13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-13, with 4,273 holding rows worth $131,573,955,000.
- Accession
- 0000948046-20-000147
- Filer
- CIK 948046
- Filed
- 2020-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A combination report, 17,850 entries on the cover page, a total value of $131,573,955,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $131,573,955,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDWS Investments UK Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
- included managerQuaystreet Asset Management Ltd028-19625
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| U S PHYSICAL THERAPY | 90337L108 | COM | 7,804 | $632,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 66,512 | $630,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 62,250 | $629,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 112,026 | $628,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 12,009 | $626,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 149,825 | $626,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 40,946 | $623,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 39,272 | $623,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 21,125 | $622,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 16,775 | $621,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 180,539 | $619,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 13,254 | $618,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 9,779 | $615,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 141,125 | $615,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 24,296 | $615,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAA2 | NOTE 2.625% 2/1 | 686,000 | $615,000 | thousands by filing date | principal |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 50,957 | $612,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 14,572 | $611,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 97,250 | $610,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 15,282 | $609,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 17,945 | $608,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 16,053 | $608,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 127,591 | $607,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 18,152 | $607,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 59,255 | $606,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 39,418 | $606,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 3,360 | $605,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,682 | $604,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 124,208 | $604,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 29,285 | $598,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 24,094 | $597,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 17,844 | $596,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 121,474 | $595,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 3,551 | $595,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 9,671 | $595,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 4,425 | $593,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 97,721 | $591,000 | thousands by filing date | |
| PAE INC | 69290Y117 | *W EXP 09/11/202 | 244,689 | $590,000 | thousands by filing date | call |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 63,523 | $588,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 539,000 | $588,000 | thousands by filing date | principal |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 8,708 | $586,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 12,156 | $585,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 49,620 | $585,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 46,804 | $583,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 233,776 | $582,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 15,094 | $581,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G114 | *W EXP 07/02/202 | 200,000 | $578,000 | thousands by filing date | call |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 11,322 | $577,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 19,694 | $573,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 42,423 | $573,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 49,721 | $573,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 35,374 | $570,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 11,662 | $570,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 69,800 | $570,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 10,615 | $569,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 32,793 | $569,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,355 | $568,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 197,293 | $568,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 19,555 | $567,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 82,832 | $566,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 308,872 | $565,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 17,712 | $565,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 36,177 | $561,000 | thousands by filing date | |
| SSR Mining Inc | 784730AB9 | Convertible bond | 409,000 | $561,000 | thousands by filing date | principal |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 23,984 | $559,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 9,435 | $558,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 21,883 | $558,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 46,236 | $557,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C124 | UNIT 99/99/9999 | 54,296 | $557,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 34,628 | $555,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 14,230 | $555,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 133,289 | $555,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 12,135 | $552,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 865 | $551,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 205,132 | $550,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 2,772 | $547,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 37,399 | $545,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 24,211 | $544,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 29,347 | $544,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,777 | $543,000 | thousands by filing date | call |
| AC IMMUNE SA | H00263105 | SHS | 80,735 | $543,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 4,505 | $542,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 5,005 | $542,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 8,293 | $541,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 10,250 | $540,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 52,687 | $540,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 88,578 | $540,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 7,644 | $538,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 6,893 | $538,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 7,187 | $537,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 69,798 | $536,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 16,746 | $536,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 22,401 | $535,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 6,965 | $533,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 28,721 | $533,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 21,556 | $532,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 208,305 | $531,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 97,366 | $531,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 71,511 | $530,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 74,402 | $530,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 136,510 | $529,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 57,067 | $528,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 36,752 | $528,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q204 | Cmn | 50,000 | $526,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 102,477 | $525,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 41,764 | $524,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 18,170 | $524,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 24,231 | $524,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 10,611 | $524,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 100,333 | $524,000 | thousands by filing date | |
| FLYING EAGLE ACQUISITION COR | 34407Y202 | UNIT 99/99/9999 | 45,000 | $524,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 139,354 | $523,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 24,053 | $522,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 17,346 | $520,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 109,166 | $520,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 28,648 | $519,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 108,887 | $518,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 9,020 | $518,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 25,023 | $517,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 39,803 | $515,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 44,432 | $515,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 24,288 | $515,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 25,598 | $513,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 21,879 | $513,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 196,635 | $512,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 29,569 | $512,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 28,546 | $511,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 13,550 | $509,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 48,235 | $509,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 462,499 | $509,000 | thousands by filing date | call |
| BLOOM ENERGY CORP | 093712107 | COM | 46,680 | $508,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 10,900 | $508,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 60,886 | $507,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 29,153 | $507,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 28,835 | $506,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 38,496 | $505,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 27,668 | $504,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 96,048 | $504,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 192,495 | $502,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 51,763 | $501,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 11,852 | $500,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 43,588 | $500,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 12,503 | $499,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 17,899 | $498,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 40,482 | $498,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 25,612 | $497,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 6,718 | $496,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 41,353 | $495,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP WT EXP 03/07/24 | 22564L113 | Warrants | 330,000 | $495,000 | thousands by filing date | call |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 27,852 | $494,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 18,151 | $494,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 500,000 | $494,000 | thousands by filing date | principal |
| Vanguard Growth | 922908736 | COM | 2,442 | $493,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 8,468 | $493,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 49,841 | $493,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 93,350 | $493,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 15,600 | $492,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 52,114 | $490,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 8,090 | $490,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 15,860 | $489,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 6,733 | $488,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 47,782 | $488,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 57,922 | $486,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 6,176 | $485,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 49,494 | $482,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 33,268 | $482,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 175,021 | $482,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 30,753 | $478,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 15,545 | $477,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 64,409 | $477,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 5,171 | $476,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 38,099 | $474,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 48,556 | $473,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 15,324 | $473,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 26,758 | $472,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 13,522 | $469,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 4,559 | $468,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 23,690 | $468,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 15,514 | $466,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 59,073 | $465,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 13,280 | $464,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 13,028 | $462,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 13,931 | $462,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 36,528 | $460,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 43,936 | $460,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 16,568 | $460,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 42,197 | $459,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 12,529 | $458,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 60,238 | $458,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 25,947 | $457,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 20,747 | $457,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 78,779 | $457,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 16,610 | $457,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 15,062 | $455,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 9,534 | $455,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 40,636 | $454,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 43,312 | $454,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 6,996 | $453,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 43,553 | $453,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 6,018 | $452,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 10,718 | $451,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 64,086 | $448,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 21,281 | $447,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 195,567 | $446,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 12,267 | $446,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 451 | $445,000 | thousands by filing date | call |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 31,298 | $445,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,565 | $444,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 80,966 | $444,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 300,000 | $444,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 87,010 | $443,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 1,075,000 | $443,000 | thousands by filing date | principal |
| CUE BIOPHARMA INC | 22978P106 | COM | 18,032 | $442,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 16,327 | $441,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 22,940 | $441,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 23,592 | $440,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 17,844 | $439,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 30,333 | $439,000 | thousands by filing date | |
| VIELA BIO INC. | 926613100 | Common Stock | 10,121 | $439,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 35,233 | $438,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 46,478 | $438,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 43,420 | $438,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 108,334 | $437,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 36,819 | $436,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 22,590 | $435,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 29,125 | $434,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 7,354 | $433,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 10,723 | $433,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 19,355 | $432,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 33,066 | $432,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 18,525 | $432,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 136,678 | $431,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 10,282 | $431,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 10,440 | $431,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 39,354 | $430,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 5,508 | $428,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 14,113 | $426,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 30,882 | $425,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 21,174 | $424,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 11,917 | $421,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 28,378 | $421,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 28,375 | $421,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 28,078 | $420,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 25,649 | $420,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C117 | *W EXP 09/01/202 | 466,666 | $420,000 | thousands by filing date | call |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 2,484,793 | $419,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 85,362 | $419,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 12,026 | $415,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 14,406 | $413,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 8,942 | $413,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 25,575 | $411,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 9,032 | $409,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 33,640 | $409,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 7,923 | $408,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 45,777 | $407,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 40,751 | $406,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 6,209 | $406,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 40,296 | $406,000 | thousands by filing date | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 18,141 | $405,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 157,132 | $405,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 45,646 | $405,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 17,166 | $404,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 13,270 | $404,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 37,988 | $403,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 33,088 | $403,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 79,190 | $402,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 135,293 | $402,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 28,861 | $401,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 18,012 | $401,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 17,162 | $401,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 9,802 | $400,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 9,701 | $398,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 55,754 | $397,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 39,888 | $397,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 5,700 | $396,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 60,920 | $396,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 5,972 | $395,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 8,217 | $394,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R120 | *W EXP 10/30/202 | 374,999 | $394,000 | thousands by filing date | call |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 34,471 | $393,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 26,415 | $392,000 | thousands by filing date | |
| PRECIGEN INC | 46122TAA0 | NOTE 3.500% 7/0 | 1,000,000 | $390,000 | thousands by filing date | principal |
| BUCKLE INC COM | 118440106 | Stock | 24,827 | $389,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 38,734 | $388,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 5,456 | $386,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 9,558 | $384,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 51,164 | $384,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 15,246 | $383,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 30,469 | $382,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 6,379 | $382,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 8,071 | $379,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 20,145 | $378,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 13,660 | $377,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 9,302 | $377,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,738 | $375,000 | thousands by filing date | put |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 11,983 | $373,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 5,878 | $372,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 14,165 | $372,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 11,443 | $371,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 6,414 | $370,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 6,013 | $370,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 21,812 | $368,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 69,767 | $368,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 7,911 | $366,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 152,066 | $365,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 18,111 | $364,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 21,299 | $364,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 112,556 | $362,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 14,408 | $361,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 14,080 | $360,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 51,301 | $360,000 | thousands by filing date | |
| GOSSAMER BIO INC | 38341PAA0 | NOTE 5.000% 6/0 | 360,000 | $360,000 | thousands by filing date | principal |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 200,000 | $360,000 | thousands by filing date | call |
| KOSMOS ENERGY LTD | 500688106 | COM | 216,352 | $359,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 36,502 | $357,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 39,120 | $357,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 55,654 | $356,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 22,113 | $356,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 79,978 | $355,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 11,337 | $353,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 101,069 | $351,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 14,248 | $351,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 30,748 | $351,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q114 | *W EXP 11/20/202 | 150,000 | $351,000 | thousands by filing date | call |
| RANPAK HLDGS CORP | 75321W111 | *W EXP 06/03/202 | 242,699 | $349,000 | thousands by filing date | call |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 12,566 | $348,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 334,000 | $348,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 9,622 | $347,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 18,197 | $346,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 25,842 | $345,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 15,659 | $345,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A119 | *W EXP 12/01/202 | 150,000 | $345,000 | thousands by filing date | call |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 10,511 | $344,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 12,357 | $343,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 17,000 | $343,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 10,690 | $342,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 24,266 | $342,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 25,542 | $341,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 349,000 | $340,000 | thousands by filing date | principal |
| POWELL INDS INC | 739128106 | COM | 12,329 | $338,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 7,828 | $337,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 13,963 | $337,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 8,117 | $336,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 89,421 | $335,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 12,758 | $334,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 1,675 | $334,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 14,790 | $334,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 70,457 | $334,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 18,764 | $333,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 39,968 | $333,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 11,943 | $333,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 79,557 | $332,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 14,261 | $332,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 819 | $331,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 10,114 | $331,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 1,506 | $330,000 | thousands by filing date | put |
| MORPHOSYS AG | 617760202 | ADR | 10,376 | $329,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 30,544 | $328,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 26,663 | $328,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AN1 | NOTE 3.250% 5/1 | 438,000 | $328,000 | thousands by filing date | principal |
| ORISUN ACQUISITION CORP | 68632T109 | COM | 32,342 | $328,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 30,606 | $327,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 15,321 | $327,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 28,337 | $327,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 5,659 | $326,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 5,944 | $326,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285110 | *W EXP 02/26/202 | 250,000 | $326,000 | thousands by filing date | call |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 23,255 | $325,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 11,748 | $325,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 17,967 | $325,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 32,930 | $323,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 6,122 | $322,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 21,469 | $321,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 7,273 | $320,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 7,136 | $320,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 26,888 | $319,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 6,239 | $317,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 12,162 | $317,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 11,543 | $316,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 27,306 | $316,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 49,368 | $315,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 57,268 | $315,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 30,872 | $314,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 32,188 | $313,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,538 | $312,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 16,003 | $311,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 8,512 | $309,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 9,883 | $309,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 29,070 | $309,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 45,408 | $306,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 83,400 | $306,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 30,340 | $305,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 28,029 | $305,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 43,105 | $304,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 9,500 | $304,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 4,177 | $304,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 23,624 | $303,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 41,904 | $303,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 37,088 | $303,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641114 | *W EXP 02/21/202 | 309,965 | $303,000 | thousands by filing date | call |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 40,595 | $302,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C112 | *W EXP 03/01/202 | 100,000 | $300,000 | thousands by filing date | call |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 10,893 | $299,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 12,273 | $298,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 106,038 | $298,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 49,144 | $298,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 9,200 | $297,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 6,057 | $297,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 68,209 | $297,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 107,574 | $297,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 6,245 | $297,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 15,842 | $296,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 21,869 | $296,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 8,870 | $296,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 27,444 | $296,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 28,658 | $295,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 5,145 | $295,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 13,135 | $295,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 20,937 | $294,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 12,645 | $294,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 15,190 | $293,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 7,369 | $292,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 35,645 | $292,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 27,325 | $292,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q118 | *W EXP 03/31/202 | 199,256 | $292,000 | thousands by filing date | call |
| 1ST SOURCE CORP COM | 336901103 | Stock | 8,182 | $291,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 13,354 | $291,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 17,269 | $291,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 34,123 | $291,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 4,737 | $290,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 13,636 | $289,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 6,771 | $288,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 76,493 | $286,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 18,850 | $286,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 5,790 | $285,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 14,565 | $285,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 11,224 | $285,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 158,473 | $284,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 5,242 | $283,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 37,742 | $283,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 16,792 | $283,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 5,400 | $282,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 13,743 | $282,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 7,767 | $281,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 36,281 | $281,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C203 | UNIT 03/01/2027 | 24,839 | $281,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 6,639 | $281,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 12,390 | $280,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 25,828 | $280,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 120,570 | $280,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 33,374 | $280,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 128,055 | $279,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 12,436 | $279,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 22,895 | $279,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 20,321 | $279,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 3,190 | $278,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 384,500 | $278,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 29,466 | $277,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 13,238 | $277,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 7,671 | $277,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 5,196 | $276,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 8,044 | $276,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 17,184 | $275,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 750 | $274,000 | thousands by filing date | put |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 20,224 | $274,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1,875 | $274,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 22,194 | $274,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 17,554 | $274,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 49,236 | $274,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 49,406 | $273,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 4,756 | $273,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 6,343 | $272,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 7,992 | $272,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 999 | $271,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 2,300 | $271,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 66,540 | $271,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 4,329 | $271,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 36,305 | $271,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 65,886 | $270,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 12,039 | $270,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 290,000 | $270,000 | thousands by filing date | call |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 58,551 | $269,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 10,211 | $269,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 10,275 | $269,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 6,559 | $268,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 7,405 | $268,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 9,496 | $268,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 56,268 | $268,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 9,032 | $268,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 41,385 | $268,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 6,116 | $267,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 12,712 | $266,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 15,440 | $266,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 154,820 | $266,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 3,015 | $265,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 60,689 | $264,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 12,385 | $264,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 9,633 | $264,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 85,164 | $264,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145113 | *W EXP 99/99/999 | 200,000 | $264,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-20-000147 | this filing | 2020-08-13 | acceptance time not in the bulk data set |