13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-14, with 4,343 holding rows worth $112,010,048,000.
- Accession
- 0000948046-20-000109
- Filer
- CIK 948046
- Filed
- 2020-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, 18,891 entries on the cover page, a total value of $112,010,048,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $112,010,048,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDWS Investments UK Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BED BATH & BEYOND INC | 690370101 | COM | 11,216 | $55,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 5,342 | $55,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 3,830 | $55,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 87,303 | $55,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 3,515 | $55,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 7,546 | $55,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 28,908 | $55,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 27,345 | $55,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 9,568 | $55,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 213,000 | $55,000 | thousands by filing date | principal |
| McDonalds Corporation | 580135101 | COM | 325 | $54,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 2,078 | $54,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 10,473 | $54,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 1,757 | $54,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 7,373 | $54,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 14,497 | $54,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 2,292 | $54,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 21,931 | $54,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 5,319 | $54,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 142 | $53,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 3,212 | $53,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 2,200 | $53,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 4,115 | $53,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 1,810 | $53,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 3,897 | $53,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 59,536 | $53,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 105 | $52,000 | thousands by filing date | call |
| WORKDAY INC CL A | 98138H101 | Stock | 397 | $52,000 | thousands by filing date | call |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 2,740 | $52,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 19,012 | $52,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 4,506 | $52,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 4,036 | $52,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 54,328 | $52,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 2,140 | $52,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 6,104 | $52,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 1,839 | $52,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 9,761 | $51,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 7,494 | $51,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 4,817 | $51,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 7,885 | $51,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 3,452 | $51,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 5,306 | $51,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 19,804 | $51,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 644 | $50,000 | thousands by filing date | put |
| ISHARES TR | 464287101 | S&P 100 ETF | 425 | $50,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 420 | $50,000 | thousands by filing date | call |
| EGAIN CORP | 28225C806 | COM NEW | 6,940 | $50,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 4,720 | $50,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 3,784 | $50,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 27,996 | $50,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 24,350 | $50,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 4,065 | $50,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 25,175 | $50,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 20,303 | $50,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 96,400 | $49,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 3,186 | $49,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 2,976 | $49,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 60,570 | $49,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 3,851 | $49,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 3,250 | $49,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 1,820 | $49,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 6,081 | $49,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 5,169 | $49,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 5,245 | $49,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 7,851 | $49,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 41 | $48,000 | thousands by filing date | put |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 3,021 | $48,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 1,630 | $48,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 969 | $48,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 3,964 | $48,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 9,620 | $48,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 10,004 | $48,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 2,987 | $48,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 2,543 | $47,000 | thousands by filing date | put |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 3,985 | $47,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 2,541 | $47,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 8,289 | $47,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 20,367 | $47,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 24,738 | $47,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 3,151 | $47,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 620 | $46,000 | thousands by filing date | call |
| IES HOLDINGS INC | 44951W106 | COM | 2,617 | $46,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 13,998 | $46,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 629 | $46,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 908 | $46,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 20,144 | $46,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 7,358 | $46,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 8,125 | $46,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 33,952 | $46,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 4,191 | $46,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 2,730 | $45,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 10,850 | $45,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 958 | $45,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 485 | $45,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 9,676 | $45,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 4,448 | $45,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 102,924 | $45,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 12,401 | $45,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 4,557 | $45,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 4,328 | $45,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 43,903 | $45,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754114 | *W EXP 12/06/202 | 150,000 | $45,000 | thousands by filing date | call |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 500 | $44,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 3,062 | $44,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 10,884 | $44,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 2,258 | $44,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 1,432 | $44,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 126,784 | $44,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 13,726 | $44,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 4,013 | $44,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 60,043 | $44,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 9,124 | $44,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 2,570 | $44,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 37 | $43,000 | thousands by filing date | call |
| Caterpillar Inc. | 149123101 | COM | 374 | $43,000 | thousands by filing date | put |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 6,118 | $43,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 500 | $43,000 | thousands by filing date | call |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 4,792 | $43,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 1,066 | $43,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 3,974 | $43,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 2,148 | $43,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 4,253 | $43,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 21,261 | $43,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 9,113 | $43,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 3,789 | $43,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 9,611 | $43,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 5,406 | $43,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 11,783 | $43,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 7,916 | $42,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 8,609 | $42,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 3,120 | $42,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 2,312 | $42,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 4,120 | $42,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 3,759 | $42,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 9,600 | $42,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 423 | $41,000 | thousands by filing date | put |
| PAGERDUTY INC COM | 69553P100 | Stock | 2,366 | $41,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 39,023 | $41,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 1,366 | $41,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 2,694 | $41,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 2,992 | $41,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,024 | $41,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 1,752 | $41,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 5,624 | $40,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 16,457 | $40,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 1,563 | $40,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 24,763 | $40,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 5,957 | $40,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 2,724 | $40,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 1,922 | $39,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 1,293 | $39,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 3,023 | $39,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 800 | $39,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 1,442 | $39,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 3,149 | $39,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 10,812 | $39,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 41,355 | $39,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 201,417 | $39,000 | thousands by filing date | call |
| TRECORA RES | 894648104 | COM | 6,638 | $39,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 2,871 | $39,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,104 | $38,000 | thousands by filing date | call |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 2,887 | $38,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 6,840 | $38,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 7,516 | $38,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 3,019 | $38,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 2,978 | $38,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 10,563 | $38,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 1,879 | $38,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 15,941 | $38,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 4,943 | $38,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 2,497 | $38,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 23,029 | $38,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 1,524 | $38,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 141,474 | $38,000 | thousands by filing date | call |
| SWITCHBACK ENERGY ACQUISTN C | 87105M110 | W EXP 07/25/202 | 60,700 | $38,000 | thousands by filing date | call |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 700 | $37,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 5,614 | $37,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 6,360 | $37,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 8,676 | $37,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 20,392 | $37,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 2,221 | $37,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 2,399 | $37,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 12,226 | $37,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 6,661 | $37,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P114 | *W EXP 99/99/999 | 74,999 | $37,000 | thousands by filing date | call |
| TIDEWATER INC NEW | 88642R117 | WARR | 41,015 | $37,000 | thousands by filing date | call |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 2,074 | $37,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 5,317 | $37,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 2,788 | $37,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,092 | $36,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 1,384 | $36,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 19,338 | $36,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 5,161 | $36,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 1,306 | $36,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 3,463 | $36,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 5,637 | $36,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 5,404 | $36,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 1,473 | $36,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 1,677 | $36,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 101,301 | $36,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 11,348 | $36,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 25,934 | $36,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 3,217 | $36,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 850 | $35,000 | thousands by filing date | call |
| NVIDIA Corp | 67066G104 | COM | 133 | $35,000 | thousands by filing date | put |
| ENERGY FUELS INC | 292671708 | COM NEW | 29,650 | $35,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 4,083 | $35,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 6,642 | $35,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 13,731 | $35,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 8,604 | $35,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 11,443 | $35,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 20,385 | $35,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 16,953 | $35,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 171,258 | $35,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 1,553 | $34,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 60,525 | $34,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 9,244 | $34,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 205 | $34,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 6,181 | $34,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 15,494 | $34,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 3,605 | $34,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 2,133 | $34,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 15,945 | $34,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 3,379 | $34,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 22,012 | $34,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 1,550 | $34,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 6,057 | $34,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 200 | $33,000 | thousands by filing date | call |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 550 | $33,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 8,541 | $33,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 1,792 | $33,000 | thousands by filing date | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 12,400 | $33,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 1,531 | $33,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 1,839 | $33,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 1,683 | $33,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 1,187 | $33,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 4,336 | $33,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 4,667 | $33,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 6,725 | $33,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 2,790 | $33,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 2,069 | $32,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 1,880 | $32,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 12,699 | $32,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 3,103 | $32,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 4,086 | $32,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 6,691 | $32,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 3,120 | $32,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 77,702 | $32,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 2,345 | $32,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 6,097 | $32,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 6,500 | $32,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 600 | $31,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 11,064 | $31,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 2,029 | $31,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 1,967 | $31,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 1,060 | $31,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 4,115 | $31,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 2,481 | $31,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 3,538 | $31,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 16,278 | $31,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 20,712 | $31,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 9,373 | $31,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 2,786 | $31,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 18,570 | $31,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 3,280 | $31,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 1,613 | $30,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 2,599 | $30,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 4,927 | $30,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 3,075 | $30,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 8,122 | $30,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 2,861 | $30,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 4,729 | $30,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 2,816 | $30,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 2,791 | $30,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 116,718 | $30,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 32,956 | $30,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 3,564 | $30,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 7,859 | $30,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 24,951 | $30,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 2,880 | $30,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 35,866 | $30,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,368 | $29,000 | thousands by filing date | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 590 | $29,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 2,962 | $29,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 1,893 | $29,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 11,171 | $29,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 2,316 | $29,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 3,456 | $29,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 2,476 | $29,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 1,419 | $29,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 5,651 | $29,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 3,309 | $29,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 6,920 | $29,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 5,436 | $29,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 2,351 | $29,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 7,330 | $29,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 1,601 | $29,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 357 | $28,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 249 | $28,000 | thousands by filing date | call |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 3,465 | $28,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 6,838 | $28,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 2,815 | $28,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 13,826 | $28,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 33,680 | $28,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 3,469 | $28,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,263 | $28,000 | thousands by filing date | |
| DBX ETF TR | 233051218 | XTRACKERS MSCI | 1,325 | $28,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 1,105 | $28,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 152,213 | $28,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 3,668 | $28,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 19,196 | $28,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 2,256 | $28,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 211 | $27,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 9,883 | $27,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 1,515 | $27,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 6,622 | $27,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 126 | $27,000 | thousands by filing date | call |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 3,841 | $27,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 2,901 | $27,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 2,526 | $27,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 14,133 | $27,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 4,158 | $27,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 130,901 | $27,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 4,201 | $27,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 44,340 | $27,000 | thousands by filing date | call |
| 22ND CENTY GROUP INC | 90137F103 | COM | 36,035 | $27,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L118 | W EXP 03/04/202 | 95,000 | $27,000 | thousands by filing date | call |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 13,617 | $27,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 7,698 | $27,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 2,651 | $27,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 2,827 | $27,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,964 | $26,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 1,080 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 680 | $26,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 4,878 | $26,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 2,505 | $26,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 2,328 | $26,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 13,790 | $26,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 11,474 | $26,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 2,297 | $26,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 4,011 | $26,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 12,287 | $26,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 290,000 | $26,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 561 | $25,000 | thousands by filing date | call |
| SAVARA INC | 805111101 | COM | 11,662 | $25,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 938 | $25,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 1,089 | $25,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 3,386 | $25,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 2,801 | $25,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 3,442 | $25,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 424 | $25,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 26,711 | $25,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 2,461 | $25,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 2,347 | $25,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 9,413 | $25,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 10,795 | $25,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 4,711 | $25,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 12,466 | $25,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 35,185 | $25,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 105 | $24,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 178 | $24,000 | thousands by filing date | put |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 2,476 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 289 | $24,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 4,121 | $24,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 2,219 | $24,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 8,398 | $24,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 1,547 | $24,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 29,852 | $24,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 3,776 | $24,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 5,719 | $24,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 3,275 | $24,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 94,840 | $24,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 20 | $23,000 | thousands by filing date | call |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 500 | $23,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 1,650 | $23,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 814 | $23,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 2,599 | $23,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 1,617 | $23,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 2,692 | $23,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 6,806 | $23,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 8,415 | $23,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 2,631 | $22,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 56,000 | $22,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 365 | $22,000 | thousands by filing date | call |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 2,722 | $22,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 3,219 | $22,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 1,625 | $22,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 3,650 | $22,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 5,173 | $22,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 14,937 | $22,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 20,229 | $22,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 5,400 | $22,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 4,165 | $22,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 18,078 | $22,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 710 | $21,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 322 | $21,000 | thousands by filing date | call |
| ADT INC DEL COM | 00090Q103 | Stock | 5,010 | $21,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 4,436 | $21,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 5,000 | $21,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 1,399 | $21,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 3,717 | $21,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 22,230 | $21,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 21,554 | $21,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 2,523 | $21,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 3,590 | $21,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 20,701 | $21,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 11,263 | $21,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 43,726 | $21,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 186 | $20,000 | thousands by filing date | call |
| iShares Global Healthcare ETF | 464287325 | SHS | 325 | $20,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 421 | $20,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 2,950 | $20,000 | thousands by filing date | put |
| CELCUITY INC | 15102K100 | COM | 3,141 | $20,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 7,783 | $20,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 640 | $20,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 3,339 | $20,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 8,485 | $20,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 2,894 | $20,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 5,122 | $20,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 10,874 | $20,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 839 | $20,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 15,066 | $20,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 14,241 | $20,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 1,934 | $20,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 1,809 | $20,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 5,187 | $20,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 7,088 | $20,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 2,392 | $19,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 16,020 | $19,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 400 | $19,000 | thousands by filing date | call |
| EXICURE INC | 30205M101 | COM | 12,990 | $19,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896112 | *W EXP 07/18/202 | 25,204 | $19,000 | thousands by filing date | call |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 1,500 | $18,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 350 | $18,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 621 | $18,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 385 | $18,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 3,297 | $18,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 4,033 | $18,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 1,706 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 722 | $18,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 14,619 | $18,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 4,811 | $18,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 42,069 | $18,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 11,629 | $18,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 127 | $17,000 | thousands by filing date | call |
| EXAGEN INC | 30068X103 | COM | 1,043 | $17,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 1,845 | $17,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 2,768 | $17,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 2,317 | $17,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 1,082 | $17,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 2,269 | $17,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 10,383 | $17,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 7,062 | $17,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 4,397 | $17,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M109 | SHS | 1,700 | $17,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 11,029 | $17,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 7,418 | $17,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 114 | $16,000 | thousands by filing date | call |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 125 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 89 | $16,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 946 | $16,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 2,010 | $16,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,017 | $16,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 782 | $16,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 309 | $16,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 9,457 | $16,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 3,005 | $16,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 11,233 | $16,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 29,458 | $16,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 4,518 | $16,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 13,748 | $16,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 52,425 | $16,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 4,073 | $16,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 8,482 | $16,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 8,261 | $16,000 | thousands by filing date | |
| AFFINITY BANCSHARES INC COM | 20369M104 | Stock | 2,357 | $16,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 11 | $15,000 | thousands by filing date | call |
| Chevron Corporation | 166764100 | COM | 210 | $15,000 | thousands by filing date | put |
| BIOGEN INC COM | 09062X103 | Stock | 47 | $15,000 | thousands by filing date | call |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 9,624 | $15,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 2,051 | $15,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 1,500 | $15,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 4,911 | $15,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 1,873 | $15,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 4,678 | $15,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 90 | $14,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,000 | $14,000 | thousands by filing date | call |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 503 | $14,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 2,804 | $14,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 3,640 | $14,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 2,442 | $14,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 582 | $14,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 3,336 | $14,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 17,331 | $14,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 2,847 | $14,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 22,301 | $14,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 2,525 | $14,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 1,158 | $13,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 30 | $13,000 | thousands by filing date | call |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 388 | $13,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-20-000109 | this filing | 2020-05-14 | acceptance time not in the bulk data set |