Skip to content

13F-HR filed by AMERIPRISE FINANCIAL INC

AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 5,530 holding rows worth $165,084,745,000.

Accession
0000950123-14-002429
Filed
2014-02-14
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2013

A combination report, 8,595 entries on the cover page, a total value of $165,084,745,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $165,084,745,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.

Other managers

  • reports for this filerAmeriprise Financial, Inc. 028-00139
  • reports for this filerColumbia Management Investment Advisers, LLC 028-10477
  • reports for this filerAmeriprise Trust Company 028-01045
  • reports for this filerAmeriprise Certificate Company 028-00140
  • reports for this filerRiverSource Life Insurance Company 028-00143
  • reports for this filerRiverSource Life Insurance Company of New York 028-01046
  • reports for this filerThreadneedle Asset Management Limited 028-10644
  • reports for this filerAmeriprise Financial Services, Inc. 028-14918
  • included managerAmeriprise Financial, Inc. 028-00139
  • included managerColumbia Management Investment Advisers, LLC 028-10477
  • included managerAmeriprise Trust Company 028-01045
  • included managerAmeriprise Certificate Company 028-00140
  • included managerRiverSource Life Insurance Company 028-00143
  • included managerRiverSource Life Insurance Company of New York 028-01046
  • included managerThreadneedle Asset Management Limited 028-10644
  • included managerAmeriprise Financial Services, Inc. 028-14918

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
CELSION CORPORATION COM PAR15117N404Stock111$0thousands by filing dateValue filed as zero, left out of ratios.
LEHMAN BROTHERS HLDGSCAP TR VI PFD SER N6.2452520X208Convertible Preferred650$0thousands by filing dateValue filed as zero, left out of ratios.
SPO Global Inc78468T107Com1$0thousands by filing dateValue filed as zero, left out of ratios.
DEBENHAMS PLC SPONSORED ADR242737203ADR13$0thousands by filing dateValue filed as zero, left out of ratios.
RXI PHARMACEUTICALS CORP NEW74979C303COM NEW1$0thousands by filing dateValue filed as zero, left out of ratios.
WI-TRON INC96684U104COM300,000$0thousands by filing dateValue filed as zero, left out of ratios.
KWIKWEB.COM INC501526107COM21,885$0thousands by filing dateValue filed as zero, left out of ratios.
SENDTEC INC81688A106COM25,000$0thousands by filing dateValue filed as zero, left out of ratios.
GUINNESS EXPLORATION40204A107Equities2,000$0thousands by filing dateValue filed as zero, left out of ratios.
BLUE ZEN MEMORIAL PARKS INC *DELISTED09608A104not reportable700$0thousands by filing dateValue filed as zero, left out of ratios.
Foundation Healthcare, Inc.350405106common500$0thousands by filing dateValue filed as zero, left out of ratios.
BILLABONG INTL LTD-UNSP ADR090055104ADR80$0thousands by filing dateValue filed as zero, left out of ratios.
GOODRICH PETROLEUM CORP382410AB4CONV BND2,000$0thousands by filing dateprincipalValue filed as zero, left out of ratios.
AMERICAN MOLD GUARD INC02756R102COM4,000$0thousands by filing dateValue filed as zero, left out of ratios.
NOUVEAU HOLDINGS INC66979N107COM6$0thousands by filing dateValue filed as zero, left out of ratios.
E.NVIZION COMM GROUP LTD26874X105COM1,200$0thousands by filing dateValue filed as zero, left out of ratios.
LASV ENTERPRISES INC518136205COM2,000$0thousands by filing dateValue filed as zero, left out of ratios.
CAPITAL FRANCHISING INC14016R103COM1,000$0thousands by filing dateValue filed as zero, left out of ratios.
ORCHARD SUPPLY HARDWARE STORES CL A688197102Stock40$0thousands by filing dateValue filed as zero, left out of ratios.
OSH 1 LIQUIDATING CORP688197201COM627$0thousands by filing dateValue filed as zero, left out of ratios.
GEOVIC MINING CORP373686104COM436$0thousands by filing dateValue filed as zero, left out of ratios.
COMPUSONICS VIDEO CORP209929108COM34$0thousands by filing dateValue filed as zero, left out of ratios.
CROWDGATHER INC22787P107COM500$0thousands by filing dateValue filed as zero, left out of ratios.
EASYLINK SOLUTIONS CORP27785J102COM1,000$0thousands by filing dateValue filed as zero, left out of ratios.
UNIVERSAL GOLD MINING CORP91357A105COM100$0thousands by filing dateValue filed as zero, left out of ratios.
C-3D DIGITAL INC126514108COM1,000$0thousands by filing dateValue filed as zero, left out of ratios.
BRAINY BRANDS CO INC/THE10503G105COM500$0thousands by filing dateValue filed as zero, left out of ratios.
AMERICAN UNITY INVESTMENTS030356109COM10,600$0thousands by filing dateValue filed as zero, left out of ratios.
LEVEL BEST GOLF INC52729P105COM36,000$0thousands by filing dateValue filed as zero, left out of ratios.
AMAT US 01/18/14 P16CM0020205OPT22$0thousands by filing dateputValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0000950123-14-002429this filing2014-02-14acceptance time not in the bulk data set