13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-13, with 4,273 holding rows worth $131,573,955,000.
- Accession
- 0000948046-20-000147
- Filer
- CIK 948046
- Filed
- 2020-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A combination report, 17,850 entries on the cover page, a total value of $131,573,955,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $131,573,955,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDWS Investments UK Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
- included managerQuaystreet Asset Management Ltd028-19625
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Carter Bank and Trust | 146102108 | Ordinary Shares | 11,016 | $89,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 5,908 | $89,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 4,430 | $88,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 4,454 | $88,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 9,533 | $88,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 12,278 | $88,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 7,354 | $88,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 9,120 | $88,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 48,587 | $88,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 175,000 | $88,000 | thousands by filing date | call |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 10,376 | $87,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 1,814 | $87,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 13,303 | $87,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 4,568 | $87,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 6,124 | $87,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 14,794 | $87,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 6,855 | $87,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 22,382 | $87,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 156,300 | $87,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 5,148 | $86,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 7,404 | $86,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 3,540 | $86,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 5,577 | $86,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 8,589 | $86,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 5,197 | $86,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 6,338 | $86,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 9,490 | $86,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 49,339 | $86,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 1,026 | $85,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 5,208 | $85,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 5,864 | $85,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 3,527 | $85,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 4,677 | $85,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 15,468 | $85,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 25,561 | $85,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 20,405 | $85,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948P103 | COM | 2,147 | $85,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 250,000 | $85,000 | thousands by filing date | call |
| FLEX LNG LTD | G35947202 | SHS | 18,162 | $84,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 60,529 | $84,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 9,695 | $84,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 6,057 | $84,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 3,239 | $84,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 5,451 | $84,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 13,134 | $83,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 5,199 | $83,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 3,150 | $83,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 10,095 | $83,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 26,138 | $83,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 500 | $82,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 2,374 | $82,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 10,126 | $82,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 2,940 | $82,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 6,747 | $82,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 53,690 | $81,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 49,327 | $81,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 5,224 | $81,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 6,320 | $81,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 70,664 | $81,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 9,626 | $81,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 29,955 | $81,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 4,846 | $80,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 98,700 | $80,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 12,069 | $80,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 9,805 | $80,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 6,410 | $80,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 5,272 | $80,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 5,536 | $79,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 10,659 | $79,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 3,523 | $79,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 4,548 | $79,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 6,479 | $79,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,396 | $78,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 4,374 | $78,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 363 | $78,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 924 | $78,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 11,275 | $78,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 19,913 | $78,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 12,766 | $78,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 8,890 | $78,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 4,771 | $78,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 88,637 | $77,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 1,546 | $77,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 2,481 | $77,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 5,535 | $77,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 6,078 | $77,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 36,202 | $77,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 13,000 | $77,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 60,900 | $77,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 45,125 | $77,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 6,008 | $77,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 2,994 | $76,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 4,639 | $76,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 12,795 | $76,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 11,836 | $76,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 54,711 | $76,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 21,317 | $76,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 13,024 | $76,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 10,607 | $76,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 6,168 | $76,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 11,571 | $75,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 4,567 | $75,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 7,246 | $75,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P114 | *W EXP 99/99/999 | 74,999 | $75,000 | thousands by filing date | call |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 12,328 | $75,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 32,352 | $75,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 525 | $74,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 397 | $74,000 | thousands by filing date | call |
| CANADIAN SOLAR INC | 136635109 | COM | 3,823 | $74,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,322 | $74,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 603 | $74,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 7,564 | $74,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 29,007 | $74,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 30,121 | $74,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 22,301 | $74,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 2,631 | $73,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 9,695 | $73,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 5,122 | $73,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 1,875 | $73,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 8,201 | $73,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 3,726 | $73,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 4,351 | $72,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 2,660 | $72,000 | thousands by filing date | put |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 2,032 | $72,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 2,479 | $72,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 6,233 | $72,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 3,149 | $72,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 7,186 | $72,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 26,815 | $71,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 2,179 | $71,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 3,999 | $71,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 7,600 | $71,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 2,337 | $71,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 6,155 | $71,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 7,299 | $71,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 75,300 | $71,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 1,811 | $70,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 1,404 | $70,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 5,443 | $70,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 6,707 | $70,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 7,030 | $70,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 2,529 | $70,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 11,121 | $70,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 4,876 | $69,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 22,274 | $69,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 37,200 | $69,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 18,313 | $69,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 15,586 | $68,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 5,082 | $68,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 4,684 | $68,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 8,954 | $68,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 7,096 | $68,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 35,116 | $68,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 24,022 | $68,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 3,265 | $67,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 5,245 | $67,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 23,881 | $67,000 | thousands by filing date | |
| SYNTAX ETF TR | 87166N106 | STRATIFD LRG CAP | 1,468 | $67,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 468 | $66,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 4,079 | $66,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 2,678 | $66,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 3,973 | $66,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 4,864 | $66,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 7,392 | $66,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 5,943 | $66,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 6,230 | $66,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 4,742 | $66,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 7,369 | $66,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 971 | $66,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 8,200 | $66,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 24,072 | $66,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 42,985 | $66,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 1,591 | $65,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 2,435 | $65,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 9,510 | $65,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 2,789 | $65,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 18,379 | $65,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 12,492 | $65,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 5,871 | $65,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 5,942 | $65,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 23,000 | $65,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 12,016 | $65,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 26,037 | $65,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 7,121 | $64,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 5,659 | $64,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 4,130 | $64,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 3,247 | $64,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 8,223 | $64,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 8,775 | $64,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 6,060 | $64,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 2,334 | $64,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 10,795 | $64,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 1,665 | $63,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 1,262 | $63,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 4,272 | $63,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 8,997 | $63,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 39,994 | $63,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 13,829 | $63,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 4,271 | $62,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 3,532 | $62,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 59,888 | $62,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 6,720 | $62,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 5,628 | $62,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 9,412 | $62,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 3,427 | $62,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 7,809 | $62,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 2,901 | $62,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 5,748 | $62,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 16,476 | $62,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 4,112 | $62,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 7,840 | $61,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 10,507 | $61,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 8,187 | $61,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 1,077 | $61,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 8,135 | $61,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 61,200 | $61,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 10,198 | $61,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 1,275 | $60,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 2,774 | $60,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 5,843 | $60,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 11,503 | $60,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 4,505 | $60,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 4,540 | $60,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 3,364 | $60,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 6,272 | $60,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 10,746 | $60,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 25,815 | $60,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 17,935 | $59,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 4,618 | $59,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 3,195 | $59,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 4,645 | $59,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 7,301 | $59,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 4,267 | $59,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 7,290 | $59,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 3,532 | $58,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 12,588 | $58,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 5,424 | $58,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 2,402 | $58,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 2,520 | $58,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 10,213 | $58,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 18,060 | $58,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 16,218 | $58,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 10,655 | $58,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 2,396 | $58,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 928 | $57,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 10,825 | $57,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 4,439 | $57,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 5,015 | $57,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 1,144 | $57,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 3,621 | $57,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 5,435 | $57,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 30,388 | $57,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 40,122 | $57,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 2,752 | $57,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 15,376 | $57,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 14,456 | $57,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 17,773 | $57,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 235 | $56,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 1,251 | $56,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 4,718 | $56,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 18,408 | $56,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 13,740 | $56,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 9,944 | $56,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 7,322 | $56,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 2,191 | $55,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 22,369 | $55,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 4,147 | $55,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 3,858 | $55,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 3,975 | $55,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 3,604 | $55,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 2,800 | $55,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 7,943 | $55,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 9,131 | $55,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 10,022 | $55,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 24,960 | $55,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 6,455 | $55,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896112 | *W EXP 07/18/202 | 25,000 | $55,000 | thousands by filing date | call |
| Berkshire Hathaway Inc | 084670702 | COM | 300 | $54,000 | thousands by filing date | put |
| STRATUS PPTYS INC | 863167201 | COM NEW | 2,708 | $54,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 3,269 | $54,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 17,367 | $54,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 2,160 | $54,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 8,110 | $54,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 3,148 | $53,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 7,989 | $53,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,598 | $53,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 4,207 | $53,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 9,128 | $53,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 8,286 | $53,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 2,621 | $53,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 66,000 | $53,000 | thousands by filing date | principal |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 19,915 | $53,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 8,305 | $53,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 14,612 | $53,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 597 | $52,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 466 | $52,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 10,001 | $52,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 2,656 | $52,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 3,640 | $52,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 12,468 | $52,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 4,214 | $52,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 42,700 | $52,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 20,285 | $52,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 13,468 | $52,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 3,484 | $52,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 7,461 | $52,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 6,008 | $52,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 4,164 | $52,000 | thousands by filing date | |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 50,000 | $52,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 538 | $51,000 | thousands by filing date | put |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 1,040 | $51,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 5,937 | $51,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 2,906 | $51,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 8,168 | $51,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 2,367 | $51,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 3,118 | $51,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 20,925 | $51,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 8,318 | $51,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 1,150 | $50,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 10,369 | $50,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 1,581 | $50,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 2,273 | $50,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 3,296 | $50,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 9,295 | $50,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 16,798 | $50,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 4,289 | $50,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 2,164 | $50,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 2,153 | $50,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 3,062 | $49,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 3,052 | $49,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 4,568 | $49,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 485 | $49,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 7,566 | $49,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 4,572 | $49,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 7,876 | $49,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 5,340 | $49,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 3,523 | $49,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 3,380 | $49,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 5,539 | $49,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 958 | $48,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 1,866 | $48,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 22,665 | $48,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 1,168 | $48,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 4,243 | $48,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 2,305 | $48,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 3,262 | $47,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 2,393 | $47,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 2,140 | $47,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 1,795 | $47,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 11,305 | $47,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 3,888 | $47,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 20,448 | $46,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 4,451 | $46,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 34,090 | $46,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 37,384 | $46,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 8,421 | $46,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 1,977 | $45,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 5,403 | $45,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 1,746 | $45,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 29,112 | $45,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 61,428 | $45,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 20,347 | $45,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 7,871 | $45,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 1,950 | $44,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 2,171 | $44,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 2,482 | $44,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 6,020 | $44,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 5,172 | $44,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 13,931 | $44,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 228 | $43,000 | thousands by filing date | put |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 2,257 | $43,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 5,383 | $43,000 | thousands by filing date | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 1,621 | $43,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 5,352 | $43,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 1,729 | $43,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 12,330 | $43,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 3,258 | $43,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 43,806 | $43,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 4,163 | $43,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 6,109 | $43,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 1,880 | $43,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 6,436 | $43,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 12,296 | $43,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 4,120 | $43,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 6,559 | $43,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 12,400 | $43,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 4,852 | $43,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 3,554 | $42,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 29,007 | $42,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 3,128 | $42,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 32,032 | $42,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 10,820 | $42,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 22,207 | $42,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 10,647 | $42,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 3,094 | $41,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 7,208 | $41,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 3,091 | $41,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 2,876 | $41,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 5,794 | $41,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 6,198 | $41,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 13,690 | $41,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 13,132 | $41,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 1,776 | $41,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 9,221 | $40,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 3,409 | $40,000 | thousands by filing date | call |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 205 | $40,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 866 | $40,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 3,145 | $40,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 10,367 | $40,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 20,212 | $40,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 6,185 | $40,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 5,440 | $40,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 6,203 | $40,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 13,375 | $40,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M110 | W EXP 07/25/202 | 50,000 | $40,000 | thousands by filing date | call |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 20,074 | $40,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 800 | $39,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 5,618 | $39,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 2,472 | $39,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 7,695 | $39,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 2,658 | $39,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 2,357 | $39,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 13 | $38,000 | thousands by filing date | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 12,900 | $38,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 3,561 | $38,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 918 | $38,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 7,743 | $38,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 2,345 | $38,000 | thousands by filing date | |
| SYNTAX ETF TR | 87166N205 | STRATIFIE MDCP | 1,432 | $38,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 14,623 | $38,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A130 | COM | 2,491 | $38,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 4,292 | $38,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 4,082 | $37,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 6,786 | $37,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 5,494 | $37,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 859 | $37,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 12,658 | $37,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 5,521 | $37,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 300 | $36,000 | thousands by filing date | call |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 41,300 | $36,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 7,332 | $36,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 13,016 | $36,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 2,019 | $36,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 503 | $36,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 2,703 | $36,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 1,967 | $35,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 3,139 | $35,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 1,266 | $35,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 2,700 | $35,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 4,754 | $35,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 16,510 | $35,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 3,881 | $35,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 3,455 | $35,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 1,189 | $34,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 550 | $34,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 8,695 | $34,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 11,103 | $34,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 12,885 | $34,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 18,986 | $34,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 7,283 | $34,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 15,071 | $34,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 16,446 | $34,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 15,395 | $34,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 1,466 | $33,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 15,971 | $33,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 443 | $33,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 10,668 | $33,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 3,931 | $33,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 3,364 | $33,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 3,067 | $33,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 2,609 | $32,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 1,060 | $32,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 1,332 | $32,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 1,461 | $32,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 3,321 | $32,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 2,522 | $32,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 484 | $32,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 6,262 | $32,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 3,539 | $32,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 4,830 | $32,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 16,136 | $31,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 2,323 | $31,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 528 | $30,000 | thousands by filing date | call |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 1,879 | $30,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 1,910 | $30,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 10,712 | $30,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 1,505 | $30,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 3,852 | $30,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 2,136 | $30,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 8,479 | $30,000 | thousands by filing date | |
| DELMAR BANCORP | 247035207 | COM NEW | 4,545 | $30,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 500 | $29,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 4,280 | $29,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 23,885 | $29,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 15,200 | $29,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 4,184 | $29,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 4,025 | $29,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 8,969 | $29,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 3,093 | $29,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 412 | $28,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-20-000147 | this filing | 2020-08-13 | acceptance time not in the bulk data set |