13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 4,361 holding rows worth $145,394,935,000.
- Accession
- 0000948046-20-000201
- Filer
- CIK 948046
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 18,566 entries on the cover page, a total value of $145,394,935,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $145,394,935,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDWS Investments UK Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VIRTUSA CORP | 92827P102 | COM | 61,548 | $3,026,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 61,744 | $3,025,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865103 | COM CL A | 292,969 | $3,021,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 9,688 | $3,017,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 101,001 | $3,015,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 528,059 | $3,010,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 109,896 | $2,999,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 152,071 | $2,998,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 93,090 | $2,995,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 60,270 | $2,984,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 30,382 | $2,978,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 2,400,000 | $2,968,000 | thousands by filing date | principal |
| VAPOTHERM INC | 922107107 | COM | 102,313 | $2,967,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 19,336 | $2,958,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 15,459 | $2,954,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 40,643 | $2,953,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 2,847,000 | $2,947,000 | thousands by filing date | principal |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 222,486 | $2,946,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 48,997 | $2,941,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 28,129 | $2,939,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 131,014 | $2,936,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 108,453 | $2,934,000 | thousands by filing date | |
| DEERFIELD HEALTHCARE TECH AC | 244413209 | UNIT 07/16/2025 | 275,924 | $2,933,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 268,051 | $2,927,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 8,630 | $2,923,000 | thousands by filing date | |
| CHECKMATE PHARMACEUTICALS IN | 162818108 | COM | 252,531 | $2,907,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 75,982 | $2,906,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 2,000,000 | $2,905,000 | thousands by filing date | put |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 475,947 | $2,903,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 30,381 | $2,902,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 90,038 | $2,895,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 102,016 | $2,894,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 168,643 | $2,890,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 168,106 | $2,880,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 2,335,000 | $2,860,000 | thousands by filing date | principal |
| BLOCK H & R INC COM | 093671105 | Stock | 175,376 | $2,857,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G204 | UNIT 99/99/9999 | 275,000 | $2,857,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 106,015 | $2,854,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 22,937 | $2,847,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 1,983,000 | $2,829,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 135,438 | $2,828,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 297,778 | $2,821,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 1,645,000 | $2,818,000 | thousands by filing date | principal |
| CAMECO CORP COM | 13321L108 | Stock | 278,561 | $2,815,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 164,436 | $2,811,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 45,216 | $2,808,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 105,126 | $2,800,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 21,536 | $2,789,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 34,665 | $2,788,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 329,862 | $2,788,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 31,703 | $2,769,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 35,268 | $2,760,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 46,709 | $2,750,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 136,345 | $2,736,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 153,157 | $2,726,000 | thousands by filing date | |
| ONE UNIT | G7000X113 | Stock | 250,000 | $2,725,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 24,386 | $2,723,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 182,720 | $2,723,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 246,206 | $2,720,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 92,417 | $2,703,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 38,071 | $2,687,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 122,178 | $2,684,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 87,175 | $2,676,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 184,530 | $2,670,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 141,268 | $2,657,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 43,068 | $2,654,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 262,610 | $2,654,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 359,198 | $2,651,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 43,537 | $2,649,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R121 | UNIT 99/99/9999 | 250,000 | $2,643,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP | G9442R100 | UNIT 09/30/2027 | 260,166 | $2,638,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 130,683 | $2,633,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 145,914 | $2,626,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 119,222 | $2,623,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 150,699 | $2,618,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 55,066 | $2,617,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 44,032 | $2,598,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 181,431 | $2,598,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 209,006 | $2,591,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 230,590 | $2,583,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 442,191 | $2,565,000 | thousands by filing date | |
| IJH | 464287507 | COM | 13,829 | $2,562,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC II | 233277201 | UNIT 99/99/9999 | 250,000 | $2,558,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 99,776 | $2,552,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 107,090 | $2,551,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 255,810 | $2,548,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 2,586,000 | $2,544,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AC9 | BOND | 2,785,000 | $2,543,000 | thousands by filing date | principal |
| CONYERS PK II ACQUISITION CO | 212896104 | COM CL A | 250,000 | $2,540,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 52,114 | $2,531,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 1,500,000 | $2,531,000 | thousands by filing date | principal |
| TWC TECH HLDGS II CORP | 90117G204 | UNIT 09/10/2025 | 250,097 | $2,531,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 250,000 | $2,523,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q207 | UNIT 03/30/2027 | 250,000 | $2,523,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q201 | UNIT 09/07/2027 | 250,000 | $2,513,000 | thousands by filing date | |
| CLIMATE CHANGE CRISIS REAL I | 18716C209 | UNIT 99/99 | 250,000 | $2,513,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 201,127 | $2,512,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 605,394 | $2,506,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727JAB8 | NOTE 5.875% 8/0 | 2,500,000 | $2,506,000 | thousands by filing date | principal |
| PRIME IMPACT ACQUISITION I | G61074111 | UNIT 10/01/2030 | 250,000 | $2,505,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E126 | UNIT 09/22/2025 | 250,000 | $2,500,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQU INC | 456357201 | UNIT 08/31/2025 | 250,000 | $2,500,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516T203 | UNIT 07/31/2027 | 250,000 | $2,498,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION CORP UNIT EX 083127 | 693486201 | Stock | 250,000 | $2,498,000 | thousands by filing date | |
| PERIDOT ACQUISIT | G7008A123 | UNIT | 250,000 | $2,496,000 | thousands by filing date | |
| Sandbridge Acquisition Corp | 799793203 | Unit | 250,000 | $2,496,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 364,416 | $2,495,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP | 53625R203 | CMN | 250,000 | $2,490,000 | thousands by filing date | |
| Colonnade Acquisition Corp | G2283K128 | COLONNADE ACQUISITION CORP | 250,000 | $2,490,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRUP INC | 83407F200 | UNIT 99/99/9999 | 250,000 | $2,488,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 10,313 | $2,485,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 250,000 | $2,485,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 106,298 | $2,478,000 | thousands by filing date | |
| NEWBORN ACQUISITION CORP | G6463T106 | SHS | 250,000 | $2,478,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 1,923,000 | $2,467,000 | thousands by filing date | principal |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 36,369 | $2,463,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 250,000 | $2,458,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 44,294 | $2,453,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 29,050 | $2,449,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 60,129 | $2,442,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 256,345 | $2,441,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 318,985 | $2,431,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 39,875 | $2,424,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 16,476 | $2,423,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 69,582 | $2,422,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 336,033 | $2,417,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 78,481 | $2,409,000 | thousands by filing date | |
| LIVEPERSON INC | 538146AB7 | BOND | 1,591,000 | $2,404,000 | thousands by filing date | principal |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 49,564 | $2,395,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 34,064 | $2,394,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 193,238 | $2,393,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 2,000,000 | $2,393,000 | thousands by filing date | principal |
| OMNICELL COM COM | 68213N109 | Stock | 32,033 | $2,392,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 52,591 | $2,387,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 121,053 | $2,386,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 69,244 | $2,385,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 86,901 | $2,384,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 37,592 | $2,380,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 18,464 | $2,374,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 149,747 | $2,370,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 24,484 | $2,366,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 450,438 | $2,365,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 43,379 | $2,354,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 2,387,000 | $2,347,000 | thousands by filing date | principal |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 38,997 | $2,342,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 24,412 | $2,339,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 83,640 | $2,334,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 63,533 | $2,331,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 44,872 | $2,331,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 84,994 | $2,331,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 94,057 | $2,329,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 58,519 | $2,327,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 126,890 | $2,322,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 23,750 | $2,321,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 26,549 | $2,319,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 186,285 | $2,312,000 | thousands by filing date | |
| KBR INC | 48242WAB2 | BOND | 2,050,000 | $2,311,000 | thousands by filing date | principal |
| MOBILEIRON INC | 60739U204 | COM NEW | 329,308 | $2,308,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 182,049 | $2,307,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 77,016 | $2,302,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 88,535 | $2,301,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 122,339 | $2,296,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 54,118 | $2,292,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 185,319 | $2,288,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872109 | COM CL A | 200,000 | $2,284,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 4,736 | $2,276,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 55,875 | $2,273,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 241,146 | $2,272,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 100,000 | $2,269,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 21,395 | $2,267,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 40,840 | $2,261,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 168,381 | $2,259,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 550,941 | $2,252,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 2,755,000 | $2,247,000 | thousands by filing date | principal |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 445,057 | $2,243,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 127,265 | $2,241,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 33,221 | $2,241,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 76,079 | $2,238,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 128,445 | $2,230,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 364,514 | $2,230,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 140,516 | $2,225,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 32,321 | $2,224,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 52,823 | $2,223,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 324,000 | $2,219,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 61,267 | $2,214,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 632,489 | $2,208,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 197,563 | $2,192,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 42,167 | $2,179,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 25,046 | $2,178,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 1,989,000 | $2,175,000 | thousands by filing date | principal |
| METHANEX CORP COM | 59151K108 | Stock | 89,065 | $2,173,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 39,179 | $2,164,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 13,449 | $2,159,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 23,879 | $2,158,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 73,057 | $2,157,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 36,625 | $2,147,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 162,603 | $2,146,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 239,732 | $2,140,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 25,470 | $2,133,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 65,458 | $2,127,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 21,195 | $2,126,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 51,961 | $2,126,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 1,462,000 | $2,124,000 | thousands by filing date | principal |
| BROADSTONE ACQUISITION CORP | G1739V118 | UNIT 99/99/9999 | 212,300 | $2,117,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 79,070 | $2,116,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 210,000 | $2,115,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 35,209 | $2,113,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 61,398 | $2,113,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 37,398 | $2,110,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 96,095 | $2,104,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 87,086 | $2,098,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 79,471 | $2,097,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 16,235 | $2,095,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 39,100 | $2,092,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 26,173 | $2,090,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884104 | COM CL A | 200,000 | $2,090,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 22,350 | $2,084,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 250,772 | $2,081,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 63,195 | $2,081,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 68,591 | $2,080,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 6,132 | $2,078,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 91,422 | $2,078,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 17,482 | $2,076,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 36,692 | $2,076,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 1,508,000 | $2,074,000 | thousands by filing date | principal |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 2,064,000 | $2,068,000 | thousands by filing date | principal |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 54,819 | $2,067,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 1,989,000 | $2,067,000 | thousands by filing date | principal |
| SAIA INC | 78709Y105 | COM | 16,303 | $2,057,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 39,495 | $2,052,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 193,178 | $2,051,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 44,293 | $2,049,000 | thousands by filing date | |
| HPX CORP | G32219118 | UNIT 99/99/9999 | 200,000 | $2,040,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 58,905 | $2,031,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 36,387 | $2,025,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 23,187 | $2,023,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 61,428 | $2,022,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 33,569 | $2,022,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 471,824 | $2,019,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 1,965,000 | $2,016,000 | thousands by filing date | principal |
| STIFEL FINL CORP | 860630102 | COM | 39,855 | $2,015,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 56,763 | $2,015,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 21,298 | $2,010,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 39,982 | $2,007,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 35,585 | $2,003,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 16,495 | $2,000,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 43,099 | $1,999,000 | thousands by filing date | |
| SOFTWARE ACQUISITION GROUP I | 83406B101 | COM CL A | 200,000 | $1,992,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 64,826 | $1,986,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQUISTN CO | 020751202 | UNIT 10/01/2023 | 200,000 | $1,984,000 | thousands by filing date | |
| COLLECTIVE GROWTH CORP | 19424L101 | COM CL A | 200,000 | $1,972,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 773,645 | $1,965,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 45,893 | $1,965,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 282,325 | $1,959,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 76,528 | $1,957,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 7,680 | $1,956,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 137,661 | $1,956,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 53,259 | $1,953,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 80,032 | $1,952,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 34,924 | $1,950,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 14,775 | $1,949,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 17,363 | $1,935,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 23,995 | $1,934,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 199,917 | $1,932,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 204,177 | $1,928,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 156,886 | $1,926,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 1,374,000 | $1,921,000 | thousands by filing date | principal |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 852,845 | $1,918,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 32,447 | $1,916,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 22,121 | $1,915,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 85,448 | $1,912,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 1,997,000 | $1,911,000 | thousands by filing date | call |
| APPIAN CORP | 03782L101 | CL A | 29,465 | $1,908,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 49,269 | $1,904,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 2,027,000 | $1,903,000 | thousands by filing date | principal |
| GIBRALTAR INDS INC | 374689107 | COM | 29,156 | $1,898,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 28,679 | $1,892,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 1,746 | $1,890,000 | thousands by filing date | put |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 31,300 | $1,888,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 1,591,000 | $1,887,000 | thousands by filing date | principal |
| PGT INNOVATIONS INC | 69336V101 | COM | 107,675 | $1,886,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 92,598 | $1,884,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 72,084 | $1,883,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 553,855 | $1,883,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 16,623 | $1,881,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 107,580 | $1,879,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 94,859 | $1,877,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AE0 | NOTE 4.500% 8/0 | 1,968,000 | $1,875,000 | thousands by filing date | principal |
| NOVA LTD COM | M7516K103 | Stock | 35,915 | $1,873,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771VAB4 | NOTE 1.500%10/0 | 2,318,000 | $1,867,000 | thousands by filing date | principal |
| CODEXIS INC | 192005106 | COM | 158,947 | $1,866,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 61,720 | $1,866,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 25,258 | $1,860,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 35,967 | $1,859,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 20,706 | $1,857,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 240,359 | $1,857,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 126,552 | $1,848,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 20,263 | $1,846,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 64,430 | $1,841,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 47,662 | $1,841,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 116,063 | $1,839,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 1,737,000 | $1,830,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 1,769,000 | $1,830,000 | thousands by filing date | principal |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 59,765 | $1,828,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 125,912 | $1,828,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 119,936 | $1,822,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 192,028 | $1,817,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 123,841 | $1,809,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 148,121 | $1,809,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 30,626 | $1,807,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 112,544 | $1,806,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 19,626 | $1,804,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 165,573 | $1,803,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 2,278,000 | $1,802,000 | thousands by filing date | principal |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 218,219 | $1,801,000 | thousands by filing date | |
| THE ODP CORP | 88337F105 | COM | 92,569 | $1,801,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 130,015 | $1,801,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 62,193 | $1,800,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 69,818 | $1,799,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 170,350 | $1,798,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 92,185 | $1,793,000 | thousands by filing date | |
| QUDIAN INC | 747798AB2 | NOTE 1.000% 7/0 | 2,418,000 | $1,789,000 | thousands by filing date | principal |
| VISTEON CORP | 92839U206 | COM NEW | 25,819 | $1,788,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 203,458 | $1,786,000 | thousands by filing date | |
| PTK ACQUISITION CORP | 69375F207 | UNIT 99/99/9999 | 175,000 | $1,783,000 | thousands by filing date | |
| CALLIDITAS THERAPEUTICS AB SPONSERED | 13124Q106 | ADS | 74,236 | $1,782,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 11,818 | $1,779,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 71,629 | $1,762,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 30,785 | $1,756,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 144,937 | $1,754,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 32,177 | $1,753,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 32,125 | $1,753,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 52,216 | $1,752,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 16,198 | $1,751,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 43,880 | $1,751,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 47,570 | $1,750,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 1,900,000 | $1,746,000 | thousands by filing date | principal |
| GLADSTONE LAND CORP | 376549101 | REIT | 116,081 | $1,744,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 142,800 | $1,738,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 29,214 | $1,734,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 30,396 | $1,731,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 26,551 | $1,725,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 685,000 | $1,724,000 | thousands by filing date | principal |
| COMMERCE BANCSHARES INC | 200525103 | COM | 30,623 | $1,723,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 49,333 | $1,722,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 44,157 | $1,722,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 40,483 | $1,720,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 43,013 | $1,717,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 53,486 | $1,714,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 89,229 | $1,712,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 58,931 | $1,712,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 106,207 | $1,707,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 33,724 | $1,705,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 1,758,000 | $1,705,000 | thousands by filing date | principal |
| GENERAC HLDGS INC | 368736104 | COM | 8,784 | $1,701,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 93,573 | $1,699,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 8,320 | $1,698,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 32,746 | $1,695,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 120,654 | $1,687,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 72,256 | $1,687,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 154,803 | $1,686,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 14,464 | $1,678,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 75,889 | $1,673,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 36,412 | $1,666,000 | thousands by filing date | |
| AVIENT CORPORATION | 05368V106 | COM | 62,549 | $1,655,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 307,778 | $1,653,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 68,452 | $1,650,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 131,589 | $1,648,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 221,518 | $1,644,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 194,507 | $1,642,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 100,781 | $1,641,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 11,989 | $1,640,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 8,646 | $1,638,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 85,505 | $1,636,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 8,638 | $1,636,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 49,595 | $1,634,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 8,317 | $1,617,000 | thousands by filing date | |
| JOYY INC | 98426TAD8 | NOTE 0.750% 6/1 | 1,502,000 | $1,617,000 | thousands by filing date | principal |
| LCI INDS | 50189K103 | COM | 15,203 | $1,616,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 80,164 | $1,611,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 30,717 | $1,609,000 | thousands by filing date | |
| NavSight Holdings Inc | 639358209 | Unit | 159,912 | $1,609,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 14,258 | $1,603,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 77,525 | $1,596,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 19,424 | $1,593,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 50,356 | $1,592,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 22,425 | $1,590,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 37,838 | $1,589,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 13,841 | $1,587,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 73,685 | $1,586,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 6,402 | $1,585,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 150,000 | $1,583,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 1,574,000 | $1,580,000 | thousands by filing date | principal |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 20,748 | $1,576,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 64,684 | $1,574,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 159,372 | $1,573,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 40,586 | $1,572,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 19,913 | $1,572,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 24,939 | $1,571,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 14,384 | $1,568,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 287,882 | $1,567,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 24,019 | $1,565,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 62,337 | $1,564,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 74,920 | $1,560,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 57,308 | $1,554,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 45,680 | $1,553,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 56,400 | $1,552,000 | thousands by filing date | |
| STARBOARD VALUE ACQUISITN CORP UNIT EXP 091025 | 85521J208 | Stock | 153,343 | $1,549,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 159,150 | $1,547,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 47,726 | $1,547,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 22,576 | $1,546,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 34,897 | $1,546,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 71,900 | $1,544,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 70,069 | $1,540,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 42,502 | $1,538,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 20,374 | $1,536,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 82,030 | $1,536,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 55,179 | $1,532,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 70,967 | $1,531,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 93,135 | $1,526,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 353,570 | $1,525,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439201 | UNIT 99/99/9999 | 150,000 | $1,503,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 67,327 | $1,502,000 | thousands by filing date | |
| FAST ACQUISITION CORP | 311875207 | UNIT 99/99/9999 | 150,000 | $1,496,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 39,785 | $1,493,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 60,853 | $1,492,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 95,652 | $1,490,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 80,369 | $1,482,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 27,125 | $1,475,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 39,984 | $1,471,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 49,544 | $1,468,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 168,222 | $1,466,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 130,528 | $1,465,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 5,576 | $1,464,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 14,102 | $1,463,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 40,777 | $1,462,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 37,437 | $1,457,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 180,145 | $1,456,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 43,112 | $1,456,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 22,185 | $1,453,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 42,866 | $1,452,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 248,598 | $1,452,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 8,065 | $1,450,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 117,557 | $1,445,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 49,837 | $1,445,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 129,067 | $1,438,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 1,594,000 | $1,438,000 | thousands by filing date | principal |
| NIU TECHNOLOGIES | 65481N100 | CMN | 74,780 | $1,436,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 69,148 | $1,433,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 28,919 | $1,432,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 44,041 | $1,432,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 164,587 | $1,425,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 32,758 | $1,425,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 158,365 | $1,425,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 41,702 | $1,424,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 24,566 | $1,418,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 1,463,000 | $1,417,000 | thousands by filing date | principal |
| PERDOCEO ED CORP | 71363P106 | COM | 115,515 | $1,414,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 70,662 | $1,412,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 65,522 | $1,411,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 9,047 | $1,410,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 103,933 | $1,410,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 120,418 | $1,408,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 61,576 | $1,405,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 69,220 | $1,393,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 72,198 | $1,392,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 22,551 | $1,391,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 9,794 | $1,389,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 46,668 | $1,389,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 38,092 | $1,387,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 81,234 | $1,387,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 79,187 | $1,381,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 200,000 | $1,378,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 13,513 | $1,378,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 114,555 | $1,378,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 21,317 | $1,374,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 44,236 | $1,374,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 119,433 | $1,372,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 35,207 | $1,372,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 47,355 | $1,371,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 162,765 | $1,369,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 11,429 | $1,359,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 109,358 | $1,355,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 5,863 | $1,354,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 122,482 | $1,354,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 33,347 | $1,352,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 128,556 | $1,350,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 33,683 | $1,347,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 31,968 | $1,342,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 32,025 | $1,341,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 33,427 | $1,335,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 34,421 | $1,335,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 180,224 | $1,335,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 14,310 | $1,333,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 10,196 | $1,330,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 51,088 | $1,328,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 19,890 | $1,326,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 47,787 | $1,326,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 77,225 | $1,320,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 12,346 | $1,319,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-20-000201 | this filing | 2020-11-12 | acceptance time not in the bulk data set |