13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 5,530 holding rows worth $165,084,745,000.
- Accession
- 0000950123-14-002429
- Filer
- CIK 820027
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A combination report, 8,595 entries on the cover page, a total value of $165,084,745,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $165,084,745,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAmeriprise Financial, Inc. 028-00139
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Company 028-01045
- reports for this filerAmeriprise Certificate Company 028-00140
- reports for this filerRiverSource Life Insurance Company 028-00143
- reports for this filerRiverSource Life Insurance Company of New York 028-01046
- reports for this filerThreadneedle Asset Management Limited 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- included managerAmeriprise Financial, Inc. 028-00139
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Company 028-01045
- included managerAmeriprise Certificate Company 028-00140
- included managerRiverSource Life Insurance Company 028-00143
- included managerRiverSource Life Insurance Company of New York 028-01046
- included managerThreadneedle Asset Management Limited 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| QUMU CORP | 749063103 | COM | 660 | $8,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 310 | $8,000 | thousands by filing date | |
| JTEKT CORP UNSPNSORED ADR | 48124H102 | ADR | 150 | $8,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 472 | $8,000 | thousands by filing date | |
| SATURN 6 02/15/34 | 80411Y209 | PRF | 324 | $8,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 391 | $7,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 100 | $7,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 2,641 | $7,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 78 | $7,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 233 | $7,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 330 | $7,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 203 | $7,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 1,080 | $7,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 164 | $7,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 875 | $7,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 349 | $7,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 700 | $7,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 427 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 215 | $7,000 | thousands by filing date | |
| GREEK ORGANISATION OF FOOTBALL | 392483103 | ADR | 985 | $7,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 147 | $7,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 760 | $7,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 300 | $7,000 | thousands by filing date | |
| Kerry Group Plc Sponsored Adr | 492460100 | USD | 100 | $7,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 710 | $7,000 | thousands by filing date | |
| CLICKS GROUP LTD | 18682W205 | Common Stock | 611 | $7,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 365 | $7,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 296 | $7,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 190 | $7,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 3,780 | $7,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 2,080 | $7,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 222 | $7,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 860 | $7,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 330 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 225 | $7,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 1,720 | $7,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 387 | $7,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 1,500 | $7,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 624 | $7,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 1,397 | $7,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 1,040 | $7,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 3,000 | $7,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 500 | $7,000 | thousands by filing date | |
| KURARAY CO LTD UNSPON ADR | 50127R103 | ADR | 203 | $7,000 | thousands by filing date | |
| SAPPI LTD | 803069202 | SPON ADR NEW | 2,313 | $7,000 | thousands by filing date | |
| CAMCO FINANCIAL CORP | 132618109 | COM | 1,095 | $7,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 167 | $7,000 | thousands by filing date | |
| Li & Fung Ltd | 501897102 | Com | 2,566 | $7,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 300 | $7,000 | thousands by filing date | |
| BG&E Cap Trust II 6.20% Prefer | 05541Q206 | PFD | 300 | $7,000 | thousands by filing date | |
| CHINA MINSHENG BKG CORP LTD | 16949T106 | ADR | 614 | $7,000 | thousands by filing date | |
| AGL ENERGY LTD-UNSP ADR | 001201102 | COM | 520 | $7,000 | thousands by filing date | |
| WISCONSIN PUBLIC | 976843300 | PRF | 76 | $7,000 | thousands by filing date | |
| PT INDOSAT-ADR | 744383100 | COM | 430 | $7,000 | thousands by filing date | |
| RBS CAPITAL FUNDING | 74928P207 | PRF | 325 | $7,000 | thousands by filing date | |
| LEND LEASE CORP LTD-SPON ADR | 526023205 | COM | 700 | $7,000 | thousands by filing date | |
| BANK EAST ASIA LTD-SPONS ADR | 061874103 | COM | 1,701 | $7,000 | thousands by filing date | |
| HUTCHISON TELECOMMUNI-ADR | 44841V102 | COM | 1,173 | $7,000 | thousands by filing date | |
| BUFFETS RESTAURANTS HOLDINGS | BAX3UNMB3 | COM | 1,071 | $7,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 150 | $7,000 | thousands by filing date | |
| HAIER ELECTRONICS GROUP CO LTD UNSP ADR EACH REPR 10 ORD | 40522E104 | COMMON STOCK | 50 | $7,000 | thousands by filing date | |
| IR US 02/22/14 P55 | CM1402987 | OPT | 176 | $7,000 | thousands by filing date | put |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 1,190 | $6,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 452 | $6,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 392 | $6,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 165 | $6,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 235 | $6,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 150 | $6,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 215 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 284 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 50 | $6,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 80 | $6,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 1,164 | $6,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 4,464 | $6,000 | thousands by filing date | |
| CHINA MERCHANTS BANK UNS ADR | 16950T102 | COM | 524 | $6,000 | thousands by filing date | |
| CYRELA BRAZIL REALTY-SPO ADR | 23282C401 | COM | 906 | $6,000 | thousands by filing date | |
| LOCALIZA RENT A CAR SPN ADR | 53956W300 | COM | 452 | $6,000 | thousands by filing date | |
| ASTRA INTERNATIONAL ADR | 69367X109 | COM | 572 | $6,000 | thousands by filing date | |
| UOL GROUP LIMITED-SP ADR | 91529G105 | COM | 310 | $6,000 | thousands by filing date | |
| HSBC Holdings PLC | G4634U169 | COM | 588 | $6,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 181 | $6,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 680 | $6,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 233 | $6,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 320 | $6,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 500 | $6,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 1,910 | $6,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 340 | $6,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 1,667 | $6,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 2,234 | $6,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 175 | $6,000 | thousands by filing date | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 205 | $6,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 805 | $6,000 | thousands by filing date | |
| UNITED FINANCIAL BANCORP INC | 91030T109 | COM | 300 | $6,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 200 | $6,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 500 | $6,000 | thousands by filing date | |
| PPC LTD | 69354A104 | Common Stock | 1,056 | $6,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 4,613 | $6,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 545 | $6,000 | thousands by filing date | |
| MERRILL LYNCH 6.45% | 590199204 | PRF | 263 | $6,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 500 | $6,000 | thousands by filing date | |
| VORNADO REALTY TRUST 6.875% SE | 929042869 | PREFERR | 250 | $6,000 | thousands by filing date | |
| TATE & LYLE | 876570607 | COM | 115 | $6,000 | thousands by filing date | |
| DUKE REALTY CORP PFD 1/10 K | 264411760 | PFD | 250 | $6,000 | thousands by filing date | |
| CAPITALAND LTD-SPON ADR | 140547100 | COM | 1,290 | $6,000 | thousands by filing date | |
| PREMIER OIL PLC-SPONS ADR | 740536107 | COM | 1,247 | $6,000 | thousands by filing date | |
| HITACHI CONSTRUCT-UNSPON ADR | 43358L101 | COM | 140 | $6,000 | thousands by filing date | |
| PUBLIC STORAGE 6.5% PFD PERP SERIES | 74460D141 | PREFERRED STOCK | 250 | $6,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 165 | $5,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 403 | $5,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 690 | $5,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 900 | $5,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 250 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 100 | $5,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 550 | $5,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 280 | $5,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 362 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 165 | $5,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 350 | $5,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 260 | $5,000 | thousands by filing date | |
| Astronics Class B Convertible | 046433207 | COM | 97 | $5,000 | thousands by filing date | |
| USINAS SIDERURGICAS DE MINAS G | 917302200 | COM | 859 | $5,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 192 | $5,000 | thousands by filing date | |
| Pitney Bowes Inc. Notes Sr | 724479506 | PFD | 200 | $5,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 215 | $5,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 270 | $5,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,500 | $5,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 60 | $5,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 340 | $5,000 | thousands by filing date | |
| KIMBERLY C | 494386204 | USD | 388 | $5,000 | thousands by filing date | |
| MARUI LTD-UNSPON ADR | 573814308 | COM | 230 | $5,000 | thousands by filing date | |
| JERONIMO MARTINS-UNSPON ADR | 476493101 | COM | 130 | $5,000 | thousands by filing date | |
| KAWASAKI HEAVY INDS-SP ADR | 486359201 | COM | 309 | $5,000 | thousands by filing date | |
| GENTING BERHAD SPONS ADR | 372452300 | COMMON STK | 285 | $5,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 400 | $5,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 800 | $5,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 689 | $5,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 351 | $5,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 256 | $5,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 625 | $5,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324T107 | COM | 450 | $5,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 450 | $5,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 148 | $5,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 100 | $5,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 2,010 | $5,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 300 | $5,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 875 | $5,000 | thousands by filing date | |
| SOLTA MED INC | 83438K103 | COM | 1,720 | $5,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 1,560 | $5,000 | thousands by filing date | |
| Assurenced Guaranty Muni 6.875%due 12/15/2 | 04623A205 | Pfd Stk | 233 | $5,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 920 | $5,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 105 | $5,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 320 | $5,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 1,760 | $5,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 300 | $5,000 | thousands by filing date | |
| GEA GROUP AG ADR | 361592108 | COM | 108 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288190 | FTSE CHINA ETF | 111 | $5,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 200 | $5,000 | thousands by filing date | |
| BELLE INTERNATIONAL | 078454105 | COM | 467 | $5,000 | thousands by filing date | |
| AMG Capital Trust (Conv Pfd) | 00169X203 | COM | 72 | $5,000 | thousands by filing date | |
| Georgia Power CO Cl A PFD 6.125% | 373334473 | Preferred Stock | 209 | $5,000 | thousands by filing date | |
| BEIJING ENTERPRISES HLDGS ADR | 07725Q200 | ADR | 50 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 106 | $5,000 | thousands by filing date | |
| Primus Guaranty, Ltd. | G72457107 | COM | 490 | $5,000 | thousands by filing date | |
| KENNADY DIAMONDS INC | 489165100 | COM | 960 | $5,000 | thousands by filing date | |
| ORICA LTD ADR | 68618H103 | COM | 235 | $5,000 | thousands by filing date | |
| TRACTEBEL ENERGIA SA-SP ADR | 892360108 | COM | 310 | $5,000 | thousands by filing date | |
| WHARF HOLDINGS-UNSPON ADR | 962257408 | COM | 350 | $5,000 | thousands by filing date | |
| GKN PLC - SPONSORED ADR | 361755606 | COM | 818 | $5,000 | thousands by filing date | |
| TAISEI CORP-UNSPONSORED ADR | 874018203 | COM | 110 | $5,000 | thousands by filing date | |
| CHAROEN POKPHAND FOODS PLC ADR | 160904207 | COM | 1,339 | $5,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 338 | $5,000 | thousands by filing date | |
| NOBEL BIOCARE HOLDING AG-REG | H5783Q130 | COM | 325 | $5,000 | thousands by filing date | |
| BBRY US 01/18/14 P5 | CM0020270 | OPT | 1,823 | $5,000 | thousands by filing date | put |
| CHTR US 02/22/14 P110 | CM1402985 | OPT | 82 | $5,000 | thousands by filing date | put |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 137 | $4,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 228 | $4,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 540 | $4,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 100 | $4,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 278 | $4,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 274 | $4,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 260 | $4,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 200 | $4,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 200 | $4,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 350 | $4,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 260 | $4,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 230 | $4,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 220 | $4,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 151 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 54 | $4,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 600 | $4,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 175 | $4,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 132 | $4,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 120 | $4,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 1,300 | $4,000 | thousands by filing date | |
| BYD CO LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 05606L100 | Equity | 422 | $4,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 200 | $4,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 400 | $4,000 | thousands by filing date | |
| Isuzu Motors Ltd. | 465254209 | COM | 60 | $4,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 296 | $4,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 200 | $4,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 2,200 | $4,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 130 | $4,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 492 | $4,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 1,465 | $4,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 7,540 | $4,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 430 | $4,000 | thousands by filing date | |
| VODACOM GROUP LTD-SP | 92858D200 | Common Stock | 330 | $4,000 | thousands by filing date | |
| ECOSPHERE TECHNOLOGIES INC COM | 27922x105 | COM | 14,385 | $4,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 540 | $4,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 175 | $4,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 262 | $4,000 | thousands by filing date | |
| ASIAINFO-LINKAGE INC | 04518A104 | COM | 300 | $4,000 | thousands by filing date | |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 225 | $4,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 2,690 | $4,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 3,500 | $4,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 1,912 | $4,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 2,380 | $4,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 194 | $4,000 | thousands by filing date | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 200 | $4,000 | thousands by filing date | |
| AMERICAN PACIFIC CORP | 028740108 | COM | 110 | $4,000 | thousands by filing date | |
| CLIFTON SAVINGS BANCORP INC | 18712Q103 | COM | 330 | $4,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 250 | $4,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 4,000 | $4,000 | thousands by filing date | principal |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 840 | $4,000 | thousands by filing date | |
| PROSAFE SE ADR | 74346V109 | COM | 460 | $4,000 | thousands by filing date | |
| GRUMA S.A.B. SPONSORED ADR | 400131306 | ADR | 137 | $4,000 | thousands by filing date | |
| DUKE ENERGY CORP $1.281 PFD | 26441C303 | PREFERRED | 200 | $4,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 330 | $4,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 420 | $4,000 | thousands by filing date | |
| POWERSHARES LUX | 73935X633 | LX NANOTCH PTF | 500 | $4,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 200 | $4,000 | thousands by filing date | |
| MAGYAR TELEKOM TELE-SPON ADR | 559776109 | ADR | 512 | $4,000 | thousands by filing date | |
| CHINA NATL MATLS CO ADRF UNSPO | 16948e100 | ADR | 900 | $4,000 | thousands by filing date | |
| POSTNL NV-ADR | 73753A103 | COM | 766 | $4,000 | thousands by filing date | |
| FEDL HOME LOAN MTG CORP | 313400863 | PRF | 275 | $4,000 | thousands by filing date | |
| WIENERBERGER AG-SPON ADR | 967662107 | COM | 1,296 | $4,000 | thousands by filing date | |
| SHIN ETSU CHEMICAL CO | J72810120 | COM | 65 | $4,000 | thousands by filing date | |
| DNB ASA-SPONSOR ADR | 23328E106 | COM | 20 | $4,000 | thousands by filing date | |
| TINGYI CAYMAN ISLN-SPON ADR | 887495307 | COM | 70 | $4,000 | thousands by filing date | |
| MAN SE-UNSPONSORED ADR | 561641101 | COM | 345 | $4,000 | thousands by filing date | |
| GRUPO CARSO -SPONS ADR | 400485207 | COM | 340 | $4,000 | thousands by filing date | |
| EXCELSIOR ABSOLUTE RETURN | BRSAUR526 | LP | 2 | $4,000 | thousands by filing date | |
| AVITA MEDICAL LTD | 053792107 | SPONSORED ADS | 1,600 | $4,000 | thousands by filing date | |
| G4S PLC UNSPONSORD ADR | 37441W108 | ADR | 197 | $4,000 | thousands by filing date | |
| MITSUBISHI TANABE PHARMA COR SPONSORED ADR | 606813202 | Stock | 293 | $4,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 100 | $4,000 | thousands by filing date | |
| CHINA COMMUNICATIONS | 168926103 | SPON AD | 240 | $4,000 | thousands by filing date | |
| VERESEN INC | 92340R106 | Common/Ordinary | 300 | $4,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 951 | $3,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 140 | $3,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 2,170 | $3,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 109 | $3,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 285 | $3,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 122 | $3,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 265 | $3,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 125 | $3,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 60 | $3,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 200 | $3,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 170 | $3,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 91 | $3,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 139 | $3,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 280 | $3,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 190 | $3,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 200 | $3,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 162 | $3,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 180 | $3,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 80 | $3,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 280 | $3,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 136 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 100 | $3,000 | thousands by filing date | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 409 | $3,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 100 | $3,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 300 | $3,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 125 | $3,000 | thousands by filing date | |
| FUJITSU LTD ADR NEW | 359590304 | COMMON STOCK | 106 | $3,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 418 | $3,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 3,000 | $3,000 | thousands by filing date | principal |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 160 | $3,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 160 | $3,000 | thousands by filing date | |
| CITY DEVELOPMENTS-SPONS ADR | 177797305 | COM | 340 | $3,000 | thousands by filing date | |
| MALAYAN BANK ADR | 56108H105 | COM | 556 | $3,000 | thousands by filing date | |
| GETINGE AB-UNSPONSORED ADR | 37427X104 | COM | 73 | $3,000 | thousands by filing date | |
| THK CO LTD-UNSPON ADR | 872434105 | COM | 236 | $3,000 | thousands by filing date | |
| GREAT-WEST LIFEC | 39138C106 | COM | 100 | $3,000 | thousands by filing date | |
| Rostelecom Long Distance ADR | 778529107 | ADR | 142 | $3,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 300 | $3,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 115 | $3,000 | thousands by filing date | |
| CONSUMERS ENERGY CO | 210518304 | Preferred Share | 26 | $3,000 | thousands by filing date | |
| K PLUS S AG | 48265W108 | COMMON STK | 198 | $3,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 139 | $3,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 440 | $3,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 112 | $3,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 510 | $3,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 3,000 | $3,000 | thousands by filing date | principal |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 1,660 | $3,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 474 | $3,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 230 | $3,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 475 | $3,000 | thousands by filing date | |
| COLEMAN CABLE INC | 193459302 | COM | 115 | $3,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 225 | $3,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 94 | $3,000 | thousands by filing date | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 32 | $3,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 700 | $3,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 740 | $3,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 202 | $3,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 800 | $3,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 300 | $3,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 230 | $3,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AH6 | NOTE | 2,000 | $3,000 | thousands by filing date | principal |
| EMERALD OIL INC | 29101U209 | COM NEW | 420 | $3,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 1,290 | $3,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 790 | $3,000 | thousands by filing date | |
| ZYGO CORP | 989855101 | COM | 200 | $3,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 120 | $3,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 180 | $3,000 | thousands by filing date | |
| ROCKVILLE FINANCIAL INC | 774188106 | COM | 244 | $3,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 300 | $3,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 90 | $3,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 200 | $3,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 70 | $3,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 460 | $3,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 375 | $3,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 350 | $3,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 270 | $3,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 200 | $3,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 10,000 | $3,000 | thousands by filing date | |
| CHORUS LTD ADR | 17040V107 | ADR | 434 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 75 | $3,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786U101 | COM | 70 | $3,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 1,000 | $3,000 | thousands by filing date | principal |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 155 | $3,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP | 635906209 | CVPFSTKF | 175 | $3,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 510 | $3,000 | thousands by filing date | |
| MARKET VECTORS TREASURY-HEDG | 57061R775 | HI YLD TREA BD | 100 | $3,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 315 | $3,000 | thousands by filing date | |
| SAVIENT PHARMACEUTICALS INC | 80517QAA8 | CNV | 300,000 | $3,000 | thousands by filing date | principal |
| INTERTAPE POLYMER GROUP INC CMN | 460919103 | Common Stock | 200 | $3,000 | thousands by filing date | |
| POWER FINANCIAL CORP | 73927C100 | COM | 90 | $3,000 | thousands by filing date | |
| CATHAY PAC AIRWAYS-SPONS ADR | 148906308 | COM | 272 | $3,000 | thousands by filing date | |
| FEDERAL HOME LOAN MTG | 313400731 | PRF | 250 | $3,000 | thousands by filing date | |
| JOHNSON ELEC HLDG -SPON ADR | 479087207 | COM | 295 | $3,000 | thousands by filing date | |
| INVESTOR AB-UNSP ADR | 46145A106 | COM | 200 | $3,000 | thousands by filing date | |
| SALZGITTER AG-UNSP ADR | 795842202 | COM | 760 | $3,000 | thousands by filing date | |
| FLSMIDTH & CO A/S-UNSPON ADR | 343793105 | COM | 624 | $3,000 | thousands by filing date | |
| CP POKPHAND-SPONS ADR | 125918201 | COM | 1,320 | $3,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 265 | $3,000 | thousands by filing date | |
| PREFERREDPLUS TR | 740434881 | PRF | 119 | $3,000 | thousands by filing date | |
| LONMIN PLC-SPON ADR | 54336Q203 | COM | 627 | $3,000 | thousands by filing date | |
| AVIVA PLC CAP SECS | 05382A203 | PRF | 98 | $3,000 | thousands by filing date | |
| PERUSAHAAN GAS NE-UNSPON ADR | 69367P106 | COM | 150 | $3,000 | thousands by filing date | |
| BANK OF YOKOHAMA-UNSPON ADR | 066011206 | COM | 127 | $3,000 | thousands by filing date | |
| PDG REALTY SA-SPON ADR | 70454K109 | COM | 1,704 | $3,000 | thousands by filing date | |
| ANGLO AMERICAN PL-UNSPON ADR | 03486T103 | COM | 525 | $3,000 | thousands by filing date | |
| Deutsche Bk Tst 6.55%Perp Cl 5 | 25153x208 | PFD | 110 | $3,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 104 | $3,000 | thousands by filing date | |
| SHANDONG WEIGAO GP ADR | 81941W101 | COMMON | 468 | $3,000 | thousands by filing date | |
| Canacol Energy Ltd | 134808203 | ADR | 500 | $3,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 700 | $3,000 | thousands by filing date | |
| SKY DEUTSCHLAND AG ADR | 83083B101 | ADR | 195 | $3,000 | thousands by filing date | |
| NE US 02/22/14 P33 | CM1426618 | OPT | 89 | $3,000 | thousands by filing date | put |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 63 | $2,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 160 | $2,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 95 | $2,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 872 | $2,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 712 | $2,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 300 | $2,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 40 | $2,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 180 | $2,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 300 | $2,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 50 | $2,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 37 | $2,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 60 | $2,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 94 | $2,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 200 | $2,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 367 | $2,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 200 | $2,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 170 | $2,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 210 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 50 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 30 | $2,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 40 | $2,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 738 | $2,000 | thousands by filing date | |
| OTSUKA HOLDINGS CO LTD UNSPONS ADR | 689164101 | FOREIGN | 110 | $2,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 525 | $2,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 230 | $2,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 2,000 | $2,000 | thousands by filing date | principal |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 16 | $2,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 210 | $2,000 | thousands by filing date | |
| ASX LTD UNSPONSORED ADR | 00212E103 | COM | 50 | $2,000 | thousands by filing date | |
| SINGAPORE AIRLINES ADR | 82930C106 | COM | 110 | $2,000 | thousands by filing date | |
| BANK CENTRAL ASIA-UNSPON ADR | 69368G105 | COM | 110 | $2,000 | thousands by filing date | |
| Sino Ld Ltd Sp ADR | 829344308 | ADR | 275 | $2,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 110 | $2,000 | thousands by filing date | |
| NASSAU COS NEW YORK 7.45 QUIBS 2032 | 71902E208 | Preferred Stock | 110 | $2,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 49 | $2,000 | thousands by filing date | |
| Sanofi SA | F5548N101 | COM | 15 | $2,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 745 | $2,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 56 | $2,000 | thousands by filing date | |
| Gazprom Neft Spons Adr | 36829G107 | ADR | 90 | $2,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 400 | $2,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 65 | $2,000 | thousands by filing date | |
| E2OPEN INC | 29788A104 | COM | 100 | $2,000 | thousands by filing date | |
| ING U S INC | 45685E106 | COM | 50 | $2,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 200 | $2,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 510 | $2,000 | thousands by filing date | |
| ZOLTEK COS INC | 98975W104 | COM | 141 | $2,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 290 | $2,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 86 | $2,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 2,000 | $2,000 | thousands by filing date | principal |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 105 | $2,000 | thousands by filing date | |
| GSE HOLDING INC | 36191X100 | COM | 1,060 | $2,000 | thousands by filing date | |
| OI S.A. | 670851104 | SPONSORED ADR | 1,025 | $2,000 | thousands by filing date | |
| FLOW INTL CORP | 343468104 | COM | 620 | $2,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 150 | $2,000 | thousands by filing date | |
| MAJESCO ENTERTAINMENT CO | 560690208 | COM NEW | 2,545 | $2,000 | thousands by filing date | |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 1,520 | $2,000 | thousands by filing date | |
| ZAZA ENERGY CORP | 98919T100 | COM | 2,360 | $2,000 | thousands by filing date | |
| ESB FINANCIAL CORP | 26884F102 | COM | 144 | $2,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 1,000 | $2,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 120 | $2,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 323 | $2,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 410 | $2,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 300 | $2,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 1,180 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 63 | $2,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 100 | $2,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 709 | $2,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 387 | $2,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 54 | $2,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 120 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 100 | $2,000 | thousands by filing date | |
| GEEKNET INC | 36846Q203 | COM | 105 | $2,000 | thousands by filing date | |
| WORLETYPARSONS LTD | 98161Q101 | COM | 118 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 73 | $2,000 | thousands by filing date | |
| EXXARO RESOURCES ADR F SPONSOR | 30231d109 | ADR | 170 | $2,000 | thousands by filing date | |
| PT XL AXIATA TBK ADR F UNSPONS | 69369r100 | ADR | 250 | $2,000 | thousands by filing date | |
| ZOOMLION HEAVY INDU ADRF UNSPO | 98978w101 | ADR | 193 | $2,000 | thousands by filing date | |
| Paid Inc | 69561N204 | COM | 8,900 | $2,000 | thousands by filing date | |
| LADBROKES PLC-ADR | 505730101 | COM | 842 | $2,000 | thousands by filing date | |
| STEVIA FIRST CORP | 86031Q104 | COM | 5,000 | $2,000 | thousands by filing date | |
| EURASIAN NATURAL RES-UNS ADR | 29843V101 | COM | 980 | $2,000 | thousands by filing date | |
| INVENSYS PLC -SPON ADR | 461204307 | COM | 180 | $2,000 | thousands by filing date | |
| FLETCHER BUILDING-SPN ADR | 339305302 | COM | 120 | $2,000 | thousands by filing date | |
| INDRA SISTEMAS SA-UNSP ADR | 45579R106 | COM | 191 | $2,000 | thousands by filing date | |
| DIXONS RETAIL PLC-SP ADR | 255876104 | COM | 665 | $2,000 | thousands by filing date | |
| MINERA FRISCO SAB-LEV1-ADR | 60283E101 | COM | 410 | $2,000 | thousands by filing date | |
| MITSUBISHI CHEMICAL-UNSP ADR | 606763100 | COM | 93 | $2,000 | thousands by filing date | |
| NEPTUNE ORIENT LINES-SP ADR | 640773206 | COM | 425 | $2,000 | thousands by filing date | |
| TERRA CAP PLC | G8762U107 | COM | 2,000 | $2,000 | thousands by filing date | |
| SUNERGY INC PAR $.001 | 86732G306 | COM | 1,464,555 | $2,000 | thousands by filing date | |
| PATRIOT COAL CORP | 70336TAA2 | CONV BND | 115,000 | $2,000 | thousands by filing date | principal |
| GRUPO MODELO S.A.B.-SPON ADR | 40051F100 | COM | 20 | $2,000 | thousands by filing date | |
| KONICA MINOLTA INC -UNS ADR | 50048B104 | COM | 120 | $2,000 | thousands by filing date | |
| F&W PUBLICATIONS INC | BAX397BX6 | COM | 3,740 | $2,000 | thousands by filing date | |
| APERAM-NY REGISTRY SHARES | 03754H104 | COM | 111 | $2,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 227 | $2,000 | thousands by filing date | |
| BALFOUR BEAUTY PLC | 05845R306 | ADR | 259 | $2,000 | thousands by filing date | |
| PAR PETE CORP COM STK | 69888T108 | COM | 1,093 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 38 | $2,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 162 | $2,000 | thousands by filing date | |
| BBRY US 01/18/14 P6 | CM0020288 | OPT | 334 | $2,000 | thousands by filing date | put |
| BBRY US 01/18/14 P3 | CM0022391 | OPT | 1,576 | $2,000 | thousands by filing date | put |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 650 | $1,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 68 | $1,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 8 | $1,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 113 | $1,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 132 | $1,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 60 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 33 | $1,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 60 | $1,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 302 | $1,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 40 | $1,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 140 | $1,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 40 | $1,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 77 | $1,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 175 | $1,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 110 | $1,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 50 | $1,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 130 | $1,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 60 | $1,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 350 | $1,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 20 | $1,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 175 | $1,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 60 | $1,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 100 | $1,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 20 | $1,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 13 | $1,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 89 | $1,000 | thousands by filing date | |
| ADMIRAL GROUP ADR | 007192107 | ADR | 40 | $1,000 | thousands by filing date | |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 70 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-002429 | this filing | 2014-02-14 | acceptance time not in the bulk data set |