13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 5,928 holding rows worth $144,431,000,000.
- Accession
- 0000950123-13-006379
- Filer
- CIK 820027
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A combination report, 8,905 entries on the cover page, a total value of $144,431,000,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,431,000,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAmeriprise Financial, Inc. 028-00139
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Company 028-01045
- reports for this filerAmeriprise Certificate Company 028-00140
- reports for this filerRiverSource Life Insurance Company 028-00143
- reports for this filerRiverSource Life Insurance Company of New York 028-01046
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- included managerAmeriprise Financial, Inc. 028-00139
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Company 028-01045
- included managerAmeriprise Certificate Company 028-00140
- included managerRiverSource Life Insurance Company 028-00143
- included managerRiverSource Life Insurance Company of New York 028-01046
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FERROVIAL SA-UNSPONSORED ADR | 315437103 | COM | 90 | $1,000 | thousands by filing date | |
| JAPAN STEEL WORKS-UNSPON ADR | 471100206 | COM | 133 | $1,000 | thousands by filing date | |
| KENNADY DIAMONDS INC | 489165100 | COM | 960 | $1,000 | thousands by filing date | |
| KEWPIE CORP-ADR | 493054100 | COM | 30 | $1,000 | thousands by filing date | |
| INVENSYS PLC -SPON ADR | 461204307 | COM | 160 | $1,000 | thousands by filing date | |
| SAN MIGUEL CORP-SPON ADR | 799085501 | COM | 40 | $1,000 | thousands by filing date | |
| WIENERBERGER AG-SPON ADR | 967662107 | COM | 225 | $1,000 | thousands by filing date | |
| ACCOR SA-UNSPON ADR | 00435F200 | COM | 130 | $1,000 | thousands by filing date | |
| AES TIETE SA-ADR | 00808P207 | COM | 120 | $1,000 | thousands by filing date | |
| AIR CHINA LTD-SPONSORED-ADR | 00910M100 | COM | 41 | $1,000 | thousands by filing date | |
| DIXONS RETAIL PLC-SP ADR | 255876104 | COM | 665 | $1,000 | thousands by filing date | |
| INMARSAT PLC ADR | 45772S109 | COM | 108 | $1,000 | thousands by filing date | |
| INMUEBLES CARSO SAB-LEV1-ADR | 45778R105 | COM | 145 | $1,000 | thousands by filing date | |
| ASSURED GUARANTY MUNI | 04623A403 | PRF | 25 | $1,000 | thousands by filing date | |
| H LUNDBECK A/S-SPN ADR | 40422M206 | COM | 40 | $1,000 | thousands by filing date | |
| NEPTUNE ORIENT LINES-SP ADR | 640773206 | COM | 435 | $1,000 | thousands by filing date | |
| TERRA CAP PLC | G8762U107 | COM | 2,000 | $1,000 | thousands by filing date | |
| LONMIN PLC-SPON ADR | 54336Q203 | COM | 317 | $1,000 | thousands by filing date | |
| MRV ENGENHARIA | 553479106 | COM | 186 | $1,000 | thousands by filing date | |
| THOMAS COOK GROUP-UNSP ADR | 884344102 | COM | 160 | $1,000 | thousands by filing date | |
| BHM TECHNOLOGIES LLC | 059998948 | COM | 151,041 | $1,000 | thousands by filing date | |
| MTR CORP LTD-ADR | 553768300 | COM | 15 | $1,000 | thousands by filing date | |
| MAHANAGAR TELEPHONE-ADR | 559778402 | COM | 1,077 | $1,000 | thousands by filing date | |
| ITALCEMENTI SPA-UNSPONS ADR | 465272201 | COM | 160 | $1,000 | thousands by filing date | |
| PDG REALTY SA-SPON ADR | 70454K109 | COM | 546 | $1,000 | thousands by filing date | |
| SHANGRI-LA ASIA LTD SPON ADR | 81942Q103 | COM | 20 | $1,000 | thousands by filing date | |
| SHANGHAI ELECTRIC-UNSP ADR | 81943J108 | COM | 86 | $1,000 | thousands by filing date | |
| ZTE CORP-UNSPON ADR | 98878Q105 | COM | 320 | $1,000 | thousands by filing date | |
| ANCHOR BANCORP WI INC | 032839102 | COM | 1,000 | $1,000 | thousands by filing date | |
| CORP BACKD TR CTFS 03-17 | 21988K404 | PRF | 60 | $1,000 | thousands by filing date | |
| CORUS ENTERTAINMENT INC-B SH | 220874101 | COM | 61 | $1,000 | thousands by filing date | |
| CHINA GERUI ADVANCED MATERIA | B419KX691 | COM | 430 | $1,000 | thousands by filing date | |
| READERS DIGEST ASSN INC | BAX3940K3 | COM | 26,729 | $1,000 | thousands by filing date | |
| F&W PUBLICATIONS INC | BAX397C64 | WT | 1,805 | $1,000 | thousands by filing date | |
| ESTX 50 EUR GRt | CM0014901 | COM | 1 | $1,000 | thousands by filing date | |
| S US 08/17/13 P7 | CM0016344 | OPT | 71 | $1,000 | thousands by filing date | put |
| APERAM-NY REGISTRY SHARES | 03754H104 | COM | 111 | $1,000 | thousands by filing date | |
| CHINA OVERSEAS LIMITED & | 169403201 | COM | 9 | $1,000 | thousands by filing date | |
| GEELY AUTOMOBILE-UNSPON ADR | 36847Q103 | COM | 163 | $1,000 | thousands by filing date | |
| WORLDCOM INC GA NEW | 98157D106 | COM | 1,219 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUZANO S A SPON ADS | 86959K105 | ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESEARCH FRONTIERS INC | 760911107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OILSANDS QUEST INC COM | 678046103 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW LEHMAN BROS HLDGS INC C | 524esc100 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TDK Corp | 872351408 | Equity | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLUTIA INC | 834376105 | COMMON STOCK | 1,552 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THORNBURG MORTGAGE INC | 885218800 | COMMON STOCK | 309 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORLDCOM INC | 98157D304 | COMMON STOCK | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATRIOT COAL CORP | 70336T104 | COMMON STOCK | 3,153 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PMI GROUP INC | 69344M101 | COMMON STOCK | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST HORIZON NAT'L FRACTIONAL | DCA517101 | COMMON STOCK | 134,548 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WASHINGTON MUTUAL INC COMMON | 939ESC968 | COMMON STOCK | 6,332 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASKMENOW INC | 045188109 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLONIAL BANCGROUP INC | 195493309 | COMMON STOCK | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMDISCO HOLDING CO | 200334118 | COMMON STOCK | 1,091 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDEARC INC | 451663108 | COMMON STOCK | 370 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTEL NETWORKS CORP | 656568508 | COMMON STOCK | 5,867 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| China Res Enterprise Ltd | 16940R109 | USD | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BB LIQUIDATING INC | 05532D107 | COM | 333 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA MERCHANTS BANK UNS ADR | 16950T102 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUSQVARNA AB ADR | 448103101 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEST JAPAN RAILWAY-UNSP ADR | 953432101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARFRIG GLOBAL FOOD SPON ADR | 56656T105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MECHEL PREF SPON ADR | 583840509 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANKINTER SA-SPONS ADR | 066460304 | COM | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELE2 AB B UNSPON ADR | 87952P307 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK REGIONAL RAIL CORP | 649768108 | SHS | 375,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Myrexis Inc | 62856H107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED ENERGETICS INC | 03819M106 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PT INDOFOOD SUSKSES | 45577X105 | Common Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YUE YUEN INDUSTRIAL | 988415105 | Common Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVERGREEN ENERGY INC | 30024B203 | COMMON STOCK | 1,350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFORMATION ARCHITECTS CORP COM PAR $0 001 NEW APRIL 2011 | 45669R701 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL MARINE LTD COM | 37944Y106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPYGLASS RES CORP COM | 852193101 | COM | 113 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARCHLIGHT MINERALS CORP NEW | 812224202 | COM | 750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPONGETECH DELIVERY XXXREGISTRATION REVOKED BY THE SEC EFF: 10/21/23 | 849109103 | STOK | 19,327 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONGTOP FINL TECH XXX | 54318P108 | ADR | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YAMAHA CORP SPONSORED ADR | 984627109 | ADR | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Xcelera Inc Com Stk | G31611109 | Common / Ordinary Stock | 830 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDSWEPT ENVIRONMENTAL GROUP INC. | 973812100 | Ordinary Share | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHISLE COPPER & GOL F | 66644R103 | FOREIGN CANADIAN | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CDEX INC A XXXREGISTRATION REVOKED BY THE SEC EFF: 05/18/18 | 12507E201 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ana Hldgs Inc Sponsored Adr | 032350100 | ADR | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Verbund | 92336Y107 | ADR | 129 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEHMAN BROTHE | 525ESC711 | ESC | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gevo Inc | 374396109 | COMMON | 190 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONDE RESOURCES CORP | 835426107 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMELOT INFORMATION SYS INC | 13322V105 | ADS RP ORD SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXIDE TECHNOLOGIES | 302051206 | COM NEW | 960 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENTIUM S P A | 37250B104 | SPONSORED ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINKTONE LTD | 535925101 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONE PINE RES INC | 54222A106 | COM | 336 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENREN INC | 759892102 | SPONSORED ADR | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISOFTSTONE HLDGS LTD | 46489B108 | SPONSORED ADS | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVACOPPER INC | 66988K102 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN MANAGMENT,LLC | EKE55U103 | COM | 106,754 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GSE SYS INC | 36227k106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 7 DAYS GROUP HLDGS LTD | 81783J101 | ADR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORCHARD SUPPLY HARDWARE | 685691503 | COM | 626 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fairpoint Communications Inc/O | 305560104 | COM | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTONAVI HLDGS LTD | 05330F106 | SPONSORED ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860103 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USEC INC | 90333E108 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI S.A. | 670851104 | SPONSORED ADR | 192 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANSEN MEDICAL INC | 411307101 | COM | 280 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTRX CORP | 232828509 | COM PAR $.001 | 143 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UQM TECHNOLOGIES INC | 903213106 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDENTIVE GROUP INC | 45170X106 | COM | 440 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAVE SYSTEMS CORP | 943526301 | COM NEW | 433 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEETME INC | 585141104 | COM | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Citadel Broadcasting Corp | 17285T106 | Com | 685 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FNB UNITED CORP | 302519202 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LCA-VISION INC | 501803308 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHELON CORP | 27874N105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PULSE ELECTRONICS CORP | 74586W205 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRAVO! BRANDS INC. | 105666101 | COM | 5,914 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYGNUS E-TRANSACTION GROUP | 23255V105 | COM | 51,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIAMONDHEAD CASINO CORP | 25278S100 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SWK HOLDINGS CORP. | 78501P104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cvr Energy Inc--Rts | 126ESC904 | COM | 11,473 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Panolam Holdings Co | 69860T100 | COM | 268 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVATION COMPANIES INC | 66989V107 | COM | 187 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KURARAY CO LTD UNSPON ADR | 50127R103 | ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY CONVERSION DEVICES INC. | 292659109 | COMMON | 4,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTEON CORP - WARRANT | 92839U115 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 107 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BACTERIN INTERNATIONAL HLDGS INC. | 05644R101 | COM | 890 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOLTARI CORP NEW | 92870X309 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 151 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIRMEDIA GROUP INC | 009411109 | ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELONG - ADR | 290138205 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| A123 system Inc. | 03739t108 | COM | 2,385 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Eastman Kodak Co | 277461109 | COM | 1,169 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALON BLUE SQUARE ISRAEL LTD | 02051Q106 | SPONSORED ADR | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROSEAS LTD | Y23592200 | CMN | 275 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROMOTORA DE INFORMACIONES-A | 74343G204 | CMN | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI HLTHCARE & WELLNESS | 36246K129 | RIGHT 07/17/2013 | 1,482 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GULF RESOURCES INC | 40251W309 | COM | 310 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA HYDROELECTRIC CP-ADS | 16949D101 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SI FINL GROUP INC MD | 78425V104 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERES INC | 156773103 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COUNTRY STYLE COOKING REST ADR | 22238M109 | ADR-EMG MKT | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IFM INVTS LTD | 45172L209 | ADS CL A NEW | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROMOTORA DE INFORMACIONES S | 74343G303 | ADR CL B CONV | 421 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COGO GROUP INC | G22538105 | ORD SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LE GAGA HLDGS LTD | 521168104 | SPONSORED ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELSTER GROUP SE-ADR | 290348101 | ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNUM HUNTER RES 13WTS | 55973G119 | wt | 132,646 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE BROADBAND INC NXXX | 269437208 | cs | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRAC ENBRIDGE ENERGY MGMT | CKC50X106 | EQUITY | 57,216 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW GEN MOTORS CORP SE | 370ESC121 | EQUITY | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW GM CORP SR SER | 370ESC758 | EQUITY | 1,013 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTS CATSKILL LITIGATION T | 149353104 | EQUITY | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELTA FINANCIAL CORP COM | 247918105 | EQUITY | 450 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MSGI SEC SOLUTIONS INC | 553570102 | EQUITY | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RASER TECHNOLOGIES INC | 754055101 | EQUITY | 750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FEDERAL MOGUL CORP COM | 313549107 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HRT Participacoes EM Petroleo | 404275109 | COM | 240 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMPIRE RESORTS INC | 292052206 | COM | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONGZHONG CORP | 50047P104 | CMN | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAYMARK HEALTHCARE INC | 389465303 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAVITY CO LTD | 38911N107 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENTUO INTL INC | 526353107 | SPONSORED ADS | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZUOAN FASHION LTD | 98982X103 | SPONSORED ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINGTONE WIRELESSINFO SOL HL | 496880204 | SPONSORED ADR NE | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHARM COMMUNICATIONS INC | 16112R101 | ADR SHS CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE9 LTD | 88337K104 | ADR | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAOMEE HLDGS LTD | 87600Y106 | SPONSORED ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOAH ED HLDGS LTD | 65487R303 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA XINIYA FASHION LTD | 16950W105 | SPONSORED ADR | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TMK OAO ADR F SPONSORED ADR 1 | 87260r300 | ADR | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMURFIT-STONE CONTAINER CP ESC | 832ESC990 | COMMON STOCK | 1,050 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENETIC TECHNOLOGIES LTD | 37185R109 | SPONSORED ADR | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Telekom Austria AG ADR | 87943Q109 | ADR | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDCATH CORP | 58404W109 | COM | 192 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Atmospheric Glow Technologies | 049567100 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW GENERAL MOTORS CO CVP 0 | 370ESC717 | CONVERT | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AREVA CIP-UNSPONSORED ADR | 04012G102 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIC PACIFIC LTD-SPONS ADR | 17304K102 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOTORS CORP XXX | 370ESC725 | PRF | 1,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOTORS CORP XXX | 370ESC733 | PRF | 380 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOTORS CORP XXX | 370ESC766 | PRF | 3,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOTORS CORP XXX | 370ESC774 | PRF | 4,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOTORS CORP XXX | 370ESC816 | PRF | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GERBER SCIENTIFIC INC RTS | 37373ESC5 | WT | 127,598 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GILMAN CIOCIA INC | 375908100 | COM | 2,545 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDMARK GLBL FIN CORP | 514934108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LASERSIGHT INC NEW | 517924304 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POSITIVEID CORP NEW | 73740J308 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELESIO AG-UNSPONSORED ADR | 15100H109 | COM | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLARENT CORP DEL | 180461105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FEDERAL MOGUL CORP WTS | 313549115 | WT | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JIANGBO PHARMACEUTICALS | 47737R101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KLM ROYAL DUTCH AIRLINES | 482516309 | COM | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLYUS GOLD-SPONSORED ADR | 678129107 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OLD STONE CORP | 680293107 | COM | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROBOTIC VISION SYSTEM | 771074309 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPICY PICKLE FRANCHISING | 84844T100 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ST BARBARA LTD-SP ADR | 852278100 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAMFORD INDUSTRIAL | 852685205 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WA FUNDING TR III D ESCROW | 939ESC802 | COM | 3,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AOT BEDDING SUPER HOLDINGS, A1 | 001993930 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHA BANK AE-SPON ADR | 02071M101 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHARTER COMMUNICATIONS | 16117M107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMTRAK INC NEW | 163878101 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST NATIONAL | 32111B104 | COM | 265 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KWG RESOURCES INC | 48277D205 | COM | 4,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KANSAI ELECTRIC PWR-UNS ADR | 484602305 | COM | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEDEM PHARMACEUTICALS | 48723P109 | COM | 257 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBEL BIOCARE HOLD-UNSP ADR | 65488C107 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROOMSTORE INC | 77638R108 | COM | 737 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAGAMORE TRADING GRP INC | 786618108 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRASBAUGH | 86260A101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRIKE AXE INC | 86332J106 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVERGREEN SOLAR INC | 30033R306 | COM | 1,979 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVRAZ HIGHVELD STEEL-SP ADR | 30050Y101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESTORS ECON SYSTS | 461990103 | COM | 2,305 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ION MEDIA NETWORKS SPEC WTS | 46299M997 | WT | 283 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBLE METAL RECOVERY LTD | 655058204 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH AMERN EXPL NEW | 656855202 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHFIELD LABS INC | 666135108 | COM | 1,380 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAMARITAN PHARMACEUTICLS | 79586Q207 | COM | 834 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TPC LIQUIDATION INC | 89235J108 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSFORM LOGIC CORP NEW | 893658203 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTIONVIEW INTL INC NEW | 00506R208 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANCED OPTICS | 00754V109 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOUNCE MOBILE SYSTEMS | 101626109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAIRLANE MANAGEMENT CORP | 305059107 | COM | 52,004 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLASHPOINT TECHNOLOGY | 33899A979 | COM | 246,914 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMPATH BANKRUPTCY | 45256P100 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCORPION TECH A 4/94 NEW | 809178601 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AES TIETE SA-ADR PREF | 00808P108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AFRICAN BANK INVESTMENTS-ADR | 00828W109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BR MALLS PARTICIPA-SP ADR | 111203105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROWNSHIRE HOLDINGS INC | 116136102 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FALCON TECHNOLOGIES INC | 30609L105 | COM | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAMILYMART CO LTD-UNSP ADR | 30706U107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIAMOND EQUITIES INC | 252592100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGERATI TECHNOLOGIES | 25375L206 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SBM OFFSHORE NV-UNSPON ADR | 78404D109 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY GLOBAL PLC-SERIES C | 00B8W67B1 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALL AMERICA L-SPON ADR | 01643R507 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CP POKPHAND-SPONS ADR | 125918201 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MULTIMEDIA CONCEPTS WTS | 625447115 | WT | 215 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRUMP ENTERTAINMENT | 89816T202 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UAL CORP | 902549500 | COM | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXCEL MARITIME CARRIERS LTD | V3267N107 | COM | 5,160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HKT TRUST AND HKT LTD | Y3R29Z107 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PCCW LTD | Y6802P120 | COM | 1,020 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAR BULK CARRIERS CORP | Y8162K105 | COM | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AT HOME CORPORATION | 045919AF4 | CONV BND | 4,193,138 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| DURA AUTOMOTIVE | 265903104 | COM | 4,127 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAIGHTS CROSS COMM INC | 405990425 | COM | 302,134 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANEI CORP | 409998168 | COM | 49,382 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METROGAS SA-SPONSORED ADR | 591673207 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NPF12 2002-2 A ESCROW | 629ESC9J5 | COM | 10,000,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL STORM | 637882101 | COM | 2,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QSGI INC | 74729D106 | COM | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Q2 GOLD RES INC | 74731U104 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR QUAL FRACTIONS | DDJ32D101 | COM | 23,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DJUBS COMMODITY TR | DJUBSTR97 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCHER LTD | G0451H109 | COM | 575 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BINGO.COM LIMITED | G11152108 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURIGA LABORATORIES INC | 05155L105 | COM | 31,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAY ROAD INC NEW | 06738T201 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALYPSO WIRELESS INC | 131720104 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBRIDGE HEART INC | 131910101 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALPINE CORP ESCROW 4 | 131ESC9C1 | COM | 29,236,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE TECH COMMNS INC | 270040207 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAWK SYSTEMS INC NEW | 42013J204 | COM | 55,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDASTRADE COM INC | 59563U108 | COM | 296 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MISSION WEST PROPERTIES | 605ESC102 | COM | 1,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAM CAPITAL LLC | 749200994 | LP | 3,654,271 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RS TECHNOLOGIES INC NEW | 74975F201 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RXI PHARMACEUTICALS CORP | 74979C105 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALON THERAPEUTICS INC | 87484H104 | COM | 625 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BENGUET CORP | 081851206 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDEN ENERGY CORP PAR | 27944M301 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEALTHTRAC INC | 42226R100 | COM | 360 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEARTLAND OIL & GAS | 42235Q200 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERZOG INTL HLDGS INC | 428048102 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAYSTREAM INC | 75509Q100 | COM | 5,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RED OAK HEREFORD FARMS | 756790101 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAPESTRY PHARMS INC CHG | 876031204 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEKNOWLEDGE CORP | 878919208 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFIX COMMUNICATIONS | 879366102 | COM | 6,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELKOM SOUTH AFRICA-SPON ADR | 879603108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACK RIDGE OIL & GAS | 09216Q103 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYCLONE POWER | 23254W104 | COM | 2,350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENER1 INC NEW | 29267A203 | COM | 80,605 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERNORTH INDUSTRIES INC | 29275G101 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINC ENERGY LTD-SPON ADR | 532782109 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVING CELL TECHNOLOGIES-ADR | 53838R107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROGRESS ENERGY INC-CVO | 743263AA3 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OSCIENT PHARMACEUTICA | 68812R303 | COM | 144 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SULPHCO INC | 865378103 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUMCO CORP-UNSPON ADR | 86558P109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TETON ADVISORS INC-CLASS B | 88165Y101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEXFI INDUSTRIES INC | 882895105 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIZA TECHNOLOGY INC | 05381A105 | COM | 13,008 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXION INTL HLDGS INC | 05462D101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AZTEC OIL & GAS INC NEW | 055000202 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BMC INDUSTRIES INC + | 055607105 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DLR FUNDING INC | 23326Q101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DWS RREEF REAL EST XXX | 233ESC987 | COM | 1,020 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DATANG INTL POWER GEN CO-ADR | 23808Q207 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORNE INTERNATIONAL INC | 440591105 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNTINGTON OK OIL | 44667N101 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THATLOOK.COM INC + | 883265100 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BNS HOLDING INC CL A | 055966402 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO ESPIRITO SANT-UNSP ADR | 059584102 | COM | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEBUT DIAMONDS INC | 24276X104 | COM | 255 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYDROMAID INTL INC | 44880F109 | COM | 5,775 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDENTIPHI INC NEW | 45168Q204 | COM | 734 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MTI TECHNOLOGY CORP | 553903105 | COM | 11,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACROSOLVE INC | 55610Q108 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNTAX BRILLIAN CORP | 87163L103 | COM | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCOTTS LIQUID GOLD INC | 810202101 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORLD GAMING PLC | 98147M109 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WOUND MANAGEMENT | 98211X106 | COM | 1,558 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WRIGHT INVESTORS SVC | 982345100 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN ENERGY SVCS NEW | 025642208 | COM | 3,846 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN PHONEMETER | 028870103 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN RARE EARTHS & | 02916V100 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COOPERATIVE BANKSHARES | 216844100 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COPPER NORTH MINING CORP | 21751R107 | COM | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORPORACION GEO SAB-SPON ADR | 21986V204 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOME ELECTRICAL-UNSPON ADR | 381735109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT WALL BUILDERS LTD | 39136A201 | COM | 2,564 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEAHAWK DRILLING INC XXX | 812ESC986 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENTRY TECHNOLOGY CORP | 81731K101 | COM | 1,479 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZIFF DAVIS HOLDINGS INC | 98951V104 | COM | 6,660 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLIPHI BIOSCIENCES | 03211P103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANDROS ISLE DEVELOPMENT | 034535104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRIZZLY GOLD CORP | 398693101 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRUPO FIN INBURSA-SP ADR O | 40048D101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRUPO TMM SA-SP ADR A | 40051D303 | COM | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHINER INTERNATIONAL INC | 824568109 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZVELO INC | 989826102 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWE MINERAL LP 1/3 OF 1/5 | 996188462 | LP | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWE MINERAL LP 2/3 OF 1/5 | 996188470 | LP | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELEVATIONS/DESIGN INC | 996188538 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BHM TECHNOLOGIES EXIT II | BAX39B8V5 | PRF | 1,808 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ION MEDIA NETWORKS SPEC WTS | BAX39JX24 | WT | 284 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WCRX US 07/20/13 P17 | CM0017276 | OPT | 54 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MSCI Daily TR Net Emerging Mar | CM0017789 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUARIUS PLATINUM-SPON ADR | 03840M208 | COM | 128 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTM MEDIA HOLDINGS INC-B | 22944D401 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA MEDICAL TECH-SPON ADR | 169483104 | COM | 1,870 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA WI MAX | 16948L104 | COM | 53,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| L INTL COMPUTERS INC | 501879100 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LL&E ROYALTY TRUST | 502003106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LLX LOGISTICA SA - SPON ADR | 502024102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUROBIOPHARM INC WTS | 641250121 | WT | 168 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUROBIOPHARM INC | 641250204 | COM | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK INTL COMM GROUP | 64949W109 | COM | 1,219 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWMARKET TECHNOLOGY INC | 651627309 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLANET SIGNAL INC | 727063109 | COM | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINO FOREST CORP | 82934HAB7 | CONV BND | 649,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| SINOTECH ENERGY LTD-SPON ADR | 829359108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINOFRESH HEALTHCARE INC | 82935D109 | COM | 23,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKINVISIBLE INC | 830703104 | COM | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VINEYARD NATIONAL CHG | 927426106 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-006379 | this filing | 2013-08-14 | acceptance time not in the bulk data set |