13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 4,361 holding rows worth $145,394,935,000.
- Accession
- 0000948046-20-000201
- Filer
- CIK 948046
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 18,566 entries on the cover page, a total value of $145,394,935,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $145,394,935,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDWS Investments UK Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 7,841 | $284,000 | thousands by filing date | |
| INARI MED INC | 45332Y109 | COM | 4,111 | $284,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 96,391 | $284,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 12,136 | $284,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 27,990 | $283,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 20,885 | $282,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 104,183 | $282,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 37,542 | $282,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 155,832 | $280,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 25,107 | $279,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 256,000 | $279,000 | thousands by filing date | principal |
| FRANCHISE GROUP INC | 35180X105 | COM | 10,944 | $278,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 8,984 | $277,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 27,183 | $277,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 4,913 | $276,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 45,638 | $276,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 9,516 | $276,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 13,600 | $276,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,701 | $275,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 42,087 | $275,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 8,891 | $275,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 11,928 | $275,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 72,101 | $275,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285110 | *W EXP 02/26/202 | 250,000 | $275,000 | thousands by filing date | call |
| COSTAMARE INC | Y1771G102 | SHS | 45,195 | $274,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 10,977 | $274,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 35,849 | $274,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 20,116 | $273,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 19,679 | $273,000 | thousands by filing date | |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 397,000 | $273,000 | thousands by filing date | principal |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 6,746 | $272,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 4,884 | $272,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 55,385 | $272,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 77,047 | $272,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 2,300 | $271,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 336,562 | $271,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 40,676 | $271,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 29,992 | $271,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 9,169 | $270,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 10,545 | $270,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 66,897 | $270,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 15,763 | $270,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 22,837 | $269,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 22,194 | $268,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 93,487 | $268,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 6,410 | $267,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 47,207 | $267,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 13,880 | $267,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 5,047 | $267,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 12,410 | $266,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 22,478 | $266,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 2,126 | $265,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 15,683 | $265,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,538 | $264,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 77,670 | $263,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 75,066 | $262,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 29,251 | $262,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 5,287 | $262,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 6,539 | $261,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 8,690 | $261,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 44,816 | $261,000 | thousands by filing date | |
| ACCOLADE INC | 00437E102 | COM | 6,709 | $261,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 10,693 | $261,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 21,383 | $261,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 6,463 | $260,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 12,644 | $260,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 11,282 | $260,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 70,001 | $259,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 9,327 | $259,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 32,345 | $259,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 24,186 | $259,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 15,070 | $259,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 4,331 | $259,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 69,224 | $259,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 30,529 | $258,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 3,918 | $258,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 12,096 | $257,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 21,596 | $257,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 19,778 | $257,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 130,988 | $257,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 8,171 | $257,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A130 | COM | 18,110 | $257,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 7,245 | $256,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 22,867 | $256,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 34,926 | $255,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 57,701 | $255,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 28,098 | $254,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 7,819 | $254,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 14,078 | $253,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 13,285 | $253,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 18,694 | $253,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 12,922 | $252,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 6,289 | $252,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 13,104 | $252,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 13,129 | $252,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 17,005 | $252,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 34,722 | $252,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 6,602 | $251,000 | thousands by filing date | |
| ALTABANCORP | 021347109 | COM | 12,465 | $251,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 8,500 | $250,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 3,200 | $250,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 204,047 | $250,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 24,335 | $250,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 10,699 | $250,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 13,672 | $249,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 9,937 | $249,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 20,875 | $248,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 9,817 | $248,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 23,645 | $247,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 7,542 | $246,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 21,711 | $246,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 21,137 | $245,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 23,155 | $244,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 9,599 | $243,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 759 | $242,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 15,427 | $242,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 5,250 | $242,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 128,249 | $241,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 1,299,000 | $241,000 | thousands by filing date | principal |
| OCEANEERING INTL INC | 675232102 | COM | 68,152 | $240,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 4,807 | $240,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 14,542 | $240,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 6,030 | $238,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 7,542 | $238,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 29,877 | $238,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 7,869 | $237,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 33,238 | $237,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 7,225 | $237,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 9,265 | $236,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 8,608 | $236,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 16,751 | $236,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 9,508 | $235,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 37,286 | $234,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 82 | $234,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 7,438 | $234,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 238,467 | $233,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 12,804 | $233,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 15,252 | $233,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 20,923 | $233,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 12,883 | $232,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 22,038 | $232,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 11,000 | $231,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 4,097 | $231,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A119 | *W EXP 12/01/202 | 150,000 | $231,000 | thousands by filing date | call |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 144,603 | $230,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 10,618 | $230,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 41,605 | $230,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 2,870 | $229,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 14,593 | $228,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 30,165 | $226,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 115,983 | $226,000 | thousands by filing date | |
| CHPMW US 22 Nov 24 C11.5 | 12558Y114 | *W EXP 11/22/202 | 199,999 | $226,000 | thousands by filing date | call |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 7,205 | $225,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 6,735 | $225,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 7,015 | $225,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 12,663 | $224,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 7,280 | $224,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 2,744 | $224,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 53,840 | $224,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 12,398 | $223,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 4,410 | $221,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 62,242 | $221,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 13,457 | $220,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 10,399 | $220,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 6,011 | $220,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 10,092 | $219,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 15,103 | $219,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 11,108 | $218,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 26,704 | $218,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 18,876 | $218,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 14,791 | $218,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 26,935 | $217,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 5,396 | $216,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 32,357 | $215,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 29,571 | $215,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 12,365 | $215,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 103,512 | $214,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 41,810 | $214,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 14,337 | $213,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 77,954 | $213,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 17,037 | $213,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 15,273 | $213,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 12,654 | $212,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 17,637 | $212,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 38,028 | $211,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 37,014 | $211,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 66,168 | $211,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 6,632 | $211,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 14,639 | $210,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 102,248 | $210,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 46,487 | $209,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 7,343 | $207,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 13,360 | $207,000 | thousands by filing date | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 5,931 | $207,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 22,487 | $207,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 12,990 | $207,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 41,222 | $206,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 35,844 | $206,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 30,316 | $205,000 | thousands by filing date | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 6,255 | $205,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 16,776 | $205,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 209,232 | $204,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 23,039 | $204,000 | thousands by filing date | |
| CAPSTAR SPL PURP ACQUISITION | 14070Y200 | UNIT 07/09/2027 | 20,000 | $204,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 3,805 | $203,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 15,194 | $203,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 3,449 | $203,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 7,437 | $203,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 6,556 | $202,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 127,716 | $202,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 48,078 | $202,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 11,016 | $201,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 4,444 | $200,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 15,584 | $200,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 10,667 | $200,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 8,713 | $200,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C112 | *W EXP 03/01/202 | 100,000 | $200,000 | thousands by filing date | call |
| ALTA EQUIPMENT GROUP INC | 02128L114 | *W EXP 02/14/202 | 125,000 | $200,000 | thousands by filing date | call |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 11,095 | $199,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 116,350 | $199,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 75,711 | $199,000 | thousands by filing date | call |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 2,584 | $198,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 162,422 | $198,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 10,531 | $198,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 27,778 | $197,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 19,739 | $196,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 6,094 | $196,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 11,420 | $196,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 14,429 | $196,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 4,678 | $195,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,757 | $194,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 86,529 | $194,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 62,176 | $194,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 5,108 | $193,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865111 | *W EXP 01/22/202 | 115,744 | $193,000 | thousands by filing date | call |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 13,011 | $192,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 10,697 | $192,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 6,400 | $192,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 9,830 | $192,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 8,029 | $192,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 27,765 | $191,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 16,785 | $191,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 16,887 | $190,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 12,602 | $190,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 12,271 | $190,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 13,319 | $190,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 22,956 | $189,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 20,077 | $189,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 13,932 | $189,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 850 | $188,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 1,648 | $188,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 22,733 | $188,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 10,302 | $188,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 153,993 | $187,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 76,837 | $187,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 2,900 | $186,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 10,493 | $186,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 11,242 | $186,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 12,000 | $184,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 43,354 | $183,000 | thousands by filing date | |
| InterPrivate Acquisition Corp | 46064A111 | INTERPRIVATE ACQUISITI -CW24 | 225,000 | $183,000 | thousands by filing date | call |
| HCI GROUP INC | 40416E103 | COM | 3,681 | $182,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 27,573 | $182,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 11,856 | $182,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 5,278 | $182,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 600 | $181,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 10,343 | $181,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 26,301 | $181,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 6,488 | $181,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 14,048 | $181,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 34,301 | $181,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 79,807 | $181,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 42,189 | $181,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 2,975 | $180,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 38,533 | $180,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 11,083 | $180,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 9,482 | $180,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 6,534 | $180,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 62,111 | $180,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 24,903 | $179,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 50,983 | $178,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 4,312 | $178,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 16,702 | $178,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 18,537 | $177,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 24,609 | $177,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 7,752 | $177,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 12,039 | $176,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,018 | $176,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 9,941 | $176,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 12,382 | $175,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 4,984 | $175,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 13,819 | $175,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 44,794 | $175,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 9,928 | $174,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 5,655 | $173,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 12,399 | $173,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 3,265 | $173,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 57,850 | $172,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 13,060 | $172,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 11,501 | $171,000 | thousands by filing date | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 35,036 | $171,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 6,400 | $170,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 29,929 | $170,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 33,854 | $170,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 3,383 | $169,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 1,202 | $169,000 | thousands by filing date | put |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 65,628 | $169,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 97,677 | $169,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 22,506 | $168,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 8,687 | $167,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 18,705 | $167,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 75,776 | $167,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 41,690 | $167,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 16,600 | $167,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 5,949 | $166,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 4,525 | $165,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 4,348 | $165,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 11,195 | $165,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 66,715 | $165,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 6,446 | $164,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 7,802 | $163,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 5,536 | $163,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 7,857 | $163,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 12,204 | $163,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 11,190 | $162,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 4,786 | $161,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,009 | $160,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 18,923 | $160,000 | thousands by filing date | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 5,197 | $160,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 26,052 | $160,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AM4 | NOTE 3.250%10/0 | 141,000 | $160,000 | thousands by filing date | principal |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 391 | $159,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 54,466 | $159,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 8,759 | $159,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 4,208 | $158,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 11,200 | $158,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 11,943 | $158,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 22,867 | $158,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 4,000 | $158,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 5,295 | $158,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 11,859 | $157,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 38,220 | $157,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 27,272 | $156,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 3,725 | $155,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 6,552 | $154,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 5,970 | $154,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 2,347 | $154,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 2,565 | $153,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 11,939 | $153,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 99,942 | $153,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 20,163 | $153,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 25,772 | $153,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 26,418 | $152,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 82,325 | $152,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 3,140 | $152,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 89,999 | $151,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 17,657 | $151,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 34,166 | $151,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 621 | $150,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 13,156 | $150,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 27,700 | $150,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 19,772 | $150,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 250,000 | $150,000 | thousands by filing date | call |
| JFROG LTD ORD SHS | M6191J100 | Stock | 1,764 | $149,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 3,852 | $149,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 7,613 | $149,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 22,991 | $149,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 9,559 | $149,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 15,823 | $149,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 11,562 | $148,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 9,118 | $148,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 5,270 | $147,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 43,730 | $147,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 26,028 | $147,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761119 | *W EXP 06/21/202 | 124,999 | $147,000 | thousands by filing date | call |
| SPOK HLDGS INC COM | 84863T106 | Stock | 15,332 | $146,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 2,727 | $146,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 8,937 | $146,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 5,888 | $145,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 2,130 | $145,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 13,335 | $145,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 9,670 | $145,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 24,918 | $144,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 6,420 | $144,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 11,258 | $143,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 8,100 | $143,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 14,152 | $143,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 11,582 | $143,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 14,555 | $143,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,771 | $142,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 5,572 | $142,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 17,333 | $142,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 8,124 | $141,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 12,165 | $141,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 7,339 | $141,000 | thousands by filing date | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 5,707 | $141,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 8,661 | $140,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 14,735 | $140,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 5,004 | $140,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 6,925 | $140,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 3,000 | $139,000 | thousands by filing date | call |
| VSE CORP COM | 918284100 | Stock | 4,518 | $138,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 20,553 | $138,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 7,051 | $138,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 84,560 | $137,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 6,716 | $136,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 22,215 | $136,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 11,792 | $136,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 25,425 | $136,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 972 | $135,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 10,762 | $135,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 19,607 | $134,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 34,675 | $134,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 4,320 | $134,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 110,065 | $134,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 2,090 | $133,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 5,015 | $132,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 43,649 | $132,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 7,000 | $132,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 28,845 | $131,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 3,959 | $131,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 5,581 | $131,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 2,709 | $130,000 | thousands by filing date | put |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 37,879 | $130,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 2,833 | $130,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 4,922 | $130,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 8,238 | $130,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 5,602 | $130,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 11,091 | $130,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 42,102 | $130,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 8,484 | $129,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 3,826 | $128,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 4,985 | $128,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 116,300 | $127,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 5,566 | $126,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 2,568 | $126,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 356,500 | $126,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 11,679 | $126,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 26,471 | $125,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 4,984 | $125,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 9,015 | $125,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 3,913 | $125,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 15,417 | $125,000 | thousands by filing date | |
| LIGHTSPEED POS INC | 53227R106 | SUB VTG SHS | 3,901 | $125,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513117 | *W EXP 01/17/202 | 100,000 | $125,000 | thousands by filing date | call |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 7,659 | $124,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 15,174 | $124,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 8,341 | $123,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 6,068 | $123,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 3,551 | $123,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 8,939 | $123,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 4,867 | $122,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 20,264 | $122,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 10,443 | $122,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 23,589 | $122,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 23,381 | $122,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 17,560 | $122,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 440 | $121,000 | thousands by filing date | put |
| LIMONEIRA CO | 532746104 | COM | 8,519 | $121,000 | thousands by filing date | |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 73,095 | $121,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 4,587 | $120,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 99,000 | $120,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 3,049 | $120,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 18,092 | $120,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 134,900 | $120,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 3,349 | $119,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 12,163 | $119,000 | thousands by filing date | |
| EXCELLON RES INC F | 30069C801 | FOREIGN CANADIAN | 41,100 | $119,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 27,597 | $119,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 6,507 | $119,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 547 | $118,000 | thousands by filing date | call |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 9,889 | $117,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 9,064 | $117,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 12,715 | $117,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 3,962 | $116,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 6,829 | $116,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 8,814 | $116,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 17,967 | $116,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 16,882 | $116,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 42,700 | $116,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 4,430 | $116,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 9,266 | $116,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195119 | *W EXP 05/27/202 | 119,999 | $116,000 | thousands by filing date | call |
| USA TODAY CO INC | 36472T109 | COM | 88,700 | $115,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 38,549 | $115,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 2,915 | $115,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 15,759 | $115,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 18,648 | $115,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 37,870 | $115,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 67,187 | $114,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 1,780 | $114,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 10,405 | $114,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 5,417 | $113,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 7,838 | $113,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 5,423 | $113,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 7,813 | $113,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 3,177 | $112,000 | thousands by filing date | |
| FLEX LNG LTD | G35947202 | SHS | 19,400 | $112,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 64,608 | $111,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 14,072 | $111,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-20-000201 | this filing | 2020-11-12 | acceptance time not in the bulk data set |