13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 4,361 holding rows worth $145,394,935,000.
- Accession
- 0000948046-20-000201
- Filer
- CIK 948046
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 18,566 entries on the cover page, a total value of $145,394,935,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $145,394,935,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDWS Investments UK Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 43,877 | $624,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 67,401 | $621,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 10,152 | $621,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 69,819 | $618,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 15,127 | $618,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 191,591 | $617,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 8,893 | $615,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 113,294 | $615,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 24,134 | $614,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 9,076 | $614,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 15,480 | $613,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 80,844 | $613,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 4,825 | $612,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 29,314 | $611,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 4,750 | $608,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 54,247 | $608,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 24,580 | $607,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 16,069 | $606,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 33,268 | $605,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 19,440 | $604,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 10,021 | $604,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 116,356 | $604,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 183,950 | $603,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 15,632 | $603,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 20,500 | $603,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,453 | $602,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 21,877 | $602,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 26,087 | $602,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 18,369 | $600,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 14,918 | $600,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 6,021 | $599,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 16,095 | $598,000 | thousands by filing date | |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 676,000 | $596,000 | thousands by filing date | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 615,000 | $595,000 | thousands by filing date | principal |
| ORTHOFIX MED INC | 68752M108 | COM | 19,047 | $594,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 12,472 | $594,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 42,565 | $593,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 55,000 | $592,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 31,454 | $591,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 147,132 | $591,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 90,341 | $591,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 5,971 | $590,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 3,339 | $589,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 230,862 | $588,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 111,828 | $588,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 21,466 | $587,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 41,529 | $587,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 19,577 | $587,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145113 | *W EXP 99/99/999 | 200,000 | $586,000 | thousands by filing date | call |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 20,987 | $584,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 9,599 | $583,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 152,000 | $583,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 19,195 | $583,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 14,126 | $582,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 23,538 | $582,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 22,639 | $580,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 30,954 | $579,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 38,820 | $577,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 150,028 | $576,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 7,645 | $576,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 37,202 | $576,000 | thousands by filing date | |
| OUTSET MEDICAL INC | 690145107 | COM | 11,503 | $575,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 15,872 | $574,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 21,712 | $574,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 73,429 | $574,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 455,000 | $573,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 54,252 | $571,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C117 | *W EXP 09/01/202 | 466,666 | $571,000 | thousands by filing date | call |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 16,866 | $570,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 46,755 | $569,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 39,343 | $569,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 3,500 | $566,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 13,147 | $566,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 31,403 | $566,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 30,815 | $566,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 10,895 | $565,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 5,016 | $564,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 55,753 | $564,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 11,500 | $559,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 13,817 | $559,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 201,724 | $559,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAD2 | BOND | 538,000 | $558,000 | thousands by filing date | principal |
| Vanguard Growth | 922908736 | COM | 2,442 | $556,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 18,809 | $555,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 204,081 | $551,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 18,699 | $550,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 44,190 | $550,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 31,574 | $549,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 88,771 | $548,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 89,701 | $548,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 8,437 | $546,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 43,842 | $545,000 | thousands by filing date | |
| ARCH RESOURCES INC | 03940R107 | CL A | 12,776 | $543,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 252,934 | $542,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 10,121 | $542,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 40,126 | $540,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 51,029 | $537,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 17,394 | $536,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,562 | $535,000 | thousands by filing date | call |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 110,277 | $535,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 10,376 | $535,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 11,657 | $534,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 31,000 | $532,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 40,322 | $530,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 41,764 | $530,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 64,002 | $529,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 21,565 | $529,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 25,178 | $529,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 34,328 | $528,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 100,176 | $528,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R120 | *W EXP 10/30/202 | 374,999 | $525,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 34,480 | $522,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 42,810 | $522,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 22,995 | $522,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 15,234 | $522,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 2,101 | $519,000 | thousands by filing date | put |
| A10 NETWORKS INC | 002121101 | COM | 81,206 | $517,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 8,967 | $517,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 3,716 | $515,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 10,274 | $514,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 34,582 | $513,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 64,126 | $513,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 9,358 | $513,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 10,122 | $511,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 29,950 | $510,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 25,931 | $506,000 | thousands by filing date | |
| COLLECTIVE GROWTH CORP | 19424L200 | UNIT 04/29/2025 | 50,000 | $506,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 32,454 | $504,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 89,245 | $503,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 61,422 | $502,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 139,798 | $500,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 35,603 | $500,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 57,332 | $498,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 5,811 | $496,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 50,031 | $496,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 24,591 | $496,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 21,050 | $495,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 38,229 | $493,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 11,186 | $493,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 15,546 | $493,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 539,000 | $493,000 | thousands by filing date | principal |
| CLS | 14070Y101 | Stock | 50,000 | $492,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 6,150 | $491,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 36,471 | $491,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 12,531 | $490,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 13,756 | $490,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 74,982 | $490,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 66,475 | $489,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,565 | $487,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 99,491 | $487,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 50,370 | $486,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 25,917 | $486,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 9,299 | $485,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 22,559 | $485,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 19,221 | $485,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 14,100 | $484,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 15,253 | $482,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 30,831 | $482,000 | thousands by filing date | |
| VAXCYTE INC COM | 92243G108 | Stock | 9,737 | $481,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 10,782 | $481,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 40,636 | $480,000 | thousands by filing date | |
| PRECIGEN INC | 46122TAA0 | NOTE 3.500% 7/0 | 1,000,000 | $480,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 14,642 | $479,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 9,697 | $479,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 9,587 | $479,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 3,054 | $478,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 89,809 | $477,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 25,947 | $476,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 78,747 | $475,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 5,905 | $473,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 19,234 | $473,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 71,493 | $472,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 39,231 | $471,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 4,909 | $468,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 15,850 | $467,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 9,075 | $467,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 65,559 | $465,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 6,030 | $464,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 13,062 | $462,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 15,330 | $462,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 20,747 | $461,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 47,599 | $461,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 22,227 | $461,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 17,534 | $460,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 24,090 | $460,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 12,177 | $460,000 | thousands by filing date | |
| SYNTAX ETF TR | 87166N304 | STRATIFIED SMCP | 13,912 | $459,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 13,408 | $458,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 15,535 | $458,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 18,376 | $457,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 17,009 | $457,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 88,144 | $457,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 86,853 | $454,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 8,532 | $452,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 6,910 | $452,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 22,940 | $452,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 126,622 | $451,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 7,084 | $451,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 17,892 | $450,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 300,000 | $450,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 26,434 | $449,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 33,999 | $447,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 13,346 | $446,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 46,478 | $445,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 23,124 | $444,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 19,749 | $444,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 42,121 | $444,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 46,822 | $444,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 25,896 | $443,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 102,392 | $443,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 35,403 | $443,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 9,012 | $443,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 14,113 | $442,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 76,598 | $442,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 16,851 | $442,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 23,855 | $441,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 13,344 | $441,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 41,604 | $441,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 6,471 | $440,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 419,439 | $440,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 11,756 | $440,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 430,887 | $440,000 | thousands by filing date | |
| PAE INC | 69290Y117 | *W EXP 09/11/202 | 200,000 | $440,000 | thousands by filing date | call |
| INTERPARFUMS INC COM | 458334109 | Stock | 11,737 | $439,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 69,285 | $439,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 108,985 | $439,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 10,197 | $438,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 23,406 | $438,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 17,470 | $438,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 23,262 | $437,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 8,916 | $437,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 52,421 | $437,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 17,898 | $437,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G114 | *W EXP 07/02/202 | 200,000 | $437,000 | thousands by filing date | call |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 152,916 | $436,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 71,308 | $436,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 106,756 | $436,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 6,797 | $435,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 47,288 | $433,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 11,777 | $433,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 8,638 | $433,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G114 | *W EXP 11/13/202 | 250,000 | $433,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 12,771 | $432,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 33,099 | $432,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 7,584 | $431,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 2,003 | $431,000 | thousands by filing date | put |
| DYNEX CAP INC | 26817Q886 | COM | 28,341 | $431,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 50,531 | $431,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 5,700 | $430,000 | thousands by filing date | |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 8,615 | $430,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,990 | $428,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 4,309 | $428,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 37,746 | $427,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 178,538 | $427,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 51,770 | $427,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 28,471 | $427,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 176,976 | $425,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 10,517 | $425,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 41,215 | $425,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 86,890 | $424,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 59,556 | $424,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 208,305 | $423,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 13,519 | $421,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 130,830 | $421,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 37,701 | $420,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 10,725 | $420,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 62,938 | $420,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 19,328 | $419,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 23,418 | $419,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 83,400 | $419,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 6,250 | $418,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 23,592 | $417,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 82,720 | $416,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 22,646 | $416,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 7,535 | $415,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 31,778 | $415,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 14,827 | $415,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 23,250 | $411,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 5,972 | $407,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 25,658 | $407,000 | thousands by filing date | |
| NCINO INC | 63947U107 | COM | 5,096 | $406,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 24,038 | $406,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 153,086 | $406,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 50,792 | $406,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 29,569 | $405,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 8,419 | $405,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 26,608 | $404,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 17,582 | $403,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 41,697 | $403,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,741 | $402,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 190,804 | $401,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 102,351 | $401,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 127,785 | $400,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 13,318 | $400,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 6,399 | $399,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 72,386 | $398,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 30,775 | $397,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 6,156 | $396,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 19,999 | $396,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 42,599 | $394,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 52,380 | $392,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 63,248 | $389,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 498 | $388,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 14,106 | $388,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 26,218 | $384,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 8,605 | $384,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 55,265 | $384,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 5,571 | $383,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 11,668 | $382,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 14,852 | $382,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 14,967 | $381,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 11,612 | $381,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 33,279 | $381,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 110,495 | $380,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 5,504 | $380,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 43,872 | $379,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 93,083 | $378,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 7,891 | $376,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 10,415 | $376,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 32,100 | $375,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 32,124 | $374,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 60,944 | $374,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 17,000 | $373,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 19,236 | $370,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 8,930 | $370,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 23,657 | $368,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 28,729 | $368,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 28,188 | $367,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 22,493 | $367,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 35,313 | $367,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 44,201 | $366,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 6,164 | $365,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 24,246 | $365,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 8,920 | $361,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 21,895 | $361,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 1,050 | $360,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 27,916 | $360,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 3,416 | $360,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 13,711 | $360,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 74,413 | $359,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 8,879 | $358,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 17,350 | $358,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 14,426 | $358,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 18,924 | $358,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 23,646 | $357,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 14,062 | $356,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 20,468 | $354,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 334,000 | $354,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 12,958 | $354,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 10,395 | $354,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 13,596 | $354,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 7,010 | $354,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 1,675 | $353,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 55,560 | $353,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 14,354 | $352,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 18,966 | $351,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 6,392 | $349,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 61,887 | $349,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 17,848 | $348,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 9,460 | $348,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 42,871 | $348,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 32,785 | $348,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 3,000 | $347,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F676 | COM | 1,992 | $347,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 5,502 | $347,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 11,339 | $347,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 8,155 | $347,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 47,881 | $347,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 42,934 | $346,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 44,798 | $346,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 18,136 | $345,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 26,909 | $345,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 6,993 | $345,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 59,999 | $344,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 15,981 | $344,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 8,350 | $343,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 34,228 | $342,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 84,555 | $341,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 86,923 | $341,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 18,434 | $340,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 12,567 | $340,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q118 | *W EXP 03/31/202 | 199,256 | $339,000 | thousands by filing date | call |
| KEARNY FINL CORP MD | 48716P108 | COM | 46,887 | $338,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 23,656 | $338,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 30,469 | $337,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 11,142 | $337,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 15,102 | $337,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 29,423 | $336,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 23,911 | $336,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 92,047 | $336,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 13,522 | $336,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 13,939 | $335,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 14,134 | $335,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 7,250 | $335,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 12,347 | $335,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 191,250 | $334,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 54,556 | $333,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 8,744 | $332,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 12,085 | $332,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 19,656 | $331,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 16,357 | $331,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 15,798 | $331,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 83,370 | $330,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 7,178 | $330,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 33,106 | $330,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 22,740 | $330,000 | thousands by filing date | |
| VIELA BIO INC. | 926613100 | Common Stock | 11,760 | $330,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 4,169 | $329,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 104,362 | $329,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 8,394 | $329,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AN1 | NOTE 3.250% 5/1 | 438,000 | $329,000 | thousands by filing date | principal |
| SECUREWORKS CORP | 81374A105 | CL A | 28,772 | $328,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 5,592 | $327,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 63,414 | $327,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 6,175 | $326,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 8,528 | $325,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 31,845 | $325,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 6,001 | $325,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 15,875 | $324,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 119,230 | $324,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 134,766 | $323,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 20,164 | $323,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 43,297 | $322,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 15,064 | $322,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 303,337 | $322,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 40,889 | $322,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 20,105 | $321,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 4,942 | $320,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 16,373 | $320,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 3,336 | $320,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 2,041 | $320,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 15,721 | $320,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 88,808 | $320,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 32,258 | $318,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 70,040 | $318,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 19,516 | $318,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 16,015 | $315,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 78,409 | $314,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 80,817 | $313,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 10,564 | $312,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 37,754 | $312,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 5,900 | $311,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 90,051 | $311,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 12,877 | $310,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 32,570 | $310,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 28,892 | $309,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 5,860 | $308,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 20,287 | $308,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 10,872 | $307,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 35,430 | $306,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 95,655 | $306,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 3,744 | $306,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 29,619 | $306,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 22,438 | $305,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 47,291 | $305,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 35,770 | $304,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 6,012 | $304,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,664 | $304,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 219,500 | $303,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 60,460 | $303,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 5,790 | $302,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 13,438 | $301,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 15,185 | $301,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 5,363 | $300,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 9,923 | $300,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC | 233253111 | *W EXP 02/21/202 | 100,000 | $300,000 | thousands by filing date | call |
| WEIS MKTS INC COM | 948849104 | Stock | 6,239 | $299,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 13,771 | $299,000 | thousands by filing date | call |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 32,855 | $299,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 124,524 | $299,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 21,712 | $298,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 29,050 | $298,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 37,369 | $297,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 29,400 | $297,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 26,396 | $296,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 30,867 | $296,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 14,131 | $296,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 17,751 | $295,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 9,944 | $294,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 7,817 | $294,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 23,049 | $294,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,317 | $293,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 126,761 | $293,000 | thousands by filing date | call |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 13,848 | $290,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 10,599 | $290,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 3,932 | $290,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,842 | $289,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 8,889 | $289,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 20,370 | $289,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,851 | $288,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 13,150 | $288,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 9,815 | $288,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 3,374 | $287,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 123,501 | $287,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 13,411 | $286,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1,875 | $285,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 25,641 | $285,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 29,216 | $284,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 25,653 | $284,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 7,525 | $284,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-20-000201 | this filing | 2020-11-12 | acceptance time not in the bulk data set |