13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 4,361 holding rows worth $145,394,935,000.
- Accession
- 0000948046-20-000201
- Filer
- CIK 948046
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 18,566 entries on the cover page, a total value of $145,394,935,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $145,394,935,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDWS Investments UK Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TEXTRON INC COM | 883203101 | Stock | 252,039 | $9,097,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 4,822 | $9,092,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 99,394 | $9,091,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 696,177 | $9,022,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 201,245 | $9,006,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 607,301 | $9,001,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 178,481 | $8,985,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 235,028 | $8,935,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 401,104 | $8,897,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 510,741 | $8,889,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 371,148 | $8,889,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 3,482,000 | $8,884,000 | thousands by filing date | principal |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,154,517 | $8,855,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 5,500,000 | $8,843,000 | thousands by filing date | principal |
| STERICYCLE INC | 858912108 | COM | 139,710 | $8,810,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 5,784,000 | $8,800,000 | thousands by filing date | principal |
| HOLICITY INC | 435063201 | UNIT 08/05/2025 | 850,000 | $8,798,000 | thousands by filing date | |
| GREENROSE ACQUISITION CORP | 395392103 | COM | 900,001 | $8,793,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 92,018 | $8,759,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 20,368 | $8,738,000 | thousands by filing date | call |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 452,333 | $8,725,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 6,343,000 | $8,724,000 | thousands by filing date | principal |
| TENABLE HLDGS INC | 88025T102 | COM | 230,393 | $8,698,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 203,147 | $8,692,000 | thousands by filing date | |
| DBX ETF TR | 233051523 | XTRACK MSCI CHIN | 341,738 | $8,672,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 346,051 | $8,631,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 125,596 | $8,592,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 396,744 | $8,581,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 181,884 | $8,577,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 731,868 | $8,513,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 904,451 | $8,493,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 382,523 | $8,470,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 727,621 | $8,433,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 179,253 | $8,379,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 394,831 | $8,377,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 5,600,000 | $8,359,000 | thousands by filing date | principal |
| THOR INDS INC | 885160101 | COM | 87,592 | $8,343,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 294,090 | $8,341,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 526,507 | $8,294,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q100 | COM CL A | 797,028 | $8,273,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 1,188,559 | $8,272,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 15,820 | $8,235,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 84,012 | $8,202,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 228,990 | $8,186,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 286,058 | $8,184,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 161,127 | $8,174,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 29,106 | $8,139,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 139,381 | $8,109,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753UAB2 | NOTE 3.500% 9/1 | 7,558,000 | $8,078,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 18,805 | $8,068,000 | thousands by filing date | put |
| KBHOME | 48666K109 | COM | 209,763 | $8,052,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 436,160 | $8,052,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 368,924 | $8,047,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 410,084 | $8,032,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 84,090 | $8,015,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 887,992 | $8,001,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 243,396 | $7,968,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 66,254 | $7,961,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 130,477 | $7,946,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 119,596 | $7,927,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 152,114 | $7,921,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 40,943 | $7,853,000 | thousands by filing date | |
| JOYY INC | 98426TAD8 | NOTE 0.750% 6/1 | 7,283,000 | $7,843,000 | thousands by filing date | put |
| TETRA TECH INC NEW | 88162G103 | COM | 81,224 | $7,758,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 7,389,000 | $7,753,000 | thousands by filing date | principal |
| AXONENTERPRISEINC | 05464C101 | STOK | 85,375 | $7,744,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 408,434 | $7,679,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 1,057,610 | $7,678,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 299,650 | $7,669,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 732,011 | $7,657,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 87,793 | $7,635,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 732,314 | $7,609,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 90,580 | $7,606,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 7,330,000 | $7,600,000 | thousands by filing date | principal |
| ATHENE HOLDING LTD | G0684D107 | CL A | 222,621 | $7,588,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 362,382 | $7,585,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 95,954 | $7,548,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 143,825 | $7,548,000 | thousands by filing date | |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 122,811 | $7,528,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 133,981 | $7,528,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 174,774 | $7,527,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 191,116 | $7,520,000 | thousands by filing date | |
| INTERPRIVATE ACQUISITION COR COM | 46064A103 | Stock | 749,900 | $7,499,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 53,596 | $7,466,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 153,334 | $7,457,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 16,006,000 | $7,452,000 | thousands by filing date | principal |
| ETSY INC | 29786A106 | COM | 61,253 | $7,450,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 222,872 | $7,420,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 140,031 | $7,402,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 124,800 | $7,394,000 | thousands by filing date | |
| VTI | 922908769 | COM | 43,120 | $7,344,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 88,768 | $7,304,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 197,883 | $7,300,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 770,601 | $7,288,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 67,280 | $7,273,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 259,946 | $7,270,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744104 | SHS | 697,603 | $7,262,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 1,111,612 | $7,225,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 719,572 | $7,225,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AF0 | NOTE 0.250% 8/1 | 7,241,000 | $7,210,000 | thousands by filing date | call |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 28,693 | $7,203,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 1,243,175 | $7,161,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 482,780 | $7,150,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 78,559 | $7,106,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 67,832 | $7,099,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 122,276 | $7,092,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 165,435 | $7,086,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 6,284,000 | $7,076,000 | thousands by filing date | principal |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 140,592 | $7,054,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 170,557 | $7,049,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 357,646 | $7,031,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 488,899 | $7,023,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 450,466 | $7,004,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 810,459 | $6,961,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 85,380 | $6,955,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 399,800 | $6,953,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 874,900 | $6,946,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 72,326 | $6,918,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 415,220 | $6,914,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 226,634 | $6,910,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 205,791 | $6,905,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 196,243 | $6,896,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 667,624 | $6,896,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 494,752 | $6,883,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 471,952 | $6,863,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 583,605 | $6,857,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 339,253 | $6,808,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 418,147 | $6,800,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 265,850 | $6,793,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 53,377 | $6,752,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 86,721 | $6,718,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 66,573 | $6,667,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 21,673 | $6,651,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 83,764 | $6,643,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 519,163 | $6,630,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 40,319 | $6,630,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 117,500 | $6,616,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 160,560 | $6,597,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 469,422 | $6,580,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 6,041,000 | $6,555,000 | thousands by filing date | principal |
| SPS COMM INC COM | 78463M107 | Stock | 83,859 | $6,530,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 92,632 | $6,529,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 189,051 | $6,525,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 57,342 | $6,513,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 193,816 | $6,507,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 623,693 | $6,496,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 4,840,127 | $6,486,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 122,410 | $6,483,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 576,389 | $6,474,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 905,687 | $6,448,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,779,391 | $6,405,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 325,071 | $6,403,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 35,954 | $6,368,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 95,080 | $6,368,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 148,458 | $6,344,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 277,296 | $6,339,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 195,807 | $6,325,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 512,827 | $6,319,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 120,551 | $6,290,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 165,696 | $6,287,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 442,280 | $6,280,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,577,647 | $6,278,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 636,471 | $6,264,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 228,250 | $6,262,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 22,490 | $6,250,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 129,672 | $6,244,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 120,584 | $6,210,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 192,258 | $6,209,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 145,146 | $6,203,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 403,921 | $6,200,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 142,684 | $6,186,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 73,048 | $6,184,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 166,601 | $6,163,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION CO | G04561117 | UNIT 09/21/2025 | 611,903 | $6,143,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 565,891 | $6,140,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 48,450 | $6,133,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 93,692 | $6,125,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 107,871 | $6,101,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 221,224 | $6,094,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 110,905 | $6,078,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 409,150 | $6,076,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 103,256 | $6,073,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 605,786 | $6,057,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 39,668 | $6,031,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 268,472 | $6,019,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 73,588 | $5,998,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 198,834 | $5,997,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 121,820 | $5,924,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 498,227 | $5,924,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 442,065 | $5,911,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 105,608 | $5,898,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 69,157 | $5,881,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 107,185 | $5,877,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 158,088 | $5,874,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 394,273 | $5,847,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 5,638,000 | $5,840,000 | thousands by filing date | call |
| II VI INC | 902104108 | COM | 143,974 | $5,839,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 76,782 | $5,828,000 | thousands by filing date | |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 6,143,000 | $5,828,000 | thousands by filing date | put |
| LHC GROUP | 50187A107 | COM | 27,311 | $5,805,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 75,062 | $5,804,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 145,019 | $5,797,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 41,985 | $5,780,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 57,452 | $5,770,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 82,901 | $5,766,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 159,281 | $5,759,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 85,782 | $5,758,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 321,300 | $5,754,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 6,169,000 | $5,718,000 | thousands by filing date | principal |
| COMMUNITY USD0.01 | 20369C106 | COM | 122,179 | $5,714,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 102,447 | $5,713,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 132,284 | $5,706,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 301,780 | $5,706,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 164,246 | $5,701,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 86,256 | $5,664,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 67,923 | $5,637,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 102,720 | $5,625,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 3,646,000 | $5,617,000 | thousands by filing date | principal |
| VALMONT INDS INC COM | 920253101 | Stock | 45,114 | $5,603,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642207 | UNIT 08/10/2027 | 541,000 | $5,572,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 192,449 | $5,569,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 160,228 | $5,568,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 169,613 | $5,553,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 108,729 | $5,548,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 155,109 | $5,534,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 125,662 | $5,525,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 133,491 | $5,496,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 5,429,000 | $5,437,000 | thousands by filing date | principal |
| CDK GLOBAL INC | 12508E101 | COM | 124,457 | $5,425,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 2,394,242 | $5,411,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 114,928 | $5,392,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 35,818 | $5,390,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 4,835,000 | $5,385,000 | thousands by filing date | principal |
| TOLL BROTHERS INC COM | 889478103 | Stock | 110,178 | $5,362,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 391,448 | $5,359,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 166,496 | $5,356,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 96,616 | $5,353,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 752,302 | $5,326,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 887,844 | $5,309,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 176,222 | $5,308,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 114,824 | $5,288,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 360,496 | $5,270,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 144,934 | $5,257,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 208,893 | $5,235,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941BAB2 | NOTE 0.375% 3/0 | 5,915,000 | $5,194,000 | thousands by filing date | principal |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 173,259 | $5,189,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 86,995 | $5,160,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 3,500,000 | $5,132,000 | thousands by filing date | principal |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 73,889 | $5,130,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 117,957 | $5,126,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 193,794 | $5,102,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 500,000 | $5,100,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 349,722 | $5,089,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 6,671,000 | $5,078,000 | thousands by filing date | principal |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,299,377 | $5,054,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 92,349 | $5,042,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 255,890 | $5,034,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 268,336 | $4,973,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 59,159 | $4,971,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 154,496 | $4,964,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 76,834 | $4,962,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 72,917 | $4,956,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 121,527 | $4,955,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 151,470 | $4,954,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885202 | UNIT 08/24/2027 | 474,354 | $4,952,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 67,863 | $4,946,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 4,892,000 | $4,945,000 | thousands by filing date | principal |
| FORMFACTOR INC COM | 346375108 | Stock | 197,655 | $4,927,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 361,478 | $4,919,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 71,092 | $4,913,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 273,787 | $4,909,000 | thousands by filing date | |
| REALPAGE INC | 75606NAC3 | NOTE 1.500% 5/1 | 4,755,000 | $4,891,000 | thousands by filing date | principal |
| REPLAY ACQUISITION CORP | G75130107 | COM | 480,000 | $4,886,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 35,036 | $4,868,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 253,107 | $4,867,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 382,461 | $4,865,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 550,907 | $4,848,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 83,222 | $4,840,000 | thousands by filing date | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 3,899,000 | $4,833,000 | thousands by filing date | principal |
| CYTOKINETICS INC | 23282W605 | COM NEW | 223,024 | $4,828,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 151,116 | $4,827,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 96,547 | $4,820,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 421,192 | $4,776,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 119,854 | $4,763,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 91,644 | $4,744,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 332,427 | $4,730,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 25,994 | $4,726,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 131,850 | $4,713,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 192,151 | $4,698,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 354,417 | $4,682,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 82,958 | $4,651,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 77,155 | $4,650,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 98,398 | $4,635,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 569,189 | $4,633,000 | thousands by filing date | |
| INOTEK PHARMACEUTICALS CORP | 45780VAB8 | NOTE 5.750% 8/0 | 4,000,000 | $4,633,000 | thousands by filing date | principal |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 359,652 | $4,618,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 31,261 | $4,613,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 369,949 | $4,609,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 60,689 | $4,598,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 450,000 | $4,586,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 571,663 | $4,574,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 394,536 | $4,569,000 | thousands by filing date | |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 5,839,000 | $4,569,000 | thousands by filing date | principal |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 190,578 | $4,565,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 181,676 | $4,562,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 65,843 | $4,535,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 65,686 | $4,533,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 111,204 | $4,526,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 886,296 | $4,503,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 53,585 | $4,482,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 450,000 | $4,469,000 | thousands by filing date | |
| CUREVAC N V | N2451R105 | COM | 95,330 | $4,438,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 33,000 | $4,427,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 123,974 | $4,427,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 87,248 | $4,425,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 24,931 | $4,422,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 4,912,000 | $4,421,000 | thousands by filing date | principal |
| GREEN PLAINS INC | 393222104 | COM | 283,640 | $4,391,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 4,370,000 | $4,368,000 | thousands by filing date | principal |
| NOVAVAX INC | 670002401 | COM NEW | 40,200 | $4,356,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 250,800 | $4,351,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 541,822 | $4,335,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 433,444 | $4,334,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 35,330 | $4,324,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 457,227 | $4,312,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 206,515 | $4,304,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 429,419 | $4,294,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 204,006 | $4,286,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 409,880 | $4,283,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 103,746 | $4,283,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 170,897 | $4,282,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 172,747 | $4,263,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 201,139 | $4,259,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 638,285 | $4,251,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K102 | UNIT 99/99/9999 | 422,011 | $4,250,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 654,647 | $4,249,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 651,965 | $4,244,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 31,325 | $4,242,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 103,093 | $4,222,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 1,326,574 | $4,218,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 190,136 | $4,205,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 35,859 | $4,166,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049121 | UNIT 99/99/9999 | 400,000 | $4,162,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 188,270 | $4,151,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 98,973 | $4,141,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 52,977 | $4,131,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 873,697 | $4,107,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 42,250 | $4,106,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 32,656 | $4,099,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 25,013 | $4,097,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 57,866 | $4,087,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 1,200,681 | $4,071,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AF0 | NOTE 0.250% 8/1 | 4,072,000 | $4,054,000 | thousands by filing date | principal |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 400,000 | $4,052,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 338,758 | $4,041,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195101 | COM CL A | 410,000 | $4,026,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 64,066 | $4,015,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 43,677 | $3,997,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 184,416 | $3,996,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 62,692 | $3,995,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 421,867 | $3,983,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 331,006 | $3,959,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 62,720 | $3,957,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 4,123,000 | $3,946,000 | thousands by filing date | principal |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 1,232,084 | $3,943,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 118,603 | $3,941,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 1,486,690 | $3,925,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 114,104 | $3,924,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 250,454 | $3,913,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 165,697 | $3,912,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 157,146 | $3,911,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 178,313 | $3,910,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 42,304 | $3,909,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 30,088 | $3,902,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 10,943 | $3,896,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 85,776 | $3,877,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 261,742 | $3,870,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 121,585 | $3,868,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 111,342 | $3,854,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 91,090 | $3,850,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 27,024 | $3,832,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 141,138 | $3,829,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 17,391 | $3,826,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 55,953 | $3,826,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 65,000 | $3,825,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 65,082 | $3,819,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 32,690 | $3,815,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 37,627 | $3,800,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 64,119 | $3,791,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 98,067 | $3,785,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 16,008 | $3,785,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 169,101 | $3,782,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 59,067 | $3,778,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 179,265 | $3,757,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 372,257 | $3,757,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 73,048 | $3,753,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 825,230 | $3,747,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 2,048,000 | $3,731,000 | thousands by filing date | principal |
| SELECTIVE INS GROUP INC | 816300107 | COM | 72,017 | $3,708,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 119,991 | $3,695,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 88,859 | $3,693,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 158,467 | $3,682,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 415,399 | $3,661,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 63,979 | $3,657,000 | thousands by filing date | |
| FLYING EAGLE ACQUISITION COR | 34407Y103 | COM | 300,000 | $3,648,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 327,178 | $3,645,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 57,163 | $3,634,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 178,721 | $3,631,000 | thousands by filing date | |
| PINDUODUO INC | 722304AB8 | NOTE 10/0 | 2,000,000 | $3,621,000 | thousands by filing date | principal |
| ISHARES TR | 464287861 | EUROPE ETF | 86,449 | $3,618,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 21,693 | $3,612,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 40,919 | $3,610,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 142,726 | $3,593,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 15,399 | $3,587,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 97,412 | $3,569,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 408,687 | $3,564,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 11,512 | $3,558,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 200,013 | $3,556,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 125,826 | $3,550,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 79,318 | $3,546,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 286,175 | $3,543,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 1,700,000 | $3,525,000 | thousands by filing date | principal |
| SPIRE INC | 84857L101 | COM | 66,073 | $3,514,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 63,020 | $3,513,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 74,354 | $3,510,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 58,798 | $3,506,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 129,164 | $3,490,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 31,186 | $3,486,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 1,459,000 | $3,486,000 | thousands by filing date | principal |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 15,324 | $3,470,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 181,307 | $3,465,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 70,668 | $3,463,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 480,736 | $3,461,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 103,239 | $3,445,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 294,883 | $3,441,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 153,518 | $3,439,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 148,425 | $3,414,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 66,798 | $3,409,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 26,426 | $3,390,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 131,168 | $3,389,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 241,577 | $3,387,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 282,408 | $3,379,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 66,261 | $3,366,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION C | 34962V106 | COM CL A | 246,826 | $3,352,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 37,391 | $3,350,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 91,881 | $3,348,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 79,720 | $3,335,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185203 | UNIT 99/99/9999 | 325,000 | $3,332,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 3,325,000 | $3,329,000 | thousands by filing date | principal |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 46,707 | $3,328,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 3,083,000 | $3,327,000 | thousands by filing date | principal |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 68,757 | $3,323,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 99,664 | $3,315,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 18,983 | $3,314,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 36,229 | $3,307,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 217,678 | $3,300,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 11,823 | $3,281,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 31,026 | $3,274,000 | thousands by filing date | |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 3,000,000 | $3,269,000 | thousands by filing date | principal |
| CARLISLE COS INC COM | 142339100 | Stock | 26,639 | $3,259,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 709,255 | $3,256,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 26,620 | $3,247,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 199,814 | $3,241,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923AH1 | NOTE 5.250% 7/0 | 2,950,000 | $3,241,000 | thousands by filing date | principal |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 87,481 | $3,234,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 2,870,000 | $3,234,000 | thousands by filing date | principal |
| OAKTREE ACQUISITION CORP | G67145105 | SHS CL A | 275,200 | $3,234,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 87,998 | $3,221,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 30,548 | $3,218,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 112,722 | $3,196,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 271,292 | $3,193,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 56,267 | $3,187,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 16,716 | $3,180,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 514,700 | $3,178,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 67,000 | $3,176,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 3,820,000 | $3,175,000 | thousands by filing date | principal |
| IMAX CORP | 45245E109 | COM | 265,223 | $3,172,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 13,888 | $3,165,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 367,274 | $3,139,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 1,812,000 | $3,139,000 | thousands by filing date | principal |
| KRATON CORPORATION | 50077C106 | COM | 176,154 | $3,138,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 76,700 | $3,123,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 83,608 | $3,116,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 220,976 | $3,114,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 51,435 | $3,106,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 251,013 | $3,086,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 341,879 | $3,078,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 50,147 | $3,075,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 81,529 | $3,069,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 444,519 | $3,068,000 | thousands by filing date | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 108,936 | $3,067,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 2,500,000 | $3,062,000 | thousands by filing date | principal |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 3,000,000 | $3,061,000 | thousands by filing date | principal |
| FOLEY TRASIMENE ACQUISITION | 344328208 | UNIT 99/99/9999 | 300,000 | $3,060,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 103,394 | $3,050,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 61,625 | $3,046,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 17,025 | $3,045,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 124,864 | $3,038,000 | thousands by filing date | |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 3,044,000 | $3,031,000 | thousands by filing date | principal |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 63,503 | $3,027,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-20-000201 | this filing | 2020-11-12 | acceptance time not in the bulk data set |