13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-07, with 3,700 holding rows worth $56,391,525,000.
- Accession
- 0000950123-13-005496
- Filer
- CIK 927971
- Filed
- 2013-08-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A combination report, 9,376 entries on the cover page, a total value of $56,391,525,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $56,391,525,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerBMO CM LDN LOAN
- reports for this filerBMO FINANCIAL CORP
- reports for this filerBMO FINANCIAL PRODUCTS CORP
- reports for this filerBMO GLOBAL TAX ADVANTAGE FUNDS INC
- reports for this filerBMO INSURANCE (BARBADOS) LTD
- reports for this filerBMO LIFE ASSURANCE COMPANY
- reports for this filerBMO NESBITT BURNS LTEE/LTD
- reports for this filerBMO NESBITT BURNS TRADING CORP. SA
- reports for this filerHARRIS MYCFO
- reports for this filerM&I INVESTMENT MANAGEMENT CORP
- reports for this filerMARSHALL & ILSLEY TRUST COMPANY N A
- included managerBMO HARRIS BANK NA
- included managerBMO ASSET MANAGEMENT CORP
- included managerSTOKER OSTLER
- included managerBMO NESBITT BURNS INC
- included managerBMO HARRIS INVESTMENT MANAGEMENT INC
- included managerBMO ASSET MANAGEMENT INC
- included managerSULLIVAN. BRUYETTE. SPEROS. BLANEY
- included managerBMO HARRIS FINANCIAL ADVISORS, INC
- included managerBMO CM NY LOAN DESK
- included managerBMO INVESTOR LINE INC
- included managerBANK OF MONTREAL IRELAND PLC
- included managerPYRFORD INTERNATIONAL LTD
- included managerBMO CAPITAL MARKETS CORP (NY)
- included managerDELAWARE TRUST COMPANY
- included managerLLOYD GEORGE MANAGEMENT
- included managerNORTH STAR TRUST COMPANY
- included managerTAPLIN CANIDA & HABACHT LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 11,820 | $82,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 6,136 | $81,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 5,250 | $81,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 3,111 | $81,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 2,985 | $81,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 10,118 | $81,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 2,500 | $80,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 4,609 | $79,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 20,519 | $79,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 1,529 | $79,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 4,580 | $79,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 12,840 | $79,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 14,000 | $79,000 | thousands by filing date | put |
| AUTONAVI HLDGS LTD | 05330F106 | SPONSORED ADR | 6,504 | $79,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 2,735 | $78,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 2,202 | $78,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 4,100 | $78,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,692 | $78,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 1,545 | $78,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 3,091 | $77,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 2,550 | $77,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 2,441 | $77,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 1,100 | $77,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 7,000 | $77,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 1,673 | $77,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 2,062 | $77,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 3,574 | $77,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 20,000 | $77,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 1,280 | $76,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 1,845 | $76,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 12,664 | $76,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 4,360 | $75,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 1,120 | $75,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 1,449 | $75,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 4,000 | $75,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 5,637 | $75,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 2,151 | $75,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 1,627 | $75,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 1,625 | $74,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 4,410 | $74,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 1,950 | $74,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 4,600 | $74,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 3,222 | $74,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 3,693 | $74,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 1,500 | $73,000 | thousands by filing date | put |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 1,460 | $72,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 1,106 | $72,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 5,000 | $72,000 | thousands by filing date | |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 6,510 | $72,000 | thousands by filing date | |
| COLEMAN CABLE INC | 193459302 | COM | 4,000 | $72,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 1,020 | $71,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 4,197 | $71,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 2,250 | $71,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 6,523 | $71,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 2,887 | $71,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 2,000 | $71,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 3,000 | $71,000 | thousands by filing date | call |
| POOL CORP COM | 73278L105 | Stock | 1,350 | $70,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,442 | $70,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 4,551 | $70,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 2,551 | $70,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 6,004 | $70,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 6,850 | $69,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 20,000 | $69,000 | thousands by filing date | call |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 5,000 | $69,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 1,055 | $69,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 2,239 | $69,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 1,736 | $69,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 988 | $69,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 3,120 | $69,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 8,318 | $69,000 | thousands by filing date | |
| 7 DAYS GROUP HLDGS LTD | 81783J101 | ADR | 5,036 | $69,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 932 | $69,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 10,953 | $68,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 491 | $68,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 1,600 | $68,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 10,369 | $68,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 5,000 | $68,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 3,658 | $68,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 2,657 | $68,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 17,170 | $68,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 3,538 | $68,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 5,000 | $68,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 5,052 | $67,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 516 | $67,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 4,342 | $67,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 2,690 | $67,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 629 | $67,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 2,600 | $67,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 4,319 | $67,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 1,512 | $67,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 1,125 | $67,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 2,733 | $67,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 6,638 | $67,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 3,023 | $67,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 2,527 | $67,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 2,425 | $67,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 7,945 | $67,000 | thousands by filing date | |
| ADA ES INC | 005208103 | COM | 1,600 | $67,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 1,547 | $67,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 1,500 | $67,000 | thousands by filing date | principal |
| GATX CORP COM | 361448103 | Stock | 1,391 | $66,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 1,134 | $66,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 1,944 | $66,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 2,200 | $66,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 2,569 | $66,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 5,475 | $66,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 2,907 | $66,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 20,000 | $66,000 | thousands by filing date | call |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 3,960 | $66,000 | thousands by filing date | call |
| NVR INC COM | 62944T105 | Stock | 71 | $65,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 752 | $65,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 1,033 | $65,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 2,565 | $65,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 2,680 | $65,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 35,579 | $65,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1,926 | $64,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 2,300 | $64,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1,376 | $64,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 1,953 | $64,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 1,000 | $64,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 8,000 | $64,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 7,561 | $64,000 | thousands by filing date | |
| ATMI INC | 00207R101 | COM | 2,700 | $64,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 1,000 | $64,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 3,000 | $64,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 373 | $63,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 1,297 | $63,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 1,216 | $63,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 1,980 | $63,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 1,264 | $63,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 6,144 | $63,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 2,350 | $63,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 2,468 | $63,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 2,460 | $62,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 9,694 | $62,000 | thousands by filing date | |
| AFC ENTERPRISES INC | 00104Q107 | COM | 1,716 | $62,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 116 | $61,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 1,833 | $61,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,761 | $61,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 4,222 | $61,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 3,579 | $61,000 | thousands by filing date | |
| GEO GROUP INC | 36159R103 | COMMON STOCK | 1,783 | $61,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 3,382 | $60,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 4,281 | $60,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 4,888 | $60,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 11,621 | $60,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 3,946 | $60,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 10,000 | $60,000 | thousands by filing date | call |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 4,996 | $60,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 8,410 | $59,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 2,520 | $59,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 4,092 | $59,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 5,250 | $59,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 1,479 | $59,000 | thousands by filing date | |
| GARDNER DENVER INC | 365558105 | COM | 775 | $59,000 | thousands by filing date | |
| TAYLOR CAPITAL GROUP INC | 876851106 | COM | 3,500 | $59,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 7,941 | $59,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 857 | $58,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 1,876 | $58,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 5,413 | $58,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 5,377 | $58,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 2,500 | $58,000 | thousands by filing date | |
| BELO CORP | 080555105 | COM SER A | 4,165 | $58,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 3,987 | $58,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 10,344 | $58,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,400 | $57,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 1,132 | $57,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 1,387 | $57,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 5,189 | $57,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 2,020 | $57,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 2,200 | $57,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 12,420 | $57,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 817 | $56,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 6,123 | $56,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 2,994 | $56,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 20,000 | $56,000 | thousands by filing date | put |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 3,062 | $56,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 1,507 | $56,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 10,000 | $56,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 2,607 | $55,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 1,256 | $55,000 | thousands by filing date | |
| HI-TECH PHARMACAL CO INC | 42840B101 | COMMON STOCK | 1,653 | $55,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 2,199 | $54,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 2,447 | $54,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 1,644 | $54,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 691 | $54,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 1,907 | $54,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 4,804 | $54,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 1,109 | $53,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 1,512 | $53,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 2,348 | $53,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 1,360 | $53,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 2,481 | $53,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 9,000 | $53,000 | thousands by filing date | call |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 3,200 | $53,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 2,550 | $53,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 2,675 | $52,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 1,383 | $52,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 3,491 | $52,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 4,521 | $52,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 2,800 | $52,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 1,836 | $52,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 31,070 | $52,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 1,622 | $52,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 2,620 | $52,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 1,086 | $52,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 2,952 | $52,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 1,468 | $52,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 1,668 | $51,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 1,047 | $51,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 4,149 | $51,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 1,179 | $51,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 2,872 | $51,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 7,500 | $51,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 2,667 | $51,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 4,375 | $51,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 4,223 | $51,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 845 | $50,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 2,068 | $50,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 855 | $50,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 6,500 | $50,000 | thousands by filing date | call |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 1,890 | $50,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 2,760 | $50,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 1,613 | $50,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,000 | $49,000 | thousands by filing date | put |
| AZZ INC COM | 002474104 | Stock | 1,287 | $49,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 12,195 | $49,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 719 | $49,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 700 | $49,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 2,130 | $49,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 470 | $49,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 4,761 | $49,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 2,786 | $49,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 2,146 | $49,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 450 | $48,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 1,684 | $48,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 2,350 | $48,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 8,524 | $48,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 5,000 | $48,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 2,500 | $48,000 | thousands by filing date | |
| OFFICEMAX INC DEL | 67622P101 | COM | 4,675 | $48,000 | thousands by filing date | |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 3,248 | $48,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 2,500 | $47,000 | thousands by filing date | put |
| EASTGROUP PPTYS INC | 277276101 | COM | 828 | $47,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 1,141 | $47,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 1,038 | $47,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 6,000 | $47,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 2,459 | $47,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 846 | $47,000 | thousands by filing date | |
| LONCOR RESOURCES INC | 54179W101 | COM | 277,350 | $47,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 855 | $46,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 592 | $46,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 17,347 | $46,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,007 | $46,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 5,363 | $46,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 1,000 | $46,000 | thousands by filing date | put |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 1,351 | $46,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 1,500 | $45,000 | thousands by filing date | put |
| PPL CORP COM | 69351T106 | Stock | 1,500 | $45,000 | thousands by filing date | call |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 3,042 | $45,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 2,504 | $45,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 2,859 | $45,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 10,000 | $45,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 6,000 | $45,000 | thousands by filing date | put |
| ASTEX PHARMACEUTICALS INC | 04624B103 | COM | 10,916 | $45,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 912 | $45,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 469 | $44,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 618 | $44,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 660 | $44,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 5,938 | $44,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 1,150 | $44,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 4,455 | $44,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 1,770 | $44,000 | thousands by filing date | principal |
| UNITIL CORP COM | 913259107 | Stock | 1,500 | $43,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 1,299 | $43,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 6,823 | $43,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 554 | $43,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 1,402 | $43,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 931 | $43,000 | thousands by filing date | |
| ROCHESTER MED CORP | 771497104 | COM | 2,951 | $43,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 684 | $43,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 2,000 | $43,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 1,400 | $43,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 2,000 | $42,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 2,671 | $42,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 2,622 | $42,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 3,000 | $42,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 1,018 | $42,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 664 | $42,000 | thousands by filing date | |
| CEL-SCI CORP | 150837409 | COM NEW | 195,000 | $42,000 | thousands by filing date | |
| HOME FEDERAL BANCORP INC/ID | 43710G105 | COM | 3,325 | $42,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,100 | $41,000 | thousands by filing date | put |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 2,420 | $41,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 1,414 | $41,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 1,263 | $41,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 4,000 | $41,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 1,309 | $41,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 1,654 | $41,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 3,500 | $41,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 630 | $41,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 1,829 | $41,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 468 | $40,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 1,351 | $40,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 4,000 | $40,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 744 | $40,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 319 | $40,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 4,602 | $40,000 | thousands by filing date | |
| SOLTA MED INC | 83438K103 | COM | 17,339 | $40,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 3,616 | $40,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 2,538 | $40,000 | thousands by filing date | |
| Trunkbow Intl Holdings | 89818A102 | COM | 45,961 | $40,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 749 | $39,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 226 | $39,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 1,343 | $39,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 1,514 | $39,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 3,000 | $39,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 1,800 | $39,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 970 | $38,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 1,094 | $38,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 1,120 | $38,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 215 | $38,000 | thousands by filing date | |
| HARRIS TEETER SUPERMARKETS I | 414585109 | COM | 805 | $38,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 588 | $38,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 12,231 | $38,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 498 | $37,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 1,764 | $37,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 1,000 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 650 | $37,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 2,000 | $37,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 601 | $37,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 1,480 | $37,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 430 | $37,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 1,156 | $37,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 1,896 | $37,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 2,733 | $37,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 485 | $36,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 1,414 | $36,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 727 | $36,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 479 | $36,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 1,761 | $36,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 2,666 | $36,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 3,295 | $36,000 | thousands by filing date | |
| CAPLEASE INC | 140288101 | COM | 4,207 | $36,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 5,048 | $36,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 1,700 | $36,000 | thousands by filing date | principal |
| BNC Bancorp | 05566T101 | Com | 3,131 | $36,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 1,500 | $36,000 | thousands by filing date | |
| TECHE HLDG CO | 878330109 | COM | 800 | $36,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 4,150 | $35,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 1,225 | $35,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 1,284 | $35,000 | thousands by filing date | |
| ALDERON IRON ORE CORP | 01434T100 | COM | 38,100 | $35,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 5,304 | $35,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 1,272 | $35,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 571 | $35,000 | thousands by filing date | |
| RUE21 INC | 781295100 | COM | 836 | $35,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 1,250 | $35,000 | thousands by filing date | |
| BLACKROCK STRTGC BOND TR | 09249G106 | COM | 2,700 | $35,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 4,207 | $35,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 1,425 | $35,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 2,421 | $35,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 700 | $34,000 | thousands by filing date | call |
| GREENBRIER COS INC | 393657101 | COM | 1,400 | $34,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 630 | $34,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 3,000 | $34,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 800 | $34,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 1,724 | $34,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 3,803 | $34,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 702 | $34,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 2,743 | $34,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 11,087 | $34,000 | thousands by filing date | |
| GSE HOLDING INC | 36191X100 | COM | 5,885 | $34,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B102 | COM | 10,000 | $34,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 2,100 | $34,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 4,020 | $34,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 804 | $33,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 766 | $33,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 2,495 | $33,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,350 | $33,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 1,581 | $33,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 1,570 | $33,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 338 | $33,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 3,206 | $33,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 2,000 | $33,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 2,801 | $32,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 3,500 | $32,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 1,197 | $32,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 851 | $32,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 1,100 | $32,000 | thousands by filing date | put |
| STAMPS COM INC | 852857200 | COM NEW | 820 | $32,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 1,463 | $32,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 860 | $32,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 2,339 | $32,000 | thousands by filing date | |
| BLACKROCK | 09250E107 | EXCHANGE TRADED | 15,000 | $32,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 8,468 | $32,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 1,103 | $32,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370104 | COM | 3,221 | $32,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 1,871 | $32,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 500 | $32,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 1,089 | $32,000 | thousands by filing date | |
| NATIONAL FINANCIAL PARTNERS | 63607P208 | COM | 1,257 | $32,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 10,415 | $32,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 1,570 | $31,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 1,500 | $31,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 1,500 | $31,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 733 | $31,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 1,250 | $31,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 3,913 | $31,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,341 | $31,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 250 | $31,000 | thousands by filing date | |
| COLONIAL PROPERTIES TRUST | 195872106 | COM | 1,252 | $31,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 1,500 | $31,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 450 | $31,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 9,323 | $31,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 10,000 | $31,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 1,171 | $30,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 815 | $30,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 525 | $30,000 | thousands by filing date | call |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1,900 | $30,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 480 | $30,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 3,039 | $30,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 1,500 | $30,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 826 | $30,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 531 | $30,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 2,243 | $30,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 1,549 | $30,000 | thousands by filing date | |
| CENTER BANCORP INC | 151408101 | COM | 2,325 | $30,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 2,000 | $30,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 1,949 | $30,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 300 | $29,000 | thousands by filing date | put |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 400 | $29,000 | thousands by filing date | put |
| GREIF INC | 397624107 | CL A | 561 | $29,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 795 | $29,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 2,488 | $29,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 696 | $29,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 643 | $29,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 1,026 | $29,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 840 | $29,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 1,712 | $29,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 3,500 | $29,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 2,831 | $29,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 2,713 | $29,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 500 | $29,000 | thousands by filing date | call |
| LUMOS NETWORKS CORP | 550283105 | COM | 1,683 | $29,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 2,804 | $29,000 | thousands by filing date | |
| WEBSENSE INC | 947684106 | COM | 1,168 | $29,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 2,700 | $29,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 1,230 | $29,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 335 | $28,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 317 | $28,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 699 | $28,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 3,000 | $28,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 1,917 | $28,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 2,286 | $28,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 1,606 | $28,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 1,000 | $28,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 5,260 | $28,000 | thousands by filing date | |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 15,875 | $28,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 485 | $27,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 1,300 | $27,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,553 | $27,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 362 | $27,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 764 | $27,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 3,762 | $27,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 719 | $27,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 2,350 | $27,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 8,000 | $27,000 | thousands by filing date | call |
| WARNER CHILCOTT PLC IRELAND | G94368100 | SHS A | 1,350 | $27,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 715 | $27,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 1,135 | $27,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 367 | $27,000 | thousands by filing date | |
| HITTITE MICROWAVE CORP | 43365Y104 | COM | 467 | $27,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 1,000 | $27,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 1,100 | $27,000 | thousands by filing date | principal |
| NETGEAR INC | 64111Q104 | COM | 849 | $26,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 6,331 | $26,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 630 | $26,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 637 | $26,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 427 | $26,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 970 | $26,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 2,000 | $26,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 1,600 | $26,000 | thousands by filing date | call |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 1,850 | $26,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 7,000 | $26,000 | thousands by filing date | call |
| HSN INC | 404303109 | COM | 483 | $26,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 1,000 | $26,000 | thousands by filing date | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 300 | $26,000 | thousands by filing date | |
| NORDION INC | 65563c105 | COM | 3,481 | $26,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 708 | $25,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 234 | $25,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,914 | $25,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 2,646 | $25,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 954 | $25,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 1,832 | $25,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 989 | $25,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 378 | $25,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,500 | $25,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 909 | $25,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 1,000 | $25,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-005496 | this filing | 2013-08-07 | acceptance time not in the bulk data set |