13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 4,361 holding rows worth $145,394,935,000.
- Accession
- 0000948046-20-000201
- Filer
- CIK 948046
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 18,566 entries on the cover page, a total value of $145,394,935,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $145,394,935,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDWS Investments UK Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RIMINI STR INC DEL | 76674Q107 | COM | 10,985 | $36,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 6,208 | $36,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 964 | $36,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 3,056 | $36,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 1,977 | $36,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 2,529 | $36,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 14,490 | $36,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 2,784 | $36,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 22,300 | $36,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 142 | $35,000 | thousands by filing date | put |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 443 | $35,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 1,615 | $35,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 35,190 | $35,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 15,135 | $35,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 3,697 | $34,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 2,232 | $34,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 3,673 | $34,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 2,971 | $34,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 6,667 | $34,000 | thousands by filing date | |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 496 | $34,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 5,336 | $34,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 3,821 | $34,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 269 | $33,000 | thousands by filing date | call |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 500 | $33,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 8,106 | $33,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 286 | $33,000 | thousands by filing date | put |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 1,060 | $33,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 1,234 | $33,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 4,274 | $33,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 6,068 | $33,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 10,200 | $33,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 255 | $32,000 | thousands by filing date | call |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 505 | $32,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 285 | $32,000 | thousands by filing date | put |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 12,885 | $32,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 1,428 | $32,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 6,885 | $32,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 3,000 | $32,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 18,248 | $32,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 300 | $31,000 | thousands by filing date | put |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 4,850 | $31,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 6,283 | $31,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 4,449 | $31,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 37,200 | $31,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 11,834 | $31,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 2,403 | $30,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 2,562 | $30,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 6,507 | $30,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 4,296 | $30,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 36,940 | $30,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 5,469 | $30,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q113 | *W EXP 06/30/202 | 13,750 | $30,000 | thousands by filing date | call |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 1,257 | $29,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 1,945 | $29,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 21,183 | $29,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 13,852 | $29,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 19,070 | $29,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 3,250 | $29,000 | thousands by filing date | |
| NEWBORN ACQUISITION CORP | G6463T114 | *W EXP 02/03/202 | 100,000 | $29,000 | thousands by filing date | call |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 15,016 | $28,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 904 | $28,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 1,137 | $28,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 1,879 | $28,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 3,611 | $28,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 8,013 | $28,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 3,183 | $28,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 5,023 | $28,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 6,749 | $28,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 1,480 | $27,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 26,399 | $27,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 1,625 | $27,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 4,618 | $27,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 37,110 | $27,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 2,559 | $27,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 6,336 | $26,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 2,422 | $26,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 23,603 | $26,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 500 | $26,000 | thousands by filing date | put |
| SCPHARMACEUTICALS INC | 810648105 | COM | 3,508 | $26,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 1,260 | $25,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 208 | $25,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 113 | $25,000 | thousands by filing date | put |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 1,770 | $25,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 12,383 | $25,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 896 | $25,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 6,852 | $25,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 1,802 | $25,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 350 | $24,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 448 | $24,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 2,300 | $24,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 8,545 | $24,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 4,332 | $24,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 17,500 | $23,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 437 | $23,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 520 | $23,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 1,864 | $23,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y335 | MSCI PAKISTAN | 875 | $23,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 2,087 | $23,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 10,800 | $23,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 2,249 | $23,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 1,936 | $22,000 | thousands by filing date | call |
| KURA SUSHI USA INC | 501270102 | CL A COM | 1,660 | $22,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 2,942 | $22,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 1,124 | $22,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 41,015 | $22,000 | thousands by filing date | call |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 440 | $21,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 2,400 | $21,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,023 | $21,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 1,671 | $21,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 85 | $20,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 248 | $20,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 497 | $20,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,876 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 590 | $20,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 2,161 | $20,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 5,301 | $20,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 32,186 | $20,000 | thousands by filing date | |
| CAPSTAR SPL PURP ACQUISITION | 14070Y119 | *W EXP 99/99/999 | 25,000 | $20,000 | thousands by filing date | call |
| NEWBORN ACQUISITION CORP | G6463T122 | RIGHT 02/03/2025 | 100,000 | $20,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 2,539 | $19,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 651 | $19,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 268 | $19,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 9,250 | $19,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 5,095 | $19,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 13,700 | $19,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 5,288 | $19,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 563 | $18,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 744 | $18,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 4,178 | $18,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 5,361 | $18,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 6,700 | $18,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 4,100 | $18,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,630 | $17,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 1,138 | $17,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 1,026 | $17,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 3,936 | $17,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 3,400 | $17,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 906 | $17,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 1,506 | $17,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 446 | $17,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 54 | $16,000 | thousands by filing date | put |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 1,006 | $16,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 33 | $16,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 3,507 | $16,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 1,738 | $16,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 100 | $15,000 | thousands by filing date | call |
| INTERDIGITAL INC COM | 45867G101 | Stock | 261 | $15,000 | thousands by filing date | call |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 105 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 515 | $15,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 583 | $15,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 648 | $15,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 463 | $15,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 18,800 | $15,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 100 | $14,000 | thousands by filing date | put |
| EVERPURE INC CL A | 74624M102 | Stock | 930 | $14,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 545 | $14,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 2,864 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 1,003 | $14,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 5,371 | $14,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 1,000 | $14,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 11,643 | $14,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 1,627 | $14,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 26,597 | $14,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 1,410 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 602 | $13,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 456 | $13,000 | thousands by filing date | call |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 4,068 | $13,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 1,301 | $13,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 44,340 | $13,000 | thousands by filing date | call |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 7,367 | $13,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 15,335 | $13,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 325 | $13,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 2,633 | $13,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 70 | $12,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 500 | $12,000 | thousands by filing date | |
| DBX ETF TR | 233051218 | XTRACKERS MSCI | 475 | $12,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 14,370 | $12,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 1,148 | $12,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 1,711 | $12,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 443 | $12,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 537 | $12,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 10,161 | $12,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 3,411 | $12,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 12,433 | $12,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 1,696 | $12,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 2,182 | $12,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 50 | $11,000 | thousands by filing date | call |
| GRAFTECH INTL LTD | 384313508 | COM | 1,630 | $11,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 9,782 | $11,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 4,414 | $11,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 375 | $11,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181A107 | COM | 215 | $11,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 330 | $10,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 200 | $10,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 389 | $10,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 600 | $10,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 900 | $10,000 | thousands by filing date | |
| VERICITY INC | 92347D100 | COM | 940 | $10,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 4,900 | $10,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 300 | $9,000 | thousands by filing date | put |
| JAMF HLDG CORP COM | 47074L105 | Stock | 249 | $9,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 110 | $9,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 33 | $9,000 | thousands by filing date | call |
| TERNIUM SA | 880890108 | SPONSORED ADS | 470 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 248 | $9,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 4,926 | $9,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 100 | $8,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 15 | $8,000 | thousands by filing date | put |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 93 | $8,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 573 | $8,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 20,000 | $8,000 | thousands by filing date | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 178 | $8,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 111 | $8,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 259 | $8,000 | thousands by filing date | put |
| Youdao Inc - Adr | 98741T104 | COM | 300 | $8,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 22 | $7,000 | thousands by filing date | put |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 121 | $7,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 521 | $7,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 2,151 | $7,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 100 | $7,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 100 | $7,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 2,520 | $7,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 886 | $7,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 517 | $7,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 99,610 | $7,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F437 | COM | 217 | $6,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 50 | $6,000 | thousands by filing date | put |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,241 | $6,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 2,445 | $6,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 40 | $6,000 | thousands by filing date | put |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 1,444 | $6,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 66 | $6,000 | thousands by filing date | put |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 223 | $6,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 275 | $6,000 | thousands by filing date | call |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 431 | $6,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 589 | $6,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 182 | $6,000 | thousands by filing date | put |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 100 | $6,000 | thousands by filing date | call |
| 3D PRINTING ETF | 00214Q500 | ETF | 230 | $6,000 | thousands by filing date | |
| DBX ETF TR | 233051226 | CMN | 200 | $6,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 491 | $6,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 2,212 | $6,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 1,601 | $6,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 100 | $6,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 226 | $6,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 21 | $5,000 | thousands by filing date | call |
| AMERICANRLTYINVSINC | 029174109 | STOK | 558 | $5,000 | thousands by filing date | |
| JAKKS PAC INC | 47012E403 | COM NEW | 1,436 | $5,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 378 | $5,000 | thousands by filing date | call |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 100 | $5,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 86 | $5,000 | thousands by filing date | put |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 48 | $5,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 157 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 195 | $5,000 | thousands by filing date | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 102 | $5,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 2,500 | $5,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 1,000 | $5,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 480 | $5,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 2,900 | $5,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 750 | $5,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 150 | $4,000 | thousands by filing date | call |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 71 | $4,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 150 | $4,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 200 | $4,000 | thousands by filing date | call |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 423 | $4,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 1,800 | $4,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 4,875 | $4,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 15,043 | $4,000 | thousands by filing date | |
| CORVUS GOLD INC | 221013105 | COM | 1,300 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 30 | $3,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 63 | $3,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 590 | $3,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 342 | $3,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 253 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 161 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 108 | $3,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 74 | $3,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 84 | $3,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 2,971 | $3,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 1,897 | $3,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 154 | $3,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 241 | $3,000 | thousands by filing date | |
| PERFORMANCE SHIPPING INC | Y67305105 | COM | 5,400 | $3,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 25 | $2,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 92 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 94 | $2,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 24 | $2,000 | thousands by filing date | call |
| SASOL LTD | 803866300 | SPONSORED ADR | 300 | $2,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 200 | $2,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 182 | $2,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 109 | $2,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 338 | $2,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 200 | $2,000 | thousands by filing date | call |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 292 | $2,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 1,100 | $2,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 1,600 | $2,000 | thousands by filing date | |
| ALARUM TECHNOLOGIES LTD SPONSORD ADS NEW | 78643B401 | ADR | 1,600 | $2,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 25 | $1,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 81 | $1,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 16 | $1,000 | thousands by filing date | put |
| TECNOGLASS INC | G87264100 | ORD SHS | 130 | $1,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 88 | $1,000 | thousands by filing date | put |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 100 | $1,000 | thousands by filing date | |
| HERITAGE GLOBAL INC | 42727E103 | COM | 250 | $1,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 224 | $1,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 382 | $1,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 65 | $1,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 3,500 | $1,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 2,500 | $1,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 380 | $1,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 100 | $1,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 320 | $1,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 2,257 | $1,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 34 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RIOT PLATFORMS INC | 767292105 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOOP INDS INC | 543518104 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VUZIX CORP | 92921W300 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Xunlei Ltd-Adr | 98419E108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zedge Inc | 98923T104 | COM | 216 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOATABLE INC | 759892300 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENLIGHTIFY INC COM NEW | 16943W204 | Stock | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 3,021 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 133 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENFIT S A | 372279109 | ADS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLYMET MNG CORP | 731916409 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDFIELD CORP | 381370105 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN BIO-CHEM INC | 674631106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERCURITY FINTECH HOLDING IN | 58936H109 | SPONSORED ADS | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JUPAI HLDGS LTD | 48205B107 | ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHENIERE ENERGY INC | U16344AB6 | DEBT 4.875% 5/2 | 192 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UROVANT SCIENCES | G9381B108 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FTS INTERNATIONAL INC | 30283W203 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDSON CAPITAL INC | G4645C109 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIGROUP GLOBAL | 17326E662 | MKT HLDGS I VELCTYSHS USDJPY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-20-000201 | this filing | 2020-11-12 | acceptance time not in the bulk data set |