13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-14, with 4,343 holding rows worth $112,010,048,000.
- Accession
- 0000948046-20-000109
- Filer
- CIK 948046
- Filed
- 2020-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, 18,891 entries on the cover page, a total value of $112,010,048,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $112,010,048,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDWS Investments UK Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JBT MAREL CORPORATION | 477839104 | COM | 15,592 | $1,157,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 30,089 | $1,156,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 1,957,000 | $1,156,000 | thousands by filing date | principal |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 1,481,000 | $1,152,000 | thousands by filing date | principal |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 47,798 | $1,150,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 27,819 | $1,148,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 196,864 | $1,147,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 129,902 | $1,145,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 326,884 | $1,145,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 18,716 | $1,145,000 | thousands by filing date | |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 1,476,000 | $1,145,000 | thousands by filing date | principal |
| ASSOCIATED BANC-CORP | 045487105 | COM | 89,358 | $1,143,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 30,679 | $1,141,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 29,602 | $1,140,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 11,951 | $1,140,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 188,182 | $1,139,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 27,505 | $1,135,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 142,544 | $1,133,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 8,874 | $1,133,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 1,175,000 | $1,132,000 | thousands by filing date | principal |
| RAYONIER INC COM | 754907103 | REIT | 48,058 | $1,131,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 63,867 | $1,130,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 31,245 | $1,127,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 77,954 | $1,125,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 42,945 | $1,124,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 16,736 | $1,124,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 10,839 | $1,122,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 1,327,000 | $1,121,000 | thousands by filing date | principal |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 9,249 | $1,119,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 53,121 | $1,117,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 21,253 | $1,116,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 30,368 | $1,116,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 86,095 | $1,115,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 44,464 | $1,112,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 24,811 | $1,107,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 24,179 | $1,106,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 72,465 | $1,104,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 27,439 | $1,103,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 9,400 | $1,101,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 36,445 | $1,101,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 471,329 | $1,098,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 43,890 | $1,097,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 12,350 | $1,091,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 44,743 | $1,088,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 13,060 | $1,084,000 | thousands by filing date | |
| PRECIGEN INC | 46122TAA0 | NOTE 3.500% 7/0 | 2,200,000 | $1,084,000 | thousands by filing date | principal |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 32,335 | $1,083,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 52,742 | $1,083,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 26,204 | $1,081,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 10,008 | $1,081,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 95,080 | $1,078,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 40,925 | $1,078,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 258,292 | $1,077,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 136,229 | $1,076,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 19,415 | $1,074,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 308,348 | $1,073,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 22,651 | $1,071,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 29,105 | $1,067,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 62,861 | $1,063,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 55,698 | $1,055,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 13,220 | $1,054,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 44,294 | $1,053,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 143,574 | $1,049,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 63,163 | $1,046,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 72,534 | $1,041,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 81,776 | $1,038,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 94,848 | $1,036,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 49,053 | $1,036,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 4,701 | $1,031,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 104,817 | $1,025,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 20,821 | $1,023,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 6,180 | $1,020,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 232,512 | $1,018,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 38,873 | $1,017,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 13,603 | $1,016,000 | thousands by filing date | |
| RAPID7 INC | 753422AB0 | NOTE | 838,000 | $1,016,000 | thousands by filing date | principal |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 25,585 | $1,014,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 55,136 | $1,011,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 22,343 | $1,011,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 57,654 | $1,010,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 126,290 | $1,010,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 45,572 | $1,009,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 1,099,000 | $1,008,000 | thousands by filing date | principal |
| iShares S&P 500 Value ETF | 464287408 | SHS | 10,399 | $1,001,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 100,000 | $997,000 | thousands by filing date | |
| SCVX CORP U | G79448109 | COM | 100,000 | $997,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 65,729 | $995,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 35,528 | $993,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 19,857 | $992,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 50,892 | $992,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 66,941 | $989,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 108,009 | $987,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 141,516 | $987,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 1,030,000 | $983,000 | thousands by filing date | principal |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 31,651 | $979,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 22,637 | $976,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 48,616 | $975,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 17,854 | $974,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 189,903 | $974,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 157,599 | $974,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 21,580 | $973,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 372,581 | $973,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 1,000,000 | $970,000 | thousands by filing date | principal |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 101,706 | $969,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 79,560 | $968,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 160,762 | $967,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 129,358 | $961,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 503,230 | $957,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 265,790 | $957,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 25,000 | $954,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 76,737 | $949,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 57,892 | $947,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 7,951 | $942,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 53,786 | $941,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 266,633 | $939,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 13,947 | $938,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 1,328,000 | $938,000 | thousands by filing date | principal |
| SHOCKWAVE MED INC | 82489T104 | COM | 28,217 | $937,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 237,320 | $937,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 18,483 | $936,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 30,238 | $934,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 51,473 | $934,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 56,216 | $932,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 439,501 | $931,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 89,085 | $929,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 30,435 | $928,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 90,665 | $925,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 124,831 | $925,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 35,733 | $924,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 8,306 | $921,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 169,713 | $921,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 20,678 | $919,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 93,302 | $919,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 63,751 | $919,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 853,000 | $919,000 | thousands by filing date | principal |
| TANGER INC | 875465106 | COM | 182,980 | $915,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 24,148 | $915,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 209,139 | $915,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 16,714 | $913,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 9,197 | $912,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 257,393 | $911,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 31,585 | $909,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 47,344 | $908,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 62,004 | $908,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 145,853 | $906,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 27,644 | $903,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 32,396 | $901,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 50,106 | $898,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 73,394 | $897,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 79,667 | $897,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 70,515 | $896,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 24,676 | $894,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 19,045 | $893,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 39,568 | $892,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 10,058 | $890,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 33,152 | $889,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 227,955 | $887,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 76,228 | $887,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 18,342 | $886,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 20,476 | $885,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 140,277 | $885,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 69,970 | $885,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 5,562 | $885,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 105,322 | $884,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 33,651 | $881,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 67,442 | $880,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 57,904 | $879,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 13,559 | $879,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 417,865 | $877,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 105,308 | $875,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 148,018 | $875,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 276,499 | $874,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 17,045 | $873,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 80,073 | $872,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 50,527 | $870,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 20,749 | $869,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 34,400 | $868,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 1,081,000 | $865,000 | thousands by filing date | principal |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 20,300 | $863,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 82,641 | $859,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 41,793 | $859,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 8,477 | $855,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 19,093 | $853,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 79,984 | $848,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 850,000 | $846,000 | thousands by filing date | principal |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 54,765 | $842,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 33,364 | $841,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 31,348 | $840,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 21,459 | $839,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 87,956 | $839,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 56,145 | $838,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 23,103 | $838,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 78,191 | $837,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 31,681 | $837,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 267,242 | $837,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 29,651 | $832,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 30,848 | $831,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 27,028 | $830,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 23,104 | $829,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 7,167 | $828,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 44,097 | $828,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 23,525 | $827,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 265,249 | $825,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 6,339 | $825,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 68,341 | $825,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 80,213 | $824,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 106,637 | $823,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 22,387 | $822,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 26,304 | $818,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 7,987 | $818,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 251,938 | $816,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 901,078 | $816,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 5,160 | $815,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 15,511 | $812,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 49,018 | $811,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 36,575 | $810,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 1,764,241 | $808,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAA2 | NOTE 2.625% 2/1 | 883,000 | $804,000 | thousands by filing date | principal |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 16,750 | $804,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 15,500 | $802,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 62,401 | $802,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 20,514 | $802,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 84,603 | $801,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 34,654 | $800,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 49,647 | $790,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 30,626 | $788,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 168,512 | $788,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 71,160 | $787,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 196,370 | $785,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 29,202 | $784,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 41,133 | $779,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 893,000 | $777,000 | thousands by filing date | principal |
| MOVADO GROUP INC COM | 624580106 | Stock | 65,544 | $775,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 57,897 | $774,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 12,363 | $773,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 801,000 | $773,000 | thousands by filing date | principal |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 7,194 | $765,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 153,256 | $764,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 12,958 | $762,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 39,532 | $761,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 66,238 | $761,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 63,615 | $760,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 15,419 | $759,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 190,303 | $759,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 48,766 | $759,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 21,453 | $758,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 51,175 | $758,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 40,348 | $757,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 31,670 | $757,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 26,053 | $755,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 18,742 | $755,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 28,095 | $753,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 81,929 | $752,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 44,408 | $751,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 1,125,000 | $751,000 | thousands by filing date | principal |
| SCHOLASTIC CORP COM | 807066105 | Stock | 29,427 | $750,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 140,360 | $747,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 45,140 | $746,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 72,341 | $745,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 131,001 | $744,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 21,239 | $743,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 59,817 | $741,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 98,132 | $741,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 32,115 | $740,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 18,595 | $739,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 97,847 | $739,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 20,500 | $738,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 700,000 | $738,000 | thousands by filing date | principal |
| ARGAN INC | 04010E109 | COM | 21,267 | $736,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 39,320 | $736,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 232,287 | $734,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G103 | COM | 75,362 | $731,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 62,935 | $730,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 55,415 | $729,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 5,151 | $729,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 84,825 | $728,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 24,650 | $725,000 | thousands by filing date | |
| MFA FINL INC | 55272XAA0 | BOND | 1,200,000 | $723,000 | thousands by filing date | principal |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 68,511 | $721,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 67,908 | $721,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 29,464 | $718,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 116,485 | $717,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 33,643 | $715,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 25,963 | $715,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 111,846 | $713,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 16,114 | $712,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 40,616 | $712,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 30,154 | $712,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 39,929 | $711,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 644,892 | $709,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 139,436 | $708,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 27,079 | $703,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 69,272 | $703,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 29,199 | $701,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 31,967 | $700,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 16,896 | $700,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 472,498 | $699,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 32,201 | $698,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 16,240 | $697,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 68,737 | $692,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 18,456 | $692,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 15,371 | $689,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 5,938 | $689,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 900,000 | $688,000 | thousands by filing date | principal |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 68,270 | $687,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 455,000 | $687,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 28,182 | $686,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 7,612 | $686,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 21,007 | $685,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 28,897 | $685,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 54,850 | $685,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 57,651 | $684,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 18,129 | $683,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 49,818 | $681,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 28,021 | $678,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 23,113 | $678,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 82,738 | $678,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 79,185 | $677,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 85,251 | $675,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 12,268 | $675,000 | thousands by filing date | |
| PAE INC | 69290Y117 | *W EXP 09/11/202 | 453,333 | $675,000 | thousands by filing date | call |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 15,177 | $672,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 29,134 | $670,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 5,034 | $663,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 19,624 | $663,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 30,000 | $663,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 8,160 | $661,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 74,908 | $661,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 35,895 | $660,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 61,279 | $659,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 13,633 | $658,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 39,851 | $657,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 312,153 | $655,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 21,217 | $655,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 41,000 | $655,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 26,297 | $654,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 30,784 | $654,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 30,515 | $653,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 24,362 | $652,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 58,180 | $651,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 28,279 | $649,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 650,000 | $649,000 | thousands by filing date | principal |
| ATRICURE INC | 04963C209 | COM | 19,292 | $648,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 25,898 | $647,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 192,477 | $647,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 8,044 | $646,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 43,358 | $644,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 11,395 | $644,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 42,679 | $640,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 13,320 | $639,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 641,000 | $639,000 | thousands by filing date | principal |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 56,854 | $638,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 79,701 | $637,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 54,055 | $635,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 47,994 | $635,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 10,775 | $634,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 32,600 | $633,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 110,980 | $633,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 20,878 | $631,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 79,883 | $630,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 97,440 | $629,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 13,133 | $627,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 68,048 | $627,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 34,922 | $626,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 11,741 | $624,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 51,610 | $623,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 263,923 | $623,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 22,725 | $622,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 816,000 | $622,000 | thousands by filing date | principal |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 15,968 | $621,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 1,125,000 | $621,000 | thousands by filing date | principal |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 130,144 | $618,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 57,105 | $618,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 24,521 | $616,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 281,841 | $614,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 108,932 | $613,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 74,020 | $612,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 681,611 | $611,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 107,544 | $609,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 8,877 | $609,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 41,070 | $609,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 553,330 | $609,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 71,404 | $607,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 22,428 | $605,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 133,994 | $603,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 81,515 | $601,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 25,264 | $600,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 13,100 | $600,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 84,711 | $599,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 58,067 | $599,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 20,688 | $597,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 267,407 | $596,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 32,970 | $594,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 252,536 | $594,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 24,100 | $594,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 12,791 | $593,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 13,311 | $593,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 41,716 | $592,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 72,836 | $590,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 95,244 | $590,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 16,604 | $589,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 10,125 | $587,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 38,286 | $586,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 32,937 | $585,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 11,574 | $584,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 18,997 | $581,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 17,021 | $579,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 35,730 | $576,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 73,817 | $574,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 56,652 | $571,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 49,065 | $570,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 15,274 | $570,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 42,883 | $569,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 27,043 | $568,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 3,898 | $565,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 19,000 | $563,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 52,217 | $562,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 90,140 | $562,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 56,340 | $561,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 62,318 | $561,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 21,073 | $559,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 22,153 | $558,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 153,329 | $557,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 21,267 | $555,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 22,899 | $554,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 10,014 | $554,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 221,499 | $554,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 8,020 | $553,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 500,000 | $553,000 | thousands by filing date | principal |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 7,546 | $551,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 23,024 | $546,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 1,213,252 | $546,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 28,395 | $545,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 53,038 | $544,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 12,500 | $543,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 130,106 | $542,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 73,851 | $541,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 74,456 | $541,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 14,039 | $538,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 650,000 | $537,000 | thousands by filing date | principal |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 14,556 | $535,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,906 | $532,000 | thousands by filing date | call |
| LIV CAP ACQUISITION CORP | G5510C124 | UNIT 99/99/9999 | 54,296 | $532,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 54,004 | $531,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 12,274 | $530,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 9,701 | $529,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 60,058 | $528,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 13,134 | $528,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 2,788 | $527,000 | thousands by filing date | |
| SCIENJOY HOLDING CORP SHS | G4887W110 | Common Stock | 51,492 | $527,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 82,340 | $526,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 217,350 | $526,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 1,904 | $525,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 13,014 | $525,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 28,931 | $523,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 86,632 | $523,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 87,571 | $523,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 37,905 | $522,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 126,683 | $522,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 58,188 | $521,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 22,283 | $519,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 12,333 | $518,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 16,075 | $518,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 19,267 | $518,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 47,020 | $518,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 7,399 | $517,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 32,486 | $517,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 69,421 | $517,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 16,427 | $517,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 165,985 | $515,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 18,066 | $515,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 78,660 | $512,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 569,819 | $511,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 26,710 | $511,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 21,476 | $510,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 71,726 | $510,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 104,948 | $509,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 41,615 | $509,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 119,554 | $509,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 16,901 | $506,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 97,721 | $506,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 69,800 | $505,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 500,000 | $504,000 | thousands by filing date | principal |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 20,421 | $503,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 725,000 | $503,000 | thousands by filing date | principal |
| AMERISAFE INC | 03071H100 | COM | 7,787 | $501,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 3,436 | $498,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 22,084 | $498,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 802,000 | $498,000 | thousands by filing date | principal |
| RENASANT CORP | 75970E107 | COM | 22,710 | $495,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 7,135 | $495,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 393,000 | $495,000 | thousands by filing date | principal |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 10,693 | $492,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 8,321 | $491,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 143,088 | $491,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 10,739 | $488,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 536 | $488,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 38,868 | $487,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 26,792 | $485,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 180,560 | $485,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-20-000109 | this filing | 2020-05-14 | acceptance time not in the bulk data set |