13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 5,928 holding rows worth $144,431,000,000.
- Accession
- 0000950123-13-006379
- Filer
- CIK 820027
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A combination report, 8,905 entries on the cover page, a total value of $144,431,000,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,431,000,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAmeriprise Financial, Inc. 028-00139
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Company 028-01045
- reports for this filerAmeriprise Certificate Company 028-00140
- reports for this filerRiverSource Life Insurance Company 028-00143
- reports for this filerRiverSource Life Insurance Company of New York 028-01046
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- included managerAmeriprise Financial, Inc. 028-00139
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Company 028-01045
- included managerAmeriprise Certificate Company 028-00140
- included managerRiverSource Life Insurance Company 028-00143
- included managerRiverSource Life Insurance Company of New York 028-01046
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CALLON PETE CO DEL | 13123X102 | COM | 4,615 | $15,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 3,018 | $15,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 600 | $15,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 2,341 | $15,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 7,569 | $15,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 758 | $15,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 2,935 | $15,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 4,735 | $15,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 11,582 | $15,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 4,165 | $15,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 4,916 | $15,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 5,889 | $15,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 3,328 | $15,000 | thousands by filing date | |
| ASSISTED LIVING CONCPT NEV N | 04544X300 | CL A NEW | 1,255 | $15,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 629 | $15,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 1,212 | $15,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 1,059 | $15,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 720 | $15,000 | thousands by filing date | |
| MICHAEL BAKER CORP | 057149106 | COM | 539 | $15,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 2,213 | $15,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 300 | $15,000 | thousands by filing date | |
| DOUBLE EAGLE 9.25% A | 258570407 | PREFERR | 580 | $15,000 | thousands by filing date | |
| HELIOS ADVANTAGE INCOME FD I | 42327W206 | COM NEW | 1,800 | $15,000 | thousands by filing date | |
| Israel Chemicals Limited (ADR) | 465036200 | COM | 1,469 | $15,000 | thousands by filing date | |
| OIL SEARCH LTD-SPONSORED ADR | 677890303 | COM | 210 | $15,000 | thousands by filing date | |
| SUNCORP GROUP L-UNSPON ADR | 86723Y100 | COM | 1,360 | $15,000 | thousands by filing date | |
| TNT EXPRESS NV-ADR | 87262N109 | COM | 2,031 | $15,000 | thousands by filing date | |
| GAMESA CORP TECN-UNSPON ADR | 36468A106 | COM | 13,817 | $15,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 9,510 | $14,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 450 | $14,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 2,583 | $14,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 700 | $14,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 1,185 | $14,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 1,067 | $14,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 1,500 | $14,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 839 | $14,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 339 | $14,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 805 | $14,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 603 | $14,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 1,201 | $14,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 255 | $14,000 | thousands by filing date | |
| Sodexo | 833792104 | COM | 166 | $14,000 | thousands by filing date | |
| SCOR SPONSORED ADR | 80917Q106 | ADR | 4,510 | $14,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 3,387 | $14,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 559 | $14,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 365 | $14,000 | thousands by filing date | |
| ARKEMA SPO | 041232109 | USD | 149 | $14,000 | thousands by filing date | |
| Kerry Group Plc Sponsored Adr | 492460100 | USD | 260 | $14,000 | thousands by filing date | |
| NIPPON STEEL CORP-SPON ADR | 65461T101 | COM | 544 | $14,000 | thousands by filing date | |
| UNITED TRACTORS UNSP | 69367T108 | Common Stock | 380 | $14,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 1,500 | $14,000 | thousands by filing date | |
| Inergy, LP | 456615103 | LTD | 898 | $14,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 7,734 | $14,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 3,274 | $14,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 3,182 | $14,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 570 | $14,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 1,023 | $14,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 600 | $14,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 6,172 | $14,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 2,549 | $14,000 | thousands by filing date | |
| SOLTA MED INC | 83438K103 | COM | 6,142 | $14,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 882 | $14,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 4,609 | $14,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 874 | $14,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 1,418 | $14,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 721 | $14,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 837 | $14,000 | thousands by filing date | |
| HICKORYTECH CORP | 429060106 | COM | 1,347 | $14,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 791 | $14,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 1,548 | $14,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 945 | $14,000 | thousands by filing date | |
| BARLOWORLD LTD ADR F 1 ADR REP | 067680207 | ADR | 1,650 | $14,000 | thousands by filing date | |
| Hutchison Whampoa | Y38024108 | COM | 1,375 | $14,000 | thousands by filing date | |
| GOLDMAN SACHS SATURNS | 80412A200 | PRF | 576 | $14,000 | thousands by filing date | |
| ADELPHIA CONTINGENT VALUE | 00685R706 | COM | 1,410,902 | $14,000 | thousands by filing date | |
| AJINOMOTO INC -UNSPON ADR | 009707100 | COM | 940 | $14,000 | thousands by filing date | |
| CABCO SER 2004-102 | 12679R204 | PRF | 600 | $14,000 | thousands by filing date | |
| JBS SA-SPONSORED ADR | 466110103 | COM | 2,428 | $14,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 275 | $13,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 265 | $13,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 775 | $13,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 94 | $13,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 3,134 | $13,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 215 | $13,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 848 | $13,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 1,107 | $13,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 718 | $13,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,465 | $13,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 1,000 | $13,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 624 | $13,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 3,461 | $13,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 1,200 | $13,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 580 | $13,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 967 | $13,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 2,200 | $13,000 | thousands by filing date | |
| TOTO LIMITED ADR | 891515207 | ADUS | 650 | $13,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 585 | $13,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 300 | $13,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 613 | $13,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 1,413 | $13,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 3,180 | $13,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 1,222 | $13,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 1,115 | $13,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 2,552 | $13,000 | thousands by filing date | |
| Bunzl PLC ADR | 120738406 | USD | 132 | $13,000 | thousands by filing date | |
| TREASURY WINE ESTATES ADR | 89465J109 | COM | 2,506 | $13,000 | thousands by filing date | |
| TREND MICRO ADR | 89486M206 | COM | 404 | $13,000 | thousands by filing date | |
| ENAGAS UNSPONSORED ADR | 29248L104 | COM | 1,050 | $13,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 529 | $13,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 4,467 | $13,000 | thousands by filing date | |
| RESEARCH IN MOTION LTD | 760975102 | COM | 1,271 | $13,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 5,940 | $13,000 | thousands by filing date | |
| MAXYGEN INC | 577776107 | COM | 5,190 | $13,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 2,703 | $13,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 1,355 | $13,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 810 | $13,000 | thousands by filing date | |
| FLOW INTL CORP | 343468104 | COM | 3,638 | $13,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 4,976 | $13,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 1,142 | $13,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 4,030 | $13,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 568 | $13,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 897 | $13,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 1,338 | $13,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 351 | $13,000 | thousands by filing date | |
| VITACOST.COM INC | 92847A200 | COM | 1,495 | $13,000 | thousands by filing date | |
| ADVANCED CELL TECHNOLOGY INC. | 00752K105 | COM | 160,000 | $13,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 1,760 | $13,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 600 | $13,000 | thousands by filing date | |
| PUBLIC STORAGE 6.875% $1.7188 PFD | 74460D182 | PREFERRED | 500 | $13,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 600 | $13,000 | thousands by filing date | |
| BofA Preferred | 060505740 | PFD | 500 | $13,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 1,000 | $13,000 | thousands by filing date | |
| Newcrest Mining ADS | 651191108 | ADR | 1,498 | $13,000 | thousands by filing date | |
| Nextera Energy Capital | 65339K506 | Preferred Stock | 500 | $13,000 | thousands by filing date | |
| IMPERIAL HOLDINGS LTD ADR | 452833205 | ADR | 629 | $13,000 | thousands by filing date | |
| PUBLIC STORAGE SER W | 74460w875 | PREFERRED | 547 | $13,000 | thousands by filing date | |
| CCFNB BANCORP INC COM | 124880105 | COM | 341 | $13,000 | thousands by filing date | |
| FINMECCANICA SPA-UNSPN ADR | 318027208 | COM | 4,928 | $13,000 | thousands by filing date | |
| INFORMA PLC-UNSP ADR | 45672B107 | COM | 884 | $13,000 | thousands by filing date | |
| ATLANTIA SPA-UNSPONSORED ADR | 048173108 | COM | 1,668 | $13,000 | thousands by filing date | |
| BANK AMERICA CORP | 06052K240 | PRF | 1,250 | $13,000 | thousands by filing date | |
| CHINA OILFIELD SERVICES-ADR | 168909109 | COM | 317 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 183 | $12,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,308 | $12,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 355 | $12,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 727 | $12,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 962 | $12,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 500 | $12,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 1,604 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 200 | $12,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 1,305 | $12,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 1,028 | $12,000 | thousands by filing date | |
| ZCO Liquidating Corp | 67086E303 | COM | 8,190 | $12,000 | thousands by filing date | |
| SEACOAST BKG CORP FL | 811707306 | COMMON STOCK | 5,522 | $12,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 763 | $12,000 | thousands by filing date | |
| KIMBERLY C | 494386204 | USD | 718 | $12,000 | thousands by filing date | |
| RED ELECTRICA ADR | 756568101 | COM | 1,018 | $12,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 514 | $12,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 958 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 657 | $12,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 910 | $12,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 1,589 | $12,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 2,316 | $12,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 718 | $12,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 1,209 | $12,000 | thousands by filing date | |
| VOCUS INC | 92858J108 | COM | 1,222 | $12,000 | thousands by filing date | |
| COLEMAN CABLE INC | 193459302 | COM | 645 | $12,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 6,080 | $12,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 4,975 | $12,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 12,355 | $12,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 2,931 | $12,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 517 | $12,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 5,252 | $12,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 1,055 | $12,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 1,000 | $12,000 | thousands by filing date | |
| MPG OFFICE TR INC | 553274101 | COM | 3,949 | $12,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 1,000 | $12,000 | thousands by filing date | |
| BLACKROCK CORPOR HIGH YLD FD | 09255L106 | COM | 1,600 | $12,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 1,100 | $12,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 899 | $12,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 1,742 | $12,000 | thousands by filing date | |
| ESB FINANCIAL CORP | 26884F102 | COM | 944 | $12,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 1,775 | $12,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 3,288 | $12,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 1,346 | $12,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 1,535 | $12,000 | thousands by filing date | |
| CHINDEX INTERNATIONAL INC | 169467107 | COM | 741 | $12,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 2,457 | $12,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 1,354 | $12,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 3,148 | $12,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 2,184 | $12,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 1,058 | $12,000 | thousands by filing date | |
| CHORUS LTD ADR | 17040V107 | ADR | 1,290 | $12,000 | thousands by filing date | |
| CORTS GS CAPITAL I $0.06 PFD | 22082P208 | PREFERRED | 500 | $12,000 | thousands by filing date | |
| UPM-KYMMENE OYJ-SPONS ADR | 915436109 | ADR | 1,264 | $12,000 | thousands by filing date | |
| SHOPRITE HOLDINGS LTD (SHP) | 82510e100 | Common Stock | 329 | $12,000 | thousands by filing date | |
| HEALTHCARE TR OF AMERICA | 42225P402 | cs | 1,092 | $12,000 | thousands by filing date | |
| WORLETYPARSONS LTD | 98161Q101 | COM | 658 | $12,000 | thousands by filing date | |
| JOHNSON MATTHEY PLC-SPON ADR | 479142408 | COM | 146 | $12,000 | thousands by filing date | |
| JUPITER TELECOM-UNSPON ADR | 48206M102 | COM | 990 | $12,000 | thousands by filing date | |
| ABERTIS INFRAESTR-UNSPON ADR | 003381100 | COM | 1,350 | $12,000 | thousands by filing date | |
| ING GROEP N V | 456837400 | PRF | 500 | $12,000 | thousands by filing date | |
| APC US 07/20/13 P80 | CM0018233 | OPT | 192 | $12,000 | thousands by filing date | put |
| GUOCO GROUP LTD-UNSPON ADR | 403227101 | COM | 540 | $12,000 | thousands by filing date | |
| MERRILL LYNCH CAPITAL | 59024T203 | PRF | 500 | $12,000 | thousands by filing date | |
| PATRIOT COAL CORP | 70336TAA2 | CONV BND | 115,000 | $12,000 | thousands by filing date | principal |
| INFI US 07/20/13 C45 | CM0017102 | OPT | 2,500 | $12,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 6,004 | $11,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 720 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 684 | $11,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 919 | $11,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 751 | $11,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 962 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 200 | $11,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 522 | $11,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 542 | $11,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 634 | $11,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 680 | $11,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 206 | $11,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 597 | $11,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 5,120 | $11,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 1,575 | $11,000 | thousands by filing date | |
| Fortescue Ltd | 34959A206 | Equity | 2,001 | $11,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 526 | $11,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 983 | $11,000 | thousands by filing date | |
| NEWTEK BUSINESS SERVICES INC | 652526104 | COMMON STOCK | 5,000 | $11,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 4,981 | $11,000 | thousands by filing date | |
| KERING S A UNSPONSORED ADR | 492089107 | USD | 558 | $11,000 | thousands by filing date | |
| SEGA SAMMY HLDGS INC FSPONSORED ADR 1 ADR REP 0.25 ORD SHS | 815794102 | SPONSORED ADR | 1,719 | $11,000 | thousands by filing date | |
| CYRELA BRAZIL REALTY-SPO ADR | 23282C401 | COM | 1,543 | $11,000 | thousands by filing date | |
| STORA ENSO OYJ - SPONS ADR | 86210M106 | COM | 1,592 | $11,000 | thousands by filing date | |
| NORSK HYDRO AS SPONS ADR | 656531605 | COM | 2,715 | $11,000 | thousands by filing date | |
| HENDERSON LAND DEV ADR | 425166303 | COM | 1,908 | $11,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 1,284 | $11,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 1,032 | $11,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 259 | $11,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 490 | $11,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 284 | $11,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 4,139 | $11,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 3,686 | $11,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 434 | $11,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 854 | $11,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 1,550 | $11,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 369 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 283 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 603 | $11,000 | thousands by filing date | |
| GREENWAY MED TECHNOLOGIES IN | 39679B103 | COM | 900 | $11,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 8,547 | $11,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 1,420 | $11,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 2,469 | $11,000 | thousands by filing date | |
| ARABIAN AMERICAN DEVELOPMENT | 038465100 | COM | 1,239 | $11,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 1,346 | $11,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 1,554 | $11,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 733 | $11,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 383 | $11,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC VALUE | 21924B203 | COM NEW | 1,500 | $11,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 717 | $11,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 5,549 | $11,000 | thousands by filing date | |
| CITIGROUP FUNDING INC | 17313T730 | PRF | 1,000 | $11,000 | thousands by filing date | |
| VALLOUREC SA-SPN ADR | 92023R308 | COM | 1,099 | $11,000 | thousands by filing date | |
| MURRAY & ROBERTS-SPON ADR | 626805204 | COM | 4,540 | $11,000 | thousands by filing date | |
| MERCK KGAA-UNSPONSORED ADR | 589339100 | COM | 214 | $11,000 | thousands by filing date | |
| SHARP CORP-UNSPONSORED ADR | 819882200 | COM | 2,846 | $11,000 | thousands by filing date | |
| GABELLI DIVIDEND & | 36242H500 | PRF | 448 | $11,000 | thousands by filing date | |
| ACT US 11/16/13 P110 | CM0017532 | OPT | 33 | $11,000 | thousands by filing date | put |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 786 | $10,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 7,566 | $10,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 510 | $10,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 820 | $10,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 200 | $10,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 741 | $10,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 180 | $10,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 1,115 | $10,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 200 | $10,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 543 | $10,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 1,408 | $10,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 596 | $10,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 409 | $10,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 561 | $10,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 414 | $10,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 676 | $10,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 257 | $10,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 617 | $10,000 | thousands by filing date | |
| NEDBANK GROUP LTD ADR | 63975K104 | ADR | 554 | $10,000 | thousands by filing date | |
| Impala Platinum Holdings Ltd | 452553308 | Equity | 1,100 | $10,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 519 | $10,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 982 | $10,000 | thousands by filing date | |
| CROSS (A.T.) COMPANY | 227478104 | COMMON STOCK | 594 | $10,000 | thousands by filing date | |
| FIRST PACTRUST BANCORP INC | 33589V101 | COMMON STOCK | 748 | $10,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 373 | $10,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 422 | $10,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 3,142 | $10,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 759 | $10,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 2,259 | $10,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 4,240 | $10,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 2,422 | $10,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 369 | $10,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 361 | $10,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 577 | $10,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982105 | SHS | 15,200 | $10,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 600 | $10,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 456 | $10,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 4,885 | $10,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 641 | $10,000 | thousands by filing date | |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 790 | $10,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 1,850 | $10,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 1,743 | $10,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 616 | $10,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 3,572 | $10,000 | thousands by filing date | |
| THOMAS PPTYS GROUP INC | 884453101 | COM | 1,885 | $10,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 4,375 | $10,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 4,182 | $10,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 1,689 | $10,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 1,612 | $10,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 749 | $10,000 | thousands by filing date | |
| AMERICAN PACIFIC CORP | 028740108 | COM | 368 | $10,000 | thousands by filing date | |
| CLIFTON SAVINGS BANCORP INC | 18712Q103 | COM | 865 | $10,000 | thousands by filing date | |
| BARRY (R.G.) | 068798107 | COM | 622 | $10,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 872 | $10,000 | thousands by filing date | |
| METROCORP BANCSHARES INC | 591650106 | COM | 994 | $10,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 519 | $10,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP/THE | 320771108 | COM | 8,028 | $10,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 153 | $10,000 | thousands by filing date | |
| Ally Financial Inc | 36186C301 | COM | 400 | $10,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 2,460 | $10,000 | thousands by filing date | |
| AMERICAN SELECT PORTFOLIO IN | 029570108 | COM | 1,000 | $10,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 700 | $10,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 2,755 | $10,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 374 | $10,000 | thousands by filing date | |
| SINGAPORE FUND | 82929L109 | COM | 755 | $10,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 500 | $10,000 | thousands by filing date | |
| TOR MINERALS INTL INC | 890878309 | COM NEW | 932 | $10,000 | thousands by filing date | |
| Vornado Realty Tr 6.625% Pfd Series I | 929042877 | com | 400 | $10,000 | thousands by filing date | |
| TIGER BRANDS LTD ADR NEW | 88673M201 | ADR | 340 | $10,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL | 376536306 | PRF | 400 | $10,000 | thousands by filing date | |
| PRUDENTIAL PLC PERPETUAL | G7293H189 | PRF | 400 | $10,000 | thousands by filing date | |
| HOME RETAIL GROUP-SPON ADR | 43731T102 | COM | 1,295 | $10,000 | thousands by filing date | |
| ENTERGY ARKANSAS INC | 29364D779 | PRF | 400 | $10,000 | thousands by filing date | |
| HUTCHISON TELECOMMUNI-ADR | 44841V102 | COM | 1,173 | $10,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 142 | $9,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 1,918 | $9,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 343 | $9,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 416 | $9,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 642 | $9,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 550 | $9,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 245 | $9,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 1,794 | $9,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 727 | $9,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 1,000 | $9,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 597 | $9,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 788 | $9,000 | thousands by filing date | |
| TECHTRONIC INDS LTD SPONSORED ADR | 87873R101 | COM | 786 | $9,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 795 | $9,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 968 | $9,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 718 | $9,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 637 | $9,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 1,424 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 635 | $9,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 508 | $9,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 535 | $9,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 1,646 | $9,000 | thousands by filing date | |
| GLENCORE PLC | 37827X100 | UNSP ADR | 869 | $9,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 475 | $9,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 1,298 | $9,000 | thousands by filing date | |
| AGRICULTURAL BK CHINA LTD ADR | 00850M102 | ADR | 860 | $9,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 401 | $9,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 1,812 | $9,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 1,279 | $9,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 11,094 | $9,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 1,307 | $9,000 | thousands by filing date | |
| SAGE GROUP PLC F | 78663S201 | USD | 451 | $9,000 | thousands by filing date | |
| NIPPON YUSEN KK ADR | 654633304 | COM | 1,610 | $9,000 | thousands by filing date | |
| SMITHS GROUP ADR | 83238P203 | COM | 441 | $9,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 2,349 | $9,000 | thousands by filing date | |
| British Land Co PLC | 110828100 | Common Stock | 1,063 | $9,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 823 | $9,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 2,302 | $9,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 70 | $9,000 | thousands by filing date | |
| FRANCE TELECOM | 35177Q105 | SPONSORED ADR | 900 | $9,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 3,472 | $9,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 3,734 | $9,000 | thousands by filing date | |
| MINDSPEED TECHNOLOGIES INC | 602682205 | COM NEW | 2,699 | $9,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 3,794 | $9,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 1,566 | $9,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 730 | $9,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 286 | $9,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 894 | $9,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 350 | $9,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 706 | $9,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B102 | COM | 2,531 | $9,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD III | 09255M104 | COM | 1,190 | $9,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R742 | AUSTRALIA BD | 104 | $9,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 2,447 | $9,000 | thousands by filing date | |
| INERGY MIDSTREAM LP | 45671U106 | U LTD PARTNERS | 387 | $9,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 960 | $9,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 1,232 | $9,000 | thousands by filing date | |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 1,826 | $9,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 427 | $9,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 2,319 | $9,000 | thousands by filing date | |
| CENTER BANCORP INC | 151408101 | COM | 734 | $9,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 369 | $9,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 630 | $9,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 586 | $9,000 | thousands by filing date | |
| PRIMUS TELECOMMUNICATIONS GR | 741929301 | COM | 765 | $9,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 2,479 | $9,000 | thousands by filing date | |
| PETROLEUM GEO-SERVICES-ADR | 716599105 | ADR | 756 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD CBOE | 33733E609 | S\&P.* | 450 | $9,000 | thousands by filing date | |
| HENDERSON LAND DEVELOPMENTCO H | y31476107 | COM | 1,500 | $9,000 | thousands by filing date | |
| CHINA ST CONST INTL ADRF UNSPO | 16948h103 | ADR | 110 | $9,000 | thousands by filing date | |
| WANT WANT CHINA HLDGS LTD ADR | 93370R107 | ADR | 123 | $9,000 | thousands by filing date | |
| NORTEK INC-CW14 | 656559143 | WT | 432 | $9,000 | thousands by filing date | |
| GNW US 09/21/13 P10 | CM0017839 | OPT | 227 | $9,000 | thousands by filing date | put |
| ALLIANCE OIL COMPANY | G0252S106 | COM | 1,666 | $9,000 | thousands by filing date | |
| CHINA MERCHANTS-UNSPON ADR | 1694EN103 | COM | 280 | $9,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 70 | $8,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 196 | $8,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 2,492 | $8,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 500 | $8,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 1,000 | $8,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 279 | $8,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 2,050 | $8,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 411 | $8,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 1,385 | $8,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 203 | $8,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 538 | $8,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 479 | $8,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 363 | $8,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 374 | $8,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 156 | $8,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 809 | $8,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 815 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 585 | $8,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 378 | $8,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 606 | $8,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 633 | $8,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 1,483 | $8,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 336 | $8,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 225 | $8,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 1,000 | $8,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 840 | $8,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 1,590 | $8,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 498 | $8,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 2,890 | $8,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 765 | $8,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 955 | $8,000 | thousands by filing date | |
| AAC TECHNOLOGIES HOLDINGS INC ADR | 000304105 | COM | 136 | $8,000 | thousands by filing date | |
| SNAM RETE GAS-UNSPONSOR ADR | 78460A106 | COM | 894 | $8,000 | thousands by filing date | |
| COMMERCIAL INTL BANK-ADR | 201712304 | COM | 2,145 | $8,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 551 | $8,000 | thousands by filing date | |
| RANDSTAD N.V. UNSP | 75279Q108 | Common Stock | 385 | $8,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 457 | $8,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 652 | $8,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 339 | $8,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 451 | $8,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 1,377 | $8,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 1,865 | $8,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 559 | $8,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 547 | $8,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 4,470 | $8,000 | thousands by filing date | |
| CRIMSON EXPLORATION INC | 22662K207 | COM NEW | 2,891 | $8,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 2,618 | $8,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 1,258 | $8,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 586 | $8,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 1,299 | $8,000 | thousands by filing date | |
| ARDEN GROUP INC-A | 039762109 | CL A | 73 | $8,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 553 | $8,000 | thousands by filing date | |
| ROMA FINANCIAL CORP | 77581P109 | COM | 455 | $8,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 449 | $8,000 | thousands by filing date | |
| KONAMI CORP-ADR | 50046R101 | SPON | 375 | $8,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 228 | $8,000 | thousands by filing date | |
| EASTERN INSURANCE HOLDINGS | 276534104 | COM | 401 | $8,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 3,864 | $8,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 3,891 | $8,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 1,310 | $8,000 | thousands by filing date | |
| YONGYE INTL INC | 98607B106 | COM | 1,410 | $8,000 | thousands by filing date | |
| Countrywide Capital V | 222388209 | COM | 300 | $8,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 250 | $8,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 500 | $8,000 | thousands by filing date | |
| FIRST M & F CORP | 320744105 | COM | 517 | $8,000 | thousands by filing date | |
| WISCONSIN PUBLIC | 976843300 | PRF | 76 | $8,000 | thousands by filing date | |
| RENAISSANCERE HOLDINGS | G7498P309 | PRF | 308 | $8,000 | thousands by filing date | |
| CORP BACKED TRUST CTFS | 21988K834 | PRF | 340 | $8,000 | thousands by filing date | |
| PETROFAC LTD- UNSPON ADR | 716473103 | COM | 855 | $8,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 86 | $7,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 720 | $7,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 967 | $7,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 479 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 300 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 165 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 118 | $7,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 513 | $7,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 430 | $7,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 999 | $7,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 524 | $7,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 500 | $7,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 180 | $7,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 348 | $7,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 200 | $7,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 306 | $7,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 1,087 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-006379 | this filing | 2013-08-14 | acceptance time not in the bulk data set |