13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 4,447 holding rows worth $163,796,739,000.
- Accession
- 0000948046-21-000037
- Filer
- CIK 948046
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A combination report, 18,570 entries on the cover page, a total value of $163,796,739,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $163,796,739,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDWS Investments UK Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDeutsche Bank S.p.A
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
- included managerDB UK Bank Ltd028-19293
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRANSCAT INC | 893529107 | COM | 5,377 | $187,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 20,135 | $187,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 12,572 | $187,000 | thousands by filing date | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 35,036 | $186,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F114 | *W EXP 12/22/202 | 100,000 | $186,000 | thousands by filing date | call |
| IDT CORP | 448947507 | CL B NEW | 14,905 | $184,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 23,233 | $184,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 16,932 | $184,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 3,114 | $183,000 | thousands by filing date | put |
| PAYSIGN INC | 70451A104 | COM | 39,625 | $183,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 17,200 | $183,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 15,511 | $183,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 5,165 | $183,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 7,194 | $183,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 42,003 | $183,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 10,668 | $182,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 6,280 | $182,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 11,790 | $181,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 7,780 | $181,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 6,077 | $181,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 3,027 | $180,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 26,024 | $180,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 9,949 | $180,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 4,975 | $180,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 17,338 | $180,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 14,074 | $180,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 288,600 | $180,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 2,779 | $179,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 4,716 | $179,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 8,269 | $178,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 16,670 | $178,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 4,314 | $178,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 4,000 | $178,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 7,771 | $177,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 12,294 | $177,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 4,821 | $177,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 48,072 | $177,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 8,624 | $177,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 8,029 | $177,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 23,311 | $177,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 2,287 | $176,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 4,792 | $175,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 4,059 | $174,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 3,514 | $174,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 9,831 | $174,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 19,598 | $173,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 23,212 | $172,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 23,803 | $172,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 35,031 | $172,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 33,608 | $171,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 3,535 | $170,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 9,999 | $170,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 14,066 | $170,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513117 | *W EXP 01/17/202 | 100,000 | $170,000 | thousands by filing date | call |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 6,020 | $169,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 29,777 | $169,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 790 | $168,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 2,500 | $168,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 2,507 | $168,000 | thousands by filing date | call |
| GENASYS INC | 36872P103 | CMN | 25,836 | $168,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R113 | *W EXP 08/17/202 | 75,000 | $168,000 | thousands by filing date | call |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 3,283 | $167,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 31,859 | $167,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 11,351 | $167,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 5,453 | $166,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 34,361 | $166,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 7,195 | $165,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 11,742 | $165,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 6,891 | $165,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 8,985 | $165,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 59,508 | $164,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 75,595 | $164,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,435 | $164,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 34,277 | $164,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 14,552 | $164,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 26,603 | $164,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 30,192 | $164,000 | thousands by filing date | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 3,771 | $163,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 17,033 | $163,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 6,395 | $163,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 5,738 | $163,000 | thousands by filing date | |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 103,326 | $163,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 31,491 | $163,000 | thousands by filing date | |
| SANDBRIDGE ACQUISITION CORP | 799793112 | *W EXP 09/14/202 | 125,000 | $163,000 | thousands by filing date | call |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 6,089 | $162,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 10,154 | $162,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 5,211 | $161,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 41,156 | $161,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,343 | $160,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 3,488 | $160,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 21,005 | $160,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885111 | COM CL A | 46,000 | $160,000 | thousands by filing date | call |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 1,001 | $159,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 10,144 | $159,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 11,315 | $158,000 | thousands by filing date | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 4,357 | $158,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 58,687 | $158,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 11,537 | $158,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 5,644 | $158,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 19,254 | $158,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 29,760 | $158,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 200,000 | $158,000 | thousands by filing date | call |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 18,359 | $157,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 18,718 | $157,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 12,278 | $157,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 33,377 | $156,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 7,304 | $156,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 13,639 | $156,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 22,935 | $156,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 4,182 | $155,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 14,512 | $155,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 6,825 | $155,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 7,332 | $155,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 9,802 | $155,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 3,000 | $154,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 14,701 | $154,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 9,189 | $154,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 2,245 | $153,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 21,992 | $153,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 47,931 | $152,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 11,071 | $152,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 282 | $151,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 12,503 | $151,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 64,271 | $150,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 6,011 | $150,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 20,239 | $150,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 6,235 | $150,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 4,994 | $150,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 4,647 | $150,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 100,000 | $150,000 | thousands by filing date | call |
| LAKELAND INDS INC | 511795106 | COM | 5,425 | $148,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 51,542 | $148,000 | thousands by filing date | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 5,193 | $147,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 2,150 | $147,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 2,663 | $146,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 14,675 | $146,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 4,301 | $146,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 2,405 | $146,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 46,429 | $146,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 12,794 | $146,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049113 | *W EXP 08/19/202 | 100,000 | $145,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 65,387 | $144,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 1,000 | $143,000 | thousands by filing date | call |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 6,956 | $143,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 21,541 | $143,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 11,882 | $143,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681113 | *W EXP 07/01/202 | 125,000 | $143,000 | thousands by filing date | call |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 48,301 | $143,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 7,519 | $142,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 2,218 | $142,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 4,550 | $142,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 18,892 | $142,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 5,015 | $141,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 21,750 | $140,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 911 | $140,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 4,979 | $140,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948P103 | COM | 3,319 | $140,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 4,460 | $139,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 2,302 | $139,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 18,993 | $139,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 26,490 | $139,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 42,556 | $139,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 2,710 | $138,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 12,388 | $138,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 3,690 | $138,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 42,355 | $138,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 45,257 | $138,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 19,384 | $137,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 6,534 | $137,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 6,600 | $137,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 13,612 | $137,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 22,557 | $137,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 36,069 | $137,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 57,183 | $137,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,470 | $136,000 | thousands by filing date | put |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 7,000 | $136,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 8,723 | $136,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 5,200 | $136,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 9,439 | $136,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 5,714 | $136,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 36,826 | $136,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 129,213 | $136,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 7,343 | $136,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 2,833 | $135,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 356 | $135,000 | thousands by filing date | put |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 3,300 | $135,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 6,090 | $134,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 10,612 | $134,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 2,199 | $134,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 33,998 | $134,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 84,384 | $134,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 2,171 | $133,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 18,458 | $133,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 8,109 | $133,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 35,553 | $133,000 | thousands by filing date | |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 4,581 | $133,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 48,723 | $132,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 8,670 | $132,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 8,558 | $132,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 31,907 | $132,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 33,994 | $132,000 | thousands by filing date | |
| MISSION PRODUCE INC | 60510V108 | COM | 8,700 | $131,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 8,225 | $131,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 4,367 | $131,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 11,582 | $131,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 10,801 | $131,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 27,705 | $130,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 13,265 | $130,000 | thousands by filing date | |
| NEWHOLD INVESTMENT CORP | 651448102 | COM CL A | 13,000 | $130,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 2,005 | $129,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 647 | $129,000 | thousands by filing date | put |
| NEVRO CORP | 64157FAC7 | NOTE 2.750% 4/0 | 71,000 | $129,000 | thousands by filing date | principal |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 5,268 | $128,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 10,557 | $128,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 8,647 | $127,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 10,838 | $127,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 9,279 | $127,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 6,146 | $127,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 20,770 | $127,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 8,247 | $126,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 6,860 | $126,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 19,740 | $126,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 4,845 | $126,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 3,896 | $126,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 19,266 | $125,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 15,896 | $125,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 3,632 | $124,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 3,571 | $124,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 5,623 | $124,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 4,645 | $123,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 8,296 | $123,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 16,527 | $123,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 8,368 | $123,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 8,647 | $123,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 9,275 | $123,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 707 | $122,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 8,032 | $122,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 8,377 | $122,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 20,293 | $122,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 3,388 | $122,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 10,182 | $122,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 11,710 | $122,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 785 | $121,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 2,440 | $121,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 63,132 | $121,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 43,699 | $121,000 | thousands by filing date | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 8,922 | $121,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 10,470 | $120,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 17,162 | $120,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 12,092 | $119,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 3,306 | $119,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 4,662 | $119,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 4,888 | $119,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 16,437 | $119,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 7,733 | $119,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 5,253 | $118,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 3,815 | $118,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 4,399 | $118,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 8,356 | $118,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 923 | $117,000 | thousands by filing date | put |
| HARROW INC | 415858109 | COM | 17,084 | $117,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 7,492 | $117,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 27,266 | $117,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 10,628 | $117,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 14,559 | $116,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 8,480 | $116,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 22,274 | $116,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 1,531 | $115,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 12,594 | $115,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 54,071 | $115,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 6,933 | $115,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 8,400 | $115,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 37,271 | $114,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 10,313 | $114,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 7,495 | $114,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 9,169 | $114,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 12,927 | $114,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 7,641 | $114,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 3,140 | $114,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 19,773 | $113,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 6,414 | $113,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T132 | UNIT 08/26/2025 | 10,000 | $113,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 3,660 | $112,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 16,229 | $112,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 4,213 | $112,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 23,836 | $112,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 3,177 | $112,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 6,603 | $112,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 11,282 | $112,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 8,952 | $112,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 4,822 | $111,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 46,496 | $111,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 18,013 | $111,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 4,364 | $110,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,989 | $110,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 9,346 | $110,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 9,275 | $110,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 2,918 | $109,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 4,568 | $109,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 52,104 | $109,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 61,689 | $109,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 6,025 | $109,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 33,124 | $109,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 4,138 | $108,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 4,948 | $108,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 7,159 | $108,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 2,282 | $108,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 10,083 | $108,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 8,251 | $108,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 15,728 | $108,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 1,989 | $107,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 7,129 | $107,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 5,796 | $107,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 3,593 | $107,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 11,111 | $107,000 | thousands by filing date | call |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 13,094 | $106,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 4,168 | $106,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 11,245 | $106,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,000 | $105,000 | thousands by filing date | call |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 6,933 | $105,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 11,232 | $105,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 4,329 | $105,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 42,208 | $105,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 39,717 | $105,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 6,848 | $104,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 6,345 | $104,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 9,309 | $104,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 9,063 | $104,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 11,035 | $104,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 15,443 | $104,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 11,840 | $103,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 14,323 | $103,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 16,645 | $103,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 2,356 | $103,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 2,528 | $103,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 43,934 | $103,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 9,253 | $103,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 11,093 | $102,000 | thousands by filing date | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 5,046 | $102,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 6,427 | $102,000 | thousands by filing date | |
| ARKO CORP | 041242116 | *W EXP 12/22/202 | 75,000 | $102,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E127 | REIT ETF | 11,521 | $102,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 18,917 | $101,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 38,284 | $101,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 26,255 | $100,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 46,884 | $100,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,579 | $99,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 9,750 | $99,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 15,679 | $99,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 897 | $98,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 2,515 | $98,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 5,219 | $98,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 1,843 | $98,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 4,318 | $98,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 3,710 | $98,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 958 | $97,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 11,906 | $97,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 7,009 | $97,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 206,700 | $97,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 55,748 | $97,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 6,182 | $96,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 24,578 | $96,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 21,249 | $96,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 18,958 | $96,000 | thousands by filing date | |
| Collective Growth Corp | 19424L119 | W EXP 04/30/202 | 25,000 | $96,000 | thousands by filing date | call |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,000 | $95,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 2,869 | $95,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 4,505 | $95,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 5,386 | $95,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 4,228 | $95,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 6,288 | $94,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 4,023 | $94,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 8,823 | $93,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 4,738 | $93,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 4,827 | $93,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 13,422 | $93,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 17,218 | $93,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 3,378 | $93,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 12,476 | $93,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 150,000 | $93,000 | thousands by filing date | call |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 8,190 | $92,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 2,474 | $92,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 3,812 | $92,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 5,031 | $92,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 15,537 | $92,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 32,279 | $92,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 1,378 | $92,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 9,753 | $92,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 12,693 | $92,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 2,249 | $91,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 3,124 | $91,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 41,584 | $91,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 3,500 | $90,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 4,116 | $90,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 5,917 | $90,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 8,856 | $90,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 5,962 | $90,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 42,700 | $90,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 6,678 | $90,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 15,551 | $90,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 11,721 | $90,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 46,344 | $90,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 363 | $89,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 17,793 | $89,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 32,823 | $89,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 7,062 | $89,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 12,044 | $89,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 3,403 | $89,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 12,723 | $89,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 6,563 | $89,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 2,725 | $89,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 10,456 | $88,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 3,565 | $88,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 944 | $88,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 13,871 | $88,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 16,534 | $88,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 23,247 | $88,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 3,312 | $88,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 2,631 | $87,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 4,425 | $87,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 8,242 | $87,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 2,669 | $87,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 24,305 | $87,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 21,034 | $87,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 6,372 | $87,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 5,065 | $86,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 79,500 | $86,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 12,257 | $86,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 27,346 | $86,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 8,598 | $85,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 9,354 | $85,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 6,802 | $85,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 1,313 | $85,000 | thousands by filing date | |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 50,000 | $85,000 | thousands by filing date | call |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 6,629 | $85,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 7,100 | $84,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 25,584 | $84,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 8,788 | $84,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 6,426 | $84,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 4,486 | $84,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 5,382 | $84,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 2,216 | $83,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 2,436 | $83,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 11,829 | $83,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 7,864 | $83,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 12,720 | $83,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 5,963 | $82,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 14,346 | $82,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 6,807 | $82,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 4,130 | $82,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 59,771 | $82,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 3,500 | $82,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 32,874 | $82,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 3,332 | $82,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 18,506 | $82,000 | thousands by filing date | |
| SYNTAX ETF TR | 87166N106 | STRATIFD LRG CAP | 1,468 | $82,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 1,553 | $81,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 5,599 | $81,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 1,950 | $81,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 6,365 | $81,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 900 | $80,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 560 | $80,000 | thousands by filing date | put |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 5,468 | $80,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 4,840 | $80,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 6,484 | $80,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 15,244 | $80,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 19,462 | $80,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 44,947 | $80,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 32,851 | $80,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 1,732 | $79,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 3,802 | $79,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 2,936 | $79,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 5,648 | $79,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 31,538 | $79,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 63,607 | $79,000 | thousands by filing date | |
| PANDION THERAPEUTICS INC | 698340106 | COM | 5,337 | $79,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 23,976 | $78,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 3,308 | $78,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 14,521 | $78,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 4,491 | $78,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 12,130 | $78,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 22,800 | $78,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 3,546 | $78,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 4,526 | $77,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 34,795 | $77,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 5,332 | $77,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 19,531 | $77,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 5,602 | $77,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 2,595 | $76,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 7,160 | $76,000 | thousands by filing date | |
| MIDATECH PHARMA PLC | 59564R302 | SPONSORED ADS | 40,797 | $76,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 1,500 | $75,000 | thousands by filing date | call |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 2,350 | $75,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 32,492 | $75,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 11,163 | $75,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 4,771 | $74,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 5,072 | $74,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 3,653 | $74,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 2,288 | $73,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 3,073 | $73,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-21-000037 | this filing | 2021-02-16 | acceptance time not in the bulk data set |