13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 5,530 holding rows worth $165,084,745,000.
- Accession
- 0000950123-14-002429
- Filer
- CIK 820027
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A combination report, 8,595 entries on the cover page, a total value of $165,084,745,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $165,084,745,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAmeriprise Financial, Inc. 028-00139
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Company 028-01045
- reports for this filerAmeriprise Certificate Company 028-00140
- reports for this filerRiverSource Life Insurance Company 028-00143
- reports for this filerRiverSource Life Insurance Company of New York 028-01046
- reports for this filerThreadneedle Asset Management Limited 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- included managerAmeriprise Financial, Inc. 028-00139
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Company 028-01045
- included managerAmeriprise Certificate Company 028-00140
- included managerRiverSource Life Insurance Company 028-00143
- included managerRiverSource Life Insurance Company of New York 028-01046
- included managerThreadneedle Asset Management Limited 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AUTONATION INC COM | 05329W102 | Stock | 35,622 | $1,770,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 27,693 | $1,763,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 639,054 | $1,757,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 32,963 | $1,742,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 37,781 | $1,741,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 51,477 | $1,732,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 72,048 | $1,727,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 59,200 | $1,719,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 44,843 | $1,712,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 52,382 | $1,706,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 28,378 | $1,704,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 47,322 | $1,704,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 271,555 | $1,699,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 418,693 | $1,699,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 87,555 | $1,668,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 100,126 | $1,665,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 55,597 | $1,664,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 93,791 | $1,664,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 41,724 | $1,656,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 196,303 | $1,646,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 90,501 | $1,643,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 212,458 | $1,643,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 66,197 | $1,640,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 26,553 | $1,631,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 53,967 | $1,631,000 | thousands by filing date | |
| TAYLOR CAPITAL GROUP INC | 876851106 | COM | 61,375 | $1,631,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 72,541 | $1,629,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 224,486 | $1,628,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 27,765 | $1,618,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 42,321 | $1,607,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 230,992 | $1,601,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 99,486 | $1,600,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 46,225 | $1,594,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 19,718 | $1,588,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 33,998 | $1,587,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 89,580 | $1,586,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 35,126 | $1,581,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 22,117 | $1,576,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 38,488 | $1,563,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 51,107 | $1,546,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 71,106 | $1,502,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 110,796 | $1,490,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 38,611 | $1,487,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 152,353 | $1,487,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 70,648 | $1,484,000 | thousands by filing date | |
| HUTCHISON PORT HOLDINGS TR-U | 448415984 | COM | 2,186,000 | $1,477,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 58,034 | $1,472,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 63,637 | $1,461,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 179,918 | $1,459,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 41,929 | $1,456,000 | thousands by filing date | |
| BROOKFIELD OFFICE PPTYS INC | 112900105 | COM | 75,467 | $1,453,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 115,419 | $1,432,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 83,060 | $1,425,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 44,807 | $1,424,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 32,832 | $1,415,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 53,822 | $1,414,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 89,360 | $1,412,000 | thousands by filing date | |
| TREASURY WINE ESTATES ADR | 89465J109 | COM | 326,846 | $1,406,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 71,325 | $1,404,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 59,224 | $1,402,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V207 | PRF | 50,068 | $1,395,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973AD3 | NOTE 8.000% 4/0 | 582,551 | $1,393,000 | thousands by filing date | principal |
| ATI INC COM | 01741R102 | Stock | 38,982 | $1,390,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 206,225 | $1,388,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 37,277 | $1,387,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 49,026 | $1,387,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 56,389 | $1,375,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 76,701 | $1,374,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 17,034 | $1,370,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 103,344 | $1,370,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 81,499 | $1,368,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 16,229 | $1,365,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 27,424 | $1,364,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 174,330 | $1,363,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 52,800 | $1,361,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 12,557 | $1,354,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 17,220 | $1,353,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 24,876 | $1,349,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 99,769 | $1,342,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 144,358 | $1,340,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 42,528 | $1,338,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 73,766 | $1,337,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 47,724 | $1,329,000 | thousands by filing date | |
| SUNGY MOBILE LTD | 86737M100 | ADR | 65,000 | $1,328,000 | thousands by filing date | |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 71,351 | $1,327,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 119,556 | $1,326,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 64,608 | $1,324,000 | thousands by filing date | |
| DIGITAL GENERATION INC | 25400B108 | COM | 103,509 | $1,319,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 53,774 | $1,313,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 298,451 | $1,313,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 108,228 | $1,302,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 228,103 | $1,300,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 64,320 | $1,295,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 31,251 | $1,292,000 | thousands by filing date | |
| DANONE SPONSORED ADR | 23636T100 | COM | 88,415 | $1,283,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 63,427 | $1,283,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 105,155 | $1,273,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 130,540 | $1,270,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 17,612 | $1,258,000 | thousands by filing date | |
| INFINEON TECHNOLOGIES-ADR | 45662N103 | COMMON STOCKS | 115,742 | $1,255,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 27,326 | $1,251,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 46,330 | $1,246,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 35,833 | $1,237,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 53,074 | $1,237,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 54,116 | $1,236,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 144,482 | $1,234,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 26,472 | $1,227,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 81,430 | $1,223,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 60,399 | $1,222,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 26,138 | $1,221,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 10,646 | $1,217,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 105,594 | $1,194,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 30,794 | $1,194,000 | thousands by filing date | |
| PACTERA TECHNOLOGY INTERNATIONAL | 695255109 | COMMON STOCK-FO | 166,660 | $1,191,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 17,695 | $1,191,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 30,491 | $1,176,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 70,902 | $1,175,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 14,044 | $1,174,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 13,314 | $1,174,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 104,091 | $1,167,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 53,040 | $1,167,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 8,169 | $1,165,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 66,909 | $1,165,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 22,415 | $1,143,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 21,191 | $1,142,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 26,381 | $1,140,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 26,402 | $1,133,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 167,146 | $1,128,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 75,813 | $1,128,000 | thousands by filing date | |
| ICG GROUP INC | 44928D108 | COM | 59,706 | $1,112,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 12,221 | $1,111,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 266,229 | $1,102,000 | thousands by filing date | |
| US STEEL CORP | 912909AE8 | NOTE | 1,032,000 | $1,102,000 | thousands by filing date | principal |
| NATIONAL AUSTRALIA BK SPONSORE | 632525408 | COM | 35,254 | $1,098,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 33,910 | $1,097,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 14,969 | $1,087,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 79,050 | $1,086,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 61,028 | $1,081,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 66,688 | $1,069,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 15,649 | $1,069,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 13,791 | $1,065,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 106,776 | $1,065,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 57,312 | $1,062,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 52,536 | $1,060,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 10,855 | $1,055,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 114,744 | $1,053,000 | thousands by filing date | |
| ALERIS INTERNATIONAL INC | U01995148 | COM | 25,910 | $1,050,000 | thousands by filing date | |
| SUPERTEX INC | 868532102 | COM | 41,810 | $1,047,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 20,961 | $1,044,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 12,674 | $1,040,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 42,679 | $1,039,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 26,289 | $1,034,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 28,247 | $1,032,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 41,200 | $1,030,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 25,110 | $1,029,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 72,717 | $1,028,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 47,351 | $1,027,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 77,004 | $1,026,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 242,514 | $1,024,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 101,297 | $1,013,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 20,406 | $1,010,000 | thousands by filing date | |
| CONTECH CONSTRUCTION PRODUCT | BAX3LS6W4 | COM | 29,519 | $1,010,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 233,410 | $1,009,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 14,588 | $1,002,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 58,995 | $999,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 67,630 | $996,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 20,222 | $993,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 11,073 | $992,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 74,139 | $992,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 12,348 | $985,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 113,344 | $985,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 93,701 | $984,000 | thousands by filing date | |
| WIRECARD AG SHS | D22359133 | Common Stock | 24,683 | $984,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 69,918 | $980,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 72,358 | $973,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 60,070 | $971,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 71,839 | $964,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 19,510 | $954,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 8,544 | $951,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 7,760 | $951,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 14,125 | $950,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 13,424 | $944,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 90,232 | $942,000 | thousands by filing date | |
| NEENAH ENTERPRISES INC | 64007R109 | COM | 208,010 | $936,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 78,964 | $935,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 28,755 | $917,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 62,525 | $913,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 19,986 | $913,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P143 | RBS NASD LKD41 | 25,022 | $910,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 135,584 | $909,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 43,570 | $907,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 257,500 | $898,000 | thousands by filing date | |
| VIVENDI SA-UNSPON ADR | 92852T201 | COM | 33,954 | $896,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 10,897 | $894,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 61,615 | $893,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 115,453 | $892,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 128,801 | $890,000 | thousands by filing date | |
| SABMillerPLCADS | 78572M105 | COMMON | 17,336 | $890,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 58,619 | $883,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 13,300 | $883,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 101,779 | $874,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 23,044 | $872,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 89,726 | $872,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 60,272 | $869,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 12,733 | $865,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 19,238 | $863,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 8,816 | $859,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 24,867 | $851,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 74,869 | $849,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 31,009 | $846,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 40,722 | $845,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 39,393 | $839,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 28,533 | $838,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 105,335 | $827,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 30,286 | $825,000 | thousands by filing date | |
| US Bancorp | 902973817 | PFD | 30,138 | $825,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 8,053 | $820,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 21,602 | $820,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 14,296 | $818,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 19,266 | $812,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 51,350 | $811,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 62,578 | $809,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 23,952 | $808,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 7,714 | $806,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 29,781 | $804,000 | thousands by filing date | |
| Bayer AG Spons ADR | 072730302 | COM | 5,684 | $799,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 14,621 | $797,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 19,190 | $791,000 | thousands by filing date | |
| ALLY FINL INC | 361860208 | COM | 29,476 | $788,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 21,134 | $783,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 56,095 | $781,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 66,361 | $776,000 | thousands by filing date | |
| NORTEL NETWORKS CORP | 656568AE2 | CONV BND | 779,000 | $774,000 | thousands by filing date | principal |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 7,815 | $773,000 | thousands by filing date | |
| Cole Real Estate Investments | 19329V105 | COM | 55,029 | $773,000 | thousands by filing date | |
| SCHAWK INC | 806373106 | CL A | 51,700 | $769,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 12,622 | $768,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 8,617 | $763,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 14,189 | $761,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 83,270 | $747,000 | thousands by filing date | |
| CONTINENTAL AIRLINES FINANCE T | 210796306 | CONV PRF | 15,430 | $743,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 32,450 | $739,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 6,684 | $736,000 | thousands by filing date | |
| COSTA INC | 22149T102 | CL A | 33,678 | $732,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 20,350 | $731,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,203 | $727,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290AV5 | NOTE | 614,000 | $727,000 | thousands by filing date | principal |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 44,098 | $727,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 14,755 | $726,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 9,605 | $726,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 92,806 | $725,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 79,662 | $722,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 17,095 | $722,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 773,000 | $721,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 15,421 | $718,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 58,776 | $716,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191JAA9 | CONV BND | 700,000 | $715,000 | thousands by filing date | principal |
| ISHARES TR | 464287192 | US TRSPRTION | 5,406 | $713,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 22,943 | $713,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 71,705 | $713,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 37,163 | $713,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES OPERATING | 13467CAA0 | CONV BND | 704,000 | $713,000 | thousands by filing date | principal |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 6,435 | $711,000 | thousands by filing date | |
| CITIGROUP CAPITAL IX | 173066200 | PRD | 28,287 | $711,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 24,990 | $710,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 33,437 | $700,000 | thousands by filing date | |
| STERLITE INDS INDIA LTD | 859737AB4 | NOTE 4.000%10/3 | 705,000 | $699,000 | thousands by filing date | principal |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 10,775 | $698,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 7,713 | $696,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 68,836 | $694,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 43,217 | $694,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 34,063 | $693,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 18,023 | $692,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 83,478 | $691,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 6,837 | $684,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 20,329 | $683,000 | thousands by filing date | |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 23,945 | $683,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 12,823 | $682,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 18,782 | $680,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 41,670 | $678,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 6,279 | $672,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 69,880 | $669,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 16,248 | $667,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 84,517 | $663,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 36,326 | $660,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 32,042 | $648,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 32,230 | $647,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 10,337 | $646,000 | thousands by filing date | |
| SOVEREIGN NEW MILLENNIUMFUND L | 99C022011 | LP | 3 | $642,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 71,530 | $640,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 7,483 | $637,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 4,786 | $634,000 | thousands by filing date | |
| PAX WORLD FDS TR II | 70422P206 | MSCI ESG IDX | 20,865 | $632,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 12,299 | $628,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 26,612 | $627,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 103,057 | $626,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 5,260 | $624,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 78,223 | $622,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 58,140 | $622,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 5,845 | $621,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 13,686 | $619,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 2,602 | $619,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 6,070 | $613,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L209 | US MC TRENDP ETN | 18,578 | $610,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 120,441 | $609,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 5,654 | $608,000 | thousands by filing date | |
| METLIFE INC | 59156R504 | Common Stock | 28,824 | $607,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 7,492 | $598,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 16,035 | $596,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 61,971 | $595,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 20,241 | $594,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 24,305 | $592,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 48,930 | $592,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 6,003 | $591,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 7,531 | $587,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 123,795 | $585,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS INC | 868459AA6 | NOTE 7.5% 5/1/19 | 367,000 | $583,000 | thousands by filing date | principal |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 17,973 | $579,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 41,221 | $576,000 | thousands by filing date | |
| TVA VAR 06/01/ 2 134 PFD DUE 06/01/28SUBJ TO XTRO REDEMPTION | 880591300 | PREFERRED DEBT | 27,475 | $575,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 9,072 | $572,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 26,710 | $569,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 15,457 | $568,000 | thousands by filing date | |
| VITRAN CORP | 92850E107 | COMMON STOCK | 87,397 | $566,000 | thousands by filing date | |
| PREFERREDPLUS QWEST CAP | 740434816 | PRF | 22,255 | $566,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 25,061 | $565,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 63,625 | $564,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 8,358 | $561,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 9,487 | $558,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 21,095 | $556,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 11,970 | $554,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 13,030 | $553,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 19,832 | $552,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 25,575 | $552,000 | thousands by filing date | |
| CENVEO CORP | 15671BAJ0 | NOTE 7.000% 5/1 | 499,000 | $550,000 | thousands by filing date | principal |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 57,816 | $548,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 74,664 | $545,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 26,090 | $544,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 2,886 | $542,000 | thousands by filing date | |
| ISHARES TR | 46432FAT4 | 2016 CP TM ETF | 5,454 | $540,000 | thousands by filing date | |
| DIGITAL RIVER INC | 25388BAD6 | NOTE | 544,000 | $538,000 | thousands by filing date | principal |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 4,135 | $537,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 8,638 | $537,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 23,550 | $536,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 13,681 | $536,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 5,599 | $535,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 13,120 | $534,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 18,412 | $534,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 77,300 | $534,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 9,653 | $531,000 | thousands by filing date | |
| ADVANSTAR COMMUNICATIONS INC | 00758R104 | COM | 42,354 | $530,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 7,168 | $529,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 244,555 | $526,000 | thousands by filing date | |
| VIVUS INC | 928551AA8 | CONV BND | 611,000 | $523,000 | thousands by filing date | principal |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 154,252 | $521,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 23,605 | $517,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 18,357 | $517,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 16,755 | $514,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 15,740 | $513,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 4,575 | $512,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 5,867 | $511,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 46,597 | $508,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 14,272 | $506,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 42,359 | $504,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 15,537 | $504,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 17,266 | $503,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 8,250 | $501,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 4,824 | $499,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 8,475 | $493,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 61,412 | $492,000 | thousands by filing date | |
| AMARANTH PARTNRS LLC | 023025992 | LP | 548,049 | $492,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 72,958 | $491,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 15,883 | $490,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 13,372 | $490,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 52,587 | $487,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 13,123 | $485,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 28,183 | $485,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 7,818 | $482,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 9,057 | $475,000 | thousands by filing date | |
| Wells Fargo Pfd | 949746747 | PFD | 23,654 | $475,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 38,230 | $474,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 8,970 | $474,000 | thousands by filing date | |
| BNP PARIBAS SPONSORED ADR | 05565A202 | ADUS | 12,080 | $472,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 10,644 | $471,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 65,450 | $470,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 26,749 | $469,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 24,286 | $468,000 | thousands by filing date | |
| ING INFRASTRUCTURE INDLS & M | 45685U100 | COM | 27,270 | $467,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 5,059 | $465,000 | thousands by filing date | |
| DAIMLER A G ADR F SPONSORED AD | 233825108 | ADR | 5,366 | $465,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 26,610 | $457,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 35,447 | $457,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 6,644 | $452,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 5,232 | $451,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 9,693 | $451,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 39,120 | $449,000 | thousands by filing date | |
| SOFTBANK GROUP CORP. | 83404D109 | Common stock | 10,249 | $449,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 16,240 | $449,000 | thousands by filing date | |
| COMMONWEALTH BK AUS-SP ADR | 202712600 | COM | 6,373 | $444,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 7,832 | $443,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 8,418 | $441,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 4,676 | $441,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 7,153 | $441,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 14,243 | $437,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 6,330 | $436,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 7,433 | $435,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 20,846 | $433,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 22,198 | $433,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 30,072 | $433,000 | thousands by filing date | |
| ISHARES S&P TARGET DATE 2030 | 464289602 | CMN | 10,334 | $432,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 8,436 | $430,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 10,361 | $429,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 22,030 | $428,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 19,022 | $425,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 4,916 | $425,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 55,090 | $425,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 33,615 | $424,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 15,510 | $421,000 | thousands by filing date | |
| ISHARES B-CA | 46432F404 | COM | 8,041 | $421,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 38,567 | $420,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 8,472 | $420,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,206 | $417,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 11,700 | $415,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 23,370 | $413,000 | thousands by filing date | |
| BG GROUP PLC - SPON ADR | 055434203 | ADR | 19,146 | $412,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 16,562 | $412,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 6,856 | $411,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 14,096 | $410,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 26,980 | $407,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 39,269 | $406,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 16,471 | $404,000 | thousands by filing date | |
| METLIFE INC $0.065 PFD | 59156R603 | PREFERRED | 16,163 | $402,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 2,997 | $401,000 | thousands by filing date | |
| JAGUAR MINING INC | 47009MAG8 | CONV BND | 4,000,000 | $400,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 15,667 | $397,000 | thousands by filing date | |
| INTELSAT SA | BAX45X4A9 | CONV PRF | 6,630 | $389,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 5,018 | $387,000 | thousands by filing date | |
| MARK IV INDUSTRIES INC | 570998534 | COM | 10,253 | $387,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 4,541 | $384,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 33,337 | $383,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 5,732 | $381,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 6,231 | $381,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 23,225 | $381,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 36,123 | $379,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 3,471 | $375,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 21,113 | $375,000 | thousands by filing date | |
| Australia & New Zealand Bankin | 052528304 | ADR | 13,002 | $375,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 11,225 | $373,000 | thousands by filing date | |
| ALLIANZ SE FUNSPONSORED ADR 1 ADR REPS 0.1 ORD SHS | 018805101 | ADR | 20,694 | $372,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 6,046 | $371,000 | thousands by filing date | |
| LUKOIL OAO-SPON ADR | 677862997 | COM | 5,933 | $371,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 21,121 | $369,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 13,021 | $368,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 6,405 | $365,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 7,504 | $364,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 3,523 | $362,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 5,607 | $359,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 3,365 | $358,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 14,514 | $357,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 6,469 | $356,000 | thousands by filing date | |
| TECUMSEH PRODS CO | 878895101 | CLB | 40,925 | $356,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 28,652 | $355,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 9,970 | $354,000 | thousands by filing date | |
| HMH PUBLISHERS LLC | CM0005552 | COM | 21,904 | $353,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 11,430 | $352,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 30,255 | $352,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 9,376 | $351,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 12,785 | $351,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 5,773 | $343,000 | thousands by filing date | |
| RITE AID CORP | 767754BU7 | CNV | 167,000 | $343,000 | thousands by filing date | principal |
| The Jones Group Inc | 48020T101 | COM | 22,913 | $342,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 49,514 | $342,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 17,573 | $340,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 2,830 | $340,000 | thousands by filing date | |
| MORGAN STNLY CAP 5.75%33 | 617466206 | ps | 15,214 | $340,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 14,423 | $339,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 7,521 | $338,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 5,615 | $338,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 11,651 | $338,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 55,270 | $337,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 25,595 | $337,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 9,660 | $336,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 9,222 | $336,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 49,328 | $330,000 | thousands by filing date | |
| BNY MELLON | 064058209 | PFD | 15,864 | $329,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 21,730 | $327,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 4,543 | $326,000 | thousands by filing date | |
| Goldman Sachs Series D Pref | 38144G804 | Preferred Stock | 17,695 | $325,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,744 | $324,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 12,043 | $324,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 9,393 | $322,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 12,959 | $321,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 9,469 | $320,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 16,070 | $320,000 | thousands by filing date | |
| MEDIANEWS GROUP | U58991834 | COM | 15,756 | $320,000 | thousands by filing date | |
| GENMAB A/S | K3967W102 | COM | 8,000 | $317,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 56,191 | $316,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 7,376 | $312,000 | thousands by filing date | |
| Crosstex Energy, Inc. | 22765Y104 | LTD | 8,595 | $311,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 10,576 | $310,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-002429 | this filing | 2014-02-14 | acceptance time not in the bulk data set |