13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 4,447 holding rows worth $163,796,739,000.
- Accession
- 0000948046-21-000037
- Filer
- CIK 948046
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A combination report, 18,570 entries on the cover page, a total value of $163,796,739,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $163,796,739,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDWS Investments UK Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDeutsche Bank S.p.A
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
- included managerDB UK Bank Ltd028-19293
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RIMINI STR INC DEL | 76674Q107 | COM | 16,551 | $73,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 19,027 | $73,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 3,169 | $73,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 11,411 | $73,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 5,987 | $73,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 650 | $72,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 4,797 | $72,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 35,400 | $71,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 2,616 | $71,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC | 00791N110 | *W EXP 10/28/202 | 25,000 | $71,000 | thousands by filing date | call |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 17,313 | $71,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 26,813 | $71,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 3,514 | $70,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 193,300 | $70,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 3,972 | $70,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 3,328 | $70,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 14,456 | $70,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 55,352 | $70,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 205 | $69,000 | thousands by filing date | call |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 5,172 | $69,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 4,686 | $69,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 1,661 | $69,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 6,714 | $69,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 9,404 | $69,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 4,291 | $68,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 1,710 | $68,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 9,543 | $68,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 10,026 | $68,000 | thousands by filing date | call |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 2,289 | $68,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 1,825 | $68,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 2,280 | $67,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 3,182 | $67,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 8,681 | $67,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 4,233 | $67,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 9,557 | $67,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 20,568 | $67,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 2,714 | $66,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 2,877 | $66,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 3,000 | $66,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 13,915 | $66,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 375 | $65,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 2,000 | $65,000 | thousands by filing date | call |
| VARONIS SYS INC | 922280102 | COM | 396 | $65,000 | thousands by filing date | put |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 1,262 | $65,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 2,110 | $65,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 2,695 | $65,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 1,399 | $64,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 1,318 | $64,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 1,620 | $64,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 414 | $63,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 12,885 | $63,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 3,355 | $63,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 2,145 | $63,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 1,586 | $63,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 29,697 | $63,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 2,700 | $63,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 7,459 | $63,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 8,800 | $62,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 11,291 | $62,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 5,863 | $62,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 27,678 | $62,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 795 | $61,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 630 | $61,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 50,042 | $61,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 11,674 | $61,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 300 | $60,000 | thousands by filing date | call |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 1,360 | $60,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 3,912 | $60,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 5,098 | $60,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 20,052 | $59,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 1,462 | $59,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 2,084 | $59,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 12,798 | $59,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 7,290 | $59,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 12,829 | $58,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 2,031 | $57,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 19 | $57,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 20,099 | $57,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 6,777 | $57,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 2,205 | $57,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 3,997 | $57,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 26,682 | $57,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 20,376 | $57,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 5,245 | $57,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 12,241 | $57,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 800 | $56,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 3,204 | $56,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 4,906 | $56,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 5,350 | $56,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 260 | $55,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 16,246 | $55,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 2,345 | $55,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 10,545 | $55,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 442 | $54,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 2,951 | $54,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 958 | $54,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 702 | $54,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 5,413 | $54,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 300 | $54,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 9,400 | $54,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 27,062 | $54,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 4,772 | $54,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 25,608 | $54,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 15,071 | $54,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 8,953 | $53,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 52,448 | $53,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 1,769 | $52,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 970 | $52,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 3,800 | $51,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 916 | $50,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 77,500 | $50,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 6,795 | $50,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 21,858 | $50,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 1,174 | $49,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 4,900 | $49,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 4,528 | $49,000 | thousands by filing date | |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 512 | $49,000 | thousands by filing date | |
| CAPSTAR SPL PURP ACQUISITION | 14070Y119 | *W EXP 99/99/999 | 35,000 | $49,000 | thousands by filing date | call |
| SYNTAX ETF TR | 87166N205 | STRATIFIE MDCP | 1,432 | $49,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 2,645 | $48,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 1,796 | $48,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 205 | $48,000 | thousands by filing date | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 12,900 | $48,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 36,831 | $48,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 23,100 | $48,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 3,727 | $48,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 15,725 | $48,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 2,416 | $47,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 3,728 | $47,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 848 | $46,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 947 | $46,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 285 | $46,000 | thousands by filing date | put |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 2,572 | $46,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 7,034 | $46,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439110 | W EXP 08/04/202 | 30,000 | $46,000 | thousands by filing date | call |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 3,196 | $44,000 | thousands by filing date | put |
| EXAGEN INC | 30068X103 | COM | 3,366 | $44,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 2,783 | $44,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 500 | $43,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 2,203 | $43,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 465 | $43,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 552 | $42,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 452 | $42,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 51,900 | $42,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 8,761 | $42,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 6,447 | $42,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 2,108 | $42,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 44,972 | $41,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 12,860 | $41,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 3,161 | $40,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 8,282 | $40,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 98 | $39,000 | thousands by filing date | put |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 2,064 | $39,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 5,602 | $39,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 5,026 | $39,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 7,272 | $38,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 1,387 | $38,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 33,313 | $38,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 2,900 | $38,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 1,257 | $38,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 3,400 | $38,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 1,576 | $38,000 | thousands by filing date | |
| EXCELLON RES INC F | 30069C801 | FOREIGN CANADIAN | 12,900 | $38,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 2,705 | $38,000 | thousands by filing date | |
| MCAFEE CORP | 579063108 | COM CL A | 2,195 | $37,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 22,247 | $37,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 4,122 | $37,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 11,080 | $37,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 1,703 | $36,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 2,510 | $36,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 8,545 | $36,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 4,638 | $36,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 288 | $35,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 1,640 | $35,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 8,295 | $35,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 1,288 | $35,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 26,073 | $35,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q113 | *W EXP 06/30/202 | 13,750 | $35,000 | thousands by filing date | call |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 1,776 | $34,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 2,977 | $34,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 1,945 | $34,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 6,829 | $34,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 32,000 | $34,000 | thousands by filing date | principal |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 21,026 | $33,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 720 | $33,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 3,321 | $33,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 1,625 | $33,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 904 | $32,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 15,197 | $32,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 1,698 | $32,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 1,434 | $32,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 1,795 | $32,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 1,074 | $32,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 36,940 | $32,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 7,534 | $32,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 1,770 | $31,000 | thousands by filing date | put |
| LIVEPERSON, INC. | 538146101 | COM | 500 | $31,000 | thousands by filing date | call |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 30,000 | $31,000 | thousands by filing date | principal |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 21,820 | $31,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 113 | $30,000 | thousands by filing date | put |
| SEACHANGE INTL INC | 811699107 | COM | 21,407 | $30,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 215 | $29,000 | thousands by filing date | call |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 1,107 | $29,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 2,324 | $29,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 2,037 | $29,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 4,201 | $29,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 3,691 | $29,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 5,470 | $28,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 5,869 | $28,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 9,625 | $28,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 3,035 | $28,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 7,085 | $28,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 13,044 | $28,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 4,747 | $28,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 799 | $27,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 9,250 | $27,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 5,625 | $27,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 284 | $26,000 | thousands by filing date | put |
| SCPHARMACEUTICALS INC | 810648105 | COM | 4,924 | $26,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 1,039 | $25,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 42 | $25,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y335 | MSCI PAKISTAN | 875 | $25,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 248 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 590 | $24,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 1,800 | $24,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 3,707 | $24,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 85 | $23,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,917 | $23,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 2,597 | $23,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,023 | $23,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 1,260 | $23,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 1,403 | $22,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 2,400 | $22,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 1,500 | $22,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 1,879 | $22,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181A107 | COM | 355 | $22,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 2,177 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 1,050 | $21,000 | thousands by filing date | |
| ELUTIA INC | 05479K106 | CL A COM | 1,562 | $21,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 1,758 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 364 | $21,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 7,495 | $21,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576UAA4 | BOND | 17,000 | $21,000 | thousands by filing date | principal |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 3,134 | $21,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 607 | $20,000 | thousands by filing date | put |
| OCONEE FED FINL CORP | 675607105 | COM | 772 | $20,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 5,250 | $20,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 169 | $19,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 183 | $19,000 | thousands by filing date | put |
| TFS FINL CORP | 87240R107 | COM | 1,048 | $19,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 457 | $19,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 3,250 | $19,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 165 | $18,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,630 | $18,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 105 | $18,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 14,900 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 515 | $18,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 41,015 | $18,000 | thousands by filing date | call |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 1,506 | $18,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 119 | $17,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 1,006 | $17,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 386 | $17,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 510 | $17,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 20,367 | $17,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 700 | $16,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 500 | $16,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 500 | $16,000 | thousands by filing date | call |
| TIDEWATER INC NEW | 88642R125 | WARR | 44,340 | $16,000 | thousands by filing date | call |
| GWG HLDGS INC | 36192A109 | COM | 2,276 | $16,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 3,061 | $16,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 245 | $15,000 | thousands by filing date | call |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 100 | $15,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 468 | $15,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 14,141 | $15,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 2,849 | $14,000 | thousands by filing date | |
| IMMUNOME INC | 45257U108 | COM | 1,466 | $14,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 1,000 | $14,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 14,300 | $14,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 1,015 | $14,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 74 | $13,000 | thousands by filing date | put |
| ISHARES TR | 464288752 | US HOME CONS ETF | 225 | $13,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 355 | $13,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 2,446 | $13,000 | thousands by filing date | |
| VERICITY INC | 92347D100 | COM | 1,294 | $13,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 7,032 | $13,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 771 | $12,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 9,600 | $12,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 4,468 | $12,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 32 | $11,000 | thousands by filing date | call |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,305 | $11,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 119 | $11,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 330 | $11,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 248 | $11,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 2,520 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 65 | $10,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 500 | $10,000 | thousands by filing date | put |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 200 | $10,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 2,212 | $10,000 | thousands by filing date | |
| DENBURY INC | 24790A101 | COM | 400 | $10,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 1,624 | $10,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 100 | $9,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 40 | $9,000 | thousands by filing date | call |
| AMERICANRLTYINVSINC | 029174109 | STOK | 794 | $9,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 122 | $9,000 | thousands by filing date | put |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 2,197 | $9,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 1,662 | $9,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 164 | $9,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 120 | $9,000 | thousands by filing date | call |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 427 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 120 | $9,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 754 | $9,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 172 | $9,000 | thousands by filing date | call |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 200 | $9,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 500 | $9,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 15 | $8,000 | thousands by filing date | put |
| VIATRIS INC COM | 92556V106 | Stock | 407 | $8,000 | thousands by filing date | put |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 195 | $8,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 1,444 | $8,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 900 | $8,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 3,380 | $8,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 201 | $8,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 568 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 100 | $8,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 30 | $7,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 40 | $7,000 | thousands by filing date | put |
| AIR PRODS & CHEMS INC | 009158106 | COM | 24 | $7,000 | thousands by filing date | put |
| SYSCOCORP | 871829107 | COM | 94 | $7,000 | thousands by filing date | put |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 121 | $7,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 102 | $7,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 54 | $7,000 | thousands by filing date | put |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 189 | $7,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 166 | $7,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,182 | $7,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 1,601 | $7,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 232 | $7,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 99,610 | $7,000 | thousands by filing date | call |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 1,700 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 226 | $7,000 | thousands by filing date | |
| CHENIERE ENERGY INC | U16344AB6 | DEBT 4.875% 5/2 | 6,557 | $7,000 | thousands by filing date | principal |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 2,445 | $6,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 144 | $6,000 | thousands by filing date | put |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 300 | $6,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 459 | $6,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 195 | $6,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 4,875 | $6,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 1,371 | $6,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 400 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 101 | $5,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 109 | $5,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 505 | $5,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 2,900 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 16 | $4,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 273 | $4,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 200 | $4,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 23 | $4,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 147 | $4,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 130 | $4,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 66 | $4,000 | thousands by filing date | call |
| SLR INVESTMENT CORP | 83413U100 | COM | 200 | $4,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 938 | $4,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 133 | $4,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 90 | $4,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 100 | $3,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 304 | $3,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 182 | $3,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 534 | $3,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 1,600 | $3,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 382 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 50 | $2,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 111 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 92 | $2,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 209 | $2,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 382 | $2,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 1,100 | $2,000 | thousands by filing date | |
| PERFORMANCE SHIPPING INC COMMON SHARES | Y67305121 | Stock | 540 | $2,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 200 | $2,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 373 | $2,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 200 | $2,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 56 | $1,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 38 | $1,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 159 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 52 | $1,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 16 | $1,000 | thousands by filing date | put |
| QIAGEN NV | N72482123 | SHS NEW | 19 | $1,000 | thousands by filing date | put |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 18 | $1,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 117 | $1,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 102 | $1,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 216 | $1,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 38 | $1,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 224 | $1,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 106 | $1,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086AB7 | BOND | 1,000 | $1,000 | thousands by filing date | principal |
| AIX INC | 30712A103 | SPONSORED ADS | 65 | $1,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 490 | $1,000 | thousands by filing date | |
| APPLIED UV INC | 03828V105 | COM | 245 | $1,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAIN STR CAP CORP | 56035L104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REKOR SYSTEMS INC | 759419104 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VUZIX CORP | 92921W300 | COM NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Galiano Gold Inc | 36352H100 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Xunlei Ltd-Adr | 98419E108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOATABLE INC | 759892300 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENLIGHTIFY INC COM NEW | 16943W204 | Stock | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 3,021 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 133 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENFIT S A | 372279109 | ADS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGOUS CORP | 29272C103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN BIO-CHEM INC | 674631106 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMIDA CELL LTD | M47364100 | SHS | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERCURITY FINTECH HOLDING IN | 58936H109 | SPONSORED ADS | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JUPAI HLDGS LTD | 48205B107 | ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MTBC INC | 55378G102 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDSON CAPITAL INC | G4645C208 | SHS NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-21-000037 | this filing | 2021-02-16 | acceptance time not in the bulk data set |