13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 4,447 holding rows worth $163,796,739,000.
- Accession
- 0000948046-21-000037
- Filer
- CIK 948046
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A combination report, 18,570 entries on the cover page, a total value of $163,796,739,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $163,796,739,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDWS Investments UK Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDeutsche Bank S.p.A
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
- included managerDB UK Bank Ltd028-19293
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CALAVO GROWERS INC | 128246105 | COM | 13,270 | $921,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 30,935 | $918,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 28,933 | $916,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 29,931 | $915,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 7,877 | $915,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 25,155 | $915,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 57,873 | $915,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 15,102 | $914,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 16,210 | $913,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 10,280 | $910,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 15,841 | $910,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 39,031 | $910,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 19,225 | $909,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 11,657 | $908,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 272,600 | $905,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 102,122 | $904,000 | thousands by filing date | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 32,263 | $902,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 14,462 | $901,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 230,119 | $900,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 14,646 | $900,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 21,218 | $899,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 31,469 | $899,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C117 | *W EXP 09/01/202 | 366,666 | $898,000 | thousands by filing date | call |
| MACROGENICS INC | 556099109 | COM | 39,263 | $897,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 102,100 | $894,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 12,431 | $894,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 33,096 | $894,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 64,627 | $893,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 5,589 | $890,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 99,139 | $888,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 20,363 | $884,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 18,624 | $884,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 87,339 | $884,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 59,446 | $883,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 50,611 | $882,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 180,000 | $880,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 13,635 | $879,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 5,508 | $875,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 71,678 | $875,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 66,216 | $870,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 72,718 | $869,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 8,437 | $867,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 57,279 | $867,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 24,113 | $862,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 55,619 | $860,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 18,187 | $859,000 | thousands by filing date | |
| OUTSET MEDICAL INC | 690145107 | COM | 15,117 | $859,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 66,075 | $858,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 78,442 | $855,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 13,039 | $854,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 13,944 | $853,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 23,735 | $853,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 190,366 | $853,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 24,422 | $848,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 360,292 | $848,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 18,913 | $848,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 155,100 | $848,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 14,114 | $846,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 42,600 | $844,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 10,340 | $841,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 3,892 | $840,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 13,500 | $837,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 14,998 | $837,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 22,960 | $834,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 19,912 | $834,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 25,454 | $833,000 | thousands by filing date | put |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 13,856 | $832,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 45,476 | $831,000 | thousands by filing date | |
| Yalla Group Ltd | 98459U103 | COM | 57,874 | $829,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 17,756 | $828,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,981 | $826,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 65,701 | $825,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 11,849 | $824,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 110,798 | $823,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 133,413 | $822,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 47,782 | $819,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 74,197 | $819,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 10,994 | $817,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 12,516 | $815,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 31,352 | $814,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 34,273 | $814,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 28,811 | $813,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 42,392 | $813,000 | thousands by filing date | |
| CLS | 14070Y101 | Stock | 80,000 | $813,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 27,800 | $812,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G103 | COM | 78,698 | $811,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 97,794 | $810,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 9,594 | $809,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 32,543 | $809,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 18,770 | $808,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 7,617 | $808,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 43,897 | $808,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 62,183 | $806,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 43,219 | $805,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 24,460 | $804,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 5,986 | $803,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 9,094 | $803,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 795,000 | $801,000 | thousands by filing date | principal |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 17,219 | $800,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 21,078 | $800,000 | thousands by filing date | |
| NEWHOLD INVESTMENT CORP | 651448201 | UNIT 03/10/2025 | 76,500 | $799,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 97,721 | $798,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 22,021 | $797,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 63,472 | $796,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 18,312 | $794,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 387,822 | $791,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195119 | *W EXP 05/27/202 | 119,999 | $791,000 | thousands by filing date | call |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 49,190 | $790,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 80,727 | $789,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 313,080 | $789,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 21,393 | $788,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 20,930 | $786,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 16,117 | $783,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 14,415 | $782,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 21,106 | $782,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 43,933 | $780,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 268,064 | $780,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 51,023 | $779,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 168,249 | $779,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 2,299 | $778,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 98,786 | $777,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 16,979 | $776,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 40,505 | $776,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 23,670 | $775,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 15,589 | $775,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 26,058 | $775,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 31,200 | $774,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 4,417 | $772,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 35,749 | $771,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 72,608 | $770,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAD2 | BOND | 572,000 | $770,000 | thousands by filing date | principal |
| CTS CORP | 126501105 | COM | 22,339 | $767,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,195 | $767,000 | thousands by filing date | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 25,565 | $765,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 37,200 | $765,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 180,927 | $760,000 | thousands by filing date | |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 837,000 | $760,000 | thousands by filing date | principal |
| iShares U.S. Financials ETF | 464287788 | SHS | 11,360 | $759,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 34,328 | $752,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 48,492 | $752,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 24,232 | $752,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 27,188 | $752,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 8,847 | $751,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,961 | $750,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 21,303 | $750,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 73,044 | $749,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 446 | $747,000 | thousands by filing date | call |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 20,303 | $747,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 9,884 | $745,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 10,270 | $744,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 31,332 | $740,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 9,561 | $739,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 41,565 | $739,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 10,453 | $738,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 10,444 | $736,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 61,710 | $735,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 13,400 | $733,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 25,817 | $733,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 9,483 | $733,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 300,000 | $729,000 | thousands by filing date | |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 20,895 | $729,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 43,765 | $727,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 42,916 | $727,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 4,873 | $726,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 15,089 | $725,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 24,829 | $723,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 30,636 | $723,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 12,011 | $722,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 18,657 | $717,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 17,448 | $716,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 28,523 | $716,000 | thousands by filing date | |
| Colonnade Acquisition Corp | G2283K102 | COLONNADE ACQUISITION -CW25 | 200,000 | $716,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 53,822 | $714,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 3,656 | $713,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 21,045 | $712,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 59,002 | $710,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285110 | *W EXP 02/26/202 | 275,000 | $710,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 177,629 | $709,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 30,791 | $708,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 10,173 | $705,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 23,445 | $701,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 15,442 | $701,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 18,573 | $698,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 30,471 | $698,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 11,925 | $697,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 17,197 | $697,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 443,028 | $696,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 1,000,000 | $694,000 | thousands by filing date | principal |
| CORECIVIC INC | 21871N101 | COM | 105,828 | $693,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 19,648 | $693,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 10,331 | $693,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 3,339 | $691,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 35,514 | $690,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 52,297 | $689,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 30,310 | $688,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 17,664 | $687,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 9,358 | $687,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 23,638 | $686,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 17,184 | $686,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 13,282 | $684,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 38,757 | $682,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 83,534 | $681,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 9,500 | $680,000 | thousands by filing date | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 13,645 | $680,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 29,040 | $679,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 21,425 | $678,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 59,985 | $678,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 33,936 | $678,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 62,305 | $678,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 8,725 | $677,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 15,654 | $676,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 33,443 | $672,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 51,327 | $665,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 12,901 | $664,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 28,496 | $664,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 21,318 | $664,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 141,079 | $663,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 16,534 | $663,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 30,704 | $663,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 41,423 | $661,000 | thousands by filing date | |
| AARONS CO INC | 00258W108 | COM | 34,923 | $661,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 14,773 | $659,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 6,715 | $658,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 8,862 | $658,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 10,728 | $657,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 8,340 | $657,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 11,245 | $655,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 14,627 | $655,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 68,837 | $655,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 15,776 | $654,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 9,441 | $653,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 22,871 | $651,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 1,299,000 | $651,000 | thousands by filing date | principal |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 16,031 | $649,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 47,522 | $648,000 | thousands by filing date | |
| BEST INC | 08653CAB2 | NOTE 1.750%10/0 | 1,000,000 | $647,000 | thousands by filing date | principal |
| iShares Russell Midcap ETF | 464287499 | SHS | 9,405 | $645,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 43,853 | $644,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 29,274 | $642,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 48,440 | $641,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 6,339 | $640,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 19,237 | $639,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 34,199 | $639,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 25,925 | $637,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 35,576 | $636,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 40,163 | $635,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 23,002 | $630,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 79,046 | $629,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 17,767 | $628,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 24,113 | $628,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 4,896 | $627,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 40,463 | $626,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 11,500 | $625,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 7,624 | $624,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 5,269 | $623,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 45,454 | $621,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 17,774 | $621,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 30,998 | $620,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 20,225 | $619,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 2,302 | $616,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 7,132 | $615,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 12,627 | $612,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 35,568 | $612,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 12,691 | $611,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 54,426 | $611,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 64,587 | $609,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 9,149 | $608,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 18,016 | $608,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 260,300 | $607,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 22,886 | $603,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 33,238 | $603,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 37,908 | $602,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 57,024 | $602,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 39,378 | $602,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 111,532 | $602,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 24,283 | $601,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 23,974 | $600,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 52,024 | $600,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 33,372 | $600,000 | thousands by filing date | |
| SYNTAX ETF TR | 87166N304 | STRATIFIED SMCP | 13,912 | $600,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 55,000 | $600,000 | thousands by filing date | |
| PROS HOLDINGS INC | 74346YAH6 | BOND | 566,000 | $599,000 | thousands by filing date | principal |
| ZSCALERINC | 98980G102 | STOK | 2,995 | $598,000 | thousands by filing date | put |
| HORIZON BANCORP IND | 440407104 | COM | 37,643 | $597,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 97,460 | $596,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 111,505 | $596,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 143,577 | $596,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 65,483 | $595,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 28,712 | $594,000 | thousands by filing date | |
| PULMONX CORP | 745848101 | COM | 8,588 | $593,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 17,529 | $592,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC | 11135E104 | CL A COM | 30,164 | $590,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 13,313 | $589,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 9,480 | $589,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 38,510 | $588,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 7,647 | $587,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 9,323 | $586,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 14,489 | $586,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 102,945 | $585,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 22,477 | $584,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 19,030 | $584,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 88,642 | $584,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 16,118 | $583,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 30,666 | $582,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,682 | $581,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 4,405 | $580,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 32,616 | $580,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 38,986 | $580,000 | thousands by filing date | |
| VIELA BIO INC. | 926613100 | Common Stock | 16,092 | $579,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 18,105 | $578,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 12,512 | $578,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 7,815 | $577,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 14,245 | $576,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 60,086 | $576,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 48,261 | $575,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 23,810 | $573,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 13,679 | $573,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 2,091 | $573,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 17,279 | $572,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 87,329 | $572,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 2,905 | $571,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 44,975 | $571,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 10,946 | $570,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 9,209 | $570,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 33,023 | $566,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 31,149 | $565,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 4,645 | $564,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864114 | *W EXP 08/05/202 | 279,999 | $563,000 | thousands by filing date | call |
| GOSSAMER BIO INC | 38341PAA0 | NOTE 5.000% 6/0 | 624,000 | $562,000 | thousands by filing date | principal |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 6,442 | $561,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 16,546 | $560,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 31,902 | $560,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 18,099 | $559,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 25,947 | $557,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 83,503 | $557,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 44,340 | $556,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 45,411 | $556,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,565 | $555,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 41,764 | $555,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 18,952 | $552,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 5,919 | $551,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R120 | *W EXP 10/30/202 | 374,999 | $551,000 | thousands by filing date | call |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 27,367 | $549,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 14,925 | $549,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 40,636 | $547,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 66,994 | $545,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 539,000 | $545,000 | thousands by filing date | principal |
| NICOLET BANKSHARES INC | 65406E102 | COM | 8,204 | $544,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 105,000 | $543,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 22,940 | $543,000 | thousands by filing date | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 13,635 | $543,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 17,409 | $543,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 10,295 | $541,000 | thousands by filing date | |
| FISKER INC | 33813J114 | *W EXP 12/01/202 | 109,881 | $541,000 | thousands by filing date | call |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 171,943 | $539,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 36,600 | $539,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 17,776 | $539,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 15,789 | $539,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 781,435 | $537,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 51,960 | $536,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 20,747 | $536,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 19,299 | $536,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 9,398 | $533,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 34,135 | $532,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 13,455 | $532,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 4,837 | $531,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 17,320 | $530,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 23,762 | $529,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 20,068 | $529,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 185,330 | $529,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 28,515 | $528,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 47,361 | $528,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 27,726 | $527,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 10,029 | $526,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 6,766 | $525,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 153,176 | $524,000 | thousands by filing date | |
| DOCEBO INC COM | 25609L105 | Stock | 8,000 | $521,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 17,136 | $521,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 131,363 | $517,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 25,764 | $516,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 34,067 | $516,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 41,699 | $514,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 13,869 | $513,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 5,726 | $511,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 23,047 | $511,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 35,750 | $511,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 34,174 | $509,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 14,526 | $509,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 11,137 | $509,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 25,162 | $507,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 46,478 | $507,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 241,573 | $507,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 6,723 | $507,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 661,000 | $506,000 | thousands by filing date | principal |
| INTREPID POTASH INC | 46121Y201 | COM | 20,869 | $504,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 49,335 | $503,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 13,117 | $503,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 34,714 | $502,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 67,800 | $501,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 29,395 | $501,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 21,975 | $500,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 9,531 | $500,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 10,500 | $499,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 10,481 | $496,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 33,577 | $496,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 11,615 | $496,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 33,555 | $496,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 146,385 | $495,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 17,496 | $494,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 115,955 | $494,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 5,700 | $491,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 9,411 | $491,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 44,553 | $491,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 12,170 | $490,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 112,074 | $490,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 26,170 | $489,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 141,910 | $489,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 4,099 | $488,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 145,219 | $488,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 9,667 | $488,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 1,440 | $488,000 | thousands by filing date | put |
| INGLES MKTS INC CL A | 457030104 | Stock | 11,419 | $487,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 32,117 | $486,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 19,365 | $486,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 51,522 | $486,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 39,108 | $485,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 44,918 | $485,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 12,785 | $483,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 21,724 | $483,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 6,750 | $483,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 64,943 | $482,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 76,719 | $482,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 9,845 | $481,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 155,826 | $480,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 37,661 | $479,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 57,753 | $478,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 22,590 | $475,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 33,380 | $474,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 10,645 | $474,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 88,894 | $474,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 14,366 | $473,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 3,162 | $473,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 16,348 | $472,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 55,312 | $472,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 10,588 | $471,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 37,651 | $471,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 30,520 | $470,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 25,845 | $470,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 23,786 | $470,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 9,828 | $467,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 12,566 | $467,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 100,600 | $467,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 30,830 | $467,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 31,471 | $466,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 11,006 | $465,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 13,796 | $465,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 79,955 | $465,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 12,500 | $464,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 192,519 | $464,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 12,366 | $464,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 33,150 | $463,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 14,113 | $463,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 12,350 | $461,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 91,506 | $460,000 | thousands by filing date | |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 7,410 | $460,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 29,329 | $459,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 6,737 | $459,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 4,052 | $457,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 5,215 | $456,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 17,859 | $456,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 344,600 | $455,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 30,672 | $453,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 7,168 | $452,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 15,600 | $452,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 6,692 | $451,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 64,494 | $451,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 25,055 | $451,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 13,645 | $451,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 16,637 | $450,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 8,173 | $450,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 9,897 | $448,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 42,100 | $447,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 38,224 | $447,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 54,151 | $446,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 31,026 | $446,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 127,405 | $446,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 8,546 | $444,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 5,783 | $443,000 | thousands by filing date | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 10,594 | $443,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 18,885 | $442,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 58,998 | $442,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 11,441 | $442,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 9,488 | $442,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 39,876 | $438,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 760 | $437,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 45,192 | $437,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 1,998 | $436,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 14,541 | $436,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 24,704 | $436,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 13,560 | $435,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-21-000037 | this filing | 2021-02-16 | acceptance time not in the bulk data set |