thousands by filing date | |
| US STEEL CORP | 912909AE8 | NOTE | 1,032,000 | $1,039,000 | thousands by filing date | principal |
| TREASURY WINE ESTATES ADR | 89465J109 | COM | 315,574 | $1,038,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 9,106 | $1,033,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 26,191 | $1,025,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 94,918 | $1,020,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 14,018 | $1,019,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 47,302 | $1,013,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 12,439 | $1,011,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 181,913 | $1,008,000 | thousands by filing date | |
| XYRATEX LTD | G98268108 | COM | 75,875 | $1,005,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 58,382 | $1,002,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 39,813 | $1,000,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 23,158 | $993,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 119,470 | $991,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 54,759 | $991,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 37,500 | $990,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 14,857 | $981,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 20,306 | $980,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 40,008 | $977,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 58,797 | $975,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 147,192 | $973,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 18,563 | $969,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 72,439 | $969,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 23,120 | $963,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 16,274 | $960,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 8,762 | $956,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 155,085 | $952,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 13,547 | $951,000 | thousands by filing date | |
| US Bancorp | 902973817 | PFD | 34,469 | $946,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 27,444 | $942,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 9,347 | $941,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 97,629 | $937,000 | thousands by filing date | |
| NEENAH ENTERPRISES INC | 64007R109 | COM | 208,010 | $936,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 246,884 | $933,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 141,175 | $933,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 31,313 | $933,000 | thousands by filing date | |
| VIVENDI SA-UNSPON ADR | 92852T201 | COM | 33,375 | $930,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 20,411 | $929,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 29,413 | $926,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L209 | US MC TRENDP ETN | 27,415 | $925,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 32,556 | $924,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 15,847 | $922,000 | thousands by filing date | |
| TOTAL ACCESS COMMUNICA-NVDR | 030711998 | GDR | 255,900 | $921,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 15,195 | $918,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 40,333 | $918,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 479,373 | $915,000 | thousands by filing date | |
| ISHARES S&P TARGET DATE 2030 | 464289602 | CMN | 21,285 | $905,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 25,913 | $898,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 15,547 | $895,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 118,573 | $894,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 129,262 | $892,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 82,909 | $891,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 37,666 | $891,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 24,300 | $889,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 42,415 | $887,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 96,530 | $884,000 | thousands by filing date | |
| JARDINE MATHESON HLDGS LTD | 471115998 | COM | 14,000 | $884,000 | thousands by filing date | |
| METLIFE INC | 59156R504 | Common Stock | 37,989 | $881,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 44,719 | $879,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 15,255 | $878,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 40,104 | $878,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 37,406 | $878,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 108,746 | $877,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 73,847 | $877,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 24,867 | $870,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 23,731 | $870,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 83,056 | $863,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 53,501 | $861,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 20,966 | $857,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 17,465 | $855,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 8,434 | $848,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 18,841 | $848,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 11,235 | $847,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 27,369 | $845,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 6,242 | $844,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 83,278 | $840,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 61,976 | $837,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 42,955 | $834,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 43,488 | $821,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 28,531 | $814,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 22,165 | $814,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 83,705 | $806,000 | thousands by filing date | |
| ALLY FINL INC | 361860208 | COM | 29,476 | $805,000 | thousands by filing date | |
| NORTEL NETWORKS CORP | 656568AE2 | CONV BND | 779,000 | $800,000 | thousands by filing date | principal |
| ALEXANDERS INC COM | 014752109 | REIT | 2,213 | $799,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 102,648 | $794,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 21,276 | $794,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 34,330 | $793,000 | thousands by filing date | |
| CONTINENTAL AIRLINES FINANCE T | 210796306 | CONV PRF | 15,840 | $792,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 17,446 | $791,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 21,610 | $791,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 17,425 | $790,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 91,356 | $790,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 37,105 | $788,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 24,518 | $787,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 7,937 | $787,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 35,365 | $786,000 | thousands by filing date | |
| Wells Fargo Pfd | 949746747 | PFD | 36,834 | $784,000 | thousands by filing date | |
| Bayer AG Spons ADR | 072730302 | COM | 5,788 | $783,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 8,447 | $782,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 109,877 | $777,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 24,434 | $776,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290AV5 | NOTE | 634,000 | $776,000 | thousands by filing date | principal |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 38,665 | $772,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 115,664 | $768,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 57,245 | $767,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 21,100 | $765,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 17,824 | $755,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 17,290 | $747,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 20,954 | $747,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 73,139 | $746,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 750,000 | $746,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 14,801 | $745,000 | thousands by filing date | |
| AEROHIVE NETWORKS INC | CM2014455 | COM | 70,500 | $744,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 793,000 | $743,000 | thousands by filing date | principal |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 418,893 | $742,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 13,838 | $741,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 54,924 | $740,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 21,633 | $739,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050AA2 | CONV BND | 703,000 | $729,000 | thousands by filing date | principal |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 38,805 | $726,000 | thousands by filing date | |
| BORDERFREE INC | 09970L100 | COM | 38,963 | $726,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 27,042 | $723,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 140,608 | $723,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 13,773 | $720,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 52,375 | $720,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 20,104 | $719,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 31,848 | $717,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 6,286 | $715,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 15,712 | $714,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 6,412 | $713,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES OPERATING | 13467CAA0 | CONV BND | 724,000 | $712,000 | thousands by filing date | principal |
| HEARTWARE INTL INC | 422368100 | COM | 7,555 | $708,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 27,374 | $707,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 83,270 | $707,000 | thousands by filing date | |
| STERLITE INDS INDIA LTD | 859737AB4 | NOTE 4.000%10/3 | 705,000 | $706,000 | thousands by filing date | principal |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 23,030 | $705,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 24,990 | $705,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191JAA9 | CONV BND | 720,000 | $703,000 | thousands by filing date | principal |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 32,450 | $702,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 52,823 | $698,000 | thousands by filing date | |
| BNY MELLON | 064058209 | PFD | 31,290 | $692,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 5,801 | $690,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 4,856 | $690,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 14,855 | $683,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 34,530 | $680,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 14,745 | $678,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 44,220 | $677,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 20,226 | $677,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 49,420 | $676,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 24,994 | $674,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 6,205 | $671,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 40,934 | $666,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 33,311 | $663,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 12,170 | $660,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 18,148 | $659,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 15,856 | $658,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 9,595 | $656,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 9,296 | $653,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 32,230 | $652,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 31,169 | $651,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 72,309 | $647,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 7,509 | $644,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 19,711 | $643,000 | thousands by filing date | |
| SOVEREIGN NEW MILLENNIUMFUND L | 99C022011 | LP | 3 | $642,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC PF | 02917T401 | PREFERRED | 28,144 | $641,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 7,168 | $639,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 22,066 | $634,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 12,244 | $634,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 24,155 | $632,000 | thousands by filing date | |
| GAZPROM OAO-SPON ADR | 368287991 | COM | 81,249 | $631,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 29,103 | $629,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 15,906 | $627,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 35,298 | $625,000 | thousands by filing date | |
| Canadian Energy Service | 13566W108 | COM | 24,150 | $625,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 73,842 | $623,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 71,130 | $621,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 35,068 | $618,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 129,375 | $616,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 17,949 | $610,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 4,653 | $609,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 4,486 | $608,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 11,375 | $604,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 26,156 | $601,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 7,803 | $600,000 | thousands by filing date | |
| TVA VAR 06/01/ 2 134 PFD DUE 06/01/28SUBJ TO XTRO REDEMPTION | 880591300 | PREFERRED DEBT | 25,905 | $600,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 28,929 | $599,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 13,030 | $595,000 | thousands by filing date | |
| METLIFE INC $0.065 PFD | 59156R603 | PREFERRED | 23,634 | $594,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 12,752 | $592,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 30,563 | $592,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 8,634 | $589,000 | thousands by filing date | |
| DAIMLER A G ADR F SPONSORED AD | 233825108 | ADR | 6,224 | $588,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 23,708 | $587,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 43,044 | $586,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 22,695 | $586,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 47,880 | $584,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 21,985 | $584,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 27,208 | $574,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 54,005 | $569,000 | thousands by filing date | |
| NESTLE SA | H57312649 | COM | 7,554 | $568,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 28,300 | $568,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 10,066 | $566,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 17,738 | $566,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 5,759 | $562,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 47,010 | $562,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 51,337 | $560,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 5,259 | $559,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 25,593 | $559,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 5,622 | $558,000 | thousands by filing date | |
| ING INFRASTRUCTURE INDLS & M | 45685U100 | COM | 31,892 | $558,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 8,552 | $556,000 | thousands by filing date | |
| Fiat SPA Sp ADR Ord | 315621888 | COM | 47,057 | $549,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 7,540 | $548,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 14,892 | $548,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 30,269 | $547,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 8,846 | $546,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 13,594 | $545,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 16,293 | $543,000 | thousands by filing date | |
| ADVANSTAR COMMUNICATIONS INC | 00758R104 | COM | 42,354 | $540,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 38,037 | $539,000 | thousands by filing date | |
| COMMONWEALTH BK AUS-SP ADR | 202712600 | COM | 7,327 | $538,000 | thousands by filing date | |
| JPM CHASE CAPITAL XXIX 6.7% $1.675 PFD | 48125E207 | PREFERRED | 20,976 | $538,000 | thousands by filing date | |
| GOODRICH | 382410AG3 | NOTE5 | 520,000 | $536,000 | thousands by filing date | principal |
| DIGITAL RIVER INC | 25388BAD6 | NOTE | 544,000 | $535,000 | thousands by filing date | principal |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 17,749 | $534,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 84,235 | $528,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 14,855 | $525,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 4,582 | $522,000 | thousands by filing date | |
| CENVEO CORP | 15671BAJ0 | NOTE 7.000% 5/1 | 509,000 | $521,000 | thousands by filing date | principal |
| BNP PARIBAS SPONSORED ADR | 05565A202 | ADUS | 13,382 | $517,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 23,865 | $514,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 500,000 | $511,000 | thousands by filing date | principal |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 13,976 | $510,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 11,728 | $508,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 70,087 | $506,000 | thousands by filing date | |
| PAX WORLD FDS TR II | 70422P206 | MSCI ESG IDX | 17,635 | $506,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 5,663 | $503,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 9,121 | $503,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 244,665 | $502,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 7,296 | $498,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 9,117 | $497,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 10,644 | $496,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 48,930 | $496,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 46,104 | $494,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 6,975 | $493,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 52,140 | $493,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 70,000 | $489,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 10,540 | $487,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 10,179 | $486,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 54,397 | $484,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 13,732 | $483,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 25,570 | $482,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 16,375 | $482,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 23,952 | $482,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 25,434 | $481,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 181,367 | $480,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS INC | 868459AA6 | NOTE 7.5% 5/1/19 | 267,000 | $480,000 | thousands by filing date | principal |
| VIVUS INC | 928551AA8 | CONV BND | 631,000 | $476,000 | thousands by filing date | principal |
| BT GROUP-ADR | 05577E101 | ADR | 7,434 | $475,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 4,021 | $474,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 20,397 | $474,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC 6.2% $1.55 PFD | 38144X500 | PREFERRED | 19,243 | $473,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 16,266 | $472,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 9,272 | $472,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 39,217 | $469,000 | thousands by filing date | |
| ISHARES B-CA | 46432F404 | COM | 8,743 | $469,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 6,737 | $466,000 | thousands by filing date | |
| Australia & New Zealand Bankin | 052528304 | ADR | 15,219 | $466,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 5,065 | $465,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 20,310 | $465,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 7,999 | $464,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 15,042 | $463,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 20,918 | $460,000 | thousands by filing date | |
| HMH PUBLISHERS LLC | CM0005552 | COM | 21,904 | $460,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 62,370 | $458,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 16,628 | $458,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 40,890 | $455,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 36,840 | $455,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 4,684 | $449,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 24,650 | $447,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 170 | $446,000 | thousands by filing date | |
| HCI 8 01/30/20 | 40416E301 | PRF | 16,437 | $441,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 7,993 | $439,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 9,267 | $433,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-006000 | this filing | 2014-05-14 | acceptance time not in the bulk data set |