13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-07, with 3,700 holding rows worth $56,391,525,000.
- Accession
- 0000950123-13-005496
- Filer
- CIK 927971
- Filed
- 2013-08-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A combination report, 9,376 entries on the cover page, a total value of $56,391,525,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $56,391,525,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerBMO CM LDN LOAN
- reports for this filerBMO FINANCIAL CORP
- reports for this filerBMO FINANCIAL PRODUCTS CORP
- reports for this filerBMO GLOBAL TAX ADVANTAGE FUNDS INC
- reports for this filerBMO INSURANCE (BARBADOS) LTD
- reports for this filerBMO LIFE ASSURANCE COMPANY
- reports for this filerBMO NESBITT BURNS LTEE/LTD
- reports for this filerBMO NESBITT BURNS TRADING CORP. SA
- reports for this filerHARRIS MYCFO
- reports for this filerM&I INVESTMENT MANAGEMENT CORP
- reports for this filerMARSHALL & ILSLEY TRUST COMPANY N A
- included managerBMO HARRIS BANK NA
- included managerBMO ASSET MANAGEMENT CORP
- included managerSTOKER OSTLER
- included managerBMO NESBITT BURNS INC
- included managerBMO HARRIS INVESTMENT MANAGEMENT INC
- included managerBMO ASSET MANAGEMENT INC
- included managerSULLIVAN. BRUYETTE. SPEROS. BLANEY
- included managerBMO HARRIS FINANCIAL ADVISORS, INC
- included managerBMO CM NY LOAN DESK
- included managerBMO INVESTOR LINE INC
- included managerBANK OF MONTREAL IRELAND PLC
- included managerPYRFORD INTERNATIONAL LTD
- included managerBMO CAPITAL MARKETS CORP (NY)
- included managerDELAWARE TRUST COMPANY
- included managerLLOYD GEORGE MANAGEMENT
- included managerNORTH STAR TRUST COMPANY
- included managerTAPLIN CANIDA & HABACHT LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HARTE-HANKS INC | 416196103 | COM | 479 | $4,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 950 | $4,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 180 | $4,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 241 | $4,000 | thousands by filing date | |
| The Jones Group Inc | 48020T101 | COM | 280 | $4,000 | thousands by filing date | |
| WHITEWAVE FOODS CO | 966244204 | COM CL B | 253 | $4,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD III | 09255M104 | COM | 500 | $4,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 840 | $4,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 1,000 | $4,000 | thousands by filing date | put |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 93 | $4,000 | thousands by filing date | |
| BLACKROCK HIGH YIELD TR | 09248N102 | SHS | 500 | $4,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 400 | $4,000 | thousands by filing date | |
| COAST DISTR SYS | 190345108 | COM | 1,000 | $4,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H198 | ETN DJUBS TIN 38 | 100 | $4,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 31 | $3,000 | thousands by filing date | |
| AMERICAN STRATEGIC INCOME II | 03009T101 | COM | 430 | $3,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 192 | $3,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 500 | $3,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 150 | $3,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 100 | $3,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 141 | $3,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 200 | $3,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 94 | $3,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,200 | $3,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 574 | $3,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 151 | $3,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 286 | $3,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 55 | $3,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| TRUE RELIGION APPAREL INC | 89784N104 | COM | 99 | $3,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 605 | $3,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 1,012 | $3,000 | thousands by filing date | |
| VELTI PLC ST HELIER | G93285107 | SHS | 2,100 | $3,000 | thousands by filing date | put |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 112 | $3,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 50 | $3,000 | thousands by filing date | principal |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 300 | $3,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 2,000 | $3,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 1,000 | $3,000 | thousands by filing date | |
| AUGUSTA RES CORP | 050912203 | COM NEW | 1,300 | $3,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 132 | $3,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 100 | $3,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 2,000 | $3,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 1,000 | $3,000 | thousands by filing date | principal |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 188 | $3,000 | thousands by filing date | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 3,843 | $3,000 | thousands by filing date | |
| ZBB ENERGY CORP | 98876R204 | COM | 10,000 | $3,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 42 | $2,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 42 | $2,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 30 | $2,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 100 | $2,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 125 | $2,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 114 | $2,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 75 | $2,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 47 | $2,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 100 | $2,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 35 | $2,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 95 | $2,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 400 | $2,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 77 | $2,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 100 | $2,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 150 | $2,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 84 | $2,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 772 | $2,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 250 | $2,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 2,000 | $2,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 215 | $2,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 747 | $2,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 2,400 | $2,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 270 | $2,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 111 | $2,000 | thousands by filing date | |
| AMERISTAR CASINOS INC | 03070Q101 | COM | 75 | $2,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 25 | $2,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 72 | $2,000 | thousands by filing date | |
| WMS INDUSTRIES INC | 929297109 | COM | 79 | $2,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 300 | $2,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 210 | $2,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 1,000 | $2,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 1,349 | $2,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 1,000 | $2,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 439 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 100 | $2,000 | thousands by filing date | |
| IVANHOE ENERGY INC | 465790301 | COM NEW | 2,166 | $2,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 25 | $1,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 48 | $1,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 91 | $1,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 40 | $1,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 100 | $1,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 42 | $1,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 18 | $1,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 100 | $1,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 47 | $1,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 45 | $1,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 25 | $1,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 62 | $1,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 100 | $1,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 100 | $1,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 250 | $1,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 41 | $1,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 11 | $1,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 63 | $1,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 22 | $1,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 426 | $1,000 | thousands by filing date | |
| MAGNETEK INC | 559424403 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 708 | $1,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 152 | $1,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 72 | $1,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 150 | $1,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 250 | $1,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 100 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 88 | $1,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 63 | $1,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 40 | $1,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 100 | $1,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 200 | $1,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 333 | $1,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 250 | $1,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 37 | $1,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 175 | $1,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 156 | $1,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 30 | $1,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 200 | $1,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 680 | $1,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 33 | $1,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 260 | $1,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 100 | $1,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 200 | $1,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 86 | $1,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 100 | $1,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 477 | $1,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 185 | $1,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 1,000 | $1,000 | thousands by filing date | principal |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 1,000 | $1,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 340 | $1,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 65 | $1,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 400 | $1,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 100 | $1,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 200 | $1,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 120 | $1,000 | thousands by filing date | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 7,400 | $1,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 660 | $1,000 | thousands by filing date | |
| TRI-TECH HOLDING | G9103F106 | SHS | 600 | $1,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 152 | $1,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 250 | $1,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 200 | $1,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 70 | $1,000 | thousands by filing date | |
| VRINGO INC | 92911N112 | W EXP 06/21/201 | 1,000 | $1,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOPIN CORP | 500600101 | COMMON STOCK | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FREIGHTCAR AMER INC | 357023100 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSWITCH CORP | 894065309 | COM | 373 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ON SEMICONDUCTOR CORP | 682189AG0 | NOTE 2.625%12/1 | 1,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| LONE PINE RES INC | 54222A106 | COM | 306 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROUSE PPTYS INC | 779287101 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVACOPPER INC | 66988K102 | COM | 184 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hologic | 436440AA9 | CONV | 3,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPARTAN STORES INC | 846822104 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 5,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTLINE LTD | G3682E127 | COM | 175 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Delcath Systems Inc | 24661p104 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM FUEL SYS TECH WORLDW | 74765E208 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEMCELLS INC | 85857R204 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORCHARD SUPPLY HARDWARE STORES CORP | 685691404 | COMMON | 147 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459Y496 | DLY GLMNRBU3XNEW | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXIGENE INC | 691828404 | COM PAR$.001 | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOOKSMART LTD | 543442503 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QAD INC-B | 74727D207 | Common | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALDWIN & LYONS INC | 057755100 | CL A | 375 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENVEC INC NEW | 37246C307 | cs | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 230 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANAGEMENT NETWORK GROUP INC | 561693201 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTREMED INC | 29382F202 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROSSHAIR ENERGY CORP | 22765F105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 915 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACASTI PHARMA INC | 00430K105 | CL A SHS | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRSTSERVICE CORP | 33761NAA7 | SDCV 6.500%12/3 | 105,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-005496 | this filing | 2013-08-07 | acceptance time not in the bulk data set |