13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 5,928 holding rows worth $144,431,000,000.
- Accession
- 0000950123-13-006379
- Filer
- CIK 820027
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A combination report, 8,905 entries on the cover page, a total value of $144,431,000,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,431,000,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAmeriprise Financial, Inc. 028-00139
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Company 028-01045
- reports for this filerAmeriprise Certificate Company 028-00140
- reports for this filerRiverSource Life Insurance Company 028-00143
- reports for this filerRiverSource Life Insurance Company of New York 028-01046
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- included managerAmeriprise Financial, Inc. 028-00139
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Company 028-01045
- included managerAmeriprise Certificate Company 028-00140
- included managerRiverSource Life Insurance Company 028-00143
- included managerRiverSource Life Insurance Company of New York 028-01046
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BARABOO BANCORP | 067021105 | COM | 4,672 | $7,000 | thousands by filing date | |
| HOYA CORP SPONSORED ADR | 443251103 | ADUS | 361 | $7,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 402 | $7,000 | thousands by filing date | |
| NESTLE SA | H57312649 | COM | 100 | $7,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 472 | $7,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 1,982 | $7,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 1,479 | $7,000 | thousands by filing date | |
| FIRST PACIFIC CO LTD | 335889200 | COMMON STOCK-FO | 1,237 | $7,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 907 | $7,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 360 | $7,000 | thousands by filing date | |
| TORAY INDUSTRIES UNSPON ADR | 890880206 | COM | 112 | $7,000 | thousands by filing date | |
| MOL HUNGARIAN OIL SP ADR | 608464202 | COM | 176 | $7,000 | thousands by filing date | |
| UOL GROUP LIMITED-SP ADR | 91529G105 | COM | 310 | $7,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 3,330 | $7,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 236 | $7,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 2,777 | $7,000 | thousands by filing date | |
| LIXIL CORP ADR FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 53931R103 | ADR | 137 | $7,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 3,685 | $7,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 3,613 | $7,000 | thousands by filing date | |
| FORTUM OYJ ADR | 34959F106 | COMMON | 1,817 | $7,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 1,830 | $7,000 | thousands by filing date | |
| EDGEN GROUP INC | 28014Q107 | CL A | 1,064 | $7,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 16,530 | $7,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 7,021 | $7,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 924 | $7,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 502 | $7,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 672 | $7,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 1,102 | $7,000 | thousands by filing date | |
| NEWS CORP | 65248E203 | CL B | 200 | $7,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 4,269 | $7,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 886 | $7,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 3,130 | $7,000 | thousands by filing date | |
| SIMCERE PHARMACEUTICAL GROUP | 82859P104 | SPON ADR | 716 | $7,000 | thousands by filing date | |
| ALUMINA LTD ADR | 022205108 | COM | 1,962 | $7,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 300 | $7,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 536 | $7,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 1,459 | $7,000 | thousands by filing date | |
| NAVARRE CORP | 639208107 | COM | 2,496 | $7,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 1,009 | $7,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 541 | $7,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 1,116 | $7,000 | thousands by filing date | |
| EVERYWARE GLOBAL INC | 300439106 | COM | 610 | $7,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 2,476 | $7,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 212 | $7,000 | thousands by filing date | |
| NASB FINANCIAL INC | 628968109 | COM | 261 | $7,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 680 | $7,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 367 | $7,000 | thousands by filing date | |
| MERRILL LYNCH 6.45% | 590199204 | PRF | 263 | $7,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 685 | $7,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P127 | RBS OIL TRNDPL | 350 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288547 | RETAIL CAP IDX | 185 | $7,000 | thousands by filing date | |
| TRACTEBEL ENERGIA SA-SP ADR | 892360108 | COM | 435 | $7,000 | thousands by filing date | |
| SHIN ETSU CHEMICAL CO | J72810120 | COM | 100 | $7,000 | thousands by filing date | |
| SU US 07/20/13 P28 | CM0018142 | OPT | 345 | $7,000 | thousands by filing date | put |
| SPN US 07/20/13 P25 | CM0018373 | OPT | 200 | $7,000 | thousands by filing date | put |
| ATW US 07/20/13 P50 | CM0018472 | OPT | 110 | $7,000 | thousands by filing date | put |
| RBS CAPITAL FUNDING | 74928P207 | PRF | 325 | $7,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 916 | $7,000 | thousands by filing date | |
| BANK EAST ASIA LTD-SPONS ADR | 061874103 | COM | 1,986 | $7,000 | thousands by filing date | |
| BUFFETS RESTAURANTS HOLDINGS | BAX3UNMB3 | COM | 1,071 | $7,000 | thousands by filing date | |
| FTSE 100 TR GBP | CM0014893 | COM | 1 | $7,000 | thousands by filing date | |
| ACT US 08/17/13 P115 | CM0017284 | OPT | 38 | $7,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 240 | $6,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 500 | $6,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 125 | $6,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 444 | $6,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 3,318 | $6,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 1,024 | $6,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 100 | $6,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 374 | $6,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 235 | $6,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 82 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 110 | $6,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 332 | $6,000 | thousands by filing date | |
| Koninklijke KPN NV | 780641205 | ADR | 2,170 | $6,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 455 | $6,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 340 | $6,000 | thousands by filing date | |
| MALAYAN BANK ADR | 56108H105 | COM | 931 | $6,000 | thousands by filing date | |
| COMPUTERSHARE LTD SPONS ADR | 20557R105 | COM | 630 | $6,000 | thousands by filing date | |
| SIMS LTD SPON ADR EA | 829160100 | Common Stock | 827 | $6,000 | thousands by filing date | |
| CLICKS GROUP LTD | 18682W205 | Common Stock | 511 | $6,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 755 | $6,000 | thousands by filing date | |
| HSBC Holdings PLC | G4634U169 | COM | 588 | $6,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 400 | $6,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 213 | $6,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 560 | $6,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 1,051 | $6,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 1,160 | $6,000 | thousands by filing date | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 74 | $6,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 806 | $6,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 409 | $6,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 332 | $6,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 225 | $6,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 260 | $6,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 3,343 | $6,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 624 | $6,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 1,343 | $6,000 | thousands by filing date | |
| Zions Bancorporation PFD 9.5% | 989701503 | Pfd Stk | 217 | $6,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 460 | $6,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 815 | $6,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 352 | $6,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 1,057 | $6,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 355 | $6,000 | thousands by filing date | |
| NATIONAL TECHNICAL SYSTEM IN | 638104109 | COM | 427 | $6,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 395 | $6,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 783 | $6,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 95 | $6,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 500 | $6,000 | thousands by filing date | |
| GRUMA S.A.B. SPONSORED ADR | 400131306 | ADR | 349 | $6,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 387 | $6,000 | thousands by filing date | |
| ICAP PLC ADR | 450936109 | COM | 499 | $6,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 568 | $6,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 400 | $6,000 | thousands by filing date | |
| MARKET VECTORS | 57060U704 | URAN NUCLR ENRGY | 450 | $6,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 167 | $6,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 300 | $6,000 | thousands by filing date | |
| TATE & LYLE | 876570607 | COM | 115 | $6,000 | thousands by filing date | |
| DUKE REALTY CORP PFD 1/10 K | 264411760 | PFD | 250 | $6,000 | thousands by filing date | |
| VORNADO REALTY TRUST * | 929042802 | PRF | 250 | $6,000 | thousands by filing date | |
| JINPAN INTERNATIONAL LTD | 477391999 | COM | 1,280 | $6,000 | thousands by filing date | |
| PRUDENTIAL FINANCIAL INC | 744320706 | PRF | 242 | $6,000 | thousands by filing date | |
| CAPITALAND LTD-SPON ADR | 140547100 | COM | 1,310 | $6,000 | thousands by filing date | |
| HITACHI CONSTRUCT-UNSPON ADR | 43358L101 | COM | 140 | $6,000 | thousands by filing date | |
| TINGYI CAYMAN ISLN-SPON ADR | 887495307 | COM | 110 | $6,000 | thousands by filing date | |
| VOESTALPINE AG-UNSPON ADR | 928578103 | COM | 920 | $6,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 130 | $5,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 165 | $5,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 663 | $5,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 796 | $5,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 303 | $5,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 210 | $5,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 80 | $5,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 453 | $5,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 400 | $5,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 384 | $5,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 287 | $5,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 784 | $5,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 431 | $5,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 700 | $5,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 216 | $5,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 427 | $5,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 135 | $5,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 610 | $5,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 1,239 | $5,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 718 | $5,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 1,078 | $5,000 | thousands by filing date | |
| CITY DEVELOPMENTS-SPONS ADR | 177797305 | COM | 630 | $5,000 | thousands by filing date | |
| MARUI LTD-UNSPON ADR | 573814308 | COM | 230 | $5,000 | thousands by filing date | |
| JERONIMO MARTINS-UNSPON ADR | 476493101 | COM | 130 | $5,000 | thousands by filing date | |
| KAWASAKI HEAVY INDS-SP ADR | 486359201 | COM | 423 | $5,000 | thousands by filing date | |
| TELIA CO UNSPON ADR | 87960M205 | COM | 378 | $5,000 | thousands by filing date | |
| TERNA SPA UNSPONSORED ADR | 88088L103 | COM | 418 | $5,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 5,450 | $5,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 647 | $5,000 | thousands by filing date | |
| Advanced Info Service Adr | 00753G103 | ADR | 650 | $5,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 20 | $5,000 | thousands by filing date | |
| JTH HLDG INC | 46637N103 | CL A | 286 | $5,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 557 | $5,000 | thousands by filing date | |
| RIMAGE CORP | 766721104 | COM | 660 | $5,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 274 | $5,000 | thousands by filing date | |
| WATERSTONE FINANCIAL INC | 941888109 | COM | 459 | $5,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 147 | $5,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 648 | $5,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 100 | $5,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 2,106 | $5,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 387 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 186 | $5,000 | thousands by filing date | |
| ING RISK MANAGED NAT RES FD | 449810100 | COM | 500 | $5,000 | thousands by filing date | |
| OMTHERA PHARMACEUTICALS INC | 68217A103 | COM | 367 | $5,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 590 | $5,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 164 | $5,000 | thousands by filing date | |
| CORNERSTONE THERAPEUTICS INC | 21924P103 | COM | 623 | $5,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 499 | $5,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 816 | $5,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 693 | $5,000 | thousands by filing date | |
| TITAN MEDICAL INC. | 88830X108 | COM | 9,500 | $5,000 | thousands by filing date | |
| DUKE ENERGY CORP $1.281 PFD | 26441C303 | PREFERRED | 200 | $5,000 | thousands by filing date | |
| MORGAN STANLEY CAPITAL TRUST 6.45% $1.6125 PFD | 61753R200 | PREFERRED | 200 | $5,000 | thousands by filing date | |
| SONY FINL HLDGS INC ADR | 835707100 | COM | 321 | $5,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 100 | $5,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 200 | $5,000 | thousands by filing date | |
| Suez Environment Co. SA | 864691100 | Com | 798 | $5,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 2,331 | $5,000 | thousands by filing date | |
| Georgia Power CO Cl A PFD 6.125% | 373334473 | Preferred Stock | 203 | $5,000 | thousands by filing date | |
| Primus Guaranty, Ltd. | G72457107 | COM | 490 | $5,000 | thousands by filing date | |
| FLSMIDTH & CO A/S-UNSPON ADR | 343793105 | COM | 994 | $5,000 | thousands by filing date | |
| EOG US 07/20/13 P120 | CM0018175 | OPT | 72 | $5,000 | thousands by filing date | put |
| LEND LEASE CORP LTD-SPON ADR | 526023205 | COM | 700 | $5,000 | thousands by filing date | |
| AVIVA PLC CAP SECS | 05382A203 | PRF | 192 | $5,000 | thousands by filing date | |
| OZ MINERALS LTD - SPON ADR | 692476104 | COM | 2,425 | $5,000 | thousands by filing date | |
| HYPERMARCAS S.A-SPN ADR | 44915J100 | COM | 730 | $5,000 | thousands by filing date | |
| PEUGEOT SA-SPONSORED ADR | 716825500 | COM | 630 | $5,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,035 | $4,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 300 | $4,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 200 | $4,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 900 | $4,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 1,905 | $4,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 227 | $4,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 141 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 80 | $4,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 200 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 246 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 282 | $4,000 | thousands by filing date | |
| Isuzu Motors Ltd. | 465254209 | COM | 60 | $4,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 316 | $4,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 210 | $4,000 | thousands by filing date | |
| SEIKO EPSON CORP FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 81603X108 | AMERICAN DEPOSITORY | 520 | $4,000 | thousands by filing date | |
| PETROSONIC ENERGY INC COM | 71676J102 | COMMON STOCK | 5,000 | $4,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 600 | $4,000 | thousands by filing date | |
| Gazprom Neft Spons Adr | 36829G107 | ADR | 220 | $4,000 | thousands by filing date | |
| GENTING BERHAD SPONS ADR | 372452300 | COMMON STK | 246 | $4,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 1,480 | $4,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 142 | $4,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 76 | $4,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 793 | $4,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 1,332 | $4,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 599 | $4,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U589 | JR GOLD MINERS E | 465 | $4,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 1,811 | $4,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 450 | $4,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 119 | $4,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 2,482 | $4,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 504 | $4,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 2,000 | $4,000 | thousands by filing date | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 205 | $4,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 380 | $4,000 | thousands by filing date | |
| PALMETTO BANCSHARES INC | 697062206 | COM | 278 | $4,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 367 | $4,000 | thousands by filing date | |
| PPC LTD | 69354A104 | Common Stock | 620 | $4,000 | thousands by filing date | |
| REVETT MINERALS INC | 761505205 | COM NEW | 6,930 | $4,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 200 | $4,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 300 | $4,000 | thousands by filing date | |
| DGSE COMPANIES INC | 23323G106 | COM | 1,250 | $4,000 | thousands by filing date | |
| BEIJING ENTERPRISES HLDGS ADR | 07725Q200 | ADR | 50 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 106 | $4,000 | thousands by filing date | |
| FEDERAL HYDROGENERATING-ADR | 466294105 | COM | 2,890 | $4,000 | thousands by filing date | |
| PREMIER FOODS PLC-UNSPON ADR | 74051J200 | COM | 966 | $4,000 | thousands by filing date | |
| PERUSAHAAN GAS NE-UNSPON ADR | 69367P106 | COM | 150 | $4,000 | thousands by filing date | |
| GKN PLC - SPONSORED ADR | 361755606 | COM | 930 | $4,000 | thousands by filing date | |
| MAN SE-UNSPONSORED ADR | 561641101 | COM | 330 | $4,000 | thousands by filing date | |
| MAN GROUP PLC-UNSPON ADR | 56164U107 | COM | 3,685 | $4,000 | thousands by filing date | |
| TAISEI CORP-UNSPONSORED ADR | 874018203 | COM | 110 | $4,000 | thousands by filing date | |
| EXCELSIOR ABSOLUTE RETURN | BRSAUR526 | LP | 2 | $4,000 | thousands by filing date | |
| S US 08/17/13 C7 | CM0016088 | OPT | 258 | $4,000 | thousands by filing date | call |
| KUMBA IRON ORE LTD-ADR | 50125N104 | COM | 255 | $4,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 70 | $3,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 278 | $3,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 74 | $3,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 495 | $3,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 60 | $3,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 287 | $3,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 172 | $3,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 180 | $3,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 3,010 | $3,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 96 | $3,000 | thousands by filing date | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 379 | $3,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 129 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 50 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 308 | $3,000 | thousands by filing date | |
| Astronics Class B Convertible | 046433207 | COM | 65 | $3,000 | thousands by filing date | |
| USINAS SIDERURGICAS DE MINAS G | 917302200 | COM | 865 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 43 | $3,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 418 | $3,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 130 | $3,000 | thousands by filing date | |
| AMR CORP | 001765106 | COMMON STOCK | 701 | $3,000 | thousands by filing date | |
| SINGAPORE AIRLINES ADR | 82930C106 | COM | 210 | $3,000 | thousands by filing date | |
| BANK CENTRAL ASIA-UNSPON ADR | 69368G105 | COM | 110 | $3,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 2,440 | $3,000 | thousands by filing date | |
| GREAT-WEST LIFEC | 39138C106 | COM | 100 | $3,000 | thousands by filing date | |
| NASSAU COS NEW YORK 7.45 QUIBS 2032 | 71902E208 | Preferred Stock | 106 | $3,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 139 | $3,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 127 | $3,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 547 | $3,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 1,742 | $3,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 229 | $3,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 500 | $3,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 200 | $3,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 171 | $3,000 | thousands by filing date | |
| GSE HOLDING INC | 36191X100 | COM | 498 | $3,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 193 | $3,000 | thousands by filing date | |
| GIVEN IMAGING LTD | M52020100 | ORD | 200 | $3,000 | thousands by filing date | |
| ZAZA ENERGY CORP | 98919T100 | COM | 2,310 | $3,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 660 | $3,000 | thousands by filing date | |
| CRESCENT FINANCIAL BANCSHARE | 225743103 | COM | 751 | $3,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 396 | $3,000 | thousands by filing date | |
| FORTEGRA FINANCIAL CORP | 34954W104 | COM | 400 | $3,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 200 | $3,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 501 | $3,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 1,020 | $3,000 | thousands by filing date | |
| ORCHARD SUPPLY HARDWARE STORES CORP | 685691404 | COMMON | 10,383 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 100 | $3,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 784 | $3,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 214 | $3,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786U101 | COM | 109 | $3,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 820 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 150 | $3,000 | thousands by filing date | |
| POWERSHARES LUX | 73935X633 | LX NANOTCH PTF | 500 | $3,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 120 | $3,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP | 635906209 | CVPFSTKF | 175 | $3,000 | thousands by filing date | |
| WACOAL HOLDINGS CORP | 930004205 | ADR | 47 | $3,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 200 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y819 | TOTAL MKT BEAR | 130 | $3,000 | thousands by filing date | |
| POWER FINANCIAL CORP | 73927C100 | COM | 90 | $3,000 | thousands by filing date | |
| AMR CORP PINES 7.875% | 001765866 | PRF | 100 | $3,000 | thousands by filing date | |
| ORICA LTD ADR | 68618H103 | COM | 135 | $3,000 | thousands by filing date | |
| INVESTOR AB-UNSP ADR | 46145A106 | COM | 200 | $3,000 | thousands by filing date | |
| SALZGITTER AG-UNSP ADR | 795842202 | COM | 830 | $3,000 | thousands by filing date | |
| DOLE US 10/19/13 P11 | CM0017920 | OPT | 136 | $3,000 | thousands by filing date | put |
| CVX US 07/20/13 P110 | CM0018126 | OPT | 130 | $3,000 | thousands by filing date | put |
| NBL US 07/20/13 P55 | CM0018274 | OPT | 160 | $3,000 | thousands by filing date | put |
| HAL US 07/20/13 P38 | CM0018498 | OPT | 180 | $3,000 | thousands by filing date | put |
| CAIRN ENERGY PLC-UNSPON ADR | 12776P200 | COM | 326 | $3,000 | thousands by filing date | |
| MINERA FRISCO SAB-LEV1-ADR | 60283E101 | COM | 540 | $3,000 | thousands by filing date | |
| PREFERREDPLUS TR | 740434881 | PRF | 119 | $3,000 | thousands by filing date | |
| TEIJIN LTD-UNSPONSORED ADR | 879063204 | COM | 142 | $3,000 | thousands by filing date | |
| DNB ASA-SPONSOR ADR | 23328E106 | COM | 20 | $3,000 | thousands by filing date | |
| XTL BIOPHARMACEUTICALS-ADR | 98386D208 | COM | 441 | $3,000 | thousands by filing date | |
| BANK OF YOKOHAMA-UNSPON ADR | 066011206 | COM | 127 | $3,000 | thousands by filing date | |
| GREAT WEST LIFECO INC | 39138C809 | PRF | 115 | $3,000 | thousands by filing date | |
| GRUPO CARSO -SPONS ADR | 400485207 | COM | 340 | $3,000 | thousands by filing date | |
| F&W PUBLICATIONS INC | BAX397BX6 | COM | 4,165 | $3,000 | thousands by filing date | |
| LBTYA US 07/20/13 P80 | CM0012459 | OPT | 4 | $3,000 | thousands by filing date | put |
| ARIA US 08/17/13 C20 | CM0017110 | OPT | 77 | $3,000 | thousands by filing date | call |
| MTG CORP | 313400301 | COM | 1,361 | $2,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 862 | $2,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 1,000 | $2,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,042 | $2,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 690 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 95 | $2,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 300 | $2,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 117 | $2,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 650 | $2,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 112 | $2,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 170 | $2,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 100 | $2,000 | thousands by filing date | |
| BYD CO LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 05606L100 | Equity | 371 | $2,000 | thousands by filing date | |
| ATP OIL & GAS CORP | 00208j108 | COM | 28,260 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 100 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 50 | $2,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 40 | $2,000 | thousands by filing date | |
| FUJITSU LTD ADR NEW | 359590304 | COMMON STOCK | 116 | $2,000 | thousands by filing date | |
| GREEK ORGANISATION OF FOOTBALL | 392483103 | ADR | 588 | $2,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 68 | $2,000 | thousands by filing date | |
| SEARS ROEBUCK ACCEP CORP NT 7. | 812404507 | PREFERR | 100 | $2,000 | thousands by filing date | |
| ASX LTD UNSPONSORED ADR | 00212E103 | COM | 50 | $2,000 | thousands by filing date | |
| Sino Ld Ltd Sp ADR | 829344308 | ADR | 275 | $2,000 | thousands by filing date | |
| TENAGA NASIONAL | 880277108 | Common Stock | 235 | $2,000 | thousands by filing date | |
| Rostelecom Long Distance ADR | 778529107 | ADR | 144 | $2,000 | thousands by filing date | |
| Sanofi SA | F5548N101 | COM | 15 | $2,000 | thousands by filing date | |
| SILEX SYS LTD FSPONSORED ADR 1 ADR REPS 5 ORD SHS | 827046103 | AMERICAN DEPOSITORY | 230 | $2,000 | thousands by filing date | |
| STERLITE INDS INDIA LTD | 859737207 | ADS | 405 | $2,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 100 | $2,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 116 | $2,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 123 | $2,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 100 | $2,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 489 | $2,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 874 | $2,000 | thousands by filing date | |
| NEOSTEM INC | 640650305 | COM NEW | 4,080 | $2,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 1,340 | $2,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 840 | $2,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 1,000 | $2,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 120 | $2,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 120 | $2,000 | thousands by filing date | |
| SYNTROLEUM CORP | 871630208 | COM | 358 | $2,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 2,000 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 50 | $2,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 200 | $2,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 1,625 | $2,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 970 | $2,000 | thousands by filing date | |
| GEA GROUP AG ADR | 361592108 | COM | 45 | $2,000 | thousands by filing date | |
| ORIFLAME COSMETICS | 686194200 | Common Stock | 134 | $2,000 | thousands by filing date | |
| MARKET VECTORS RARE EARTH/ST | 57060U472 | CMN | 185 | $2,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 1,000 | $2,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 420 | $2,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 120 | $2,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 520 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 100 | $2,000 | thousands by filing date | |
| MARKET VECTORS TREASURY-HEDG | 57061R775 | HI YLD TREA BD | 100 | $2,000 | thousands by filing date | |
| GlaxoSmithKline PLC | G3910J112 | COM | 63 | $2,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 67 | $2,000 | thousands by filing date | |
| TATA COMMUNICATIONS-ADR | 876564105 | ADR | 420 | $2,000 | thousands by filing date | |
| CHINA MINSHENG BKG CORP LTD | 16949T106 | ADR | 190 | $2,000 | thousands by filing date | |
| POSTNL NV-ADR | 73753A103 | COM | 879 | $2,000 | thousands by filing date | |
| AGL ENERGY LTD-UNSP ADR | 001201102 | COM | 130 | $2,000 | thousands by filing date | |
| CATHAY PAC AIRWAYS-SPONS ADR | 148906308 | COM | 230 | $2,000 | thousands by filing date | |
| FEDERAL HOME LOAN MTG | 313400731 | PRF | 250 | $2,000 | thousands by filing date | |
| FEDL HOME LOAN MTG CORP | 313400863 | PRF | 275 | $2,000 | thousands by filing date | |
| JIANGXI COPPER CO-SPONS ADR | 47737M102 | COM | 30 | $2,000 | thousands by filing date | |
| JOHNSON ELEC HLDG -SPON ADR | 479087207 | COM | 295 | $2,000 | thousands by filing date | |
| OLD MUTUAL PLC-UNSPON ADR | 680031309 | COM | 72 | $2,000 | thousands by filing date | |
| SPENDSMART PAYMENTS | 848324208 | COM | 666 | $2,000 | thousands by filing date | |
| SAIPEM SPA-UNSPON ADR | 79376W208 | COM | 233 | $2,000 | thousands by filing date | |
| STEVIA FIRST CORP | 86031Q104 | COM | 5,000 | $2,000 | thousands by filing date | |
| EURASIAN NATURAL RES-UNS ADR | 29843V101 | COM | 980 | $2,000 | thousands by filing date | |
| NOBLE GROUP LTD-UNSPON ADR | 65504R104 | COM | 150 | $2,000 | thousands by filing date | |
| FLETCHER BUILDING-SPN ADR | 339305302 | COM | 120 | $2,000 | thousands by filing date | |
| INDRA SISTEMAS SA-UNSP ADR | 45579R106 | COM | 322 | $2,000 | thousands by filing date | |
| FTI US 07/20/13 P50 | CM0018407 | OPT | 110 | $2,000 | thousands by filing date | put |
| SLB US 07/20/13 P65 | CM0018423 | OPT | 100 | $2,000 | thousands by filing date | put |
| MITSUBISHI CHEMICAL-UNSP ADR | 606763100 | COM | 93 | $2,000 | thousands by filing date | |
| PREMIER OIL PLC-SPONS ADR | 740536107 | COM | 370 | $2,000 | thousands by filing date | |
| ROCKHOPPER EXPLORATION | G7609W102 | COM | 1,000 | $2,000 | thousands by filing date | |
| SUNERGY INC PAR $.001 | 86732G306 | COM | 1,464,555 | $2,000 | thousands by filing date | |
| TOKYO ELECTRIC POW-UNSP ADR | 889109104 | COM | 330 | $2,000 | thousands by filing date | |
| GRUPO MODELO S.A.B.-SPON ADR | 40051F100 | COM | 20 | $2,000 | thousands by filing date | |
| KOBE STEEL LTD-SPONS ADR | 499892107 | COM | 395 | $2,000 | thousands by filing date | |
| KONICA MINOLTA INC -UNS ADR | 50048B104 | COM | 120 | $2,000 | thousands by filing date | |
| S&P 500 INDEX | 999901101 | COM | 1 | $2,000 | thousands by filing date | |
| Barclays US Agg Total Return V | CM0014885 | COM | 1 | $2,000 | thousands by filing date | |
| ANGLO AMERICAN PL-UNSPON ADR | 03486T103 | COM | 346 | $2,000 | thousands by filing date | |
| GEMALTO NV-SPONSORED ADR | 36863N208 | COM | 60 | $2,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 21 | $1,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 651 | $1,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 650 | $1,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 219 | $1,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 50 | $1,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 132 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 41 | $1,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 100 | $1,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 140 | $1,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 41 | $1,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 227 | $1,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 250 | $1,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 350 | $1,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 72 | $1,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 280 | $1,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 175 | $1,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 200 | $1,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 210 | $1,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 41 | $1,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 68 | $1,000 | thousands by filing date | |
| ADMIRAL GROUP ADR | 007192107 | ADR | 40 | $1,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 10 | $1,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 680 | $1,000 | thousands by filing date | |
| ASTRA INTERNATIONAL ADR | 69367X109 | COM | 60 | $1,000 | thousands by filing date | |
| SUMITOMO CHEMICAL CO UNS ADR | 865612105 | COM | 73 | $1,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 400 | $1,000 | thousands by filing date | |
| ITV ADR | 45069P107 | Common Stock | 25 | $1,000 | thousands by filing date | |
| MR PRICE GROUP | 62476L207 | Common Stock | 78 | $1,000 | thousands by filing date | |
| GASFRAC ENERGY SVCS F | 367257201 | COM | 600 | $1,000 | thousands by filing date | |
| ECOSPHERE TECHNOLOGIES INC COM | 27922x105 | COM | 3,700 | $1,000 | thousands by filing date | |
| OMRON CORP SPONSORED ADR | 682151303 | ADR | 50 | $1,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 110 | $1,000 | thousands by filing date | |
| BIOZOOM INC | 09072T100 | COM | 250 | $1,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 120 | $1,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 581 | $1,000 | thousands by filing date | |
| BG MEDICINE INC | 08861T107 | COM | 870 | $1,000 | thousands by filing date | |
| ASIAINFO-LINKAGE INC | 04518A104 | COM | 70 | $1,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 352 | $1,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 1,060 | $1,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 620 | $1,000 | thousands by filing date | |
| DOLAN CO/THE | 25659P402 | COM | 620 | $1,000 | thousands by filing date | |
| COLDWATER CREEK INC | 193068202 | COM | 520 | $1,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 285 | $1,000 | thousands by filing date | |
| ZHONGPIN INC | 98952K107 | COM | 80 | $1,000 | thousands by filing date | |
| CELSION CORPORATION | 15117N305 | COM NEW | 500 | $1,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 51 | $1,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 1,290 | $1,000 | thousands by filing date | |
| MAJESCO ENTERTAINMENT CO | 560690208 | COM NEW | 2,545 | $1,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 4,000 | $1,000 | thousands by filing date | |
| BSD MEDICAL CORP | 055662100 | COM | 500 | $1,000 | thousands by filing date | |
| RICK'S CABARET INTL INC | 765641303 | COM | 75 | $1,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 1,419 | $1,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 455 | $1,000 | thousands by filing date | |
| MARKET VECTORS INDIA S/C | 57060U563 | INDI | 121 | $1,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 120 | $1,000 | thousands by filing date | |
| FIRST FED BNCSHS OF ARKANSAS | 32020F303 | COM | 181 | $1,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 100 | $1,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 410 | $1,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 170 | $1,000 | thousands by filing date | |
| PHARMAGEN INC. | 71715W106 | COM | 27,550 | $1,000 | thousands by filing date | |
| PROSAFE SE ADR | 74346V109 | COM | 124 | $1,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 240 | $1,000 | thousands by filing date | |
| OGX PETROLEO E GAS PARTICIPACOES S.A. | 670849108 | COMMON | 2,571 | $1,000 | thousands by filing date | |
| ALLIED IRISH BANKS - SPONS ADR | 019228808 | ADR | 915 | $1,000 | thousands by filing date | |
| SAPPI LTD | 803069202 | SPON ADR NEW | 267 | $1,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 281 | $1,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 140 | $1,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A106 | CMN | 430 | $1,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 70 | $1,000 | thousands by filing date | |
| GYRODYNE CO AMER INC | 403820103 | COM | 10 | $1,000 | thousands by filing date | |
| AMERICAN INDEPENDENCE CORP | 026760405 | COM | 74 | $1,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 37 | $1,000 | thousands by filing date | |
| CSR PLC | 12640Y205 | SPONSORED ADR | 20 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 33 | $1,000 | thousands by filing date | |
| GEEKNET INC | 36846Q203 | COM | 105 | $1,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 140 | $1,000 | thousands by filing date | |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 210 | $1,000 | thousands by filing date | |
| NINETOWNS INTERNET TECH GRP | 654407105 | ADR | 530 | $1,000 | thousands by filing date | |
| WSP HOLDINGS LIMITED | 92934F203 | ADR NEW | 428 | $1,000 | thousands by filing date | |
| MAGYAR TELEKOM TELE-SPON ADR | 559776109 | ADR | 180 | $1,000 | thousands by filing date | |
| CBL & Associates 7.375% Pfd Series D | 124830605 | com | 36 | $1,000 | thousands by filing date | |
| Bioject Med Tech Inc | 09059T206 | COM | 6,100 | $1,000 | thousands by filing date | |
| SM INVESTMENTS CORPORATIONUNSP | 78455r106 | ADR | 10 | $1,000 | thousands by filing date | |
| Paid Inc | 69561N204 | COM | 8,900 | $1,000 | thousands by filing date | |
| LYNAS CORP LTD SPONSORED ADR | 551073208 | COM | 1,571 | $1,000 | thousands by filing date | |
| LADBROKES PLC-ADR | 505730101 | COM | 340 | $1,000 | thousands by filing date | |
| POLYUS GOLD INTL -SPN GDR | 73180Y203 | COM | 196 | $1,000 | thousands by filing date | |
| COBHAM PLC-UNSPON ADR | 19089R104 | COM | 90 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-006379 | this filing | 2013-08-14 | acceptance time not in the bulk data set |