13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-13, with 4,273 holding rows worth $131,573,955,000.
- Accession
- 0000948046-20-000147
- Filer
- CIK 948046
- Filed
- 2020-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A combination report, 17,850 entries on the cover page, a total value of $131,573,955,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $131,573,955,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDWS Investments UK Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
- included managerQuaystreet Asset Management Ltd028-19625
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PAMT CORP | 693149106 | COMMON STOCK | 880 | $28,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 5,102 | $28,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 213,000 | $28,000 | thousands by filing date | principal |
| EXAGEN INC | 30068X103 | COM | 2,198 | $27,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 928 | $27,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 22,568 | $27,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 1,625 | $27,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 1,010 | $27,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 8,545 | $27,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 3,525 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 944 | $26,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 3,347 | $26,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 6,178 | $26,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 7,373 | $26,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 4,877 | $25,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 28,000 | $25,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 6,103 | $25,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 760 | $24,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 2,324 | $24,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 5,679 | $24,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 4,963 | $24,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 208 | $23,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 5,000 | $23,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 10,748 | $23,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 766 | $23,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 2,662 | $23,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 41,015 | $23,000 | thousands by filing date | call |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 6,395 | $23,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 325 | $22,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 177 | $22,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 3,556 | $22,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 114 | $21,000 | thousands by filing date | put |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 482 | $21,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 388 | $21,000 | thousands by filing date | call |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 1,500 | $21,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 350 | $21,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 1,490 | $21,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 992 | $21,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 1,680 | $21,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 2,633 | $21,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 1,891 | $21,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 2,711 | $21,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 13,875 | $21,000 | thousands by filing date | |
| NEWBORN ACQUISITION CORP | G6463T122 | RIGHT 02/03/2025 | 100,000 | $21,000 | thousands by filing date | |
| NEWBORN ACQUISITION CORP | G6463T114 | *W EXP 02/03/202 | 131,141 | $21,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,001 | $20,000 | thousands by filing date | put |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 89 | $20,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 1,634 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y335 | MSCI PAKISTAN | 875 | $20,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 1,584 | $20,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 1,318 | $19,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 2,400 | $19,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,017 | $19,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 2,617 | $19,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 1,582 | $19,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 3,699 | $18,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 401 | $18,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 598 | $18,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 8,054 | $18,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 541 | $18,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 2,474 | $18,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 9,250 | $18,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 9,239 | $18,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 85 | $17,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,630 | $17,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 240 | $17,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 20,300 | $17,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 1,000 | $17,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 44,340 | $17,000 | thousands by filing date | call |
| COHBAR INC COM NEW | 19249J109 | Stock | 11,263 | $17,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 80 | $16,000 | thousands by filing date | call |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 638 | $16,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 674 | $16,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,850 | $16,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 1,970 | $16,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 200 | $15,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 261 | $15,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 1,878 | $15,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 219 | $15,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 10,500 | $15,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 300 | $15,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 10,533 | $15,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 776 | $14,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 105 | $14,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 7,800 | $14,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 525 | $14,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 43 | $14,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 822 | $14,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 1,109 | $14,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 90,000 | $14,000 | thousands by filing date | principal |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 280 | $13,000 | thousands by filing date | put |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 239 | $13,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 376 | $13,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 3,770 | $13,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 2,379 | $13,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 388 | $12,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 451 | $12,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 4,867 | $12,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 17,722 | $12,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 14,353 | $12,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 481 | $12,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 60 | $11,000 | thousands by filing date | call |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 247 | $11,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 1,473 | $11,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 9,466 | $11,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 80 | $10,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 4,230 | $10,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 272 | $10,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,113 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 173 | $10,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 221 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 324 | $10,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 415 | $10,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 99,610 | $10,000 | thousands by filing date | call |
| TORTOISE ACQUISITION CORP | 89154L100 | CL A | 375 | $10,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 4,468 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 230 | $9,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 4,461 | $9,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 3,704 | $9,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 600 | $9,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 407 | $9,000 | thousands by filing date | |
| VERICITY INC | 92347D100 | COM | 856 | $9,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 375 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 50 | $8,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 2,843 | $8,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 300 | $8,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 1,589 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 248 | $8,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 1,000 | $8,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 3,800 | $8,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 6,600 | $8,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 188 | $7,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 105 | $7,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 151 | $7,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 184 | $7,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 50 | $7,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 231 | $7,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1,200 | $7,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 470 | $7,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 200 | $7,000 | thousands by filing date | call |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 491 | $7,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 15,043 | $7,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 1,852 | $7,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 75 | $6,000 | thousands by filing date | call |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 94 | $6,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 290 | $6,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 33,304 | $6,000 | thousands by filing date | principal |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 1,200 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 100 | $6,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 160 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 226 | $6,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 502 | $5,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 1,048 | $5,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 300 | $5,000 | thousands by filing date | call |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 400 | $5,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 4,875 | $5,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 7,400 | $5,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 3,000 | $5,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 150 | $4,000 | thousands by filing date | call |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 60 | $4,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 50 | $4,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 364 | $4,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 3,200 | $4,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 691 | $4,000 | thousands by filing date | |
| DBX ETF TR | 233051218 | XTRACKERS MSCI | 150 | $4,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 2,212 | $4,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 3,021 | $4,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 1,600 | $4,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 2,000 | $4,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 4,508 | $4,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 1,600 | $4,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 66 | $3,000 | thousands by filing date | put |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 590 | $3,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 200 | $3,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 95 | $3,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 9 | $3,000 | thousands by filing date | call |
| SILICOM LTD | M84116108 | ORD | 81 | $3,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 3,700 | $3,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 1,000 | $3,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 3,157 | $3,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 981 | $3,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 348 | $3,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 733 | $3,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 1,300 | $3,000 | thousands by filing date | |
| PERFORMANCE SHIPPING INC | Y67305105 | COM | 5,400 | $3,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 51 | $2,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 10 | $2,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 54 | $2,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 65 | $2,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 296 | $2,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 216 | $2,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 109 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 179 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051226 | CMN | 75 | $2,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 338 | $2,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 800 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 72 | $2,000 | thousands by filing date | call |
| SIERRA WIRELESS INC | 826516106 | COM | 230 | $2,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 2,900 | $2,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 2,300 | $2,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 1,630 | $2,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 56 | $1,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 184 | $1,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 61 | $1,000 | thousands by filing date | call |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 25 | $1,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 85 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 20 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 34 | $1,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 200 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 30 | $1,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 26 | $1,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 43 | $1,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 130 | $1,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 58 | $1,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 34 | $1,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 1,800 | $1,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 224 | $1,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 5,000 | $1,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 200 | $1,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 65 | $1,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 5,017 | $1,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 1,100 | $1,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 200 | $1,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 314 | $1,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 1,900 | $1,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOOP INDS INC | 543518104 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARINGS BDC INC | 06759L103 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERINT SYS INC | 92343X100 | COM | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALHI INC | 918905209 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| High Templar Tech Limit | 747798106 | COM | 250 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Amplify Energy Corp | 03212B103 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Xunlei Ltd-Adr | 98419E108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zedge Inc | 98923T104 | COM | 216 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENSEONICS HLDGS INC | 81727U105 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBLE CORP PLC | G65431101 | SHS USD | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOATABLE INC | 759892300 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENLIGHTIFY INC COM NEW | 16943W204 | Stock | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 133 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FANG HLDGS LTD | 30711Y300 | ADR NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AZUL S A | 05501U106 | OPT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 297 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 292 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERCURITY FINTECH HOLDING IN | 58936H109 | SPONSORED ADS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JUPAI HLDGS LTD | 48205B107 | ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDSON CAPITAL INC | G4645C109 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-20-000147 | this filing | 2020-08-13 | acceptance time not in the bulk data set |