13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 5,530 holding rows worth $165,084,745,000.
- Accession
- 0000950123-14-002429
- Filer
- CIK 820027
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A combination report, 8,595 entries on the cover page, a total value of $165,084,745,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $165,084,745,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAmeriprise Financial, Inc. 028-00139
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Company 028-01045
- reports for this filerAmeriprise Certificate Company 028-00140
- reports for this filerRiverSource Life Insurance Company 028-00143
- reports for this filerRiverSource Life Insurance Company of New York 028-01046
- reports for this filerThreadneedle Asset Management Limited 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- included managerAmeriprise Financial, Inc. 028-00139
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Company 028-01045
- included managerAmeriprise Certificate Company 028-00140
- included managerRiverSource Life Insurance Company 028-00143
- included managerRiverSource Life Insurance Company of New York 028-01046
- included managerThreadneedle Asset Management Limited 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FLEX LTD ORD | Y2573F102 | Stock | 9,789 | $76,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 3,868 | $76,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 16,950 | $76,000 | thousands by filing date | |
| HENKEL AG AND CO KGAA ADR | 42550U208 | COM | 654 | $76,000 | thousands by filing date | |
| AMADEUS IT GROUP S A UNSPONSOR | 02263t104 | COM | 1,753 | $75,000 | thousands by filing date | |
| BOC HONG KONG HLDGS LTD SPONSORED ADR | 096813209 | USD | 1,171 | $75,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 11,663 | $75,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 1,718 | $75,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 2,858 | $75,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 1,737 | $75,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 1,863 | $75,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 3,793 | $75,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 1,041 | $74,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 1,796 | $74,000 | thousands by filing date | |
| SANLAM LTD-SPONSORED ADR | 80104Q208 | COM | 2,931 | $74,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 833 | $74,000 | thousands by filing date | |
| TROPICANA ENTERTAINMENT LLC | 89708X204 | COM | 4,284 | $74,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 8,980 | $73,000 | thousands by filing date | |
| SYMRISE AG UNSPONS ADR | 87155N109 | FOREIGN | 6,292 | $73,000 | thousands by filing date | |
| AGEAS SPON ADR | 00844W208 | COM | 1,714 | $73,000 | thousands by filing date | |
| BRITISH SKY BROADCASTING | 111013108 | COM | 1,307 | $73,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 1,425 | $72,000 | thousands by filing date | |
| CIE GENERALE DES ETABLISSEMENTS MICHELIN SCA UNSPONS ADR | 59410T106 | FOREIGN | 3,428 | $72,000 | thousands by filing date | |
| MARUBENI CORP ADR | 573810207 | ADR | 1,000 | $72,000 | thousands by filing date | |
| COMMERZBANK AG SPONS ADR | 202597605 | COM | 4,463 | $72,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 1,103 | $71,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 2,259 | $71,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 7,640 | $70,000 | thousands by filing date | |
| HEINEKEN N V SPONSORED ADR LEVEL 1 | 423012301 | COM | 2,076 | $70,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 871 | $70,000 | thousands by filing date | |
| EXPERIAN GP LTD ADR | 30215C101 | FOREIGN | 3,809 | $70,000 | thousands by filing date | |
| Daiwa Securities Group Inc Sp | 234064301 | ADR | 7,011 | $70,000 | thousands by filing date | |
| CAP GEMINI SA ADR | 139098107 | COM | 2,065 | $70,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 2,540 | $69,000 | thousands by filing date | |
| Peyto Expl & Dev Corp | 717046106 | COM | 2,252 | $69,000 | thousands by filing date | |
| MITSUI & CO LTD ADR | 606827202 | ADUS | 246 | $69,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 1,010 | $69,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 5,820 | $69,000 | thousands by filing date | |
| CLP HOLDINGS LTD SPONS ADR | 18946Q101 | COM | 8,762 | $69,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 606 | $69,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 1,763 | $68,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 2,251 | $68,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 11,292 | $68,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 2,465 | $68,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 3,717 | $67,000 | thousands by filing date | |
| Sandvik AB ADR | 800212201 | Equity | 4,720 | $67,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 4,565 | $67,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 4,000 | $67,000 | thousands by filing date | |
| HOLCIM LTD-UNSPON ADR | 434741203 | COM | 4,475 | $67,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 1,732 | $66,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 5,799 | $66,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 9,085 | $66,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 1,476 | $66,000 | thousands by filing date | |
| DASSAULT SYSTEMES SA ADR | 237545108 | USD | 528 | $66,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 4,200 | $66,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 3,778 | $66,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 1,643 | $66,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 1,827 | $65,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 1,318 | $65,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 1,915 | $65,000 | thousands by filing date | |
| WALMART DE MEXICO SPON ADR SER V | 93114W107 | COM | 2,500 | $65,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 1,596 | $65,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240201 | PRF | 2,650 | $65,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 1,668 | $64,000 | thousands by filing date | |
| Komatsu Ltd. | 500458401 | COM | 3,163 | $64,000 | thousands by filing date | |
| JARDINE MATHESON HLDGS LTD ADR | 471115402 | ADR | 1,226 | $64,000 | thousands by filing date | |
| DAI NIPPON PRINTING LTD | 233806306 | COMMON STOCK | 6,044 | $64,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 790 | $64,000 | thousands by filing date | |
| JGC CORP-UNSPONSORED ADR | 466140100 | COM | 828 | $64,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 1,426 | $63,000 | thousands by filing date | |
| Swiss Re Ltd. | 870886108 | COM | 681 | $63,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 7,000 | $63,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 1,200 | $62,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 684 | $62,000 | thousands by filing date | |
| SAFRAN S A SPON ADR | 786584102 | ADUS | 3,536 | $62,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 4,110 | $61,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 4,003 | $61,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 1,051 | $61,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 1,309 | $61,000 | thousands by filing date | |
| GALAXY ENTERTAINMENT GROUP | 36318L104 | COM | 680 | $61,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 1,904 | $61,000 | thousands by filing date | |
| GSO MEZZANINE FINANCE TRUST | 99Z413371 | COM | 72 | $61,000 | thousands by filing date | |
| ALCOA INC | 013817200 | Equities | 800 | $61,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 1,260 | $60,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 10,357 | $60,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 2,040 | $60,000 | thousands by filing date | |
| NINTENDO LTD FSPONSORED ADR 1 ADR REP 0.25 ORD SHS | 654445303 | Equity | 3,586 | $60,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 4,080 | $60,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 6,016 | $60,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 2,397 | $59,000 | thousands by filing date | |
| TESCO PLC SPONSORED ADR | 881575302 | ADUS | 3,572 | $59,000 | thousands by filing date | |
| STANDARD BANK GROUP LTD ADR | 853118206 | ADR | 4,802 | $59,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 5,932 | $59,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 1,603 | $59,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 6,368 | $59,000 | thousands by filing date | |
| N State Telecommunications Class A | 662642107 | Com | 849 | $59,000 | thousands by filing date | |
| MERRILL LYNCH CAPITAL | 59024T203 | PRF | 2,400 | $59,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 1,866 | $58,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 3,200 | $58,000 | thousands by filing date | |
| CENTRAL JAPAN RAI-UNSPON ADR | 153766100 | COM | 4,948 | $58,000 | thousands by filing date | |
| MORGAN STANLEY CP TR III $0.0625 PFD | 617460209 | PREFERRED | 2,400 | $58,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 1,235 | $57,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 1,786 | $57,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 1,484 | $57,000 | thousands by filing date | |
| VESTAS WIND SYSTEMS AS | 925458101 | COM | 5,751 | $57,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 1,047 | $57,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 2,300 | $57,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 1,450 | $57,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 461 | $57,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 2,700 | $56,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 5,409 | $56,000 | thousands by filing date | |
| ESSILOR INTL S A ADR | 297284200 | ADR | 1,053 | $56,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 2,281 | $56,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 3,199 | $56,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 2,974 | $56,000 | thousands by filing date | |
| GABELLI UTIL TR SER A | 36240A200 | PRF | 2,299 | $56,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 4,636 | $56,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 588 | $55,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 2,079 | $55,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 950 | $55,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 3,020 | $55,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 1,150 | $55,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 5,411 | $55,000 | thousands by filing date | |
| KINGFISHER PLC SPONSORED ADR C | 495724403 | USD | 4,331 | $55,000 | thousands by filing date | |
| SUN HUNG K | 86676H302 | USD | 4,284 | $55,000 | thousands by filing date | |
| VALEO SA ADR | 919134304 | COM | 982 | $55,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 3,000 | $55,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 7,942 | $55,000 | thousands by filing date | |
| Merrill Lynch Cap TR IV 7.12% PFD | 59021G204 | Pfd Stk | 2,200 | $55,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 3,229 | $54,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 14,046 | $54,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 794 | $54,000 | thousands by filing date | |
| COUNTRYWIDE CAP IVGTD TR PFD SECS | 22238E206 | EQUITIES | 2,150 | $54,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 1,352 | $53,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 3,884 | $53,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 4,728 | $53,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 430 | $53,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 1,000 | $53,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 2,100 | $53,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 2,300 | $53,000 | thousands by filing date | |
| Grupo Financiero Banorte SAB de CV | 40052P107 | ADR | 1,533 | $53,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 2,021 | $53,000 | thousands by filing date | |
| BOLT TECHNOLOGY CORP | 097698104 | COM | 2,410 | $53,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 2,157 | $53,000 | thousands by filing date | |
| Cap Gemini S.A. | F13587120 | COM | 776 | $53,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 4,435 | $52,000 | thousands by filing date | |
| WOLTERS KLUWER N V SPONSORED A | 977874205 | COM | 1,832 | $52,000 | thousands by filing date | |
| NEDBANK GROUP LTD ADR | 63975K104 | ADR | 2,610 | $52,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 6,307 | $52,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 2,159 | $52,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 923 | $52,000 | thousands by filing date | |
| MORGAN STANLEY CAP TRUST #4 PF | 617462205 | PREFERR | 2,193 | $52,000 | thousands by filing date | |
| DEUTSCHE BANK CAP FUND IX PFD | 25153Y206 | PREFERR | 2,100 | $52,000 | thousands by filing date | |
| COCA-COLA AMATIL LTD | 191085208 | COM | 2,394 | $52,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 1,436 | $51,000 | thousands by filing date | |
| BANK MANDIRI TBK ADR | 69367U105 | COM | 7,803 | $51,000 | thousands by filing date | |
| SURGUTNEFTEGAZ SPON ADR | 868861105 | COM | 6,453 | $51,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 6,727 | $51,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 2,430 | $51,000 | thousands by filing date | |
| DANSKE BANK A/S-UNSPONS ADR | 236363107 | COM | 4,405 | $51,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 1,000 | $50,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 3,468 | $50,000 | thousands by filing date | |
| Edp - Energias De Portugal Sa | 268353109 | Equity | 1,350 | $50,000 | thousands by filing date | |
| ASAHI KASEI CORP UNSPON ADR | 043400100 | COM | 3,198 | $50,000 | thousands by filing date | |
| WYNN MACAU LTD | 98313R106 | Common Stock | 1,103 | $50,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 2,575 | $50,000 | thousands by filing date | |
| ROYAL DSM N V SPON ADR | 780249108 | COM | 2,520 | $50,000 | thousands by filing date | |
| PPLUS TRUST | 73941X874 | PRF | 2,070 | $50,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 1,000 | $49,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 617 | $49,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 782 | $49,000 | thousands by filing date | |
| MURATA MANUFACTURING CO LTD | 626425102 | International Equities, EAFE, Large Cap | 2,191 | $49,000 | thousands by filing date | |
| SSE PLC SPONSORED ADR | 78467K107 | ADR | 2,164 | $49,000 | thousands by filing date | |
| ADECCO GROUP AG ADR | 006754204 | COM | 1,225 | $49,000 | thousands by filing date | |
| ROHM CO LTD-UNSPON ADR | 775376106 | COM | 2,011 | $49,000 | thousands by filing date | |
| HANNOVER RUECKVERSICHER ADR | 410693105 | COM | 1,145 | $49,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 10,000 | $49,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 5,271 | $49,000 | thousands by filing date | |
| N State Telecommunications Class B | 662642206 | Com | 735 | $49,000 | thousands by filing date | |
| SECOM CO LTD UNSP ADR | 813113206 | COM | 3,163 | $48,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 4,071 | $48,000 | thousands by filing date | |
| FISHER ENHANCED BIG CAP GROWTH ETN(FBG) | 90267L508 | ETF | 1,040 | $48,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H248 | ETN DJUBS PMET38 | 800 | $48,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 2,457 | $48,000 | thousands by filing date | |
| MEDIASET SPA-SPONSORED ADR | 584469407 | COM | 3,335 | $48,000 | thousands by filing date | |
| TOSHIBA CORP-UNSPONSORED ADR | 891493306 | COM | 1,919 | $48,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 544 | $47,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1,626 | $47,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 1,981 | $47,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 466 | $47,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 1,385 | $47,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 967 | $47,000 | thousands by filing date | |
| Julius Baer Group Ltd ADR | 48137C108 | USD | 4,911 | $47,000 | thousands by filing date | |
| MARKS & SP | 570912105 | USD | 3,246 | $47,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 11,616 | $47,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 1,828 | $47,000 | thousands by filing date | |
| ISHARES TR | 464289404 | S&P TARGET 20 | 1,186 | $47,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 813 | $46,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 1,187 | $46,000 | thousands by filing date | |
| TELENOR ASA-NOK | 87944W105 | COMMON STOCK | 646 | $46,000 | thousands by filing date | |
| GASTAR EXPL LTD | 367299203 | COM NEW | 6,640 | $46,000 | thousands by filing date | |
| TELECOM CORP NEW ZEALAND LTD SPON ADR | 879278208 | ADR | 4,873 | $46,000 | thousands by filing date | |
| ASSURED GUARANTY MUNI | 04623A304 | PRF | 2,249 | $46,000 | thousands by filing date | |
| CHINA RAILWAY CONS-UNSPN ADR | 16947L105 | COM | 4,665 | $46,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 516 | $45,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 1,812 | $45,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 756 | $45,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 2,226 | $45,000 | thousands by filing date | |
| INTERNTNL CONS AIRLS A FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 459348108 | AMERICAN DEPOSITORY | 1,366 | $45,000 | thousands by filing date | |
| Lenovo Group Ltd | 526250105 | Equity | 1,877 | $45,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 1,861 | $45,000 | thousands by filing date | |
| LINDE PLC F | 532771102 | COM | 1,565 | $45,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 1,243 | $45,000 | thousands by filing date | |
| Merrill Lynch PFD Cap TR Iiitoprs 7% | 59021F206 | Pfd Stk | 1,800 | $45,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 1,800 | $45,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 1,650 | $45,000 | thousands by filing date | |
| OLYMPUS CORP-SPON ADR | 68163W109 | COM | 1,421 | $45,000 | thousands by filing date | |
| ING GROEP N V | 456837202 | PRF | 1,800 | $45,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 900 | $44,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 655 | $44,000 | thousands by filing date | |
| Lonza Group AG ADR | 54338V101 | USD | 4,624 | $44,000 | thousands by filing date | |
| COCHLEAR LTD-UNSPON ADR | 191459205 | COM | 1,659 | $44,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 2,136 | $44,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 6,785 | $44,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 1,164 | $44,000 | thousands by filing date | |
| JSC MMC NORILSK ADR | 46626D108 | COM | 2,686 | $44,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC | 539439802 | PRF | 1,650 | $44,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 1,710 | $43,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 7,391 | $43,000 | thousands by filing date | |
| KBC GROUP | 48241F104 | USD | 1,496 | $43,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 1,960 | $43,000 | thousands by filing date | |
| MORGAN STANLEY 6.600% PFD | 617461207 | PREFERR | 1,750 | $43,000 | thousands by filing date | |
| EDF-UNSPON ADR | 285039103 | COM | 5,935 | $43,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 3,288 | $42,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 1,184 | $42,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 3,500 | $42,000 | thousands by filing date | |
| Banco Do Brasil Sa Spons Adr Ea Repr 1 O | 059578104 | Equity | 4,045 | $42,000 | thousands by filing date | |
| KOC HOLDINGS AS UNSPONSORED TURK ADR | 49989A109 | COM | 2,063 | $42,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 1,477 | $42,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 884 | $42,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 2,520 | $42,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HLDG | 70337B102 | COM | 1,025 | $42,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R759 | CDA BD IDX FD | 453 | $42,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 2,635 | $42,000 | thousands by filing date | |
| WOORI FIN HLDGS CO LTD | 981063100 | ADR | 1,079 | $42,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 3,461 | $41,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 1,000 | $41,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 4,841 | $41,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 711 | $41,000 | thousands by filing date | |
| UNICHARM CORP SPONSORED ADR | 90460M204 | COM | 3,665 | $41,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 4,614 | $41,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 720 | $41,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 17,200 | $41,000 | thousands by filing date | |
| Qwest Corporation 7.50% Notes | 74913G303 | PFD | 1,766 | $41,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 520 | $40,000 | thousands by filing date | |
| HSBC Finance Corp PFD Non Cumulative B | 40429C607 | Pfd Stk | 1,732 | $40,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 546 | $40,000 | thousands by filing date | |
| KATAHDIN BANKSHARES CORP | 485835102 | COM | 3,365 | $40,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 3,300 | $39,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 1,320 | $39,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 555 | $39,000 | thousands by filing date | |
| SWISSCOM AG-SPONSORED ADR | 871013108 | COM | 738 | $39,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 1,911 | $39,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 2,306 | $39,000 | thousands by filing date | |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 1,207 | $39,000 | thousands by filing date | |
| DUKE REALTY CORP DEP SHS | 264411778 | PRF | 1,683 | $39,000 | thousands by filing date | |
| CORPORATE BKD TRCERTS 2004-4 GOLDMANSACHS I DEB | 21988K875 | EQUITIES | 1,805 | $39,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 1,115 | $38,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 353 | $38,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 1,127 | $38,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 1,654 | $38,000 | thousands by filing date | |
| Sumitomo Corp | 865613103 | Equity | 3,050 | $38,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 3,600 | $38,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 955 | $38,000 | thousands by filing date | |
| CANADIAN OIL SANDS LTD | 13643E105 | COMMON | 2,000 | $38,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 2,304 | $37,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 1,298 | $37,000 | thousands by filing date | |
| CHINA SHENHUA UNSPONS ADR | 16942A302 | COM | 2,928 | $37,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 4,030 | $37,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 1,500 | $37,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 1,253 | $37,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 1,151 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288455 | EPRA/NAR NA IN | 777 | $37,000 | thousands by filing date | |
| WELLS FARGO & COMPANY 5.125% P | 949746721 | PREFERR | 1,800 | $37,000 | thousands by filing date | |
| TOWER FINANCIAL CORP | 891769101 | COM | 1,500 | $37,000 | thousands by filing date | |
| ING GROEP N V | 456837509 | PRF | 1,597 | $37,000 | thousands by filing date | |
| ATLANTIA SPA-UNSPONSORED ADR | 048173108 | COM | 3,213 | $37,000 | thousands by filing date | |
| SHINSEI BANK LTD-SPON ADR | 824631105 | COM | 7,550 | $37,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 3,962 | $36,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 3,570 | $36,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 1,220 | $36,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 1,710 | $36,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 1,500 | $36,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 1,100 | $36,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 4,260 | $36,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 1,085 | $36,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 3,052 | $36,000 | thousands by filing date | |
| NIPPON STEEL CORP-SPON ADR | 65461T101 | COM | 1,079 | $36,000 | thousands by filing date | |
| SEKISUI HOUSE SPONS ADR | 816078307 | COM | 2,555 | $36,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,855 | $36,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 3,000 | $36,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R700 | 7-15 YR US TRS | 447 | $36,000 | thousands by filing date | |
| REXAM PLC-SPONSORED ADR | 761655505 | COM | 820 | $36,000 | thousands by filing date | |
| AMP LTD - SP ADR | 0017EP202 | COM | 2,312 | $36,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 425 | $35,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 5,686 | $35,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 1,985 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 1,973 | $35,000 | thousands by filing date | |
| DEUTSCHE BOERSE UNSPONSORD ADR | 251542106 | COM | 4,235 | $35,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 2,270 | $35,000 | thousands by filing date | |
| GENERAL ELECTRIC CAP CORP 4.875% | 369622428 | PREFERRED | 1,697 | $35,000 | thousands by filing date | |
| INDEPENDENT ALLIANCE | 45380E104 | COM | 1,500 | $35,000 | thousands by filing date | |
| ING GROEP N V | 456837400 | PRF | 1,500 | $35,000 | thousands by filing date | |
| EISAI CO LTD-SPONSORED ADR | 282579309 | COM | 883 | $35,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 1,875 | $34,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 675 | $34,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 3,230 | $34,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 676 | $34,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 1,590 | $34,000 | thousands by filing date | |
| TOTO LIMITED ADR | 891515207 | ADUS | 1,074 | $34,000 | thousands by filing date | |
| Credit Agricole Sa Unsponsored Adr | 225313105 | Equity | 5,257 | $34,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 1,965 | $34,000 | thousands by filing date | |
| HONG KONG AND CHINA GAS SP ADR | 438550303 | COM | 14,740 | $34,000 | thousands by filing date | |
| PORSCHE AUTOMOBILUNSP ADR | 73328P106 | COM | 3,302 | $34,000 | thousands by filing date | |
| NOVOZYMES A/S-UNSPONS ADR | 670108109 | COM | 806 | $34,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E106 | COM | 6,642 | $34,000 | thousands by filing date | |
| PETROLEUM GEO-SERVICES-ADR | 716599105 | ADR | 2,835 | $34,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E424 | GLOBAL X NIGER | 2,135 | $34,000 | thousands by filing date | |
| MORGAN STANLEY 6.6% C11 | 61750K208 | PRF | 1,400 | $34,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 800 | $34,000 | thousands by filing date | |
| STAR TRIBUNE CO | 85519YC08 | COM | 1,098 | $34,000 | thousands by filing date | |
| TOKYO GAS CO LTD-UNSPON ADR | 889115101 | COM | 1,724 | $34,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 580 | $33,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 7,565 | $33,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 2,080 | $33,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 613 | $33,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 564 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 1,160 | $33,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 3,759 | $33,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 514 | $33,000 | thousands by filing date | |
| LEGAL AND GEN GROUP SPON ADR | 52463H103 | COM | 1,787 | $33,000 | thousands by filing date | |
| BIDVEST GROUP LTD | 088836309 | Common Stock | 642 | $33,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 974 | $33,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 1,935 | $33,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 405 | $33,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 1,320 | $33,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 930 | $33,000 | thousands by filing date | |
| WANT WANT CHINA HLDGS LTD ADR | 93370R107 | ADR | 452 | $33,000 | thousands by filing date | |
| RHODES COMPANIES | 762356XX6 | COM | 109,053 | $33,000 | thousands by filing date | |
| PARTNERRE LTD 7.25% PFD E | G68603508 | PREFERRED STOCK | 1,300 | $33,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 362 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 289 | $32,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 405 | $32,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 2,799 | $32,000 | thousands by filing date | |
| Fortescue Ltd | 34959A206 | Equity | 3,043 | $32,000 | thousands by filing date | |
| HELLENIC TELECOM ORG | 423325307 | Common Stock | 4,756 | $32,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 645 | $32,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 979 | $32,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 9,970 | $32,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 1,051 | $32,000 | thousands by filing date | |
| TECHNIP NEW SPONSORED ADR | 878546209 | COM | 1,361 | $32,000 | thousands by filing date | |
| GTECH S P A | 40053Q104 | COM | 1,064 | $32,000 | thousands by filing date | |
| INVESCO MORTGAGE CAP INC | 46131B209 | PRF | 1,500 | $32,000 | thousands by filing date | |
| NSK LTD-UNSPONSORED ADR | 670184100 | COM | 1,284 | $32,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 3,360 | $31,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 1,754 | $31,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 3,859 | $31,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 3,420 | $31,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 1,092 | $31,000 | thousands by filing date | |
| NITTO DENKO CORP UNSPON ADR | 654802206 | COM | 1,459 | $31,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 2,567 | $31,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 410 | $31,000 | thousands by filing date | |
| COCA-COLA HBC AG-SPR ADR | 191223106 | SPON | 1,064 | $31,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 1,389 | $31,000 | thousands by filing date | |
| TULLOW OIL PLC-UNSPON ADR | 899415202 | ADR | 4,362 | $31,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 8,150 | $31,000 | thousands by filing date | |
| Penn REIT 8.25% Pfd Series A | 709102404 | com | 1,250 | $31,000 | thousands by filing date | |
| SEMEN GRESIK PERSERO TBK PT | 69367J100 | ADR | 1,355 | $31,000 | thousands by filing date | |
| ANTOFAGASTA PLC -SPON ADR | 037189107 | COM | 1,110 | $31,000 | thousands by filing date | |
| VZ US 02/22/14 P46 | CM1426617 | OPT | 680 | $31,000 | thousands by filing date | put |
| ERIE INDTY CO CL A | 29530P102 | Stock | 406 | $30,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 2,989 | $30,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 2,490 | $30,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 541 | $30,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 475 | $30,000 | thousands by filing date | |
| TOKYO ELECTRON LTD ADR | 889110102 | COM | 2,204 | $30,000 | thousands by filing date | |
| Impala Platinum Holdings Ltd | 452553308 | Equity | 2,515 | $30,000 | thousands by filing date | |
| SONOVA HOLDING AG UNSPONSORED ADR | 83569C102 | USD | 1,094 | $30,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 1,166 | $30,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 7,910 | $30,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 215 | $30,000 | thousands by filing date | |
| S.Y. BANCORP INC | 785060104 | COM | 940 | $30,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 1,660 | $30,000 | thousands by filing date | |
| IPATH PURE BETA INDUSTRIALS | 06740P296 | ETP | 910 | $30,000 | thousands by filing date | |
| Santos Limited ADR | 803021708 | COM | 2,326 | $30,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 5,777 | $29,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 2,991 | $29,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 400 | $29,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 427 | $29,000 | thousands by filing date | |
| Burberry Group PLC | 12082W204 | COM | 579 | $29,000 | thousands by filing date | |
| KIRIN BREWERY CO ADR | 497350306 | COM | 2,025 | $29,000 | thousands by filing date | |
| TURKIYE GARANTI BANK | 900148701 | COM | 8,697 | $29,000 | thousands by filing date | |
| SMITHS GROUP ADR | 83238P203 | COM | 1,188 | $29,000 | thousands by filing date | |
| BANK RAKYAT INDONESIA UNSPN ADR | 69366X100 | COM | 2,376 | $29,000 | thousands by filing date | |
| UNITED UTILITIES GROUP ADR | 91311E102 | COM | 1,299 | $29,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 1,450 | $29,000 | thousands by filing date | |
| RICOH CO LTD-SPONSORED ADR | 765658307 | COM | 545 | $29,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 474 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 440 | $28,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 10 | $28,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 2,344 | $28,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 1,775 | $28,000 | thousands by filing date | |
| Air Liquide SA | F01764103 | ADR | 201 | $28,000 | thousands by filing date | |
| ASM INTERNATIONAL NV | N07045102 | Common Stock | 862 | $28,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 4,631 | $28,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 1,367 | $28,000 | thousands by filing date | |
| SHISEIDO LTD-SPONSORED ADR | 824841407 | COM | 1,760 | $28,000 | thousands by filing date | |
| NIKON CORP UNSPONSORED ADR | 654111202 | ADR | 1,470 | $28,000 | thousands by filing date | |
| BOMBARDIER INC FCLASS B | 097751200 | COM | 6,521 | $28,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 1,719 | $28,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 2,490 | $28,000 | thousands by filing date | |
| ING GROUP N V PERP HYB CAP | 456837608 | PRD | 1,200 | $28,000 | thousands by filing date | |
| KNIGHTSBRIDGE TANKERS LTD | G5299G106 | COMMON | 3,090 | $28,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 987 | $28,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E317 | GLBLX CEN ASIA | 2,074 | $28,000 | thousands by filing date | |
| CORP BACKD TR CTFS 03-10 | 21988G122 | PRF | 1,101 | $28,000 | thousands by filing date | |
| GAMESA CORP TECN-UNSPON ADR | 36468A106 | COM | 13,617 | $28,000 | thousands by filing date | |
| TRIUS THERAPEUTICS INC CVR | 896CVR990 | COM | 186,725 | $28,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 653 | $27,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 889 | $27,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 1,150 | $27,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 271 | $27,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 1,170 | $27,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 1,694 | $27,000 | thousands by filing date | |
| ASSOC BRITISH FOODS UNSP ADR | 045519402 | COM | 678 | $27,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 1,200 | $27,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 922 | $27,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 2,980 | $27,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 399 | $27,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC 6.2% $1.55 PFD | 38144X500 | PREFERRED | 1,200 | $27,000 | thousands by filing date | |
| LEAR CORP WARRANTS | 521865113 | COMMON | 166 | $27,000 | thousands by filing date | |
| DEUTSCHE BANK CAPITAL FUNDING VIII 6.375% | 25153U204 | PREFERRED | 1,110 | $27,000 | thousands by filing date | |
| METLIFE INC | 59156R405 | PRF | 1,056 | $27,000 | thousands by filing date | |
| UNITED STATES CELLULAR | 911684405 | PRF | 1,200 | $27,000 | thousands by filing date | |
| HEIDELBERGCEMENT AG-UNSP ADR | 42281P205 | COM | 1,791 | $27,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 521 | $26,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 339 | $26,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 500 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 549 | $26,000 | thousands by filing date | |
| ERSTE GROUP BANK AG SPONS ADR | 296036304 | FOREIGN | 1,475 | $26,000 | thousands by filing date | |
| Henkel AG & Co KGaA | 42550U109 | Equity | 245 | $26,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 1,535 | $26,000 | thousands by filing date | |
| Bunzl PLC ADR | 120738406 | USD | 1,090 | $26,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 653 | $26,000 | thousands by filing date | |
| STORA ENSO OYJ - SPONS ADR | 86210M106 | COM | 2,559 | $26,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 2,020 | $26,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 3,210 | $26,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 287 | $26,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 425 | $26,000 | thousands by filing date | |
| STRATEGIC HOTELS & * | 86272T403 | PRF | 1,100 | $26,000 | thousands by filing date | |
| ESPRIT HOLDINGS LTD-SPON ADR | 29666V204 | COM | 6,790 | $26,000 | thousands by filing date | |
| SHENGDATECH INC | 823213AD5 | CONV BND | 2,610,000 | $26,000 | thousands by filing date | principal |
| GENERAL AMERICAN | 368802401 | PRF | 1,041 | $26,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B720 | KBW INS PORT | 400 | $26,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 677 | $25,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 1,360 | $25,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 1,235 | $25,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 32,000 | $25,000 | thousands by filing date | principal |
| Power Assets Holdings Ltd | 739197200 | Common Stock | 3,205 | $25,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 1,011 | $25,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 3,860 | $25,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 2,124 | $25,000 | thousands by filing date | |
| WIECHAI POWER ADR | 948597109 | Common Stock | 1,561 | $25,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 1,220 | $25,000 | thousands by filing date | |
| ALLY FINANCIAL INC | 36186C400 | PREFERRED | 1,000 | $25,000 | thousands by filing date | |
| Tsingtao Brewery Ltd Sp ADR Cl | 898529102 | COM | 300 | $25,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L477 | US TRES STEEP | 600 | $25,000 | thousands by filing date | |
| ELECTROLUX AB -SPONS ADR B | 010198208 | COM | 480 | $25,000 | thousands by filing date | |
| DEUTSCHE BANK CAPITAL | 25154D102 | PRF | 1,000 | $25,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 410 | $24,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 508 | $24,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 500 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 477 | $24,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 4,800 | $24,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 1,803 | $24,000 | thousands by filing date | |
| TORAY INDUSTRIES UNSPON ADR | 890880206 | COM | 347 | $24,000 | thousands by filing date | |
| HANG LUNG PROPERTIES SP ADR | 41043M104 | COM | 1,527 | $24,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 750 | $24,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 1,250 | $24,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 1,205 | $24,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 2,440 | $24,000 | thousands by filing date | |
| IMPERIAL HOLDINGS LTD ADR | 452833205 | ADR | 1,260 | $24,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 222 | $23,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 431 | $23,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 853 | $23,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 826 | $23,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 3,225 | $23,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 461 | $23,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 2,047 | $23,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 1,812 | $23,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-002429 | this filing | 2014-02-14 | acceptance time not in the bulk data set |