13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-13, with 4,273 holding rows worth $131,573,955,000.
- Accession
- 0000948046-20-000147
- Filer
- CIK 948046
- Filed
- 2020-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A combination report, 17,850 entries on the cover page, a total value of $131,573,955,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $131,573,955,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDWS Investments UK Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
- included managerQuaystreet Asset Management Ltd028-19625
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BRIDGE BANCORP INC | 108035106 | COM | 11,550 | $263,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 11,693 | $263,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 128,830 | $262,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 11,629 | $262,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 24,011 | $260,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 15,896 | $260,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 38,190 | $259,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 37,633 | $259,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC | 02128L114 | *W EXP 02/14/202 | 246,900 | $259,000 | thousands by filing date | call |
| GORMAN RUPP CO COM | 383082104 | Stock | 8,309 | $258,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 8,208 | $258,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 3,713 | $258,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 83,194 | $258,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 190,013 | $257,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 15,072 | $257,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 10,116 | $257,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 22,276 | $257,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 79,236 | $256,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 26,146 | $256,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 13,174 | $255,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 63,612 | $253,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 1,890 | $253,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 11,928 | $253,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 36,004 | $252,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 10,046 | $252,000 | thousands by filing date | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 5,236 | $252,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 13,237 | $252,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 6,795 | $250,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 15,077 | $250,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 72,084 | $248,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 57,701 | $248,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 29,321 | $248,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 14,121 | $247,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 47,844 | $247,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,161 | $245,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 6,763 | $244,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 8,148 | $243,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 16,920 | $242,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 34,297 | $242,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 22,017 | $241,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 13,080 | $241,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 15,305 | $241,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 19,182 | $240,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 52,052 | $240,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 2,702 | $240,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 15,832 | $240,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,568 | $239,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 9,265 | $239,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,397 | $239,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 27,623 | $238,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 18,421 | $238,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865111 | *W EXP 01/22/202 | 132,499 | $238,000 | thousands by filing date | call |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 55,685 | $237,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 104,442 | $236,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 13,340 | $236,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 13,314 | $236,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 7,436 | $235,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 7,475 | $235,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 14,504 | $235,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 138,641 | $234,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 10,062 | $234,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 9,089 | $234,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 60,066 | $234,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 11,854 | $234,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 87,159 | $233,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 10,952 | $233,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 260,000 | $233,000 | thousands by filing date | principal |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 39,346 | $233,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 11,721 | $232,000 | thousands by filing date | call |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 5,440 | $232,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 47,207 | $232,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 30,598 | $232,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 4,771 | $231,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 9,905 | $231,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 6,030 | $230,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 6,037 | $230,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 15,846 | $228,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 10,155 | $227,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 2,492 | $227,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 75,960 | $227,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,771 | $226,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 11,980 | $226,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 20,501 | $226,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 25,854 | $226,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 77,713 | $226,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 5,268 | $225,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 7,648 | $225,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 8,749 | $225,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 80,999 | $225,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 21,031 | $224,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 13,934 | $223,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 14,947 | $223,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 13,165 | $223,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 12,562 | $221,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 13,254 | $220,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 30,794 | $220,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 3,334 | $218,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 8,751 | $218,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 34,805 | $218,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G114 | *W EXP 11/13/202 | 250,000 | $218,000 | thousands by filing date | call |
| PLAYAGS INC | 72814N104 | COM | 63,947 | $217,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 38,911 | $217,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 7,906 | $216,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 18,899 | $214,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 8,089 | $214,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 13,249 | $214,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 35,626 | $214,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 23,710 | $214,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 51,851 | $214,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 11,143 | $213,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 23,698 | $213,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 12,168 | $213,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 19,048 | $213,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,082 | $212,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 11,991 | $212,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 21,309 | $212,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 13,382 | $212,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 187,056 | $211,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 13,175 | $211,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 67,904 | $211,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 11,569 | $210,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282WAA8 | NOTE 4.000%11/1 | 88,000 | $209,000 | thousands by filing date | principal |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 70,000 | $207,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 11,082 | $207,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 21,262 | $207,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 10,379 | $207,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 11,558 | $205,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 15,708 | $205,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 12,903 | $205,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 6,408 | $205,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 21,341 | $205,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 8,182 | $204,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 11,895 | $203,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 7,895 | $203,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 31,241 | $203,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 17,106 | $202,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 8,176 | $202,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 40,520 | $202,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 11,569 | $202,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 25,286 | $202,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 9,041 | $202,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 17,121 | $201,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 3,139 | $201,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 13,517 | $201,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 1,901 | $201,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 50,530 | $201,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 22,519 | $199,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 23,843 | $199,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 13,656 | $198,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 44,700 | $198,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 52,276 | $197,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 6,641 | $197,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,309 | $196,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 12,495 | $196,000 | thousands by filing date | |
| CHPMW US 22 Nov 24 C11.5 | 12558Y114 | *W EXP 11/22/202 | 199,999 | $196,000 | thousands by filing date | call |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 8,919 | $194,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 12,159 | $194,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 22,258 | $193,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 8,824 | $193,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 10,785 | $193,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,526 | $192,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 34,929 | $192,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 144,700 | $192,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 5,060 | $191,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 108,904 | $190,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 6,014 | $190,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 11,191 | $189,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 16,157 | $189,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 24,685 | $188,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 18,419 | $187,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 12,913 | $187,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 11,403 | $186,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 13,160 | $186,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 159,164 | $186,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 12,068 | $185,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 681 | $184,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 13,280 | $184,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 6,777 | $184,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 74,789 | $183,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 28,019 | $183,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513117 | *W EXP 01/17/202 | 250,000 | $183,000 | thousands by filing date | call |
| WATERSTONE FINL INC MD | 94188P101 | COM | 12,261 | $182,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 4,489 | $182,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 6,652 | $182,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 19,356 | $181,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 25,244 | $181,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 5,491 | $181,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 62,318 | $181,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 40,382 | $181,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 25,138 | $180,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 15,191 | $180,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 9,445 | $179,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 14,610 | $179,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 282,445 | $179,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 4,239 | $178,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 14,840 | $178,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 8,424 | $177,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 7,636 | $177,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 17,114 | $177,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 850 | $176,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 8,810 | $176,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 103,648 | $176,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 41,413 | $176,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 10,134 | $175,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 8,166 | $175,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 2,955 | $175,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 7,128 | $174,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 14,125 | $174,000 | thousands by filing date | |
| CHENIERE ENERGY INC | U16344AB6 | DEBT 4.875% 5/2 | 172,000 | $174,000 | thousands by filing date | principal |
| SPROTT INC | 852066208 | COM NEW | 4,801 | $173,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 6,176 | $173,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 6,044 | $173,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 5,036 | $173,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 2,900 | $172,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 11,609 | $172,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 37,266 | $172,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 119,309 | $171,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 2,205 | $171,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 3,171 | $169,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 11,407 | $168,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 9,631 | $167,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 17,380 | $167,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 7,355 | $167,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 12,327 | $166,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 64,141 | $166,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 331,000 | $166,000 | thousands by filing date | |
| NIO INC | G6525FAA0 | DEBT 4.500% 2/0 | 170,000 | $166,000 | thousands by filing date | principal |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 7,038 | $165,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 11,772 | $164,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 12,000 | $164,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 7,689 | $164,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 5,560 | $162,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 6,012 | $161,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 12,414 | $161,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 21,785 | $160,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 33,000 | $160,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 45,230 | $160,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 71,331 | $159,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 293,500 | $159,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 33,995 | $158,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 577,800 | $158,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 86,411 | $158,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 26,557 | $157,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 10,439 | $157,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 18,143 | $157,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L119 | *W EXP 10/31/202 | 100,000 | $156,000 | thousands by filing date | call |
| ESSA BANCORP INC COM | 29667D104 | Stock | 11,131 | $155,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 8,682 | $155,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 100,000 | $155,000 | thousands by filing date | call |
| BANK7 CORP | 06652N107 | COMMON STOCK | 14,207 | $154,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 2,595 | $153,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 15,759 | $153,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 8,645 | $153,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 13,640 | $153,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC | 233253111 | *W EXP 02/21/202 | 100,000 | $153,000 | thousands by filing date | call |
| DAILY JOURNAL CORP | 233912104 | COM | 565 | $152,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 3,844 | $152,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 7,659 | $152,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 1,660 | $152,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 5,118 | $152,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 31,322 | $152,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,412 | $151,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 10,984 | $151,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 4,445 | $150,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 10,999 | $149,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 431 | $148,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 4,528 | $148,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 16,365 | $148,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 17,570 | $147,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 13,492 | $146,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 6,145 | $146,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 5,307 | $146,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 20,077 | $146,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 2,344 | $145,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 9,736 | $145,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 5,774 | $145,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 7,013 | $145,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 116,275 | $145,000 | thousands by filing date | |
| InterPrivate Acquisition Corp | 46064A111 | INTERPRIVATE ACQUISITI -CW24 | 241,890 | $145,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F437 | COM | 5,022 | $144,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 5,657 | $144,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 5,832 | $144,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 12,076 | $144,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 30,629 | $144,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 1,476 | $143,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 4,725 | $143,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 49,590 | $142,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 11,906 | $142,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 4,287 | $142,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 7,000 | $142,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 12,205 | $141,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 6,496 | $141,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 10,414 | $141,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 10,281 | $141,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 5,990 | $140,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,445 | $140,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 4,838 | $139,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 9,403 | $138,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 126,534 | $138,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 10,934 | $137,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 9,076 | $137,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 16,900 | $137,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 2,240 | $136,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 13,040 | $136,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 6,881 | $136,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 8,136 | $136,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 16,656 | $136,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 79,277 | $136,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 103,898 | $136,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 2,501 | $136,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 3,518 | $136,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 37,692 | $136,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G114 | *W EXP 11/30/202 | 100,000 | $136,000 | thousands by filing date | call |
| GOLUB CAP BDC INC | 38173M102 | COM | 11,577 | $135,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 5,916 | $135,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 151,782 | $135,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 60,334 | $134,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 3,704 | $134,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,367 | $133,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 18,340 | $133,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 8,614 | $133,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 3,516 | $132,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 10,207 | $132,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 7,885 | $132,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 4,210 | $131,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 8,409 | $131,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 7,466 | $131,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 15,831 | $131,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 13,165 | $131,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 26,372 | $130,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 11,255 | $130,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 10,935 | $130,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 45,980 | $130,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 142,000 | $130,000 | thousands by filing date | principal |
| HCI GROUP INC | 40416E103 | COM | 2,787 | $129,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 8,730 | $129,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 4,082 | $128,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 8,871 | $128,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 9,875 | $128,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 5,066 | $127,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 3,314 | $127,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 29,079 | $126,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 5,270 | $126,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 13,638 | $126,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 12,057 | $126,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 16,236 | $125,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 16,065 | $124,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 2,697 | $124,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 12,444 | $123,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 31,375 | $123,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 4,903 | $123,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 25,651 | $122,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 6,629 | $122,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 8,250 | $122,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 2,555 | $121,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 3,241 | $121,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 7,898 | $121,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 3,235 | $120,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 8,949 | $120,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 18,522 | $119,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 15,264 | $119,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 39,686 | $119,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 5,034 | $119,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 17,608 | $118,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 11,467 | $118,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 16,139 | $118,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 7,636 | $118,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 3,000 | $117,000 | thousands by filing date | call |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 6,410 | $117,000 | thousands by filing date | |
| WTS/GREENROSE ACQUISITION CORP EXP12/31/2024 | 395392111 | WARR | 559,500 | $117,000 | thousands by filing date | call |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 4,916 | $117,000 | thousands by filing date | |
| TIMBER PHARMACEUTICALS INC | 887080109 | COM | 53,678 | $117,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 2,809 | $116,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 11,624 | $115,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 4,183 | $115,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 2,753 | $115,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 14,787 | $115,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 3,577 | $115,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 7,067 | $115,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 10,188 | $114,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 7,970 | $114,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 7,628 | $114,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 12,564 | $113,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 7,733 | $112,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 7,272 | $112,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 20,695 | $112,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 18,676 | $112,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 2,552 | $111,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 6,225 | $111,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 23,368 | $111,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 11,600 | $111,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 3,177 | $110,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 4,049 | $110,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 5,966 | $110,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 5,572 | $109,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 7,159 | $109,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 5,012 | $109,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 7,959 | $109,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 42,641 | $108,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 13,872 | $107,000 | thousands by filing date | |
| BENEFYTT TECHNOLOGIES INC | 08182C106 | COM CL A | 5,254 | $107,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 7,194 | $107,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 65,628 | $106,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 20,763 | $106,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 33,617 | $106,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 10,198 | $105,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 5,408 | $105,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 19,063 | $105,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 3,660 | $104,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 18,601 | $104,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 7,645 | $104,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 6,449 | $104,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 1,499 | $104,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 156,000 | $104,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 8,464 | $104,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 19,343 | $104,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 2,440 | $103,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 23,948 | $103,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 101,897 | $103,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 74,077 | $102,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 3,894 | $102,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 7,524 | $102,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 10,287 | $102,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 3,282 | $101,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 3,014 | $101,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 14,530 | $101,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 22,575 | $101,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 5,018 | $101,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 2,739 | $101,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 38,440 | $101,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 10,817 | $100,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 2,273 | $100,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 6,603 | $100,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 4,000 | $99,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 20,799 | $99,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 4,659 | $99,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 13,331 | $99,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 3,958 | $99,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 3,926 | $99,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 7,096 | $99,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 12,421 | $98,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 67,191 | $98,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 7,234 | $98,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 200,000 | $98,000 | thousands by filing date | call |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 962 | $98,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 29,781 | $97,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 5,651 | $97,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754114 | *W EXP 12/06/202 | 149,200 | $97,000 | thousands by filing date | call |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 608 | $96,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 8,628 | $96,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 3,504 | $96,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 12,345 | $96,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 11,978 | $95,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 32,210 | $95,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 3,853 | $95,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 3,732 | $95,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 7,058 | $95,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 1,661 | $94,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 3,624 | $94,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 14,257 | $94,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 5,438 | $94,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 3,456 | $94,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 7,333 | $94,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 4,289 | $93,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 3,141 | $93,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 11,174 | $93,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 3,339 | $93,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 15,340 | $93,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 5,844 | $93,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 19,707 | $93,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 11,449 | $93,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 7,100 | $92,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 3,472 | $92,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 24,074 | $92,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 10,653 | $92,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 18,901 | $92,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 1,390 | $91,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 805 | $91,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 3,986 | $91,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 23,303 | $91,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 20,324 | $91,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 64,100 | $91,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 3,431 | $90,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 1,829 | $90,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 556 | $90,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 22,094 | $90,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 6,570 | $90,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 3,332 | $90,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 45,118 | $90,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 15,671 | $90,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 3,752 | $90,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 144,000 | $90,000 | thousands by filing date | principal |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 5,436 | $90,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 4,206 | $89,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 1,000 | $89,000 | thousands by filing date | call |
| VEONEER INC | 92336X109 | COM | 8,294 | $89,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 5,600 | $89,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 6,459 | $89,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 2,655 | $89,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 31,215 | $89,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-20-000147 | this filing | 2020-08-13 | acceptance time not in the bulk data set |