13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-14, with 4,343 holding rows worth $112,010,048,000.
- Accession
- 0000948046-20-000109
- Filer
- CIK 948046
- Filed
- 2020-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, 18,891 entries on the cover page, a total value of $112,010,048,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $112,010,048,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDWS Investments UK Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPOK HLDGS INC COM | 84863T106 | Stock | 16,805 | $180,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 7,616 | $180,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 12,776 | $179,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 25,781 | $179,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 5,400 | $178,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 311,894 | $178,000 | thousands by filing date | call |
| ST JOE CO | 790148100 | COM | 10,555 | $177,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 5,635 | $177,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 24,665 | $177,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 8,031 | $177,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 48,763 | $176,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 7,258 | $176,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 4,325 | $176,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 5,486 | $175,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 3,344 | $174,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 52,276 | $174,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 3,176 | $173,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 173,252 | $173,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 6,606 | $173,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 43,229 | $172,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 684,872 | $172,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 23,681 | $171,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 2,409 | $171,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 55,176 | $169,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 15,233 | $169,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 34,956 | $169,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 16,096 | $168,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 52,032 | $168,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 6,057 | $168,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 10,271 | $167,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 4,680 | $166,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 8,851 | $166,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 18,833 | $166,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 17,944 | $165,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 9,569 | $165,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 5,084 | $164,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 49,967 | $164,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 121,812 | $163,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,150 | $162,000 | thousands by filing date | call |
| ADVANSIX INC | 00773T101 | COM | 16,890 | $161,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 481,772 | $161,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 2,093 | $160,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 1,496 | $160,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 27,174 | $160,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 200,000 | $160,000 | thousands by filing date | call |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 467 | $159,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 10,441 | $159,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 4,726 | $159,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 20,430 | $159,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 3,281 | $158,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 22,753 | $158,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 59,865 | $158,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 31,567 | $157,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 15,085 | $157,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 7,787 | $157,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 19,811 | $157,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 13,363 | $156,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 4,612 | $156,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 19,400 | $156,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 10,064 | $156,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,658 | $155,000 | thousands by filing date | call |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 16,841 | $155,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 5,740 | $155,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 2,900 | $154,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 4,291 | $154,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 4,335 | $154,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 15,195 | $154,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 9,337 | $153,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 10,646 | $153,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 14,470 | $153,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 25,069 | $152,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 5,636 | $152,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 10,301 | $151,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 25,362 | $151,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 41,911 | $151,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 3,253 | $151,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 570 | $150,000 | thousands by filing date | call |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 9,320 | $150,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 14,414 | $150,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 9,896 | $150,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 2,738 | $149,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 22,631 | $149,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 60,000 | $149,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 150,000 | $149,000 | thousands by filing date | call |
| PBF ENERGY INC | 69318G106 | CL A | 21,021 | $148,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 25,870 | $148,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 5,490 | $148,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 10,033 | $148,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 9,697 | $148,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 11,469 | $148,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 12,420 | $147,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 11,621 | $147,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 612 | $147,000 | thousands by filing date | call |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 16,029 | $147,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 14,299 | $146,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 23,759 | $146,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 6,955 | $146,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 138,256 | $146,000 | thousands by filing date | |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 197,000 | $146,000 | thousands by filing date | principal |
| NEW SR INVT GROUP INC | 648691103 | COM | 56,885 | $146,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 4,147 | $145,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 5,997 | $145,000 | thousands by filing date | |
| COLLIER CREEK HOLDINGS | G22707114 | *W EXP 99/99/999 | 350,000 | $144,000 | thousands by filing date | call |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 33,139 | $143,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 10,164 | $142,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 3,559 | $142,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 10,369 | $141,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 5,653 | $141,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 34,953 | $141,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 12,908 | $140,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 12,025 | $140,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 5,684 | $140,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 9,932 | $140,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 21,326 | $139,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 16,519 | $139,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 8,353 | $139,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 17,765 | $138,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 18,319 | $138,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 7,706 | $137,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 26,724 | $137,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 8,771 | $137,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 23,355 | $137,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 3,050,000 | $137,000 | thousands by filing date | principal |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 34,289 | $137,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 254,332 | $137,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L106 | COM | 45,630 | $136,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 8,982 | $135,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 5,910 | $135,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 9,286 | $135,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 4,968 | $135,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 59,556 | $135,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 12,000 | $134,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 9,449 | $134,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 8,057 | $134,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 52,339 | $133,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 9,773 | $133,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 835 | $132,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 9,586 | $132,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 6,347 | $132,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 84,349 | $131,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 10,696 | $131,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 6,302 | $130,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 3,550 | $130,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 3,057 | $130,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 8,274 | $130,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 16,141 | $130,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 17,340 | $130,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 11,005 | $130,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 3,938 | $129,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 9,121 | $129,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 8,900 | $128,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 30,781 | $128,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 21,202 | $128,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 325,063 | $127,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X113 | *W EXP 05/09/202 | 317,880 | $127,000 | thousands by filing date | call |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 6,300 | $126,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 15,012 | $126,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 27,913 | $125,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 38,179 | $124,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 5,647 | $124,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 12,222 | $124,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 21,329 | $124,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 12,361 | $124,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 600 | $123,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 105,728 | $123,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 11,695 | $123,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 2,175 | $123,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 14,938 | $123,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 23,317 | $122,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 10,127 | $121,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 9,797 | $121,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 7,067 | $120,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 400,000 | $120,000 | thousands by filing date | call |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 6,483 | $119,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 6,628 | $119,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 3,155 | $117,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 16,645 | $117,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 10,671 | $117,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 15,117 | $117,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 56,843 | $116,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 2,071 | $116,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 3,938 | $116,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 173,747 | $116,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 13,677 | $116,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 21,305 | $116,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 29,681 | $116,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 142,000 | $116,000 | thousands by filing date | principal |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 60,725 | $115,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 35,276 | $115,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282WAA8 | NOTE 4.000%11/1 | 88,000 | $115,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 2,732 | $114,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 30,167 | $114,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 30,034 | $114,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 2,549 | $113,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 9,024 | $113,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 29,777 | $113,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 8,644 | $113,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 57 | $111,000 | thousands by filing date | call |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1,110 | $111,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 20,860 | $111,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 1,783 | $111,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 16,548 | $111,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 7,279 | $110,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 5,602 | $110,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 6,735 | $110,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 5,071 | $110,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 15,267 | $109,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 3,658 | $109,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 7,355 | $109,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 36,362 | $109,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 4,039 | $108,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 60,272 | $108,000 | thousands by filing date | |
| CHPMW US 22 Nov 24 C11.5 | 12558Y114 | *W EXP 11/22/202 | 199,999 | $108,000 | thousands by filing date | call |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 2,420 | $107,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 1,405 | $107,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 220 | $107,000 | thousands by filing date | put |
| CERENCE INC COM | 156727109 | Stock | 7,134 | $107,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 4,905 | $107,000 | thousands by filing date | |
| FLEX LNG LTD | G35947202 | SHS | 21,182 | $107,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 19,910 | $107,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 15,055 | $107,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 48,856 | $107,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 23,400 | $107,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 18,922 | $106,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 832 | $106,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 6,549 | $106,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 250,000 | $105,000 | thousands by filing date | call |
| HAYMAKER ACQUISITION CORP II | 42087L119 | *W EXP 10/31/202 | 100,333 | $105,000 | thousands by filing date | call |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 7,398 | $104,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 11,846 | $104,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 10,057 | $104,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 11,236 | $104,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A119 | *W EXP 12/01/202 | 172,500 | $104,000 | thousands by filing date | call |
| LSB INDS INC | 502160104 | COM | 48,749 | $103,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 8,259 | $103,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 3,108 | $103,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 6,861 | $103,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 9,191 | $103,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 3,086 | $102,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 25,893 | $102,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 7,167 | $102,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 730 | $101,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 158,814 | $101,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 3,049 | $101,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 23,173 | $101,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 6,100 | $101,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 32,070 | $101,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 38,276 | $101,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,052 | $100,000 | thousands by filing date | call |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,215 | $100,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 7,296 | $100,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 7,531 | $100,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 3,333 | $99,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 10,051 | $99,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 19,424 | $99,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 46,235 | $99,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 197,937 | $99,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 3,177 | $98,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 22,083 | $98,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 3,464 | $98,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 4,775 | $98,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 16,384 | $98,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 3,627 | $98,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 1,756 | $98,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 6,060 | $98,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 5,177 | $98,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G114 | *W EXP 11/30/202 | 103,800 | $98,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 12,775 | $97,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 28,983 | $97,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 2,242 | $96,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 3,710 | $96,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 4,692 | $96,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 33,402 | $96,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 2,088 | $95,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 28,779 | $95,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 6,219 | $95,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 4,757 | $95,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 14,061 | $94,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 2,195 | $94,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 3,407 | $94,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 6,961 | $93,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 6,062 | $93,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 2,840 | $93,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 71,525 | $92,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 3,766 | $92,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 37,775 | $92,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 900 | $91,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 755 | $91,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 19,084 | $91,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 58,900 | $91,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 4,127 | $91,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 8,081 | $91,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 10,333 | $91,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 566 | $90,000 | thousands by filing date | call |
| ASTRONICS CORP COM | 046433108 | Stock | 9,921 | $90,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 17,749 | $90,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 24,837 | $90,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 8,178 | $90,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 48,846 | $90,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 57,201 | $90,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 18,950 | $90,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 6,108 | $89,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 3,998 | $89,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 34,353 | $89,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 11,566 | $89,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 96,580 | $89,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 66,100 | $89,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 12,451 | $88,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 14,084 | $88,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 633 | $87,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 4,770 | $87,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 33,682 | $87,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 9,799 | $87,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 76,352 | $87,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 2,491 | $86,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 9,428 | $86,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 3,982 | $85,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 2,149 | $85,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 2,809 | $85,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 33,783 | $85,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 1,007 | $85,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 7,725 | $85,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 53,625 | $84,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 7,719 | $84,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 4,645 | $84,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 1,800 | $84,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 6,676 | $83,000 | thousands by filing date | call |
| GAMESTOP CORP | 36467W109 | CL A | 23,575 | $83,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 5,126 | $83,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 642 | $83,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 5,648 | $83,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 3,150 | $82,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,200 | $81,000 | thousands by filing date | call |
| DAILY JOURNAL CORP | 233912104 | COM | 356 | $81,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 6,794 | $81,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 2,438 | $81,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 30,121 | $81,000 | thousands by filing date | |
| NIO INC | G6525FAA0 | DEBT 4.500% 2/0 | 170,000 | $81,000 | thousands by filing date | principal |
| PRECIGEN INC | 74017N105 | COM | 23,387 | $80,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 32,210 | $80,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 5,130 | $80,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 3,357 | $80,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 1,542 | $80,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 1,296 | $80,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 6,148 | $80,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 4,400 | $79,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 9,498 | $79,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 400 | $78,000 | thousands by filing date | put |
| PROPETRO HLDG CORP | 74347M108 | COM | 31,198 | $78,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 2,239 | $78,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 17,651 | $78,000 | thousands by filing date | |
| BENEFYTT TECHNOLOGIES INC | 08182C106 | COM CL A | 3,503 | $78,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,008 | $77,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 1,711 | $77,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 7,874 | $77,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 33,609 | $77,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 7,063 | $77,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,400 | $76,000 | thousands by filing date | put |
| GREIF INC | 397624206 | CL B | 1,899 | $76,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 8,791 | $76,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 6,231 | $76,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 2,539 | $76,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 6,830 | $76,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 2,769 | $76,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 2,499 | $76,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 12,559 | $76,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 445 | $75,000 | thousands by filing date | call |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 2,525 | $75,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 12,108 | $75,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 42,294 | $75,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 21,573 | $75,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 6,857 | $75,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 1,954 | $74,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 470 | $74,000 | thousands by filing date | put |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 608 | $74,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 7,045 | $74,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 5,886 | $74,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 2,242 | $74,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 14,645 | $73,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 5,938 | $73,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 25,416 | $73,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 3,423 | $73,000 | thousands by filing date | |
| VIELA BIO INC. | 926613100 | Common Stock | 1,932 | $73,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 500 | $72,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 8,213 | $72,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 5,578 | $72,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 69,946 | $72,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 4,792 | $72,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 4,329 | $72,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 4,691 | $72,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 26,194 | $72,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 7,127 | $71,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 3,262 | $70,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 296,994 | $70,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 3,448 | $70,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 5,073 | $70,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 6,677 | $70,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 1,543 | $70,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 12,278 | $70,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 30,000 | $70,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 11,895 | $70,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 58,319 | $69,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 2,369 | $69,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 7,817 | $69,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 8,515 | $69,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 363 | $68,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 7,186 | $68,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 3,724 | $68,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 7,004 | $68,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 5,748 | $68,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 1,937 | $68,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 13,418 | $68,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 2,273 | $67,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 2,999 | $67,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 5,127 | $67,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 8,075 | $67,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 3,155 | $67,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 2,632 | $67,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 5,916 | $67,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 408 | $66,000 | thousands by filing date | call |
| LOVESAC COMPANY | 54738L109 | COM | 11,396 | $66,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 9,787 | $66,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 54,167 | $66,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 1,135 | $65,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 2,631 | $65,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 8,894 | $65,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 11,186 | $65,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 10,536 | $65,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 2,438 | $64,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 9,020 | $64,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 6,075 | $64,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 1,000 | $64,000 | thousands by filing date | call |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 779 | $64,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 4,045 | $64,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 307 | $63,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 484 | $63,000 | thousands by filing date | call |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 89,201 | $63,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 2,574 | $63,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 7,412 | $63,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 2,229 | $63,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 41,153 | $63,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 4,351 | $63,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 43,995 | $63,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 22 | $62,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 7,656 | $62,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 93,696 | $62,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 32,980 | $62,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 4,005 | $61,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 5,530 | $61,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 4,576 | $61,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 4,006 | $61,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 1,012 | $61,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 52,494 | $61,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 66,994 | $61,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 22,442 | $61,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 6,180 | $61,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 22,195 | $61,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 5,043 | $61,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 11,327 | $60,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 1,262 | $60,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 6,494 | $60,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 2,601 | $60,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 29,673 | $60,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 100,000 | $60,000 | thousands by filing date | call |
| RADIANT LOGISTICS INC | 75025X100 | COM | 15,383 | $59,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 972 | $59,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 5,002 | $59,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 3,009 | $59,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 2,449 | $59,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 155,447 | $59,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 19,833 | $59,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 50 | $58,000 | thousands by filing date | put |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 18,437 | $58,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 14,346 | $58,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 5,363 | $58,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 3,702 | $58,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 2,001 | $58,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 6,299 | $58,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 35,967 | $58,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 6,631 | $57,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 1,540 | $57,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 18,679 | $57,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 2,705 | $57,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 4,413 | $57,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 3,798 | $56,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 3,616 | $56,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 4,636 | $56,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 971 | $56,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,985 | $56,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 5,577 | $56,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 18,004 | $56,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 3,776 | $56,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 66,000 | $56,000 | thousands by filing date | principal |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 12,619 | $56,000 | thousands by filing date | |
| SYNTAX ETF TR | 87166N106 | STRATIFD LRG CAP | 1,468 | $56,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 12,405 | $56,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 300 | $55,000 | thousands by filing date | put |
| OIL DRI CORP AMER COM | 677864100 | Stock | 1,654 | $55,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 37,093 | $55,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 26,763 | $55,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-20-000109 | this filing | 2020-05-14 | acceptance time not in the bulk data set |