13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 5,530 holding rows worth $165,084,745,000.
- Accession
- 0000950123-14-002429
- Filer
- CIK 820027
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A combination report, 8,595 entries on the cover page, a total value of $165,084,745,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $165,084,745,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAmeriprise Financial, Inc. 028-00139
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Company 028-01045
- reports for this filerAmeriprise Certificate Company 028-00140
- reports for this filerRiverSource Life Insurance Company 028-00143
- reports for this filerRiverSource Life Insurance Company of New York 028-01046
- reports for this filerThreadneedle Asset Management Limited 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- included managerAmeriprise Financial, Inc. 028-00139
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Company 028-01045
- included managerAmeriprise Certificate Company 028-00140
- included managerRiverSource Life Insurance Company 028-00143
- included managerRiverSource Life Insurance Company of New York 028-01046
- included managerThreadneedle Asset Management Limited 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 15 | $1,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 10 | $1,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 35 | $1,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 130 | $1,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 70 | $1,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 458 | $1,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 60 | $1,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 2,390 | $1,000 | thousands by filing date | |
| SUMITOMO CHEMICAL CO UNS ADR | 865612105 | COM | 73 | $1,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 400 | $1,000 | thousands by filing date | |
| LIFE HEALTHCARE GRP | 531850105 | Common Stock | 70 | $1,000 | thousands by filing date | |
| MR PRICE GROUP | 62476L207 | Common Stock | 78 | $1,000 | thousands by filing date | |
| GASFRAC ENERGY SVCS F | 367257201 | COM | 600 | $1,000 | thousands by filing date | |
| SPYGLASS RES CORP COM | 852193101 | COM | 349 | $1,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 100 | $1,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 92 | $1,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 20 | $1,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 121 | $1,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 379 | $1,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 250 | $1,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 210 | $1,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 410 | $1,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 500 | $1,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 130 | $1,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 90 | $1,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 101 | $1,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 210 | $1,000 | thousands by filing date | |
| CADENCE PHARMACEUTICALS INC | 12738T100 | COM | 160 | $1,000 | thousands by filing date | |
| PACER INTL INC TENN | 69373H106 | COM | 73 | $1,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 1,120 | $1,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 98 | $1,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 30 | $1,000 | thousands by filing date | |
| GENTIUM S P A | 37250B104 | SPONSORED ADR | 20 | $1,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 50 | $1,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 682 | $1,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 140 | $1,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 200 | $1,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 620 | $1,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 810 | $1,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 1,500 | $1,000 | thousands by filing date | |
| USEC INC | 90333EAC2 | NOTE 3.000%10/0 | 4,000 | $1,000 | thousands by filing date | principal |
| DOMINION DIAMOND CORP | 257287102 | COM | 82 | $1,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 37 | $1,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 1,250 | $1,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 471 | $1,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 300 | $1,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 100 | $1,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 100 | $1,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 195 | $1,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 143 | $1,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 25 | $1,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 500 | $1,000 | thousands by filing date | |
| Berkshire Income Realty Inc Cl A PFD | 084690205 | Pfd Stk | 55 | $1,000 | thousands by filing date | |
| BSD MEDICAL CORP | 055662100 | COM | 500 | $1,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 75 | $1,000 | thousands by filing date | |
| RICK'S CABARET INTL INC | 765641303 | COM | 75 | $1,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 50 | $1,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 840 | $1,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 150 | $1,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 100 | $1,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 410 | $1,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 800 | $1,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 100 | $1,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 123 | $1,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 130 | $1,000 | thousands by filing date | |
| SYNTROLEUM CORP | 871630208 | COM | 358 | $1,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 45 | $1,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 212 | $1,000 | thousands by filing date | |
| FORTEGRA FINANCIAL CORP | 34954W104 | COM | 140 | $1,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 33 | $1,000 | thousands by filing date | |
| PULSE ELECTRONICS CORP | 74586W205 | COM | 400 | $1,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 130 | $1,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 60 | $1,000 | thousands by filing date | |
| L+L ENERGY INC | 50162D100 | COM | 1,080 | $1,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 2,000 | $1,000 | thousands by filing date | |
| DIAMONDHEAD CASINO CORP | 25278S100 | COM | 1,000 | $1,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 60 | $1,000 | thousands by filing date | |
| ALLIED IRISH BANKS - SPONS ADR | 019228808 | ADR | 870 | $1,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 280 | $1,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 140 | $1,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 270 | $1,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A106 | CMN | 430 | $1,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 1,000 | $1,000 | thousands by filing date | |
| AMERICAN INDEPENDENCE CORP | 026760405 | COM | 74 | $1,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 310 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 33 | $1,000 | thousands by filing date | |
| PROMOTORA DE INFORMACIONES S | 74343G303 | ADR CL B CONV | 411 | $1,000 | thousands by filing date | |
| GlaxoSmithKline PLC | G3910J112 | COM | 43 | $1,000 | thousands by filing date | |
| PT MEDIA NUSANTARA CITRA | 69369J108 | COM | 40 | $1,000 | thousands by filing date | |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 210 | $1,000 | thousands by filing date | |
| NINETOWNS INTERNET TECH GRP | 654407105 | ADR | 530 | $1,000 | thousands by filing date | |
| DAPHNE INTER ADR F UNSPONSORED | 237031109 | ADR | 66 | $1,000 | thousands by filing date | |
| TMK OAO ADR F SPONSORED ADR 1 | 87260r300 | ADR | 80 | $1,000 | thousands by filing date | |
| CELESIO AG-UNSPONSORED ADR | 15100H109 | COM | 226 | $1,000 | thousands by filing date | |
| COBHAM PLC-UNSPON ADR | 19089R104 | COM | 90 | $1,000 | thousands by filing date | |
| JAPAN STEEL WORKS-UNSPON ADR | 471100206 | COM | 50 | $1,000 | thousands by filing date | |
| SPENDSMART PAYMENTS | 848324208 | COM | 666 | $1,000 | thousands by filing date | |
| ALPHA BANK AE-SPON ADR | 02071M101 | COM | 3,493 | $1,000 | thousands by filing date | |
| INMARSAT PLC ADR | 45772S109 | COM | 98 | $1,000 | thousands by filing date | |
| INMUEBLES CARSO SAB-LEV1-ADR | 45778R105 | COM | 145 | $1,000 | thousands by filing date | |
| EXCEL MARITIME CARRIERS LTD | V3267N107 | COM | 5,140 | $1,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP | Y8162K105 | COM | 57 | $1,000 | thousands by filing date | |
| CAIRN ENERGY PLC-UNSPON ADR | 12776P200 | COM | 117 | $1,000 | thousands by filing date | |
| TEIJIN LTD-UNSPONSORED ADR | 879063204 | COM | 58 | $1,000 | thousands by filing date | |
| MRV ENGENHARIA | 553479106 | COM | 186 | $1,000 | thousands by filing date | |
| BHM TECHNOLOGIES LLC | 059998948 | COM | 151,041 | $1,000 | thousands by filing date | |
| MTR CORP LTD-ADR | 553768300 | COM | 15 | $1,000 | thousands by filing date | |
| XTL BIOPHARMACEUTICALS-ADR | 98386D208 | COM | 441 | $1,000 | thousands by filing date | |
| ITALCEMENTI SPA-UNSPONS ADR | 465272201 | COM | 160 | $1,000 | thousands by filing date | |
| ZTE CORP-UNSPON ADR | 98878Q105 | COM | 260 | $1,000 | thousands by filing date | |
| CORP BACKD TR CTFS 03-17 | 21988K404 | PRF | 60 | $1,000 | thousands by filing date | |
| CORUS ENTERTAINMENT INC-B SH | 220874101 | COM | 61 | $1,000 | thousands by filing date | |
| KOBE STEEL LTD-SPONS ADR | 499892107 | COM | 145 | $1,000 | thousands by filing date | |
| READERS DIGEST ASSN INC | BAX3940K3 | COM | 26,729 | $1,000 | thousands by filing date | |
| F&W PUBLICATIONS INC | BAX397C64 | WT | 2,034 | $1,000 | thousands by filing date | |
| CHINA OVERSEAS LIMITED & | 169403201 | COM | 9 | $1,000 | thousands by filing date | |
| GEELY AUTOMOBILE-UNSPON ADR | 36847Q103 | COM | 85 | $1,000 | thousands by filing date | |
| GEMALTO NV-SPONSORED ADR | 36863N208 | COM | 10 | $1,000 | thousands by filing date | |
| VIRTRA SYSTEMS INC | 92827K103 | COM | 17,000 | $1,000 | thousands by filing date | |
| DAIHATSU MTR CO LTD ADR | 23381A108 | ADR | 30 | $1,000 | thousands by filing date | |
| RSA INSURANCE GROUP PLC ADR | 74971A206 | ADR | 92 | $1,000 | thousands by filing date | |
| Alliance Global Group Inc | 01861B101 | Com | 36 | $1,000 | thousands by filing date | |
| SM INVTS CORP ADR | 78455R205 | COM | 125 | $1,000 | thousands by filing date | |
| PRUKSA REAL ESTATE PLC ADR | 74441Y107 | ADR | 56 | $1,000 | thousands by filing date | |
| PANALPINA WELTTRANSP-UNS ADR | 698116100 | ADR | 22 | $1,000 | thousands by filing date | |
| PTGI HOLDING INC | 74443P104 | COM | 200 | $1,000 | thousands by filing date | |
| OMX US 01/18/14 P12 | CM0020502 | OPT | 136 | $1,000 | thousands by filing date | put |
| OMX US 01/18/14 P11 | CM0020510 | OPT | 208 | $1,000 | thousands by filing date | put |
| ATVI US 01/18/14 P15 | CM0021682 | OPT | 276 | $1,000 | thousands by filing date | put |
| ACT US 01/18/14 P145 | CM0021856 | OPT | 53 | $1,000 | thousands by filing date | put |
| VPHM US 01/18/14 P40 | CM0021898 | OPT | 221 | $1,000 | thousands by filing date | put |
| WORLDCOM INC GA NEW | 98157D106 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUZANO S A SPON ADS | 86959K105 | ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CDW CORP COM | 12514G108 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCURAY INC DEL | 004397105 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIMEDX GROUP INC | 602496101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERA BRADLEY INC | 92335C106 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S CONCRETE INC | 90333L201 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAMMIN JAVA CORP | 470751108 | COM | 410 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRADA S P A FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 73942H100 | AMERICAN DEPOSITORY | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAS CAR-MART INC | 03062T105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARBONITE INC | 141337105 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARCHEX INC | 56624R108 | CMN | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATP OIL & GAS CORP | 00208j108 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRAWFORD & CO | 224633107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZCO Liquidating Corp | 67086E303 | COM | 6,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TDK Corp | 872351408 | Equity | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLUTIA INC | 834376105 | COMMON STOCK | 1,552 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLASE INC | 090911108 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THORNBURG MORTGAGE INC | 885218800 | COMMON STOCK | 823 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATRIOT COAL CORP | 70336T104 | COMMON STOCK | 3,450 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST HORIZON NAT'L FRACTIONAL | DCA517101 | COMMON STOCK | 134,548 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WASHINGTON MUTUAL INC COMMON | 939ESC968 | COMMON STOCK | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASKMENOW INC | 045188109 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLONIAL BANCGROUP INC | 195493309 | COMMON STOCK | 3,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMDISCO HOLDING CO | 200334118 | COMMON STOCK | 1,091 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDEARC INC | 451663108 | COMMON STOCK | 446 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDYMAC BANCORP INC | 456607100 | COMMON STOCK | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTEL NETWORKS CORP | 656568508 | COMMON STOCK | 5,863 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| China Res Enterprise Ltd | 16940R109 | USD | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BB LIQUIDATING INC | 05532D107 | COM | 333 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hugoton Royalty Trust | 444717102 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUSQVARNA AB ADR | 448103101 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEST JAPAN RAILWAY-UNSP ADR | 953432101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AAC TECHNOLOGIES HOLDINGS INC ADR | 000304105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARFRIG GLOBAL FOOD SPON ADR | 56656T105 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOL HUNGARIAN OIL SP ADR | 608464202 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELE2 AB B UNSPON ADR | 87952P307 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK REGIONAL RAIL CORP | 649768108 | SHS | 375,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Myrexis Inc | 62856H107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSWITCH CORP | 894065309 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED ENERGETICS INC | 03819M106 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PT INDOFOOD SUSKSES | 45577X105 | Common Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YUE YUEN INDUSTRIAL | 988415105 | Common Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERTICAL COMPUTER SYSTEMS INC | 92532R203 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVERGREEN ENERGY INC | 30024B203 | COMMON STOCK | 20,581 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHT MANAGEMENT GP | 53222E209 | Stock | 9,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFORMATION ARCHITECTS CORP COM PAR $0 001 NEW APRIL 2011 | 45669R701 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL MARINE LTD COM | 37944Y106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XINYI GLASS HLDGS LTD FSPONSORED ADR 1 ADR REPS 20 ORD SHS | 98418R100 | ADR | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARCHLIGHT MINERALS CORP NEW | 812224202 | COM | 750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPONGETECH DELIVERY XXXREGISTRATION REVOKED BY THE SEC EFF: 10/21/23 | 849109103 | STOK | 19,327 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERAPEUTICSMD INC | 88338N107 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDSWEPT ENVIRONMENTAL GROUP INC. | 973812100 | Ordinary Share | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHISLE COPPER & GOL F | 66644R103 | FOREIGN CANADIAN | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CDEX INC A XXXREGISTRATION REVOKED BY THE SEC EFF: 05/18/18 | 12507E201 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Verbund | 92336Y107 | ADR | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gevo Inc | 374396109 | COMMON | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERASTEM INC | 92337C104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MECHEL OAO | 583840103 | SPONSORED ADR | 126 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONDE RESOURCES CORP | 835426107 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMATION CORP | 45245A107 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMELOT INFORMATION SYS INC | 13322V105 | ADS RP ORD SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEXTURA CORP | 883211104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEMPRA INC | 15130J109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONE PINE RES INC | 54222A106 | COM | 326 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIGNET INC | 766582100 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOCUS INC | 92858J108 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAXYGEN INC | 577776107 | COM | 5,190 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISOFTSTONE HLDGS LTD | 46489B108 | SPONSORED ADS | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVENTURE FOODS INC | 461212102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN MANAGMENT,LLC | EKE55U103 | COM | 106,754 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADISYS CORP | 750459109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOLAN CO/THE | 25659P402 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLDWATER CREEK INC | 193068202 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIMCERE PHARMACEUTICAL GROUP | 82859P104 | SPON ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cbs Corporation Cl A New | 124857103 | CLA | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ampio Pharmaceuticals | 03209T109 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MITCHAM INDS INC COM | 606501104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fairpoint Communications Inc/O | 305560104 | COM | 144 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNTECH PWR HLDGS CO LTD | 86800CAE4 | NOTE 3.000% 3/1 | 3,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTONAVI HLDGS LTD | 05330F106 | SPONSORED ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Galena Biopharma Inc | 363256108 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860103 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUN BANCORP INC | 86663B102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UQM TECHNOLOGIES INC | 903213106 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Citadel Broadcasting Corp | 17285T106 | Com | 731 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REALNETWORKS INC | 75605L708 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LCA-VISION INC | 501803308 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KIOR INC - CL A | 497217109 | CL A | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METRO BANCORP INC | 59161R101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDSANDS DEVELOPMENT COMPANY | 381454107 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRAVO! BRANDS INC. | 105666101 | COM | 5,914 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYGNUS E-TRANSACTION GROUP | 23255V105 | COM | 51,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHARMAGEN INC. | 71715W106 | COM | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SWK HOLDINGS CORP. | 78501P104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISIONCHINA MEDIA INC | 92833U202 | SPON ADR NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Panolam Holdings Co | 69860T100 | COM | 268 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 240 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVATION COMPANIES INC | 66989V107 | COM | 187 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USEC INC | 90333E207 | COMMON | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY CONVERSION DEVICES INC. | 292659109 | COMMON | 4,120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTEON CORP - WARRANT | 92839U115 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 116 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BACTERIN INTERNATIONAL HLDGS INC. | 05644R101 | COM | 890 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOLTARI CORP NEW | 92870X309 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELONG - ADR | 290138205 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERWAVE TECHNOLOGIES INC | 739363307 | CMN | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALON BLUE SQUARE ISRAEL LTD | 02051Q106 | SPONSORED ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROSEAS LTD | Y23592200 | CMN | 275 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROMOTORA DE INFORMACIONES-A | 74343G204 | CMN | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA HYDROELECTRIC CP-ADS | 16949D101 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SI FINL GROUP INC MD | 78425V104 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COUNTRY STYLE COOKING REST ADR | 22238M109 | ADR-EMG MKT | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IFM INVTS LTD | 45172L209 | ADS CL A NEW | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDWARDS GROUP LTD | 281736108 | SPONSORED ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COGO GROUP INC | G22538105 | ORD SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE BROADBAND INC NXXX | 269437208 | cs | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRAC ENBRIDGE ENERGY MGMT | CKC50X106 | EQUITY | 57,216 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTS CATSKILL LITIGATION T | 149353104 | EQUITY | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELTA FINANCIAL CORP COM | 247918105 | EQUITY | 450 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KENTUCKY USA ENERGY INC | 491665105 | EQUITY | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MSGI SEC SOLUTIONS INC | 553570102 | EQUITY | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RASER TECHNOLOGIES INC | 754055101 | EQUITY | 750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FEDERAL MOGUL CORP COM | 313549107 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMPIRE RESORTS INC | 292052206 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONGZHONG CORP | 50047P104 | CMN | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DORAL FINL CORP COM | 25811P852 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 333 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENTUO INTL INC | 526353107 | SPONSORED ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KU6 MEDIA CO LTD | 48274B103 | SPONSORED ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZUOAN FASHION LTD | 98982X103 | SPONSORED ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHARM COMMUNICATIONS INC | 16112R101 | ADR SHS CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE9 LTD | 88337K104 | ADR | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIO ONE INC | 75040P108 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAOMEE HLDGS LTD | 87600Y106 | SPONSORED ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOAH ED HLDGS LTD | 65487R303 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINAEDU CORP | 16945L107 | SPONS ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA XINIYA FASHION LTD | 16950W105 | SPONSORED ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA ZENIX AUTO INTL LTD | 16951E104 | ADS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL HOLDINGS | 636375107 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Bioject Med Tech Inc | 09059T206 | COM | 6,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENETIC TECHNOLOGIES LTD | 37185R109 | SPONSORED ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Telekom Austria AG ADR | 87943Q109 | ADR | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDCATH CORP | 58404W109 | COM | 192 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Atmospheric Glow Technologies | 049567100 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LYNAS CORP LTD SPONSORED ADR | 551073208 | COM | 1,093 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORLD ACCESS INC COM | 98141A101 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GERBER SCIENTIFIC INC RTS | 37373ESC5 | WT | 124,408 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDMARK GLBL FIN CORP | 514934108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LASERSIGHT INC NEW | 517924304 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POSITIVEID CORP NEW | 73740J308 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLARENT CORP DEL | 180461105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FEDERAL MOGUL CORP WTS | 313549115 | WT | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JIANGBO PHARMACEUTICALS | 47737R101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OLD STONE CORP | 680293107 | COM | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROBOTIC VISION SYSTEM | 771074309 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WA FUNDING TR III D ESCROW | 939ESC802 | COM | 3,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AOT BEDDING SUPER HOLDINGS, A1 | 001993930 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST NATIONAL | 32111B104 | COM | 265 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KWG RESOURCES INC | 48277D205 | COM | 4,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KANSAI ELECTRIC PWR-UNS ADR | 484602305 | COM | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEDEM PHARMACEUTICALS | 48723P109 | COM | 257 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBEL BIOCARE HOLD-UNSP ADR | 65488C107 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROOMSTORE INC | 77638R108 | COM | 737 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAIPEM SPA-UNSPON ADR | 79376W208 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRASBAUGH | 86260A101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRIKE AXE INC | 86332J106 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVERGREEN SOLAR INC | 30033R306 | COM | 3,351 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESTORS ECON SYSTS | 461990103 | COM | 2,305 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ION MEDIA NETWORKS SPEC WTS | 46299M997 | WT | 283 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBLE METAL RECOVERY LTD | 655058204 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH AMERN EXPL NEW | 656855202 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHFIELD LABS INC | 666135108 | COM | 1,380 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAMARITAN PHARMACEUTICLS | 79586Q207 | COM | 834 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TPC LIQUIDATION INC | 89235J108 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSFORM LOGIC CORP NEW | 893658203 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANCED OPTICS | 00754V109 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOUNCE MOBILE SYSTEMS | 101626109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAIRLANE MANAGEMENT CORP | 305059107 | COM | 52,004 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLASHPOINT TECHNOLOGY | 33899A979 | COM | 246,914 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCORPION TECH A 4/94 NEW | 809178601 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIR CHINA LTD-SPONSORED-ADR | 00910M100 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FALCON TECHNOLOGIES INC | 30609L105 | COM | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIAMOND EQUITIES INC | 252592100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGERATI TECHNOLOGIES | 25375L206 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SBM OFFSHORE NV-UNSPON ADR | 78404D109 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRUMP ENTERTAINMENT | 89816T202 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UAL CORP | 902549500 | COM | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PCCW LTD | Y6802P120 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AT HOME CORPORATION | 045919AF4 | CONV BND | 4,193,138 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| DURA AUTOMOTIVE | 265903104 | COM | 4,127 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAIGHTS CROSS COMM INC | 405990425 | COM | 302,134 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANEI CORP | 409998168 | COM | 49,382 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METROGAS SA-SPONSORED ADR | 591673207 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NPF12 2002-2 A ESCROW | 629ESC9J5 | COM | 10,000,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL STORM | 637882101 | COM | 2,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QSGI INC | 74729D106 | COM | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Q2 GOLD RES INC | 74731U104 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR QUAL FRACTIONS | DDJ32D101 | COM | 23,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCHER LTD | G0451H109 | COM | 575 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BINGO.COM LIMITED | G11152108 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURIGA LABORATORIES INC | 05155L105 | COM | 31,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAY ROAD INC NEW | 06738T201 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALYPSO WIRELESS INC | 131720104 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALPINE CORP ESCROW 4 | 131ESC9C1 | COM | 29,236,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE TECH COMMNS INC | 270040207 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDASTRADE COM INC | 59563U108 | COM | 296 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAM CAPITAL LLC | 749200994 | LP | 3,654,271 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BENGUET CORP | 081851206 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDEN ENERGY CORP PAR | 27944M301 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEALTHTRAC INC | 42226R100 | COM | 534 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEARTLAND OIL & GAS | 42235Q200 | COM | 650 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RED OAK HEREFORD FARMS | 756790101 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAPESTRY PHARMS INC CHG | 876031204 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEKNOWLEDGE CORP | 878919208 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYCLONE POWER | 23254W104 | COM | 2,350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINC ENERGY LTD-SPON ADR | 532782109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROGRESS ENERGY INC-CVO | 743263AA3 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OSCIENT PHARMACEUTICA | 68812R303 | COM | 144 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SULPHCO INC | 865378103 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUMCO CORP-UNSPON ADR | 86558P109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TETON ADVISORS INC-CLASS B | 88165Y101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIZA TECHNOLOGY INC | 05381A105 | COM | 13,008 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXION INTL HLDGS INC | 05462D101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DATANG INTL POWER GEN CO-ADR | 23808Q207 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORNE INTERNATIONAL INC | 440591105 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNTINGTON OK OIL | 44667N101 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THATLOOK.COM INC + | 883265100 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEBUT DIAMONDS INC | 24276X104 | COM | 255 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYDROMAID INTL INC | 44880F109 | COM | 5,775 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDENTIPHI INC NEW | 45168Q204 | COM | 734 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAHANAGAR TELEPHONE-ADR | 559778402 | COM | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAN GROUP PLC-UNSPON ADR | 56164U107 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNTAX BRILLIAN CORP | 87163L103 | COM | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCOTTS LIQUID GOLD INC | 810202101 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WOUND MANAGEMENT | 98211X106 | COM | 1,558 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN ENERGY SVCS NEW | 025642208 | COM | 3,846 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN PHONEMETER | 028870103 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN RARE EARTHS & | 02916V100 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COOPERATIVE BANKSHARES | 216844100 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COPPER NORTH MINING CORP | 21751R107 | COM | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREEN FIELD ENERGY SERVICES. | 39304K114 | WT | 32,694 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENTRY TECHNOLOGY CORP | 81731K101 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHANGHAI ELECTRIC-UNSP ADR | 81943J108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZIFF DAVIS HOLDINGS INC | 98951V104 | COM | 6,660 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLIPHI BIOSCIENCES | 03211P103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANDROS ISLE DEVELOPMENT | 034535104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRUPO FIN INBURSA-SP ADR O | 40048D101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRUPO TMM SA-SP ADR A | 40051D303 | COM | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHINER INTERNATIONAL INC | 824568109 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZVELO INC | 989826102 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BHM TECHNOLOGIES EXIT II | BAX39B8V5 | PRF | 1,808 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ION MEDIA NETWORKS SPEC WTS | BAX39JX24 | WT | 284 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUARIUS PLATINUM-SPON ADR | 03840M208 | COM | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTM MEDIA HOLDINGS INC-B | 22944D401 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA MEDICAL TECH-SPON ADR | 169483104 | COM | 1,870 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| L INTL COMPUTERS INC | 501879100 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LL&E ROYALTY TRUST | 502003106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK INTL COMM GROUP | 64949W109 | COM | 1,219 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLANET SIGNAL INC | 727063109 | COM | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINOFRESH HEALTHCARE INC | 82935D109 | COM | 23,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VINEYARD NATIONAL CHG | 927426106 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKYBRIDGE TECH GRP INC COM NEW | 83082v504 | COMMON EQUITY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENVITT CAP GROUP INC COM | 29413n109 | COMMON EQUITY | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUCTION MILLS INC | 05069J204 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEVA PHARM FIN 0.25%24 | 88164RAB3 | BCO | 2,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PRIMIX CORP | 741618102 | COM | 4,166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BORDERS GROUP INC | 099709107 | COM | 230 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARYZTA AG ADR | 04338X102 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIVS INTELLIMEDIA TECHNOLOGY GROUP INC | 62914U108 | COM | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCOLR PHARMA INC | 78402X107 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA MOBILE GAMES & ENTERTAINMENT LTD | 16952T100 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN PARAMOUNT GOLD CORP N | 02882T204 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARMONIC ENERGY | 413159104 | COMMON | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAXWELL | 57777L104 | COM | 1,820 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN POWER ORD | 02906T107 | COM | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMR Corp Escrow | 001ESC102 | COM | 237,661 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fuqi Intl Inc New | 36102A207 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONVENIENCE TV INC | 212464101 | COM | 6,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT WESTERN MINERALS GROUP | 39141Y103 | COM | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Paradigm Adv Tech Inc. | 699004107 | COM | 19,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MABCURE INC | 554094102 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NXT NUTRITIONALS HLDGS INC COM | 67073X108 | Stock | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-002429 | this filing | 2014-02-14 | acceptance time not in the bulk data set |