13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 4,447 holding rows worth $163,796,739,000.
- Accession
- 0000948046-21-000037
- Filer
- CIK 948046
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A combination report, 18,570 entries on the cover page, a total value of $163,796,739,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $163,796,739,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDWS Investments UK Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDeutsche Bank S.p.A
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
- included managerDB UK Bank Ltd028-19293
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 64,795 | $435,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 10,502 | $433,000 | thousands by filing date | |
| ALTABANCORP | 021347109 | COM | 15,508 | $433,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 2,460 | $432,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 65,887 | $431,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 8,535 | $430,000 | thousands by filing date | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 13,036 | $429,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 10,902 | $429,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 51,364 | $429,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 12,471 | $428,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 20,046 | $428,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 13,577 | $427,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,343 | $425,000 | thousands by filing date | call |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 65,628 | $425,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 1,675 | $425,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 24,014 | $425,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 498,900 | $425,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 5,703 | $424,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 55,907 | $424,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 17,474 | $424,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 54,493 | $423,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 33,959 | $422,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 80,641 | $422,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 56,898 | $421,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 15,509 | $421,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 21,757 | $420,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 13,658 | $419,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 10,022 | $418,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 3,329 | $417,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 25,409 | $417,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 101,430 | $416,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 20,206 | $416,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 38,651 | $416,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 12,017 | $416,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q118 | *W EXP 03/31/202 | 213,440 | $416,000 | thousands by filing date | call |
| BROWN FORMAN CORP | 115637100 | CL A | 5,642 | $414,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 8,208 | $414,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 7,480 | $413,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 12,010 | $413,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 27,192 | $410,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 6,268 | $408,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 16,865 | $408,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 5,626 | $407,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 40,323 | $407,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 13,856 | $407,000 | thousands by filing date | |
| NCINO INC | 63947U107 | COM | 5,612 | $406,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 15,451 | $406,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 147,188 | $405,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 22,536 | $405,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 44,156 | $405,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 12,451 | $404,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 84,207 | $404,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 25,628 | $404,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 37,139 | $403,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 24,357 | $401,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 16,964 | $400,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 28,251 | $400,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 2,151 | $399,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 59,651 | $399,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 312,360 | $399,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 3,000 | $398,000 | thousands by filing date | put |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 17,000 | $398,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 69,648 | $398,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 15,285 | $397,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 35,489 | $397,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 8,279 | $396,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 22,304 | $396,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G114 | *W EXP 07/02/202 | 200,000 | $394,000 | thousands by filing date | call |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 14,187 | $393,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 10,918 | $391,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 10,036 | $390,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145113 | *W EXP 99/99/999 | 100,000 | $390,000 | thousands by filing date | call |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 15,666 | $389,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 244,265 | $388,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 2,653 | $388,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 113,782 | $388,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 83,483 | $388,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 5,272 | $387,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 22,526 | $387,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 19,108 | $386,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 16,561 | $385,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 12,222 | $385,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 35,350 | $385,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 65,885 | $384,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 38,313 | $383,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 15,863 | $383,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 21,441 | $382,000 | thousands by filing date | |
| HOLICITY INC | 435063110 | W EXP 08/04/202 | 283,332 | $382,000 | thousands by filing date | call |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 20,670 | $381,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 21,280 | $381,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 70,233 | $381,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 13,739 | $380,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 20,123 | $380,000 | thousands by filing date | |
| CONX Corp | 212873111 | Warrant | 250,000 | $380,000 | thousands by filing date | call |
| AVID TECHNOLOGY INC | 05367P100 | COM | 23,951 | $380,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 32,973 | $380,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 35,922 | $379,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 38,797 | $378,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 378 | $378,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 12,599 | $377,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,059 | $376,000 | thousands by filing date | put |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 5,145 | $375,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 72,051 | $375,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 82,521 | $374,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 7,428 | $373,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 34,126 | $371,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 29,512 | $371,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 11,607 | $371,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 15,473 | $370,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 9,822 | $370,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 24,566 | $370,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 15,929 | $369,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 28,904 | $369,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 51,616 | $369,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 13,894 | $368,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G114 | *W EXP 11/13/202 | 200,000 | $368,000 | thousands by filing date | call |
| WORLD ACCEP CORPORATION | 981419104 | COM | 3,597 | $367,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 5,934 | $367,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 919 | $366,000 | thousands by filing date | |
| VAXCYTE INC COM | 92243G108 | Stock | 13,782 | $366,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 6,045 | $364,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 36,609 | $364,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 114,412 | $363,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 25,184 | $362,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 16,847 | $362,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 16,810 | $362,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 16,502 | $361,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 47,602 | $361,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 20,045 | $359,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 17,302 | $358,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 41,406 | $357,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 4,192 | $356,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 17,848 | $356,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 12,737 | $354,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 5,702 | $353,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 14,436 | $353,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 7,074 | $352,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 8,264 | $351,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 15,269 | $350,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 30,006 | $350,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 17,226 | $350,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 9,752 | $350,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 12,313 | $349,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 14,738 | $348,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 21,127 | $347,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 140,255 | $346,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 40,012 | $346,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 16,511 | $346,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 13,870 | $346,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 16,259 | $345,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 24,438 | $345,000 | thousands by filing date | |
| PAE INC | 69290Y117 | *W EXP 09/11/202 | 150,000 | $345,000 | thousands by filing date | call |
| SILVERCREST METALS INC | 828363101 | COM | 30,700 | $343,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 21,185 | $342,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 6,585 | $341,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 8,246 | $341,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 839 | $339,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 14,141 | $339,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 11,264 | $339,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 4,617 | $339,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 10,846 | $338,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 73,756 | $337,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 6,345 | $337,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 13,241 | $337,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 31,059 | $337,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 4,984 | $336,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 120,123 | $336,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 8,210 | $334,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 10,610 | $334,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 20,846 | $334,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 21,562 | $333,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 71,303 | $333,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 49,636 | $332,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 159,856 | $330,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 27,381 | $329,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 19,874 | $329,000 | thousands by filing date | |
| NEWBORN ACQUISITION CORP | G6463T114 | *W EXP 02/03/202 | 100,000 | $328,000 | thousands by filing date | call |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 6,913 | $326,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 25,689 | $326,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 13,257 | $325,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 18,562 | $324,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 256,000 | $324,000 | thousands by filing date | principal |
| PRETIUM RES INC | 74139CAB8 | NOTE 2.250% 3/1 | 303,000 | $324,000 | thousands by filing date | principal |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 31,900 | $323,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 17,182 | $323,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 15,272 | $322,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 21,840 | $321,000 | thousands by filing date | |
| KRONOS BIO INC | 50107A104 | COM | 10,751 | $321,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 23,719 | $320,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 6,208 | $319,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 28,252 | $319,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 12,030 | $317,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 7,656 | $316,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 12,360 | $316,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 28,411 | $316,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 12,394 | $316,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 13,098 | $315,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 7,553 | $315,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 6,518 | $314,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 47,820 | $314,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 43,557 | $314,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 4,491 | $314,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 23,487 | $314,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 52,196 | $313,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 10,600 | $312,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 118,766 | $312,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G113 | *W EXP 07/13/202 | 141,666 | $312,000 | thousands by filing date | call |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 16,097 | $311,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865111 | *W EXP 01/22/202 | 75,000 | $311,000 | thousands by filing date | call |
| InterPrivate Acquisition Corp | 46064A111 | INTERPRIVATE ACQUISITI -CW24 | 75,777 | $311,000 | thousands by filing date | call |
| LIQUIDITY SVCS INC | 53635B107 | COM | 19,502 | $310,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 17,148 | $309,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 9,014 | $309,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 41,693 | $309,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 6,566 | $308,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 10,121 | $308,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,551 | $307,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 56,730 | $306,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 11,928 | $306,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 4,688 | $304,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 72,347 | $304,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 62,248 | $303,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 102,414 | $302,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 35,613 | $302,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 8,355 | $302,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 37,870 | $302,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 79,091 | $302,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 10,399 | $301,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 32,198 | $301,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 30,436 | $300,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 57,966 | $300,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 51,956 | $299,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 108,716 | $298,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 7,815 | $297,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 3,520 | $297,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185112 | *W EXP 08/11/202 | 50,000 | $296,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 61,423 | $295,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,649 | $294,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 15,192 | $294,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 16,294 | $293,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 65,323 | $291,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 7,424 | $291,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 50,650 | $291,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 12,852 | $290,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 6,212 | $290,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 21,083 | $290,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 8,880 | $289,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 20,471 | $289,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 5,659 | $288,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 28,055 | $288,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 6,321 | $288,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 17,176 | $287,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 11,437 | $286,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 32,907 | $285,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 10,377 | $284,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 20,089 | $284,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 14,148 | $284,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 23,080 | $284,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 287,822 | $284,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 67,934 | $283,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 10,765 | $283,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P114 | *W EXP 99/99/999 | 74,999 | $283,000 | thousands by filing date | call |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 5,711 | $282,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 34,142 | $282,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 67,296 | $282,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 22,194 | $281,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 9,119 | $281,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 8,158 | $280,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 18,670 | $279,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 8,418 | $279,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 53,783 | $278,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 38,204 | $278,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 12,921 | $278,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 15,364 | $278,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 5,538 | $277,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 3,200 | $277,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 74,646 | $277,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 14,412 | $277,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 20,558 | $276,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 13,532 | $276,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 6,388 | $276,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 12,307 | $276,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 16,848 | $275,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 14,859 | $275,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 17,885 | $275,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 48,009 | $275,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 11,468 | $273,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 717 | $272,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 5,914 | $272,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 14,874 | $272,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 7,225 | $272,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 70,011 | $272,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 2,300 | $271,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 9,265 | $271,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 13,398 | $271,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 16,875 | $270,000 | thousands by filing date | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 7,974 | $270,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744112 | *W EXP 99/99/999 | 100,000 | $270,000 | thousands by filing date | call |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,888 | $269,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 25,000 | $269,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 8,082 | $268,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 46,032 | $267,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 13,793 | $267,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 8,284 | $267,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 17,814 | $267,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 5,777 | $266,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 11,100 | $265,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 2,529 | $265,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 27,742 | $265,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 920 | $264,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 10,435 | $264,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 105,583 | $264,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 21,974 | $264,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 35,625 | $263,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 15,857 | $263,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 4,600 | $263,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 11,816 | $263,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 2,342 | $263,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 123,677 | $263,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 33,463 | $263,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQUISITIONS, INC. | 456357110 | *W EXP 08/06/202 | 250,000 | $263,000 | thousands by filing date | call |
| SCORPIO BULKERS INC | Y7546A130 | COM | 15,479 | $262,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 10,062 | $260,000 | thousands by filing date | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 7,862 | $260,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 6,100 | $260,000 | thousands by filing date | |
| CHPMW US 22 Nov 24 C11.5 | 12558Y114 | *W EXP 11/22/202 | 199,999 | $260,000 | thousands by filing date | call |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 13,183 | $258,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 20,368 | $257,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 20,322 | $257,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 14,964 | $257,000 | thousands by filing date | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 12,347 | $256,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 6,523 | $256,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 3,350 | $255,000 | thousands by filing date | put |
| ADMA BIOLOGICS INC | 000899104 | COM | 130,493 | $255,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 9,013 | $255,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 11,257 | $253,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 51,660 | $253,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 6,953 | $251,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 75,285 | $251,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 11,884 | $250,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 141,800 | $250,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 4,563 | $249,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 8,771 | $249,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 327,500 | $249,000 | thousands by filing date | |
| INVESTINDUSTRIAL ACQUISITION | G4771L121 | UNIT 99/99/9999 | 24,207 | $249,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC | 02128L114 | *W EXP 02/14/202 | 125,000 | $249,000 | thousands by filing date | call |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 28,674 | $248,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 10,768 | $248,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G113 | *W EXP 09/15/202 | 150,384 | $248,000 | thousands by filing date | call |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 18,569 | $247,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 21,752 | $247,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 47,247 | $247,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 10,548 | $246,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 12,805 | $246,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 14,501 | $246,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 12,378 | $246,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642116 | *W EXP 08/10/202 | 99,873 | $246,000 | thousands by filing date | call |
| MERCURY GENL CORP NEW | 589400100 | COM | 4,693 | $245,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 73,562 | $245,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 9,129 | $245,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 25,735 | $244,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 8,823 | $244,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 13,600 | $244,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 49,857 | $244,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 14,553 | $243,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 6,288 | $242,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 10,145 | $242,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 15,910 | $242,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 69,934 | $242,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 14,494 | $241,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 33,364 | $240,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 47,549 | $240,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 3,095 | $239,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 15,878 | $237,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 19,142 | $237,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 15,666 | $237,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 8,465 | $236,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 54,347 | $236,000 | thousands by filing date | |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 397,000 | $236,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 5,055 | $235,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 8,917 | $234,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 14,124 | $234,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 10,537 | $234,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 18,350 | $233,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 6,178 | $233,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 7,477 | $233,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 5,000 | $232,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 35,253 | $232,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 35,366 | $231,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 11,810 | $230,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 131,424 | $230,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 3,674 | $230,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISITION | 344328117 | *W EXP 08/11/202 | 50,000 | $230,000 | thousands by filing date | call |
| ADECOAGRO S A | L00849106 | COM | 33,745 | $229,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 14,362 | $229,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 11,587 | $228,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 16,890 | $228,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 14,981 | $228,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 188,253 | $228,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 151,782 | $228,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 17,212 | $228,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 16,363 | $225,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 12,000 | $225,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 28,269 | $225,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 18,457 | $225,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 10,518 | $224,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 10,203 | $224,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 17,589 | $223,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 166,333 | $223,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 4,974 | $222,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 11,465 | $222,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 78,347 | $221,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 12,473 | $221,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 18,690 | $221,000 | thousands by filing date | |
| VG ACQUISITION-A | G9446E113 | EQUITY WRT | 83,233 | $221,000 | thousands by filing date | call |
| LUNA INNOVATIONS INC | 550351100 | COM | 22,282 | $220,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 22,366 | $220,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 175,980 | $220,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 8,475 | $219,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 5,320 | $219,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 29,563 | $219,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 6,518 | $218,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 299 | $217,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 6,505 | $216,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 16,583 | $216,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 9,952 | $215,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761119 | *W EXP 06/21/202 | 124,999 | $215,000 | thousands by filing date | call |
| iShares U.S. Technology ETF | 464287721 | SHS | 2,520 | $214,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 39,647 | $214,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 11,084 | $214,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 58,050 | $214,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 10,819 | $214,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D117 | *W EXP 10/09/202 | 29,208 | $214,000 | thousands by filing date | call |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 23,995 | $213,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 7,704 | $213,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 46,948 | $213,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 80,807 | $213,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 76,568 | $213,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC II | 233277110 | *W EXP 07/29/202 | 50,000 | $213,000 | thousands by filing date | call |
| SPOK HLDGS INC COM | 84863T106 | Stock | 19,058 | $212,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 7,378 | $212,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 10,134 | $212,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 49,077 | $211,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q116 | *W EXP 03/20/202 | 200,000 | $210,000 | thousands by filing date | call |
| ATOMERA INC | 04965B100 | COMMON STOCK | 12,967 | $209,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 5,204 | $208,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 25,016 | $208,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 8,411 | $207,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 113,829 | $207,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 11,002 | $206,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 4,229 | $205,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 14,346 | $205,000 | thousands by filing date | |
| DEERFIELD HEALTHCARE TECH AC | 244413118 | *W EXP 07/16/202 | 50,000 | $205,000 | thousands by filing date | call |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 3,088 | $204,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 15,813 | $204,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 26,166 | $204,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 30,010 | $204,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 43,600 | $204,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 8,565 | $203,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 32,730 | $203,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 10,712 | $203,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 35,004 | $203,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,966 | $202,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 4,587 | $202,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 11,653 | $201,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 6,190 | $201,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 19,991 | $201,000 | thousands by filing date | |
| PTK ACQUISITION CORP | 69375f116 | COM | 175,000 | $201,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 9,924 | $200,000 | thousands by filing date | |
| WTS/GREENROSE ACQUISITION CORP EXP12/31/2024 | 395392111 | WARR | 200,000 | $199,000 | thousands by filing date | call |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 2,178 | $198,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 13,197 | $198,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 16,328 | $198,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 7,547 | $198,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 3,515 | $197,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 11,803 | $197,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 11,221 | $197,000 | thousands by filing date | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 7,083 | $196,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 10,531 | $196,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 1,983 | $195,000 | thousands by filing date | put |
| COTY INC | 222070203 | COM CL A | 27,487 | $194,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 14,057 | $194,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 6,703 | $193,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 48,966 | $193,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 26,305 | $193,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 24,461 | $193,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 6,217 | $192,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 21,172 | $192,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 8,638 | $191,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011118 | *W EXP 02/21/202 | 25,000 | $191,000 | thousands by filing date | call |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 24,097 | $190,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 15,234 | $190,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 25,282 | $190,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 24,138 | $189,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 787 | $189,000 | thousands by filing date | call |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 69,602 | $189,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 13,991 | $188,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 4,715 | $188,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 9,485 | $188,000 | thousands by filing date | |
| INHIBRX INC | 45720L107 | COM | 5,701 | $188,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-21-000037 | this filing | 2021-02-16 | acceptance time not in the bulk data set |