13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-07, with 3,700 holding rows worth $56,391,525,000.
- Accession
- 0000950123-13-005496
- Filer
- CIK 927971
- Filed
- 2013-08-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A combination report, 9,376 entries on the cover page, a total value of $56,391,525,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $56,391,525,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerBMO CM LDN LOAN
- reports for this filerBMO FINANCIAL CORP
- reports for this filerBMO FINANCIAL PRODUCTS CORP
- reports for this filerBMO GLOBAL TAX ADVANTAGE FUNDS INC
- reports for this filerBMO INSURANCE (BARBADOS) LTD
- reports for this filerBMO LIFE ASSURANCE COMPANY
- reports for this filerBMO NESBITT BURNS LTEE/LTD
- reports for this filerBMO NESBITT BURNS TRADING CORP. SA
- reports for this filerHARRIS MYCFO
- reports for this filerM&I INVESTMENT MANAGEMENT CORP
- reports for this filerMARSHALL & ILSLEY TRUST COMPANY N A
- included managerBMO HARRIS BANK NA
- included managerBMO ASSET MANAGEMENT CORP
- included managerSTOKER OSTLER
- included managerBMO NESBITT BURNS INC
- included managerBMO HARRIS INVESTMENT MANAGEMENT INC
- included managerBMO ASSET MANAGEMENT INC
- included managerSULLIVAN. BRUYETTE. SPEROS. BLANEY
- included managerBMO HARRIS FINANCIAL ADVISORS, INC
- included managerBMO CM NY LOAN DESK
- included managerBMO INVESTOR LINE INC
- included managerBANK OF MONTREAL IRELAND PLC
- included managerPYRFORD INTERNATIONAL LTD
- included managerBMO CAPITAL MARKETS CORP (NY)
- included managerDELAWARE TRUST COMPANY
- included managerLLOYD GEORGE MANAGEMENT
- included managerNORTH STAR TRUST COMPANY
- included managerTAPLIN CANIDA & HABACHT LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PINNACLE ENTMT INC | 723456109 | COM | 1,275 | $25,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 1,766 | $25,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 2,000 | $25,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 8,600 | $25,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 727 | $24,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 400 | $24,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 531 | $24,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 3,215 | $24,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 1,028 | $24,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 750 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 429 | $24,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 4,436 | $24,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 1,049 | $24,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 700 | $24,000 | thousands by filing date | |
| Inergy, LP | 456615103 | LTD | 1,500 | $24,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 1,000 | $24,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 3,000 | $24,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 1,698 | $24,000 | thousands by filing date | |
| CH ENERGY GROUP INC | 12541M102 | COM | 371 | $24,000 | thousands by filing date | |
| EASTERN INSURANCE HOLDINGS | 276534104 | COM | 1,256 | $24,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 950 | $24,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 1,452 | $24,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 1,000 | $23,000 | thousands by filing date | put |
| DYCOM INDS INC COM | 267475101 | Stock | 995 | $23,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 550 | $23,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 700 | $23,000 | thousands by filing date | put |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 700 | $23,000 | thousands by filing date | call |
| HOME BANCSHARES INC COM | 436893200 | Stock | 894 | $23,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 287 | $23,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 13,000 | $23,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 1,028 | $23,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,000 | $23,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 346 | $23,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 980 | $23,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 2,850 | $23,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 2,151 | $23,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 600 | $23,000 | thousands by filing date | put |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 928 | $23,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 572 | $23,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 20,660 | $23,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 10,000 | $23,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 2,111 | $23,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268100 | COM | 3,039 | $23,000 | thousands by filing date | |
| MOLYCORP INC $0.055 PFD | 608753208 | PREFERRED | 1,100 | $23,000 | thousands by filing date | principal |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 25,000 | $23,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 2,625 | $23,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 1,000 | $22,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 3,758 | $22,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 568 | $22,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 400 | $22,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 456 | $22,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 2,780 | $22,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 2,879 | $22,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 1,305 | $22,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 1,000 | $22,000 | thousands by filing date | principal |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 270 | $21,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 920 | $21,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 1,071 | $21,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 500 | $21,000 | thousands by filing date | put |
| HNI CORP COM | 404251100 | Stock | 580 | $21,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 384 | $21,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 600 | $21,000 | thousands by filing date | call |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 760 | $21,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 884 | $21,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 716 | $21,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 295 | $21,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 1,708 | $21,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 3,244 | $21,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 1,354 | $21,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 730 | $21,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 1,614 | $21,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 2,000 | $21,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 881 | $21,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 1,000 | $21,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 1,500 | $21,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 1,770 | $21,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23338T101 | COM | 1,500 | $21,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 4,050 | $21,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 223 | $20,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 475 | $20,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 2,000 | $20,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 1,595 | $20,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 809 | $20,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 340 | $20,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,472 | $20,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 3,171 | $20,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 984 | $20,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 888 | $20,000 | thousands by filing date | |
| DWS | 23338W104 | EXCHANGE TRADED | 2,463 | $20,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 1,000 | $20,000 | thousands by filing date | principal |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 800 | $20,000 | thousands by filing date | principal |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 550 | $20,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 448 | $20,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 581 | $20,000 | thousands by filing date | |
| COHEN & STEERS DIV MJRS FDIN | 19248G106 | COM | 1,400 | $20,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 971 | $19,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,162 | $19,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 430 | $19,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 589 | $19,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 560 | $19,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 493 | $19,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 895 | $19,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,500 | $19,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 300 | $19,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 1,155 | $19,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 919 | $19,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 800 | $19,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 599 | $19,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 867 | $19,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 716 | $19,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 927 | $19,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 800 | $19,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 1,350 | $19,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 2,000 | $19,000 | thousands by filing date | |
| LUCAS ENERGY INC | 549333201 | COM NEW | 15,000 | $19,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 210 | $19,000 | thousands by filing date | principal |
| AT&T Inc | 00206R102 | COM | 500 | $18,000 | thousands by filing date | call |
| Vanguard Energy ETF | 92204A306 | SHS | 163 | $18,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 8,486 | $18,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 3,000 | $18,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,500 | $18,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 2,475 | $18,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 2,100 | $18,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 2,500 | $18,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 527 | $18,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 139 | $18,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 469 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 1,100 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 2,108 | $18,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 305 | $18,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 21,300 | $18,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 2,000 | $18,000 | thousands by filing date | call |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 6,047 | $18,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 6,000 | $18,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 600 | $18,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 1,000 | $18,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,200 | $17,000 | thousands by filing date | put |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 324 | $17,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 64 | $17,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 1,472 | $17,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 247 | $17,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 1,000 | $17,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 310 | $17,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 350 | $17,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 520 | $17,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 1,000 | $17,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 351 | $17,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,000 | $17,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 426 | $17,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C188 | IPATH S&P500 VIX | 821 | $17,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 293 | $16,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 445 | $16,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 310 | $16,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 296 | $16,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 571 | $16,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 266 | $16,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 982 | $16,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 336 | $16,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 244 | $16,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 1,182 | $16,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 143 | $16,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 1,030 | $16,000 | thousands by filing date | |
| SAKS INC | 79377W108 | COM | 1,176 | $16,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 187 | $16,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 1,000 | $16,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 295 | $15,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 1,116 | $15,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 355 | $15,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 300 | $15,000 | thousands by filing date | call |
| TETRA TECH INC NEW | 88162G103 | COM | 623 | $15,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 1,000 | $15,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 350 | $15,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 461 | $15,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 3,000 | $15,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 935 | $15,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 2,000 | $15,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 875 | $15,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 1,404 | $15,000 | thousands by filing date | |
| WATERSTONE FINANCIAL INC | 941888109 | COM | 1,500 | $15,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 837 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288547 | RETAIL CAP IDX | 420 | $15,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 345 | $14,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 3,000 | $14,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 1,500 | $14,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 100 | $14,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 400 | $14,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 500 | $14,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 1,053 | $14,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 293 | $14,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 520 | $14,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 500 | $14,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 1,326 | $14,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 575 | $14,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 1,630 | $14,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 500 | $14,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y100 | COM | 1,500 | $14,000 | thousands by filing date | put |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 3,723 | $14,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 1,000 | $14,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 600 | $14,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 299 | $14,000 | thousands by filing date | |
| VELTI PLC ST HELIER | G93285107 | SHS | 10,000 | $14,000 | thousands by filing date | call |
| TELLABS INC | 879664100 | COM | 7,280 | $14,000 | thousands by filing date | |
| AMERICAN GREETINGS CORP CL A | 026375105 | COM | 743 | $14,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 105 | $14,000 | thousands by filing date | |
| ALLIANZGI GLOBAL EQUITY & CO | 01882W100 | COM | 1,000 | $14,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 10,000 | $14,000 | thousands by filing date | |
| INERGY MIDSTREAM LP | 45671U106 | U LTD PARTNERS | 648 | $14,000 | thousands by filing date | |
| ZYGO CORP | 989855101 | COM | 900 | $14,000 | thousands by filing date | |
| MICHAEL BAKER CORP | 057149106 | COM | 500 | $14,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 2,500 | $14,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 915 | $14,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 2,000 | $14,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,680 | $13,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 878 | $13,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 500 | $13,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 1,897 | $13,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 405 | $13,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 348 | $13,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 589 | $13,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 451 | $13,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 1,215 | $13,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 2,300 | $13,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 1,047 | $13,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 795 | $13,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 500 | $13,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 879 | $13,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 482 | $13,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 745 | $13,000 | thousands by filing date | |
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| CNA FINL CORP | 126117100 | COM | 375 | $12,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 958 | $12,000 | thousands by filing date | |
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| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 250 | $12,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 584 | $12,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 235 | $12,000 | thousands by filing date | |
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| INVENTURE FOODS INC | 461212102 | COM | 1,437 | $12,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 766 | $12,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 1,186 | $12,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 8,500 | $12,000 | thousands by filing date | |
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| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 1,200 | $12,000 | thousands by filing date | |
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| EVERCORE INC CLASS A | 29977A105 | Stock | 275 | $11,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 833 | $11,000 | thousands by filing date | |
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| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 150 | $11,000 | thousands by filing date | |
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| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 608 | $11,000 | thousands by filing date | |
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| LIVEPERSON, INC. | 538146101 | COM | 1,184 | $11,000 | thousands by filing date | |
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| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 516 | $11,000 | thousands by filing date | |
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| MENS WEARHOUSE INC | 587118100 | COM | 281 | $11,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 425 | $11,000 | thousands by filing date | |
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| AK STEEL HOLDING CORP | 001547108 | COM | 3,500 | $11,000 | thousands by filing date | |
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| JAMES RIVER COAL CO | 470355207 | COM | 6,100 | $11,000 | thousands by filing date | |
| LCA-VISION INC | 501803308 | COM | 3,500 | $11,000 | thousands by filing date | |
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| iShares Floating Rate Bond ETF | 46429B655 | SHS | 195 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 95 | $10,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 115 | $10,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 867 | $10,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 307 | $10,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 513 | $10,000 | thousands by filing date | |
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| TTM TECHNOLOGIES INC | 87305R109 | COM | 1,152 | $10,000 | thousands by filing date | |
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| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 200 | $10,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 1,010 | $10,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 265 | $10,000 | thousands by filing date | |
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| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 1,550 | $10,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 450 | $10,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 139 | $10,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 1,455 | $10,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 401 | $10,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 700 | $10,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 1,130 | $10,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 750 | $10,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 2,375 | $10,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 490 | $10,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 214 | $10,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 1,915 | $10,000 | thousands by filing date | |
| SUPERTEX INC | 868532102 | COM | 420 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74348A301 | ULTRASHORT EUROP | 400 | $10,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 500 | $10,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 218 | $9,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 615 | $9,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 113 | $9,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 143 | $9,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 1,492 | $9,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 889 | $9,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,006 | $9,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 200 | $9,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 260 | $9,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 200 | $9,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 824 | $9,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 250 | $9,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 594 | $9,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 1,000 | $9,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 1,500 | $9,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 260 | $9,000 | thousands by filing date | |
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| OLYMPIC STEEL INC COM | 68162K106 | Stock | 364 | $9,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 1,000 | $9,000 | thousands by filing date | put |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 500 | $9,000 | thousands by filing date | |
| SYMMETRICOM INC | 871543104 | COM | 2,095 | $9,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 2,000 | $9,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 270 | $9,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 1,145 | $9,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 5,000 | $9,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 1,028 | $9,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 330 | $9,000 | thousands by filing date | |
| RICK'S CABARET INTL INC | 765641303 | COM | 1,000 | $9,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CF5 | NOTE 4.250%12/1 | 5,000 | $9,000 | thousands by filing date | principal |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 540 | $8,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 870 | $8,000 | thousands by filing date | |
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| AEROVIRONMENT INC COM | 008073108 | Stock | 418 | $8,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 648 | $8,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,041 | $8,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 739 | $8,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 692 | $8,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 2,235 | $8,000 | thousands by filing date | |
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| CVD EQUIP CORP | 126601103 | COM | 1,000 | $8,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 811 | $8,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 688 | $8,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 187 | $8,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 4,500 | $8,000 | thousands by filing date | |
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| Check Point Software Technologies Ltd | 162825103 | COM | 589 | $8,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 500 | $8,000 | thousands by filing date | |
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| CIBER INC | 17163B102 | COM | 2,264 | $8,000 | thousands by filing date | |
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| GENERAL COMMUNICATION INC | 369385109 | CL A | 969 | $8,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 820 | $8,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 336 | $8,000 | thousands by filing date | |
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| IXIA | 45071R109 | COM | 433 | $8,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 825 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 210 | $8,000 | thousands by filing date | |
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| SEQUENOM INC COM NEW | 817337405 | COM | 2,000 | $8,000 | thousands by filing date | |
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| iShares MSCI Frontier 100 | 464286145 | cs | 277 | $8,000 | thousands by filing date | |
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| TOMPKINS FINL CORP COM | 890110109 | Stock | 150 | $7,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 179 | $7,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 175 | $7,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 248 | $7,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 120 | $7,000 | thousands by filing date | |
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| AEGON N V | 007924103 | NY REGISTRY SHS | 1,000 | $7,000 | thousands by filing date | call |
| CABELAS INC | 126804301 | COM | 104 | $7,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 170 | $7,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 374 | $7,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 350 | $7,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 181 | $7,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 1,344 | $7,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 594 | $7,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 100 | $7,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 250 | $7,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 315 | $7,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 200 | $7,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 358 | $7,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 1,000 | $7,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 119 | $7,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 408 | $7,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 610 | $7,000 | thousands by filing date | |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 2,500 | $7,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 1,958 | $7,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 13,500 | $7,000 | thousands by filing date | |
| CARDERO RES CORP | 14140U105 | COM | 63,645 | $7,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 166 | $6,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 396 | $6,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 200 | $6,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 189 | $6,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 237 | $6,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 300 | $6,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 305 | $6,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 1,533 | $6,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 387 | $6,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 662 | $6,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 366 | $6,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 3,000 | $6,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 5,000 | $6,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 300 | $6,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 200 | $6,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 192 | $6,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 100 | $6,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 115 | $6,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 400 | $6,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 200 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 250 | $6,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 172 | $6,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 400 | $6,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 1,000 | $6,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 460 | $6,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 560 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 200 | $6,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 3,700 | $5,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 494 | $5,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 67 | $5,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 106 | $5,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 500 | $5,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 132 | $5,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 202 | $5,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 324 | $5,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 491 | $5,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 2,075 | $5,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 284 | $5,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 225 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 50 | $5,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 410 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 41 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 102 | $5,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 2,440 | $5,000 | thousands by filing date | |
| PIONEER SOUTHWEST ENERGY | 72388B106 | COMMON STOCK | 154 | $5,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 650 | $5,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 600 | $5,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 133 | $5,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 311 | $5,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 545 | $5,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 11 | $5,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 40 | $5,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 214 | $5,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 105 | $5,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 336 | $5,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 620 | $5,000 | thousands by filing date | |
| USEC INC | 90333EAC2 | NOTE 3.000%10/0 | 30,000 | $5,000 | thousands by filing date | principal |
| MAIDENFORM BRANDS INC | 560305104 | COM | 295 | $5,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 250 | $5,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 250 | $5,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 250 | $5,000 | thousands by filing date | |
| STEC INC | 784774101 | COM | 750 | $5,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 1,500 | $5,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 200 | $5,000 | thousands by filing date | principal |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 168 | $5,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 1,000 | $5,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 100 | $5,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 370 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F176 | COM | 130 | $5,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 100 | $4,000 | thousands by filing date | call |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 231 | $4,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 75 | $4,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 63 | $4,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 100 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 34 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 79 | $4,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 300 | $4,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 183 | $4,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 201 | $4,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,540 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 50 | $4,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 218 | $4,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 645 | $4,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 280 | $4,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 200 | $4,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 175 | $4,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 142 | $4,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 244 | $4,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 400 | $4,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 1,900 | $4,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 305 | $4,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 5,000 | $4,000 | thousands by filing date | principal |
| SIERRA WIRELESS INC | 826516106 | COM | 300 | $4,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 110 | $4,000 | thousands by filing date | |
| VELTI PLC ST HELIER | G93285107 | SHS | 2,600 | $4,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 450 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-005496 | this filing | 2013-08-07 | acceptance time not in the bulk data set |