13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-07, with 3,700 holding rows worth $56,391,525,000.
- Accession
- 0000950123-13-005496
- Filer
- CIK 927971
- Filed
- 2013-08-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A combination report, 9,376 entries on the cover page, a total value of $56,391,525,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $56,391,525,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerBMO CM LDN LOAN
- reports for this filerBMO FINANCIAL CORP
- reports for this filerBMO FINANCIAL PRODUCTS CORP
- reports for this filerBMO GLOBAL TAX ADVANTAGE FUNDS INC
- reports for this filerBMO INSURANCE (BARBADOS) LTD
- reports for this filerBMO LIFE ASSURANCE COMPANY
- reports for this filerBMO NESBITT BURNS LTEE/LTD
- reports for this filerBMO NESBITT BURNS TRADING CORP. SA
- reports for this filerHARRIS MYCFO
- reports for this filerM&I INVESTMENT MANAGEMENT CORP
- reports for this filerMARSHALL & ILSLEY TRUST COMPANY N A
- included managerBMO HARRIS BANK NA
- included managerBMO ASSET MANAGEMENT CORP
- included managerSTOKER OSTLER
- included managerBMO NESBITT BURNS INC
- included managerBMO HARRIS INVESTMENT MANAGEMENT INC
- included managerBMO ASSET MANAGEMENT INC
- included managerSULLIVAN. BRUYETTE. SPEROS. BLANEY
- included managerBMO HARRIS FINANCIAL ADVISORS, INC
- included managerBMO CM NY LOAN DESK
- included managerBMO INVESTOR LINE INC
- included managerBANK OF MONTREAL IRELAND PLC
- included managerPYRFORD INTERNATIONAL LTD
- included managerBMO CAPITAL MARKETS CORP (NY)
- included managerDELAWARE TRUST COMPANY
- included managerLLOYD GEORGE MANAGEMENT
- included managerNORTH STAR TRUST COMPANY
- included managerTAPLIN CANIDA & HABACHT LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 38,973 | $298,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 11,426 | $297,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 24,425 | $297,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 13,906 | $297,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 22,601 | $295,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 25,384 | $294,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 8,650 | $294,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 7,445 | $294,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 5,718 | $294,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 23,000 | $294,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 12,531 | $293,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 25,000 | $293,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 7,933 | $293,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 697,904 | $293,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 21,935 | $292,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 41,483 | $292,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,857 | $291,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 6,284 | $290,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 3,855 | $289,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 23,915 | $289,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 7,763 | $288,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 22,053 | $287,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 10,150 | $286,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 10,000 | $285,000 | thousands by filing date | call |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 11,639 | $285,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 13,929 | $285,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 10,861 | $284,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 9,725 | $280,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 29,255 | $277,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 27,208 | $275,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 6,210 | $274,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 8,105 | $273,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 19,102 | $273,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 53,391 | $273,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 5,000 | $271,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 21,419 | $271,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 22,786 | $271,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 12,173 | $271,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 19,343 | $271,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 8,182 | $271,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 16,021 | $270,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 17,007 | $270,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 45,000 | $270,000 | thousands by filing date | call |
| Walter Energy Inc | 93317Q105 | COM | 26,000 | $270,000 | thousands by filing date | put |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 6,396 | $269,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 21,000 | $269,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 11,124 | $268,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 12,897 | $268,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 14,133 | $268,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 147,379 | $267,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 3,512 | $267,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 45,000 | $267,000 | thousands by filing date | call |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 3,680 | $266,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 16,531 | $266,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 51,100 | $265,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 19,600 | $265,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 4,731 | $264,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 10,000 | $263,000 | thousands by filing date | put |
| ATI INC COM | 01741R102 | Stock | 10,005 | $263,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 12,500 | $263,000 | thousands by filing date | call |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 6,017 | $263,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 16,900 | $261,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 8,000 | $260,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 218 | $260,000 | thousands by filing date | principal |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 11,625 | $260,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 6,948 | $260,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 12,807 | $260,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 1,470 | $259,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 6,181 | $259,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 3,925 | $259,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 40,000 | $259,000 | thousands by filing date | call |
| ACXIOM CORP | 005125109 | COMMON STOCK | 11,320 | $257,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 18,000 | $257,000 | thousands by filing date | call |
| CIT GROUP INC COM NEW | 125581801 | Stock | 5,484 | $256,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 7,727 | $255,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 16,152 | $254,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 18,254 | $253,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 8,408 | $252,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 10,586 | $252,000 | thousands by filing date | |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 11,400 | $251,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 6,760 | $250,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 8,305 | $249,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 9,850 | $248,000 | thousands by filing date | principal |
| SPANSION INC | 84649R200 | COM CL A NEW | 19,826 | $248,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 14,012 | $248,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 32,615 | $247,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 4,737 | $247,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 11,684 | $246,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,100 | $246,000 | thousands by filing date | put |
| CELGENE CORP | 151020104 | COM | 2,100 | $246,000 | thousands by filing date | call |
| MV OIL TR | 553859109 | TR UNITS | 7,800 | $245,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 9,853 | $245,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 6,647 | $244,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 5,888 | $244,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 3,859 | $244,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 35,550 | $244,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,400 | $242,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 70,415 | $242,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 22,427 | $242,000 | thousands by filing date | |
| BUCKEYE TECHNOLOGIES INC | 118255108 | COM | 6,529 | $242,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 7,347 | $241,000 | thousands by filing date | |
| CBEYOND INC | 149847105 | COM | 30,687 | $241,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 2,490 | $240,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 63,716 | $240,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 2,349 | $239,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 30,000 | $239,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 6,200 | $239,000 | thousands by filing date | |
| LIN TV CORP | 532774106 | CL A | 15,640 | $239,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 5,347 | $238,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 4,589 | $238,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 9,471 | $237,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 5,580 | $237,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 3,563 | $237,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 4,500 | $237,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 39,845 | $237,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 14,398 | $237,000 | thousands by filing date | |
| PAA NAT GAS STORAGE L P | 693139107 | COM UNIT LTD | 11,248 | $237,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 9,947 | $236,000 | thousands by filing date | |
| COINSTAR INC | 19259P300 | COM | 4,023 | $236,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 5,786 | $235,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 19,379 | $234,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 4,946 | $234,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 12,224 | $233,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 10,000 | $232,000 | thousands by filing date | put |
| ACCELRYS INC | 00430U103 | COM | 27,667 | $232,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 10,000 | $231,000 | thousands by filing date | put |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 19,600 | $231,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 10,124 | $231,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 10,750 | $231,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 7,050 | $230,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 3,276 | $230,000 | thousands by filing date | |
| SHFL ENTMT INC | 78423R105 | COM | 12,989 | $230,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 11,584 | $229,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 10,646 | $228,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 11,663 | $226,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 4,450 | $225,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 4,336 | $225,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 38,500 | $225,000 | thousands by filing date | put |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 5,135 | $224,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 3,508 | $223,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 65,131 | $223,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 9,944 | $223,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 15,200 | $223,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 11,644 | $223,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 58,242 | $223,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 6,131 | $222,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 23,219 | $222,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 16,190 | $222,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 20,000 | $221,000 | thousands by filing date | put |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 7,200 | $220,000 | thousands by filing date | call |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 5,000 | $220,000 | thousands by filing date | put |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 20,000 | $220,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 10,333 | $220,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 11,881 | $219,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 15,100 | $219,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 21,326 | $218,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 10,907 | $218,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 6,119 | $217,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 9,091 | $217,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 12,976 | $216,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 5,734 | $213,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 15,000 | $213,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 8,531 | $213,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 34,487 | $212,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 9,973 | $212,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 24,858 | $211,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 20,452 | $210,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 4,442 | $209,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 4,400 | $209,000 | thousands by filing date | call |
| FULTON FINL CORP PA | 360271100 | COM | 18,264 | $209,000 | thousands by filing date | |
| MINE SAFETY APPLIANCES CO | 602720104 | COMMON STOCK | 4,490 | $209,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 8,251 | $208,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 57,400 | $208,000 | thousands by filing date | call |
| EATON VANCE CORP | 278265103 | COM NON VTG | 5,510 | $207,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 31,850 | $207,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 11,542 | $207,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 3,108 | $206,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,760 | $205,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 2,085 | $205,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 30,825 | $205,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 9,720 | $205,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 8,143 | $205,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 3,815 | $204,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 15,000 | $204,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 6,034 | $204,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 60,900 | $204,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 9,195 | $203,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 3,825 | $203,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 4,330 | $202,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 7,862 | $202,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 12,822 | $202,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 5,338 | $202,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 6,351 | $201,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 8,414 | $200,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 42,100 | $200,000 | thousands by filing date | call |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 4,339 | $199,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 14,308 | $199,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 5,947 | $198,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 3,024 | $198,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 8,075 | $198,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 4,400 | $198,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 6,482 | $197,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 2,706 | $197,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 10,868 | $196,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 5,960 | $194,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 4,064 | $194,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 32,240 | $194,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 2,957 | $193,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 6,290 | $193,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 6,000 | $192,000 | thousands by filing date | |
| ARBITRON INC | 03875Q108 | COM | 4,125 | $192,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 3,545 | $191,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,911 | $191,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 7,731 | $190,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 3,147 | $189,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 4,362 | $189,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 10,729 | $189,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 14,208 | $189,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 3,876 | $188,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 2,930 | $188,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 3,943 | $187,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 7,043 | $187,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,303 | $187,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 4,137 | $187,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 3,922 | $187,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 11,006 | $187,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 7,461 | $187,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 4,841 | $186,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 12,882 | $186,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,000 | $186,000 | thousands by filing date | put |
| ZILLOW INC | 98954A107 | COMMON STOCK | 3,300 | $186,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 22,800 | $186,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 14,507 | $185,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 5,527 | $184,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 7,374 | $184,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 42,000 | $184,000 | thousands by filing date | call |
| LinnCo, LLC | 535782106 | LTD | 4,900 | $183,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 3,499 | $182,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 10,460 | $182,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 49,817 | $182,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 5,826 | $181,000 | thousands by filing date | |
| VOLTERRA SEMICONDUCTOR CORP | 928708106 | COM | 12,763 | $180,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 7,035 | $180,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 6,500 | $179,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 69,938 | $178,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 22,920 | $177,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 17,400 | $177,000 | thousands by filing date | |
| Berry Petroleum | 085789105 | COM | 4,185 | $177,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 8,436 | $177,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 12,000 | $176,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 15,699 | $176,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 7,600 | $175,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 14,000 | $175,000 | thousands by filing date | |
| WASHINGTON BANKING CO | 937303105 | COMMON STOCK | 12,276 | $174,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,812 | $171,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 4,213 | $171,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 3,003 | $171,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 2,800 | $168,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 3,820 | $168,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 7,391 | $168,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 4,505 | $168,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 5,199 | $167,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 5,854 | $167,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 8,950 | $167,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 9,130 | $167,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 3,994 | $166,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 3,077 | $165,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 32,312 | $165,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,898 | $164,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 4,606 | $164,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 22,763 | $164,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 1,819 | $164,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 9,140 | $163,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 3,780 | $163,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 5,000 | $161,000 | thousands by filing date | put |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 26,100 | $161,000 | thousands by filing date | put |
| CUBIC CORP | 229669106 | COM | 3,335 | $160,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 2,731 | $159,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 5,214 | $159,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 9,750 | $159,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 22,341 | $159,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 2,777 | $158,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 4,127 | $158,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 7,703 | $158,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 815 | $157,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 8,208 | $155,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 2,781 | $155,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 5,000 | $154,000 | thousands by filing date | call |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 6,652 | $154,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 11,217 | $154,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 17,091 | $154,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 11,400 | $152,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 8,680 | $152,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 2,841 | $151,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 2,995 | $150,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 20,000 | $150,000 | thousands by filing date | call |
| SPX CORP | 784635104 | COMMON STOCK | 2,091 | $150,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 3,134 | $148,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 10,737 | $147,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1,494 | $146,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 25,000 | $146,000 | thousands by filing date | call |
| ISHARES TR | 464288190 | FTSE CHINA ETF | 3,490 | $146,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 3,399 | $145,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 25,300 | $144,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 39,423 | $144,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 3,000 | $143,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 3,707 | $142,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 9,203 | $141,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 1,068 | $140,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 4,549 | $140,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 7,852 | $140,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 2,500 | $139,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 4,174 | $139,000 | thousands by filing date | |
| ROCKVILLE FINANCIAL INC | 774188106 | COM | 10,606 | $139,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 5,316 | $138,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 8,347 | $138,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 3,872 | $138,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 11,496 | $138,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 2,444 | $138,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 7,650 | $137,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 35,790 | $136,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 8,623 | $136,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 2,174 | $135,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 11,381 | $135,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 6,800 | $135,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,500 | $134,000 | thousands by filing date | put |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 2,500 | $134,000 | thousands by filing date | call |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 16,838 | $134,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,706 | $133,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 261,560 | $133,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 3,331 | $133,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 2,542 | $133,000 | thousands by filing date | |
| CEC ENTERTAINMENT INC | 125137109 | COMMON STOCK | 3,208 | $132,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 5,185 | $132,000 | thousands by filing date | principal |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1,792 | $131,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 9,142 | $131,000 | thousands by filing date | |
| KAYDON CORP | 486587108 | COM | 4,750 | $131,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,500 | $130,000 | thousands by filing date | call |
| HACKETT GROUP INC | 404609109 | COM | 25,039 | $130,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 17,374 | $129,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 3,377 | $129,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 4,950 | $129,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 31,578 | $129,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 7,069 | $128,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 16,090 | $128,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 4,583 | $127,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 5,023 | $127,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 5,940 | $127,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,877 | $126,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 1,879 | $125,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 1,714 | $125,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 2,002 | $125,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,000 | $124,000 | thousands by filing date | call |
| PETMED EXPRESS INC | 716382106 | COM | 9,891 | $124,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 5,682 | $124,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 4,945 | $124,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 2,198 | $124,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 15,856 | $124,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 5,093 | $123,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 4,930 | $123,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 3,628 | $123,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 2,206 | $123,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 10,089 | $122,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 4,942 | $122,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 7,448 | $122,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 6,991 | $122,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 52,364 | $122,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 8,900 | $121,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 3,682 | $119,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 2,524 | $119,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 7,701 | $119,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 2,123 | $118,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 7,200 | $117,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 5,277 | $117,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 2,498 | $116,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 7,805 | $116,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 10,000 | $116,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 3,863 | $116,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 5,986 | $116,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 4,582 | $116,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 3,622 | $116,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 32,100 | $116,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 2,531 | $115,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 2,932 | $115,000 | thousands by filing date | |
| BRE PROPERTIES INC | 05564E106 | CL A | 2,285 | $115,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 5,642 | $115,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 3,360 | $115,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 4,197 | $114,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 1,685 | $114,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 1,859 | $114,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 2,280 | $113,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 17,133 | $113,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 1,683 | $113,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 2,686 | $112,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 6,855 | $112,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 3,324 | $112,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 10,982 | $112,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 3,239 | $111,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 1,880 | $111,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 3,229 | $111,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,612 | $110,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 2,325 | $110,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 2,109 | $109,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 1,307 | $109,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 2,217 | $109,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 1,406 | $109,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 3,866 | $109,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 5,596 | $109,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 10,869 | $109,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 1,400 | $108,000 | thousands by filing date | call |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 7,800 | $108,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 898 | $108,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 2,703 | $108,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 2,000 | $108,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 10,004 | $108,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 2,290 | $108,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,482 | $107,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 9,850 | $107,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 3,741 | $107,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 7,092 | $107,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 2,970 | $107,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 58,600 | $107,000 | thousands by filing date | put |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 36,048 | $106,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,750 | $105,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 7,225 | $105,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 4,817 | $105,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 3,595 | $105,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 20,000 | $105,000 | thousands by filing date | put |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 8,000 | $104,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 5,157 | $104,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 1,100 | $104,000 | thousands by filing date | call |
| KBHOME | 48666K109 | COM | 5,220 | $103,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 268 | $103,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 6,400 | $103,000 | thousands by filing date | |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 3,170 | $103,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 9,007 | $102,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 25,878 | $102,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 2,135 | $102,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 3,320 | $102,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 1,808 | $101,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 4,066 | $100,000 | thousands by filing date | principal |
| BELDEN INC COM | 077454106 | Stock | 1,975 | $99,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 3,170 | $99,000 | thousands by filing date | |
| PACTERA TECHNOLOGY INTERNATIONAL | 695255109 | COMMON STOCK-FO | 14,678 | $99,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 2,450 | $99,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 3,040 | $98,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 16,710 | $98,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 6,088 | $97,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 3,475 | $97,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 1,900 | $97,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 3,114 | $96,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 4,003 | $96,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 1,832 | $95,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 4,010 | $95,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 2,383 | $95,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 6,796 | $95,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 3,700 | $94,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 15,734 | $94,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 2,872 | $92,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 1,939 | $92,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 2,275 | $92,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 871 | $91,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 3,719 | $91,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 6,249 | $91,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 3,022 | $90,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 3,518 | $90,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 6,712 | $90,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 2,102 | $90,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 5,953 | $89,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 3,573 | $89,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 3,305 | $89,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 11,700 | $88,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 4,616 | $88,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 2,470 | $87,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 1,806 | $87,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 1,985 | $87,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 2,910 | $87,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 16,616 | $87,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 14,023 | $87,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 4,032 | $86,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 2,551 | $86,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 6,500 | $86,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,634 | $85,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 2,000 | $85,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 26,159 | $85,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 1,000 | $84,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 5,157 | $84,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 2,859 | $83,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,080 | $83,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 4,025 | $83,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 1,934 | $83,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 1,000 | $83,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 3,921 | $83,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 21,621 | $83,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 1,141 | $83,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 1,619 | $83,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 7,790 | $82,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 1,785 | $82,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 1,904 | $82,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 2,933 | $82,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-005496 | this filing | 2013-08-07 | acceptance time not in the bulk data set |