13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 5,928 holding rows worth $144,431,000,000.
- Accession
- 0000950123-13-006379
- Filer
- CIK 820027
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A combination report, 8,905 entries on the cover page, a total value of $144,431,000,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,431,000,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAmeriprise Financial, Inc. 028-00139
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Company 028-01045
- reports for this filerAmeriprise Certificate Company 028-00140
- reports for this filerRiverSource Life Insurance Company 028-00143
- reports for this filerRiverSource Life Insurance Company of New York 028-01046
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- included managerAmeriprise Financial, Inc. 028-00139
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Company 028-01045
- included managerAmeriprise Certificate Company 028-00140
- included managerRiverSource Life Insurance Company 028-00143
- included managerRiverSource Life Insurance Company of New York 028-01046
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VOLCANO CORPORATION | 928645100 | COM | 4,160 | $76,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 36,101 | $76,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 1,800 | $76,000 | thousands by filing date | |
| MACQUARIE GROUP LTD-ADR | 55607P105 | COM | 1,903 | $76,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 12,000 | $75,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 4,695 | $75,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 1,424 | $75,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 3,543 | $75,000 | thousands by filing date | |
| AMERISTAR CASINOS INC | 03070Q101 | COM | 2,858 | $75,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 3,195 | $74,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 948 | $74,000 | thousands by filing date | |
| ENEL SOCIETA PER AZIONI UNSPON | 29265w207 | COM | 22,584 | $74,000 | thousands by filing date | |
| SVENSKA CELLULOSA AB-SP ADR | 869587402 | COM | 2,971 | $74,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 1,895 | $73,000 | thousands by filing date | |
| SVENSKA HANDELSB A UNSP ADR | 86959C103 | COM | 3,675 | $73,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 2,204 | $72,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 2,152 | $72,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 5,113 | $72,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 1,709 | $72,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 12,299 | $72,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 2,992 | $72,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 772 | $72,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 4,200 | $72,000 | thousands by filing date | |
| CRBC 7 1/2 09/15/66 | 174687103 | PRF | 2,872 | $72,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 704 | $71,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 8,200 | $71,000 | thousands by filing date | |
| GIVAUDAN SA ADR | 37636P108 | COM | 2,750 | $71,000 | thousands by filing date | |
| SSE PLC SPONSORED ADR | 78467K107 | ADR | 3,020 | $70,000 | thousands by filing date | |
| EMERITUS CORP | 291005106 | COMMON STOCK | 3,042 | $70,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 4,941 | $70,000 | thousands by filing date | |
| CRESTWOOD MIDSTREAM PARTNERS | 226372100 | COMMON STOCK | 2,812 | $70,000 | thousands by filing date | |
| SWISSCOM AG-SPONSORED ADR | 871013108 | COM | 1,594 | $70,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 1,436 | $70,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 4,279 | $70,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 3,981 | $70,000 | thousands by filing date | |
| CIELO SA | 171778202 | Common Stock | 2,769 | $70,000 | thousands by filing date | |
| WESFARMERS LIMITED-UNSP ADR | 950840108 | COM | 3,856 | $70,000 | thousands by filing date | |
| WESTFIELD GROUP-ADR | 960224103 | COM | 3,316 | $70,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 958 | $69,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 1,972 | $69,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 549 | $69,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 2,498 | $69,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 4,965 | $69,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 3,405 | $69,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 3,850 | $69,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 8,161 | $69,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 2,523 | $69,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 700 | $69,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 5,350 | $69,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 2,866 | $69,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 1,865 | $68,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 11,599 | $68,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 2,007 | $68,000 | thousands by filing date | |
| MITSUI & CO LTD ADR | 606827202 | ADUS | 266 | $68,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 13,990 | $68,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS | 45857P400 | COMMON STOCK-FO | 2,457 | $68,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 17,200 | $68,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 4,864 | $68,000 | thousands by filing date | |
| Assurenced Guaranty Muni 6.875%due 12/15/2 | 04623A205 | Pfd Stk | 2,685 | $68,000 | thousands by filing date | |
| DEUTSCHE BANK CAP FUND IX PFD | 25153Y206 | PREFERR | 2,726 | $68,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240201 | PRF | 2,650 | $68,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 807 | $67,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 5,293 | $67,000 | thousands by filing date | |
| CARREFOUR SA | 144430204 | USD | 12,057 | $67,000 | thousands by filing date | |
| SANLAM LTD-SPONSORED ADR | 80104Q208 | COM | 2,878 | $67,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 2,640 | $67,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 1,091 | $67,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 1,661 | $66,000 | thousands by filing date | |
| EXPERIAN GP LTD ADR | 30215C101 | FOREIGN | 3,760 | $66,000 | thousands by filing date | |
| SYMRISE AG UNSPONS ADR | 87155N109 | FOREIGN | 1,623 | $66,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 7,613 | $66,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 1,155 | $66,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 3,286 | $66,000 | thousands by filing date | |
| TROPICANA ENTERTAINMENT LLC | 89708X204 | COM | 4,284 | $66,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 4,943 | $65,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 9,681 | $65,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 3,706 | $65,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 3,382 | $65,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 799 | $65,000 | thousands by filing date | |
| Peyto Expl & Dev Corp | 717046106 | COM | 2,217 | $65,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 1,866 | $65,000 | thousands by filing date | |
| SUMITOMO MITSUI TRUST HOLDINGS | 86562X106 | USD | 13,858 | $65,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W104 | SPONSORED ADR | 1,776 | $65,000 | thousands by filing date | |
| N State Telecommunications Class A | 662642107 | Com | 849 | $65,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 1,054 | $65,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 3,706 | $65,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 5,232 | $64,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 931 | $64,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 3,240 | $64,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 2,605 | $64,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 1,596 | $64,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 1,409 | $64,000 | thousands by filing date | |
| Koninklijke Ahold-Sp Ad | 500467402 | COM | 4,296 | $64,000 | thousands by filing date | |
| Aegon NV 6.875% PFD | N00927306 | PFD | 2,571 | $64,000 | thousands by filing date | |
| ING INTERNATIONAL | 45684Q100 | COM | 6,821 | $64,000 | thousands by filing date | |
| INDEPENDENT ALLIANCE | 45380E104 | COM | 2,784 | $64,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 4,517 | $63,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 1,453 | $63,000 | thousands by filing date | |
| MARUBENI CORP ADR | 573810207 | ADR | 940 | $63,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 3,804 | $63,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 690 | $63,000 | thousands by filing date | |
| AMCOR LTD SPONSORED ADRFSPONSO | 02341r302 | ADR | 1,691 | $63,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 5,409 | $62,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 1,983 | $62,000 | thousands by filing date | |
| Sandvik AB ADR | 800212201 | Equity | 5,185 | $62,000 | thousands by filing date | |
| SWATCH GROUP AG ADR | 870123106 | USD | 2,256 | $62,000 | thousands by filing date | |
| CLP HOLDINGS LTD SPONS ADR | 18946Q101 | COM | 7,640 | $62,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 2,569 | $62,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 24,182 | $61,000 | thousands by filing date | |
| CENTRAL JAPAN RAI-UNSPON ADR | 153766100 | COM | 4,953 | $61,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 3,664 | $61,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 10,835 | $61,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 75,459 | $61,000 | thousands by filing date | |
| BANK AMERICA CORP | 06052R153 | PRF | 4,500 | $61,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 13,302 | $60,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 4,500 | $60,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 4,231 | $60,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 892 | $60,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 2,093 | $60,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 2,036 | $60,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 901 | $60,000 | thousands by filing date | |
| ATLAS COPCO AB SP ADR A NEW | 049255706 | COM | 2,479 | $60,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 2,231 | $60,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 6,195 | $60,000 | thousands by filing date | |
| SAVIENT PHARMACEUTICALS INC | 80517QAA8 | CNV | 300,000 | $60,000 | thousands by filing date | principal |
| GABELLI UTIL TR SER A | 36240A200 | PRF | 2,409 | $60,000 | thousands by filing date | |
| GSO MEZZANINE FINANCE TRUST | 99Z413371 | COM | 63 | $60,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 1,990 | $59,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 553 | $59,000 | thousands by filing date | |
| PING AN INSURANCE GROUP ADR RE | 72341E304 | ADR | 4,353 | $59,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 9,486 | $59,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 3,205 | $58,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 9,698 | $58,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 834 | $58,000 | thousands by filing date | |
| JARDINE MATHESON HLDGS LTD ADR | 471115402 | ADR | 963 | $58,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 3,230 | $58,000 | thousands by filing date | |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 4,700 | $58,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 4,000 | $58,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 1,340 | $57,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 1,158 | $57,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 5,222 | $57,000 | thousands by filing date | |
| DASSAULT SYSTEMES SA ADR | 237545108 | USD | 462 | $57,000 | thousands by filing date | |
| SUN HUNG K | 86676H302 | USD | 4,450 | $57,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 3,987 | $57,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 5,776 | $57,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 14,610 | $57,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 2,759 | $57,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 22,094 | $57,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 698 | $57,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 1,637 | $56,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 1,069 | $56,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 1,826 | $56,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,207 | $56,000 | thousands by filing date | |
| HEINEKEN N V SPONSORED ADR LEVEL 1 | 423012301 | COM | 1,757 | $56,000 | thousands by filing date | |
| WALMART DE MEXICO SPON ADR SER V | 93114W107 | COM | 1,985 | $56,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 2,239 | $56,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 15,403 | $56,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 8,591 | $56,000 | thousands by filing date | |
| Dominion Res Inc Enhanced Jr Sub Notes 2009A | 25746U604 | Com | 2,127 | $56,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 1,522 | $56,000 | thousands by filing date | |
| WOLSELEY PLC-ADR | 977868207 | COM | 12,279 | $56,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 760 | $55,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 2,840 | $55,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 4,863 | $55,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 2,750 | $55,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 1,140 | $55,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 1,557 | $55,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 2,644 | $55,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 2,927 | $55,000 | thousands by filing date | |
| SANDS CHINA LTD UNSPONS ADR | 80007R105 | COM | 1,144 | $55,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 4,274 | $55,000 | thousands by filing date | |
| Merrill Lynch Cap TR IV 7.12% PFD | 59021G204 | Pfd Stk | 2,200 | $55,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 4,020 | $55,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC 6.125% $1.53125 PFD | 38145X111 | PREFERRED | 2,143 | $55,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 770 | $55,000 | thousands by filing date | |
| MORGAN STANLEY CAP TRUST #4 PF | 617462205 | PREFERR | 2,192 | $55,000 | thousands by filing date | |
| FUJI HEAVY INDUS-UNSPONS ADR | 359556206 | COM | 1,111 | $55,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 2,142 | $54,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 3,927 | $54,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 4,877 | $54,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 1,943 | $54,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 2,086 | $54,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 5,169 | $54,000 | thousands by filing date | |
| N State Telecommunications Class B | 662642206 | Com | 735 | $54,000 | thousands by filing date | |
| SGS SA UNSPONSORED ADR | 818800104 | ADUS | 2,472 | $53,000 | thousands by filing date | |
| ESSILOR INTL S A ADR | 297284200 | ADR | 1,005 | $53,000 | thousands by filing date | |
| DAI NIPPON PRINTING LTD | 233806306 | COMMON STOCK | 5,727 | $53,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 2,901 | $53,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 2,023 | $53,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 3,005 | $53,000 | thousands by filing date | |
| PUBLIC STORAGE DEP $1.475 PFD | 74460W206 | PREFERRED | 2,116 | $53,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 659 | $52,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 3,536 | $52,000 | thousands by filing date | |
| PANASONIC HLDGS CORP F | 69832A205 | ADR | 6,479 | $52,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 2,573 | $52,000 | thousands by filing date | |
| AGEAS SPON ADR | 00844W208 | COM | 1,482 | $52,000 | thousands by filing date | |
| ATLAS COPCO AB SPONS ADR B | 049255805 | COM | 2,462 | $52,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 3,015 | $52,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 8,404 | $52,000 | thousands by filing date | |
| STEC INC | 784774101 | COM | 7,710 | $52,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 3,151 | $52,000 | thousands by filing date | |
| VORNADO RLTY L P PINES 7.875%3 | 929043602 | PFD | 1,983 | $52,000 | thousands by filing date | |
| POWERSHARES DYN MAGNIQUANT | 73935X468 | COM | 1,605 | $52,000 | thousands by filing date | |
| BARCLAYS BANK PLC IPATH | 06740P155 | PRF | 1,602 | $52,000 | thousands by filing date | |
| HOLCIM LTD-UNSPON ADR | 434741203 | COM | 3,771 | $52,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 797 | $51,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 546 | $51,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 5,223 | $51,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 3,100 | $51,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 5,289 | $51,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 3,403 | $51,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 9,090 | $51,000 | thousands by filing date | |
| HONG KONG AND CHINA GAS SP ADR | 438550303 | COM | 20,595 | $51,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,338 | $51,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 3,543 | $51,000 | thousands by filing date | |
| PPLUS TRUST | 73941X874 | PRF | 2,070 | $51,000 | thousands by filing date | |
| BAC CAPITAL TRUST VIII | 05518T209 | PRF | 2,050 | $51,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 6,243 | $50,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 938 | $50,000 | thousands by filing date | |
| PUBLICIS S A NEW SPONSORED ADR | 74463M106 | ADUS | 2,821 | $50,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 1,988 | $50,000 | thousands by filing date | |
| BOC HONG KONG HLDGS LTD SPONSORED ADR | 096813209 | USD | 811 | $50,000 | thousands by filing date | |
| HENKEL AG AND CO KGAA ADR | 42550U208 | COM | 532 | $50,000 | thousands by filing date | |
| BOLT TECHNOLOGY CORP | 097698104 | COM | 2,948 | $50,000 | thousands by filing date | |
| MORGAN STANLEY 6.6% C11 | 61750K208 | PRF | 1,991 | $50,000 | thousands by filing date | |
| RETAIL PROPERTIES AMER * | 76131V509 | COM | 3,490 | $50,000 | thousands by filing date | |
| PUBLIC STORAGE DEP SHS | 74460W602 | PRF | 2,067 | $50,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 12,785 | $49,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 2,400 | $49,000 | thousands by filing date | |
| Sumitomo Corp | 865613103 | Equity | 3,858 | $49,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 775 | $49,000 | thousands by filing date | |
| MORGAN STANLEY 6.600% PFD | 617461207 | PREFERR | 1,950 | $49,000 | thousands by filing date | |
| GULF PWR CO SENIOR NOTE | 402479794 | PRF | 1,964 | $49,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 1,681 | $48,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 3,595 | $48,000 | thousands by filing date | |
| RWE AG | 74975E303 | Equity | 1,518 | $48,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23338T101 | COM | 3,496 | $48,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP $1.625 PFD | 38144G184 | PREFERRED | 1,856 | $48,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 1,366 | $48,000 | thousands by filing date | |
| TECHNIP NEW SPONSORED ADR | 878546209 | COM | 1,896 | $48,000 | thousands by filing date | |
| OLYMPUS CORP-SPON ADR | 68163W109 | COM | 1,581 | $48,000 | thousands by filing date | |
| JGC CORP-UNSPONSORED ADR | 466140100 | COM | 670 | $48,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 595 | $47,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 2,000 | $47,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 1,969 | $47,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 1,810 | $47,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 17,097 | $47,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 3,978 | $47,000 | thousands by filing date | |
| TESCO PLC SPONSORED ADR | 881575302 | ADUS | 3,124 | $47,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 2,226 | $47,000 | thousands by filing date | |
| Edp - Energias De Portugal Sa | 268353109 | Equity | 1,472 | $47,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 4,802 | $47,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 3,869 | $47,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 2,196 | $47,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 637 | $47,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 2,441 | $47,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 970 | $46,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 960 | $46,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 3,200 | $46,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 2,164 | $46,000 | thousands by filing date | |
| NITTO DENKO CORP UNSPON ADR | 654802206 | COM | 1,416 | $46,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 3,559 | $46,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 3,223 | $46,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 6,941 | $46,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 3,630 | $46,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 4,050 | $46,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 2,492 | $46,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 2,500 | $46,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 2,157 | $46,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 915 | $46,000 | thousands by filing date | |
| AMP LTD - SP ADR | 0017EP202 | COM | 2,952 | $46,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 6,271 | $45,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 779 | $45,000 | thousands by filing date | |
| NINTENDO LTD FSPONSORED ADR 1 ADR REP 0.25 ORD SHS | 654445303 | Equity | 3,024 | $45,000 | thousands by filing date | |
| CIE GENERALE DES ETABLISSEMENTS MICHELIN SCA UNSPONS ADR | 59410T106 | FOREIGN | 2,379 | $45,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 1,179 | $45,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 1,205 | $45,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 10,994 | $45,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 208 | $45,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 1,027 | $45,000 | thousands by filing date | |
| Merrill Lynch PFD Cap TR Iiitoprs 7% | 59021F206 | Pfd Stk | 1,800 | $45,000 | thousands by filing date | |
| HSBC Finance Corp PFD Non Cumulative B | 40429C607 | Pfd Stk | 1,800 | $45,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 2,557 | $45,000 | thousands by filing date | |
| MORGAN STANLEY CP TR III $0.0625 PFD | 617460209 | PREFERRED | 1,814 | $45,000 | thousands by filing date | |
| BRITISH SKY BROADCASTING | 111013108 | COM | 935 | $45,000 | thousands by filing date | |
| ING GROEP N V | 456837202 | PRF | 1,800 | $45,000 | thousands by filing date | |
| DUKE REALTY CORP DEP SHS | 264411778 | PRF | 1,820 | $45,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 1,910 | $44,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1,600 | $44,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 6,366 | $44,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 3,321 | $44,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 684 | $44,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 3,172 | $44,000 | thousands by filing date | |
| COCHLEAR LTD-UNSPON ADR | 191459205 | COM | 1,568 | $44,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 9,455 | $44,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 3,768 | $44,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 20,255 | $44,000 | thousands by filing date | |
| WM MORRISON-UNSPON ADR | 92933J107 | COM | 2,143 | $44,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 1,956 | $43,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 812 | $43,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 668 | $43,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 2,000 | $43,000 | thousands by filing date | |
| Continental AG | 210771200 | Equity | 324 | $43,000 | thousands by filing date | |
| SUBSEA 7 SA | 864323100 | COM | 2,481 | $43,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,875 | $43,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 4,076 | $43,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HLDG | 70337B102 | COM | 1,428 | $43,000 | thousands by filing date | |
| ISHARES TR | 464289404 | S&P TARGET 20 | 1,174 | $43,000 | thousands by filing date | |
| WHARF HOLDINGS-UNSPON ADR | 962257408 | COM | 2,510 | $43,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 761 | $42,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 3,563 | $42,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 4,655 | $42,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 2,360 | $42,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 2,445 | $42,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 7,827 | $42,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 2,216 | $42,000 | thousands by filing date | |
| DAIWA HOUSE INDUS UNSP ADR | 234062206 | COM | 222 | $42,000 | thousands by filing date | |
| INVESCO MORTGAGE CAP INC | 46131B209 | PRF | 1,700 | $42,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 3,526 | $41,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 5,514 | $41,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 3,518 | $41,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 2,447 | $41,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 5,531 | $41,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 5,181 | $41,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 2,553 | $41,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 887 | $41,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 7,321 | $41,000 | thousands by filing date | |
| ROHM CO LTD-UNSPON ADR | 775376106 | COM | 2,086 | $41,000 | thousands by filing date | |
| HANNOVER RUECKVERSICHER ADR | 410693105 | COM | 1,145 | $41,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 14,643 | $41,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 1,387 | $41,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 2,319 | $41,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 1,152 | $41,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505509 | YRKVL HIINCINF | 1,950 | $41,000 | thousands by filing date | |
| JPMORGAN CHASE & CO 8.625% $2.15625 PFD | 46625H621 | PREFERRED | 1,614 | $41,000 | thousands by filing date | |
| GENERAL ELECTRIC CAP CORP 4.875% | 369622428 | PREFERRED | 1,697 | $41,000 | thousands by filing date | |
| CHINA RAILWAY CONS-UNSPN ADR | 16947L105 | COM | 4,665 | $41,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 3,125 | $40,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 4,440 | $40,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 1,839 | $40,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 1,881 | $40,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 1,809 | $40,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 1,269 | $40,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 5,719 | $40,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 1,666 | $40,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 4,847 | $40,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 3,542 | $40,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 690 | $40,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 1,008 | $40,000 | thousands by filing date | |
| TELENOR ASA-NOK | 87944W105 | COMMON STOCK | 684 | $40,000 | thousands by filing date | |
| KIRIN BREWERY CO ADR | 497350306 | COM | 2,544 | $40,000 | thousands by filing date | |
| MAKO SURGICAL CORP | 560879108 | COM | 3,268 | $40,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 1,197 | $40,000 | thousands by filing date | |
| TELECOM CORP NEW ZEALAND LTD SPON ADR | 879278208 | ADR | 4,547 | $40,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 541 | $39,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 1,050 | $39,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 1,300 | $39,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 1,133 | $39,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 4,737 | $39,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 2,904 | $39,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 529 | $39,000 | thousands by filing date | |
| Grupo Financiero Banorte SAB de CV | 40052P107 | ADR | 1,319 | $39,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 1,169 | $39,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 1,012 | $39,000 | thousands by filing date | |
| SURGUTNEFTEGAZ SPON ADR | 868861105 | COM | 6,183 | $39,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 5,794 | $39,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 3,235 | $39,000 | thousands by filing date | |
| HELIOS STRATEGIC INCOME FD I | 42328A203 | COM NEW | 6,371 | $39,000 | thousands by filing date | |
| ALLIANZGI INTL & PREM STRATE | 01882X108 | COM | 4,109 | $39,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 7,486 | $38,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 2,389 | $38,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 4,913 | $38,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 1,772 | $38,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 561 | $38,000 | thousands by filing date | |
| ISHARES TR | 464288455 | EPRA/NAR NA IN | 759 | $38,000 | thousands by filing date | |
| SEMEN GRESIK PERSERO TBK PT | 69367J100 | ADR | 1,098 | $38,000 | thousands by filing date | |
| KATAHDIN BANKSHARES CORP | 485835102 | COM | 3,365 | $38,000 | thousands by filing date | |
| ING GROEP N V | 456837509 | PRF | 1,597 | $38,000 | thousands by filing date | |
| MEDIASET SPA-SPONSORED ADR | 584469407 | COM | 3,335 | $38,000 | thousands by filing date | |
| CORP BACKD TR CTFS 03-10 | 21988G122 | PRF | 1,501 | $38,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 725 | $37,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 1,363 | $37,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 662 | $37,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 2,300 | $37,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 1,579 | $37,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 2,784 | $37,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 1,976 | $37,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 2,320 | $37,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 1,173 | $37,000 | thousands by filing date | |
| MITSUBISHI ELEC CORP ADR | 606776201 | COM | 1,944 | $37,000 | thousands by filing date | |
| MURATA MANUFACTURING CO LTD | 626425102 | International Equities, EAFE, Large Cap | 1,924 | $37,000 | thousands by filing date | |
| Carlsberg As | 142795202 | Equity | 2,069 | $37,000 | thousands by filing date | |
| DWS | 23338W104 | EXCHANGE TRADED | 4,571 | $37,000 | thousands by filing date | |
| J. SAINSBURY PLC-SPONS ADR | 466249208 | USD | 1,674 | $37,000 | thousands by filing date | |
| KINGFISHER PLC SPONSORED ADR C | 495724403 | USD | 3,528 | $37,000 | thousands by filing date | |
| BANK MANDIRI TBK ADR | 69367U105 | COM | 4,094 | $37,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 2,042 | $37,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 4,450 | $37,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 1,084 | $37,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC 6.2% $1.55 PFD | 38144X500 | PREFERRED | 1,465 | $37,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R700 | 7-15 YR US TRS | 447 | $37,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 1,235 | $36,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 883 | $36,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 5,233 | $36,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 1,495 | $36,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 466 | $36,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 1,308 | $36,000 | thousands by filing date | |
| SAP SE | D66992104 | ADR | 489 | $36,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 2,150 | $36,000 | thousands by filing date | |
| TURKIYE GARANTI BANK | 900148701 | COM | 8,278 | $36,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 2,564 | $36,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 2,727 | $36,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 1,500 | $36,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 4,192 | $36,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 2,451 | $36,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 2,500 | $36,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 2,493 | $36,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 5,335 | $36,000 | thousands by filing date | |
| KNIGHTSBRIDGE TANKERS LTD | G5299G106 | COMMON | 4,855 | $36,000 | thousands by filing date | |
| CANADIAN OIL SANDS LTD | 13643E105 | COMMON | 1,949 | $36,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 1,235 | $36,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 1,650 | $36,000 | thousands by filing date | |
| FEDERAL MOGUL CORP SUBSCRIPTIO | 313549123 | COM | 181,259 | $36,000 | thousands by filing date | |
| RICOH CO LTD-SPONSORED ADR | 765658307 | COM | 605 | $36,000 | thousands by filing date | |
| EISAI CO LTD-SPONSORED ADR | 282579309 | COM | 883 | $36,000 | thousands by filing date | |
| TOSHIBA CORP-UNSPONSORED ADR | 891493306 | COM | 1,248 | $36,000 | thousands by filing date | |
| GENERAL ELECTRIC CAPITAL | 369622444 | PRF | 1,400 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 345 | $35,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 2,348 | $35,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 499 | $35,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 2,330 | $35,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 1,689 | $35,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 2,726 | $35,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 1,174 | $35,000 | thousands by filing date | |
| Banco Do Brasil Sa Spons Adr Ea Repr 1 O | 059578104 | Equity | 3,496 | $35,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 2,630 | $35,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 2,608 | $35,000 | thousands by filing date | |
| POWER-ONE INC | 73930R102 | COMMON STOCK | 5,634 | $35,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 5,078 | $35,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 1,289 | $35,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 6,049 | $35,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 2,714 | $35,000 | thousands by filing date | |
| CAP GEMINI SA ADR | 139098107 | COM | 1,429 | $35,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 2,200 | $35,000 | thousands by filing date | |
| BB&T CORP 5.625% PFD | 054937404 | ps | 1,461 | $35,000 | thousands by filing date | |
| REXAM PLC-SPONSORED ADR | 761655505 | COM | 947 | $35,000 | thousands by filing date | |
| STAR TRIBUNE CO | 85519YC08 | COM | 1,098 | $35,000 | thousands by filing date | |
| TOKYO GAS CO LTD-UNSPON ADR | 889115101 | COM | 1,580 | $35,000 | thousands by filing date | |
| BANK OF AMERICA N A | 06051A540 | PRF | 2,450 | $35,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 1,237 | $34,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 548 | $34,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 4,140 | $34,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 3,349 | $34,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 2,457 | $34,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 1,020 | $34,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 8,774 | $34,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 2,287 | $34,000 | thousands by filing date | |
| ICG GROUP INC | 44928D108 | COM | 2,969 | $34,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 4,003 | $34,000 | thousands by filing date | |
| ACTIVE NETWORK INC | 00506D100 | COM | 4,605 | $34,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 8,238 | $34,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 28,815 | $34,000 | thousands by filing date | |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 1,140 | $34,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 2,500 | $34,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 2,601 | $34,000 | thousands by filing date | |
| PRUDENTIAL FINANCIAL INC | 744320409 | PRF | 1,300 | $34,000 | thousands by filing date | |
| SHINSEI BANK LTD-SPON ADR | 824631105 | COM | 7,550 | $34,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 432 | $33,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 863 | $33,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 1,278 | $33,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 4,671 | $33,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 574 | $33,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 6,091 | $33,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 3,459 | $33,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 2,402 | $33,000 | thousands by filing date | |
| MARKS & SP | 570912105 | USD | 2,504 | $33,000 | thousands by filing date | |
| CHINA SHENHUA UNSPONS ADR | 16942A302 | COM | 3,260 | $33,000 | thousands by filing date | |
| SEKISUI HOUSE SPONS ADR | 816078307 | COM | 2,296 | $33,000 | thousands by filing date | |
| BIDVEST GROUP LTD | 088836309 | Common Stock | 668 | $33,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 7,279 | $33,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 645 | $33,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 4,572 | $33,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 2,031 | $33,000 | thousands by filing date | |
| PTT EXPLORATION & PRODUCTION P | 69364v106 | Common Stock | 3,209 | $33,000 | thousands by filing date | |
| Penn REIT 8.25% Pfd Series A | 709102404 | com | 1,250 | $33,000 | thousands by filing date | |
| RHODES COMPANIES | 762356XX6 | COM | 109,053 | $33,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 757 | $32,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 576 | $32,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 1,609 | $32,000 | thousands by filing date | |
| Lenovo Group Ltd | 526250105 | Equity | 1,762 | $32,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 723 | $32,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 2,250 | $32,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 1,888 | $32,000 | thousands by filing date | |
| ADECCO GROUP AG ADR | 006754204 | COM | 1,126 | $32,000 | thousands by filing date | |
| WYNN MACAU LTD | 98313R106 | Common Stock | 1,161 | $32,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 2,133 | $32,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 15,649 | $32,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 1,951 | $32,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 1,119 | $32,000 | thousands by filing date | |
| NUVEEN MUNI HIGH INCOME OP | 670683101 | COM | 2,642 | $32,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-006379 | this filing | 2013-08-14 | acceptance time not in the bulk data set |