13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-14, with 4,343 holding rows worth $112,010,048,000.
- Accession
- 0000948046-20-000109
- Filer
- CIK 948046
- Filed
- 2020-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, 18,891 entries on the cover page, a total value of $112,010,048,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $112,010,048,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDWS Investments UK Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 243 | $13,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 1,272 | $13,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 561 | $13,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 1,085 | $13,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 168 | $13,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 2,093 | $13,000 | thousands by filing date | |
| DBX ETF TR | 233051226 | CMN | 600 | $13,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 4,338 | $13,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,850 | $13,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 13,980 | $13,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 3,055 | $13,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 20,092 | $13,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 5,708 | $13,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 6,640 | $13,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 2,269 | $13,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 59 | $12,000 | thousands by filing date | put |
| Broadcom Inc. | 11135F101 | COM | 49 | $12,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 313 | $12,000 | thousands by filing date | call |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 85 | $12,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 580 | $12,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,001 | $12,000 | thousands by filing date | put |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 608 | $12,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 105 | $12,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 37,744 | $12,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 25,866 | $12,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 3,690 | $12,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 365 | $12,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 630 | $12,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 71,780 | $12,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 1,996 | $12,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 2,725 | $12,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 592 | $12,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 12,000 | $12,000 | thousands by filing date | principal |
| MCEWEN MNG INC | 58039P107 | COM | 18,400 | $12,000 | thousands by filing date | |
| STEALTH BIOTHERAPEUTICS CORP SPONSORED ADS | 85789A105 | Stock | 9,800 | $12,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 34 | $11,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 84 | $11,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 201 | $11,000 | thousands by filing date | call |
| PAYPALHLDGSINC | 70450Y103 | STOK | 111 | $11,000 | thousands by filing date | call |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 200 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 645 | $11,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 1,452 | $11,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 6,220 | $11,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 10,841 | $11,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259202 | COM | 2,666 | $11,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 7,552 | $11,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 3,106 | $11,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 7,114 | $11,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 2,644 | $11,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 26,508 | $11,000 | thousands by filing date | |
| GRAF INDL CORP | 384278115 | Stock | 111,100 | $11,000 | thousands by filing date | call |
| Amgen Inc. | 031162100 | COM | 48 | $10,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 247 | $10,000 | thousands by filing date | put |
| PAYPALHLDGSINC | 70450Y103 | STOK | 100 | $10,000 | thousands by filing date | put |
| KRAFT HEINZ CO COM | 500754106 | Stock | 388 | $10,000 | thousands by filing date | put |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 493 | $10,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 260 | $10,000 | thousands by filing date | put |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 2,942 | $10,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 2,051 | $10,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 1,004 | $10,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 491 | $10,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 24,335 | $10,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 23,600 | $10,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 2,024 | $10,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 124 | $10,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 90,000 | $10,000 | thousands by filing date | principal |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 15,133 | $10,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 270 | $9,000 | thousands by filing date | call |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 210 | $9,000 | thousands by filing date | put |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 9,598 | $9,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 1,179 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 343 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 260 | $9,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 2,243 | $9,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 533 | $9,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 4,944 | $9,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 9,013 | $9,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 700 | $9,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 2,136 | $9,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 918 | $9,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 150 | $8,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 4,461 | $8,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 4,227 | $8,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 2,650 | $8,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 7,631 | $8,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 6,597 | $8,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 1,393 | $8,000 | thousands by filing date | |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 2,796 | $8,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 8,000 | $8,000 | thousands by filing date | principal |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 2,498 | $8,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 2,457 | $8,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 4,877 | $8,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 10,837 | $8,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 18,261 | $8,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 2,626 | $8,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 160 | $7,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 185 | $7,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 173 | $7,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 834 | $7,000 | thousands by filing date | put |
| AMERICANRLTYINVSINC | 029174109 | STOK | 772 | $7,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 1,018 | $7,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 672 | $7,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 1,379 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 150 | $7,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 8,000 | $7,000 | thousands by filing date | principal |
| HIGHPOINT RES CORP | 43114K108 | COM | 34,988 | $7,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 9,469 | $7,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 2,496 | $7,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 5,733 | $7,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 12,958 | $7,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 2,651 | $7,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 117 | $6,000 | thousands by filing date | call |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 30 | $6,000 | thousands by filing date | call |
| NEWMONT CORP | 651639106 | COM | 130 | $6,000 | thousands by filing date | put |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 105 | $6,000 | thousands by filing date | put |
| DOLLAR GEN CORP COM | 256677105 | Stock | 40 | $6,000 | thousands by filing date | call |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 100 | $6,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 6,338 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 140 | $6,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1,200 | $6,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 75 | $6,000 | thousands by filing date | call |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 49,879 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 248 | $6,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 600 | $6,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 491 | $6,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 5,000 | $6,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 2,535 | $6,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 2,438 | $6,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 6,989 | $6,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 5,550 | $6,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 31 | $5,000 | thousands by filing date | put |
| Eaton Corp. Plc | G29183103 | COM | 59 | $5,000 | thousands by filing date | call |
| Medtronic Plc | G5960L103 | COM | 56 | $5,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 43 | $5,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 31 | $5,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 170 | $5,000 | thousands by filing date | call |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 151 | $5,000 | thousands by filing date | put |
| ZOETIS INC CL A | 98978V103 | Stock | 44 | $5,000 | thousands by filing date | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 201 | $5,000 | thousands by filing date | call |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 75 | $5,000 | thousands by filing date | put |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 95 | $5,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 56 | $5,000 | thousands by filing date | put |
| TYSON FOODS INC CL A | 902494103 | Stock | 86 | $5,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 28,317 | $5,000 | thousands by filing date | principal |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 173 | $5,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 791 | $5,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 6,682 | $5,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 1,154 | $5,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 25,773 | $5,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 14,353 | $5,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 1,229 | $5,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 527 | $5,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 2,061 | $5,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 10,705 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 226 | $5,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 3,170 | $5,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 9,669 | $5,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 4,572 | $5,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 2,951 | $5,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 820 | $5,000 | thousands by filing date | |
| AURIS MEDICAL HOLDING LTD | G07025201 | SHS | 6,202 | $5,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L206 | SPONSRED ADS NEW | 257 | $5,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 80 | $4,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 96 | $4,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 49 | $4,000 | thousands by filing date | put |
| NIKE,Inc. Class B | 654106103 | COM | 46 | $4,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 110 | $4,000 | thousands by filing date | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 175 | $4,000 | thousands by filing date | put |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 1,010 | $4,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 80 | $4,000 | thousands by filing date | call |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 125 | $4,000 | thousands by filing date | call |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 365 | $4,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 400 | $4,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 50 | $4,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 172 | $4,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 200 | $4,000 | thousands by filing date | call |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 2,234 | $4,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 1,410 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 106 | $4,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 1,091 | $4,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 4,939 | $4,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 240 | $4,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 16,550 | $4,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 500 | $4,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 100 | $3,000 | thousands by filing date | put |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 30 | $3,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 210 | $3,000 | thousands by filing date | put |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 590 | $3,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 26 | $3,000 | thousands by filing date | put |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 194 | $3,000 | thousands by filing date | put |
| KBR INC COM | 48242W106 | Stock | 125 | $3,000 | thousands by filing date | call |
| CANOPY GROWTH CORP | 138035100 | COM | 220 | $3,000 | thousands by filing date | put |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 4,038 | $3,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 111 | $3,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 10 | $3,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 311 | $3,000 | thousands by filing date | |
| WTS/ALLEGRO MERGER CORP EXP01/06/25 | 01749N111 | WARR | 52,174 | $3,000 | thousands by filing date | call |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 800 | $3,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 1,000 | $3,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 400 | $3,000 | thousands by filing date | |
| Roadrunner Transportation Systems Inc | 76973Q204 | USD | 1,113 | $3,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 5,340 | $3,000 | thousands by filing date | |
| Ascena Retail Group Inc | 04351G200 | Common Stock | 2,441 | $3,000 | thousands by filing date | |
| ALLEGRO MERGER CORP-RTS | 01749N129 | RIGHT 12/31/2023 | 35,000 | $3,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 50 | $2,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 80 | $2,000 | thousands by filing date | put |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 60 | $2,000 | thousands by filing date | call |
| MACYS INC COM | 55616P104 | Stock | 421 | $2,000 | thousands by filing date | put |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,450 | $2,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 100 | $2,000 | thousands by filing date | call |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 150 | $2,000 | thousands by filing date | put |
| EASTMAN KODAK CO | 277461406 | COM NEW | 964 | $2,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 160 | $2,000 | thousands by filing date | put |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 70 | $2,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 551 | $2,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 109 | $2,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 353 | $2,000 | thousands by filing date | put |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 91 | $2,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 4,074 | $2,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 600 | $2,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 1,103 | $2,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 3,021 | $2,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 1,299 | $2,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y201 | ADR NEW | 1,299 | $2,000 | thousands by filing date | |
| AGM GROUP HOLDINGS INC | G0132V105 | SHS CL A | 99 | $2,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 2,608 | $2,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 2,892 | $2,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 9,445 | $2,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 6,586 | $2,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 5,894 | $2,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 3,173 | $2,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 10,710 | $2,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 430 | $2,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 536 | $2,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 5,828 | $2,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 3,568 | $2,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 3,134 | $2,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 25 | $1,000 | thousands by filing date | put |
| ConocoPhillips | 20825C104 | COM | 20 | $1,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 2 | $1,000 | thousands by filing date | put |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 19 | $1,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 9 | $1,000 | thousands by filing date | call |
| TECHNIPFMC PLC COM | G87110105 | Stock | 90 | $1,000 | thousands by filing date | put |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 60 | $1,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 8 | $1,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 152 | $1,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 170 | $1,000 | thousands by filing date | put |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 25 | $1,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 70 | $1,000 | thousands by filing date | put |
| KELLANOVA | 487836108 | COM | 25 | $1,000 | thousands by filing date | call |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 122 | $1,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 120 | $1,000 | thousands by filing date | put |
| SASOL LTD | 803866300 | SPONSORED ADR | 661 | $1,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 116 | $1,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 5 | $1,000 | thousands by filing date | call |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 514 | $1,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 38 | $1,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 170 | $1,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 214 | $1,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 91 | $1,000 | thousands by filing date | |
| INNATE PHARMA S A | 45781K204 | SPONSORED ADS | 100 | $1,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 75 | $1,000 | thousands by filing date | call |
| ROSETTA RES INC COM | 777385105 | Stock | 3,248 | $1,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 170 | $1,000 | thousands by filing date | put |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 18 | $1,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 871 | $1,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 300 | $1,000 | thousands by filing date | put |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 751 | $1,000 | thousands by filing date | |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 1,185 | $1,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 65 | $1,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 10,928 | $1,000 | thousands by filing date | principal |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 901 | $1,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 135 | $1,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 5,017 | $1,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 1,023 | $1,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 200 | $1,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 150 | $1,000 | thousands by filing date | call |
| JUPAI HLDGS LTD | 48205B107 | ADS | 521 | $1,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T183 | VLCTYSHS 3X S&P | 5,058 | $1,000 | thousands by filing date | principal |
| REMARK HLDGS INC | 75955K102 | COM | 1,600 | $1,000 | thousands by filing date | |
| SENESTECH INC | 81720R208 | COM NEW | 604 | $1,000 | thousands by filing date | |
| URBAN TEA INC | G9396G100 | ORD SHS | 1,370 | $1,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 20 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 15 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 30 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACYS INC COM | 55616P104 | Stock | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARMAX INC COM | 143130102 | Stock | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 250 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARINGS BDC INC | 06759L103 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPITALA FIN CORP | 14054R106 | COM | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FREIGHTCAR AMER INC | 357023100 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 714 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zedge Inc | 98923T104 | COM | 216 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 653 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST US BANCSHARES INC | 33744V103 | COM | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADWIND INC | 11161T207 | CMN | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTRA INC | 92827K301 | CMN | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMURON LTD | 45254U101 | SPONSORED ADR | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAM TAI PROPERTY INC | G63907102 | Com | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 728 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 70 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 550 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MOATABLE INC | 759892300 | COM | 199 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENLIGHTIFY INC COM NEW | 16943W204 | Stock | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 133 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 297 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PC TEL INC | 69325Q105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 292 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| China Rapid Finance Ltd ADR | 16953Q204 | ADR | 215 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA INTERNET NATIONWIDE FI | G2120A101 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JMU LTD | 46647L204 | SPONSORED ADS | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UROVANT SCIENCES | G9381B108 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMCI ACQUISITION CORP | 00165R200 | UNIT 01/07/2019 | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BENITEC BIOPHARMA LTD | 082053406 | SPONSORED ADS | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-20-000109 | this filing | 2020-05-14 | acceptance time not in the bulk data set |