13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-14, with 5,714 holding rows worth $166,526,662,000.
- Accession
- 0000950123-14-006000
- Filer
- CIK 820027
- Filed
- 2014-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A combination report, 8,827 entries on the cover page, a total value of $166,526,662,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $166,526,662,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAmeriprise Financial, Inc. 028-00139
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Company 028-01045
- reports for this filerAmeriprise Certificate Company 028-00140
- reports for this filerRiverSource Life Insurance Company 028-00143
- reports for this filerRiverSource Life Insurance Company of New York 028-01046
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- included managerAmeriprise Financial, Inc. 028-00139
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Company 028-01045
- included managerAmeriprise Certificate Company 028-00140
- included managerRiverSource Life Insurance Company 028-00143
- included managerRiverSource Life Insurance Company of New York 028-01046
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VALLEY NATL BANCORP | 919794107 | COM | 980,133 | $10,205,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 166,935 | $10,188,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 396,325 | $10,182,000 | thousands by filing date | |
| AIR FRANCE-KLM-ADR | 009119108 | COM | 677,276 | $10,173,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 289,023 | $10,159,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 9,962,000 | $10,136,000 | thousands by filing date | principal |
| PINNACLE ENTMT INC | 723456109 | COM | 427,615 | $10,135,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 249,426 | $10,123,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 7,232,000 | $10,099,000 | thousands by filing date | principal |
| Intuitive Surgical,Inc. | 46120E602 | COM | 23,060 | $10,098,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 7,794,000 | $10,098,000 | thousands by filing date | principal |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 1,006,668 | $10,097,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 67,819 | $10,095,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 1,458,559 | $10,064,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 634,678 | $10,060,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 722,572 | $10,057,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 499,477 | $10,025,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 474,085 | $10,023,000 | thousands by filing date | |
| FHLB ACTIVITY SHARES | 4569FHLB0 | COM | 10,000,000 | $10,000,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 456,001 | $9,999,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 258,548 | $9,997,000 | thousands by filing date | |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 5,902,000 | $9,978,000 | thousands by filing date | principal |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 679,010 | $9,975,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 140,187 | $9,965,000 | thousands by filing date | |
| ISTAR FINANCIAL INC. | 45031U887 | CONV PRF | 157,630 | $9,965,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 88,693 | $9,961,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 773,299 | $9,944,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 299,258 | $9,936,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 252,955 | $9,933,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 651,646 | $9,931,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 32,936 | $9,888,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 8,640,000 | $9,876,000 | thousands by filing date | principal |
| MYLAN INC | 628530107 | COM | 202,181 | $9,871,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 209,564 | $9,867,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 705,276 | $9,839,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 621,696 | $9,836,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 170,597 | $9,835,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 224,436 | $9,823,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 286,323 | $9,819,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 376,860 | $9,814,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 213,009 | $9,802,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 137,339 | $9,792,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 151,256 | $9,786,000 | thousands by filing date | |
| Liberty Media Corp. | 531229AA0 | CONV | 10,390,000 | $9,772,000 | thousands by filing date | principal |
| FULTON FINL CORP PA | 360271100 | COM | 776,287 | $9,766,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 8,523,000 | $9,759,000 | thousands by filing date | principal |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 112,784 | $9,758,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 326,264 | $9,756,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 1,050,644 | $9,750,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 1,122,394 | $9,742,000 | thousands by filing date | |
| VTI | 922908769 | COM | 99,914 | $9,739,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 2,313,057 | $9,738,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 9,224,000 | $9,732,000 | thousands by filing date | principal |
| EVERCORE INC CLASS A | 29977A105 | Stock | 175,998 | $9,724,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 179,661 | $9,636,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 204,654 | $9,634,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 199,466 | $9,623,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 375,481 | $9,618,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 132,378 | $9,611,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 544,427 | $9,609,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 904,184 | $9,576,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 416,896 | $9,521,000 | thousands by filing date | |
| ANR 4.875 12/20 | 02076XAF9 | Bond 30/360P2 U | 11,580,000 | $9,517,000 | thousands by filing date | principal |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 8,986,000 | $9,509,000 | thousands by filing date | principal |
| GENESCO INC | 371532102 | COM | 127,204 | $9,487,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 245,350 | $9,473,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 314,370 | $9,465,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 87,262 | $9,461,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 171,336 | $9,444,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 291,498 | $9,433,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 289,226 | $9,432,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 6,171,000 | $9,430,000 | thousands by filing date | principal |
| MASIMO CORP COM | 574795100 | Stock | 345,045 | $9,424,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 127,575 | $9,418,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 1,131,397 | $9,405,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 202,562 | $9,402,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 173,392 | $9,377,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 795,876 | $9,353,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 246,957 | $9,304,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 323,627 | $9,288,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 288,286 | $9,275,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 576,258 | $9,261,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 81,987 | $9,249,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 777,357 | $9,241,000 | thousands by filing date | |
| CONVERSANT INC | 21249J105 | COM | 328,100 | $9,237,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 698,889 | $9,232,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 145,441 | $9,222,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 297,320 | $9,217,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 10,000,000 | $9,207,000 | thousands by filing date | principal |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 300,924 | $9,205,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 1,530,164 | $9,182,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 733,657 | $9,170,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 468,516 | $9,149,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 439,537 | $9,138,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 433,983 | $9,096,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 706,058 | $9,087,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 1,272,087 | $9,082,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 935,308 | $9,073,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 306,255 | $9,062,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 455,319 | $9,057,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 477,705 | $9,029,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 333,073 | $9,002,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 404,965 | $9,001,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 214,811 | $8,996,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 151,712 | $8,960,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 685,151 | $8,952,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 521,380 | $8,937,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 502,647 | $8,931,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 549,181 | $8,914,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 109,456 | $8,900,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 1,403,429 | $8,899,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 360,221 | $8,894,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 341,019 | $8,883,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 156,792 | $8,880,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 134,813 | $8,868,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 397,325 | $8,853,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 127,524 | $8,851,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 820,814 | $8,847,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 151,085 | $8,844,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 691,358 | $8,844,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 149,301 | $8,842,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 392,723 | $8,824,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 290,882 | $8,816,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 212,044 | $8,799,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 307,360 | $8,797,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 1,052,196 | $8,797,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 792,641 | $8,775,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 167,924 | $8,752,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 469,996 | $8,736,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 336,438 | $8,723,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 560,418 | $8,703,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 194,364 | $8,696,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 103,986 | $8,696,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 253,833 | $8,691,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 224,068 | $8,687,000 | thousands by filing date | |
| HONGKONG LAND HOLDINGS LTD | 438584997 | COM | 1,332,000 | $8,628,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 131,332 | $8,623,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 294,048 | $8,539,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 80,204 | $8,533,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 10,797,000 | $8,530,000 | thousands by filing date | principal |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 167,105 | $8,521,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 223,102 | $8,516,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 1,182,851 | $8,516,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 156,340 | $8,501,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 122,542 | $8,488,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 141,146 | $8,486,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 136,100 | $8,483,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 169,469 | $8,478,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 319,076 | $8,471,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 128,101 | $8,460,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 468,883 | $8,439,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 228,171 | $8,437,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 2,741,910 | $8,417,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 232,578 | $8,407,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 187,631 | $8,380,000 | thousands by filing date | |
| SAFRAN S A SPON ADR | 786584102 | ADUS | 483,198 | $8,372,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 221,233 | $8,349,000 | thousands by filing date | |
| LTX-CREDENCE CORP | 502403207 | COM NEW | 935,871 | $8,338,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,833,896 | $8,307,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 454,781 | $8,300,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 256,683 | $8,299,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 48,419 | $8,296,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 567,438 | $8,296,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 8,000,000 | $8,293,000 | thousands by filing date | principal |
| HIBBETT INC | 428567101 | COM | 156,816 | $8,292,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 214,618 | $8,290,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 211,291 | $8,289,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 876,828 | $8,286,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 328,203 | $8,267,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 639,584 | $8,264,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 1,383,027 | $8,257,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 302,715 | $8,248,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 44 | $8,243,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 309,367 | $8,243,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 283,613 | $8,242,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 351,539 | $8,237,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 810,052 | $8,237,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 138,084 | $8,230,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 189,000 | $8,204,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 195,626 | $8,203,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 438,316 | $8,202,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 104,308 | $8,187,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 516,208 | $8,152,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 5,990,000 | $8,150,000 | thousands by filing date | principal |
| TECHTARGET INC | 87874R100 | COM | 1,128,519 | $8,135,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 661,220 | $8,126,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 125,393 | $8,114,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 324,686 | $8,105,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 238,351 | $8,101,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 8,593,000 | $8,094,000 | thousands by filing date | principal |
| AMERICAN ENERGY - UTICA LLC PIK | 025644AA3 | CONV BND | 8,000,000 | $8,083,000 | thousands by filing date | principal |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 239,253 | $8,080,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 195,207 | $8,044,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 226,454 | $8,020,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 185,118 | $8,018,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 293,303 | $8,017,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 414,883 | $8,012,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 423,105 | $7,989,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 279,110 | $7,969,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 1,154,799 | $7,968,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 545,715 | $7,963,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 353,012 | $7,960,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 88,791 | $7,957,000 | thousands by filing date | |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 4,095,000 | $7,949,000 | thousands by filing date | principal |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 4,820,000 | $7,925,000 | thousands by filing date | principal |
| EASTGROUP PPTYS INC | 277276101 | COM | 125,735 | $7,910,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 117,611 | $7,910,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 362,174 | $7,905,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 6,460,000 | $7,897,000 | thousands by filing date | principal |
| THE ADT CORPORATION | 00101J106 | COM | 263,418 | $7,889,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 1,005,222 | $7,871,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 476,992 | $7,864,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 160,533 | $7,850,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324TAB3 | NOTE 3.250% 4/1 | 9,189,000 | $7,846,000 | thousands by filing date | principal |
| GOGO INC | 38046C109 | COM | 381,391 | $7,834,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 255,676 | $7,830,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 446,257 | $7,814,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 252,015 | $7,808,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 108,905 | $7,807,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 300,948 | $7,789,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 6,350,000 | $7,779,000 | thousands by filing date | principal |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 624,142 | $7,772,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 333,110 | $7,768,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 114,426 | $7,767,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 204,401 | $7,739,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 181,362 | $7,734,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 390,132 | $7,689,000 | thousands by filing date | |
| END 5 1/2 07/15/16 | 29257MAE0 | NOTE 5.500% 7/1 | 11,394,000 | $7,684,000 | thousands by filing date | principal |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 157,204 | $7,654,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 112,599 | $7,631,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 214,774 | $7,631,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 446,488 | $7,627,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 627,755 | $7,621,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 208,691 | $7,610,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 183,566 | $7,609,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 123,076 | $7,606,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 164,313 | $7,606,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R406 | SEL LC GRW ETF | 175,010 | $7,604,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 213,915 | $7,600,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 580,732 | $7,591,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 2,370,778 | $7,586,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 153,164 | $7,584,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 250,538 | $7,576,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 182,109 | $7,563,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 189,103 | $7,551,000 | thousands by filing date | |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 3,173,000 | $7,540,000 | thousands by filing date | principal |
| CONSOLIDATED EDISON INC | 209115104 | COM | 140,484 | $7,536,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 555,794 | $7,529,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 305,160 | $7,528,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 409,716 | $7,526,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 134,827 | $7,510,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 157,230 | $7,506,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 5,488,000 | $7,501,000 | thousands by filing date | principal |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 682,423 | $7,497,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 104,866 | $7,490,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 275,570 | $7,469,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 384,653 | $7,465,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 163,758 | $7,461,000 | thousands by filing date | |
| Jarden Corp | 471109AK4 | CONV | 7,500,000 | $7,449,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904101 | COM | 86,170 | $7,447,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 124,241 | $7,437,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 261,415 | $7,429,000 | thousands by filing date | |
| JAMES HARDIE INDUSTRIES-CDI | 470123993 | COM | 555,103 | $7,415,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 265,688 | $7,404,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 131,185 | $7,404,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 580,292 | $7,382,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 84,931 | $7,374,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 157,738 | $7,367,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 272,452 | $7,360,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 121,385 | $7,356,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 217,875 | $7,338,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 111,796 | $7,336,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 68,418 | $7,315,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167826 | CONV PRF | 75,400 | $7,305,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 243,419 | $7,292,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 64,963 | $7,272,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 303,440 | $7,271,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 109,634 | $7,254,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 275,836 | $7,252,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 1,022,199 | $7,247,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 437,063 | $7,241,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 224,186 | $7,238,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 363,967 | $7,235,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 568,253 | $7,235,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AF6 | CONV BND | 5,164,000 | $7,207,000 | thousands by filing date | principal |
| ROYAL GOLD INC | 780287AA6 | NOTE | 7,021,000 | $7,196,000 | thousands by filing date | principal |
| ABAXIS INC | 002567105 | COM | 184,897 | $7,189,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 1,457,446 | $7,185,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 687,213 | $7,181,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 392,577 | $7,172,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 283,038 | $7,132,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 185,541 | $7,127,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 414,910 | $7,123,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 178,484 | $7,119,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 438,203 | $7,111,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 5,103,000 | $7,096,000 | thousands by filing date | principal |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 579,534 | $7,093,000 | thousands by filing date | |
| Regeneron Pharmaceuticals, In | 75886FAD9 | CONV | 1,978,000 | $7,077,000 | thousands by filing date | principal |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 646,204 | $7,076,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 344,239 | $7,074,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 70,098 | $7,069,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 199,514 | $7,058,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 193,067 | $7,056,000 | thousands by filing date | |
| EQUINIX INC | 29444UAH9 | CNV | 3,126,000 | $7,055,000 | thousands by filing date | principal |
| FORMFACTOR INC COM | 346375108 | Stock | 1,101,522 | $7,038,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 75,168 | $7,019,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 206,175 | $7,012,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 324,320 | $7,009,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 160,984 | $7,006,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 114,928 | $7,006,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 323,362 | $7,001,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 121,817 | $6,986,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 261,634 | $6,985,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 108,224 | $6,970,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 150,138 | $6,970,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 509,430 | $6,970,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 124,335 | $6,952,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 578,682 | $6,950,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388JAM8 | CORPORATE OBLIG | 2,327,000 | $6,942,000 | thousands by filing date | principal |
| BENEFITFOCUS INC | 08180D106 | COM | 147,653 | $6,936,000 | thousands by filing date | |
| Akamai Technologies Inc | 00971TAF8 | CONV | 7,000,000 | $6,930,000 | thousands by filing date | principal |
| TRUSTCO BK CORP N Y | 898349105 | COM | 981,916 | $6,913,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 141,769 | $6,912,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 225,635 | $6,891,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 91,370 | $6,859,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 90,719 | $6,854,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 353,335 | $6,848,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 1,358,688 | $6,793,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 164,313 | $6,792,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 189,520 | $6,779,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 102,828 | $6,778,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 158,926 | $6,758,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 72,212 | $6,755,000 | thousands by filing date | |
| REMY INTL INC | 759663107 | COM | 285,907 | $6,754,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 213,322 | $6,722,000 | thousands by filing date | |
| MAIL.RU GROUP LTD. | 560317208 | COMMON STOCK | 189,310 | $6,711,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 69,878 | $6,706,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 198,779 | $6,702,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 233,365 | $6,695,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 1,053,123 | $6,645,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 132,020 | $6,642,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 109,384 | $6,630,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 192,037 | $6,609,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 145,772 | $6,597,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 225,117 | $6,596,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 270,246 | $6,591,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 94,015 | $6,584,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 173,287 | $6,569,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 468,275 | $6,551,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 124,920 | $6,530,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 360,215 | $6,512,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708AB5 | CONV | 5,571,000 | $6,494,000 | thousands by filing date | principal |
| LITHIA MTRS INC COM | 536797103 | Stock | 96,968 | $6,444,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 75,763 | $6,438,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 431,281 | $6,426,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 228,608 | $6,401,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 114,208 | $6,383,000 | thousands by filing date | |
| RAMBUS INC | 750917AD8 | CONV BND | 5,710,000 | $6,381,000 | thousands by filing date | principal |
| ULTRATECH INC | 904034105 | COM | 218,520 | $6,379,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 638,896 | $6,377,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 243,896 | $6,375,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 72,104 | $6,352,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 386,657 | $6,315,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 88,346 | $6,310,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 352,093 | $6,304,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 57,143 | $6,290,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 355,785 | $6,288,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 115,145 | $6,282,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 90,090 | $6,281,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 189,055 | $6,277,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 159,511 | $6,269,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 482,021 | $6,242,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 245,492 | $6,240,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 206,013 | $6,230,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 152,652 | $6,225,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 122,177 | $6,221,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 140,512 | $6,216,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 679,703 | $6,199,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 154,060 | $6,196,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 291,259 | $6,183,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 388,827 | $6,182,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 185,884 | $6,178,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 422,594 | $6,178,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 479,525 | $6,172,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 122,013 | $6,156,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 187,975 | $6,154,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 144,958 | $6,144,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 219,315 | $6,144,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 5,455,000 | $6,113,000 | thousands by filing date | principal |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 480,788 | $6,087,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 181,825 | $6,082,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 131,837 | $6,039,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 316,834 | $6,034,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 695,598 | $6,032,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 77,783 | $6,031,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 237,279 | $6,005,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 140,540 | $5,998,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 185,094 | $5,976,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 102,367 | $5,959,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 880,872 | $5,955,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 129,387 | $5,951,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 145,509 | $5,950,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 18,002 | $5,936,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 429,536 | $5,936,000 | thousands by filing date | |
| Cardtronics, Inc. | 14161HAF5 | CONV | 6,080,000 | $5,936,000 | thousands by filing date | principal |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 278,120 | $5,927,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 420,347 | $5,923,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 169,731 | $5,917,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 1,385,115 | $5,881,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 100,235 | $5,865,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 160,701 | $5,861,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 101,943 | $5,831,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 64,876 | $5,825,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 196,894 | $5,805,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 73,866 | $5,776,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 434,865 | $5,775,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 242,170 | $5,769,000 | thousands by filing date | |
| YY INC | 98426TAA4 | CONV BND | 6,000,000 | $5,765,000 | thousands by filing date | principal |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 229,278 | $5,756,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 140,931 | $5,715,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 287,448 | $5,712,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 210,418 | $5,712,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 4,680,000 | $5,695,000 | thousands by filing date | principal |
| ENNIS INC COM | 293389102 | Stock | 343,200 | $5,687,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 142,185 | $5,686,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 336,164 | $5,675,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 241,886 | $5,670,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 290,434 | $5,669,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 223,595 | $5,666,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 124,095 | $5,652,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 436,365 | $5,651,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 172,510 | $5,649,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 149,956 | $5,642,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 72,246 | $5,640,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 36,996 | $5,638,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 202,770 | $5,632,000 | thousands by filing date | |
| VANTAGE DRILLING CO. | 92209XAA1 | CONV BND | 5,348,000 | $5,607,000 | thousands by filing date | principal |
| GENUINE PARTS CO COM | 372460105 | Stock | 64,402 | $5,603,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 231,199 | $5,600,000 | thousands by filing date | |
| BEZEQ THE ISRAELI-UNSPON ADR | 08861Q103 | COM | 626,919 | $5,592,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 57,185 | $5,577,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 381,620 | $5,571,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 72,037 | $5,562,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 197,303 | $5,562,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 388,885 | $5,556,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 63,089 | $5,552,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 175,110 | $5,535,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 272,749 | $5,531,000 | thousands by filing date | |
| MAGNIT OJSC-SPON GDR REGS | B2QKYZ099 | COM | 100,767 | $5,522,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 351,768 | $5,512,000 | thousands by filing date | |
| Synovus 7.875. QDI BB- Called | 87161c402 | PFD | 195,000 | $5,509,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 550,547 | $5,495,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 143,088 | $5,494,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 364,343 | $5,486,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 98,033 | $5,483,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 175,797 | $5,475,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 98,834 | $5,466,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 114,421 | $5,451,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 31,439 | $5,444,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 298,478 | $5,443,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 517,518 | $5,434,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 98,058 | $5,423,000 | thousands by filing date | |
| Encore Capital Group Inc | 292554AG7 | CONV | 5,500,000 | $5,414,000 | thousands by filing date | principal |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 144,378 | $5,413,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 130,831 | $5,404,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 524,372 | $5,403,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 227,026 | $5,388,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 247,077 | $5,383,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 158,144 | $5,382,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 196,450 | $5,382,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 55,120 | $5,377,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 89,989 | $5,376,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 134,347 | $5,369,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 337,186 | $5,354,000 | thousands by filing date | |
| MASTEC INC | 576323AM1 | NOTE 4.250%12/1 | 1,899,000 | $5,343,000 | thousands by filing date | principal |
| TIFFANY & CO NEW | 886547108 | COM | 61,537 | $5,308,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 145,180 | $5,282,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 91,354 | $5,278,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 121,513 | $5,263,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 226,045 | $5,253,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 78,482 | $5,248,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 256,300 | $5,248,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 91,185 | $5,244,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 486,781 | $5,238,000 | thousands by filing date | |
| FINISAR CORP | 31787AAL5 | CONV | 4,540,000 | $5,233,000 | thousands by filing date | principal |
| SPRINT CORP | 85207U105 | COM SER 1 | 569,166 | $5,230,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 114,330 | $5,225,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 525,679 | $5,225,000 | thousands by filing date | |
| ZALECORPNEW | 988858106 | COM | 249,790 | $5,222,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 45,134 | $5,207,000 | thousands by filing date | |
| COMPUTER SERVICES INC | 20539A105 | COM | 151,843 | $5,201,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 93,943 | $5,197,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 2,776,000 | $5,194,000 | thousands by filing date | principal |
| CTRIPCOM IN LTD(CTRP)CVT 144A1 | 22943FAC4 | CONVERT | 5,220,000 | $5,187,000 | thousands by filing date | principal |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 164,466 | $5,180,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 405,832 | $5,174,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 334,632 | $5,173,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 301,029 | $5,154,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 71,079 | $5,154,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 223,065 | $5,135,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-006000 | this filing | 2014-05-14 | acceptance time not in the bulk data set |