13F-HR/A filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR/A for the quarter ended 2018-03-31, filed 2019-10-18, with 5,478 holding rows worth $209,546,560,000.
- Accession
- 0000948046-19-000144
- Filer
- CIK 948046
- Filed
- 2019-10-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, amendment of type new holdings, 22,644 entries on the cover page, a total value of $209,546,560,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $209,546,560,000 with VALUE read as thousands by filing date, 13F file number 028-10103. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RUBICON PROJ INC | 78112V102 | COM | 399,990 | $718,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 40,900 | $717,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 3,491 | $717,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 695,000 | $715,000 | thousands by filing date | principal |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 22,035 | $714,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 39,511 | $712,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 21,892 | $712,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 4,241 | $711,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 31,126 | $711,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 55,923 | $710,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 700,000 | $710,000 | thousands by filing date | principal |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 615,000 | $710,000 | thousands by filing date | principal |
| PRESIDIO INC | 74102M103 | COM | 45,467 | $710,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 105,147 | $708,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 18,992 | $706,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 38,102 | $705,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 126,113 | $704,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 32,360 | $703,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 72,461 | $703,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 765,000 | $703,000 | thousands by filing date | principal |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 38,477 | $701,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 52,544 | $701,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 106,809 | $700,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 46,679 | $698,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 269,843 | $696,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 6,936 | $696,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 43,685 | $695,000 | thousands by filing date | put |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 402,589 | $695,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 30,310 | $693,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 23,757 | $693,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 3,415 | $692,000 | thousands by filing date | call |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 700,000 | $692,000 | thousands by filing date | principal |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 272,642 | $691,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 4,697 | $688,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 14,440 | $687,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 17,966 | $687,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 24,228 | $686,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 26,953 | $684,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 6,916 | $682,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 4,602 | $681,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 84,266 | $681,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 119,552 | $681,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827110 | *W EXP 06/27/202 | 439,034 | $680,000 | thousands by filing date | call |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 35,383 | $679,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 27,865 | $679,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 29,229 | $676,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 64,116 | $676,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 6,151 | $675,000 | thousands by filing date | put |
| ACNB CORP | 000868109 | COMMON STOCK | 23,054 | $672,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 55,000 | $672,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 60,245 | $672,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 206,028 | $669,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 62,439 | $668,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 223,821 | $668,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 51,342 | $668,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 39,533 | $663,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 55,183 | $663,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 157,315 | $662,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 10,175 | $660,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 22,316 | $659,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 25,395 | $658,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 23,759 | $656,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 82,205 | $654,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 209,489 | $653,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 34,295 | $649,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 81,716 | $646,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 17,384 | $646,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 148,587 | $646,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 18,134 | $645,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 23,150 | $645,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 31,076 | $644,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 45,162 | $643,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 35,972 | $643,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 38,503 | $643,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 27,106 | $641,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 22,521 | $641,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 78,724 | $640,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 34,564 | $640,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 118,958 | $639,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,156 | $636,000 | thousands by filing date | call |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 16,977 | $636,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 65,287 | $635,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 26,242 | $634,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 30,969 | $634,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 114,387 | $633,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 44,503 | $632,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 37,727 | $631,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 126,894 | $628,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 84,874 | $624,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 52,541 | $623,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 94,011 | $623,000 | thousands by filing date | |
| COASTWAY BANCORP INC | 190632109 | COM | 22,872 | $623,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 11,175 | $622,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 26,496 | $621,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 22,668 | $621,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 33,376 | $619,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 57,645 | $617,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 11,916 | $614,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 26,971 | $614,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 17,610 | $612,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 58,825 | $608,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 38,872 | $606,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 103,759 | $604,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 20,400 | $601,000 | thousands by filing date | put |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 33,256 | $600,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 10,718 | $598,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 316,250 | $597,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 11,536 | $593,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 81,985 | $593,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 16,692 | $593,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 30,928 | $591,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 30,282 | $588,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 69,998 | $587,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 40,937 | $587,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 79,351 | $587,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 571,000 | $586,000 | thousands by filing date | principal |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 26,236 | $585,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 26,627 | $584,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 39,979 | $584,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 31,796 | $583,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 2,923 | $582,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,539 | $581,000 | thousands by filing date | call |
| THE BANK OF PRINCETON | 064520109 | COMMON | 16,855 | $581,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,524 | $580,000 | thousands by filing date | put |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 67,549 | $580,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 19,026 | $580,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 32,108 | $580,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 28,469 | $579,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L720 | CUR HDG DM IDX | 20,739 | $575,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 126,041 | $572,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 68,921 | $572,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 18,645 | $571,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 25,879 | $570,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 6,871 | $569,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 21,952 | $569,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 58,856 | $568,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 64,409 | $568,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 277,214 | $567,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 37,374 | $567,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 43,586 | $566,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 78,870 | $566,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 29,343 | $564,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 28,943 | $563,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 45,762 | $563,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 146,197 | $562,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 21,316 | $561,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 10,544 | $560,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 93,034 | $560,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 38,879 | $560,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 133,667 | $560,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 40,125 | $559,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 7,780 | $557,000 | thousands by filing date | call |
| THESTREET INC | 88368Q103 | COM | 310,363 | $555,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 90,362 | $555,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y405 | 20YR TRES BEAR | 26,917 | $555,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 200,427 | $551,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 56,327 | $548,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 23,067 | $548,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 77,704 | $547,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 17,886 | $546,000 | thousands by filing date | call |
| AUTOWEB INC | 05335B100 | COM | 183,333 | $546,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 33,975 | $542,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 3,212 | $540,000 | thousands by filing date | call |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 47,289 | $540,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 143,840 | $540,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 21,407 | $539,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 381,793 | $536,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 50,973 | $533,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 67,525 | $532,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 13,027 | $530,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 26,113 | $530,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 25,243 | $530,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 29,452 | $530,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 369,308 | $530,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 1,484,245 | $528,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 14,545 | $527,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 38,739 | $526,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 4,771 | $525,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 30,151 | $524,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 33,435 | $522,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 76,138 | $521,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 47,995 | $521,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 248,453 | $520,000 | thousands by filing date | |
| United Community Bancorp | 90984R101 | Common Stock | 20,645 | $520,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 10,285 | $517,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 15,512 | $517,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 12,867 | $515,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 42,701 | $514,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 45,335 | $511,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 68,700 | $508,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 16,822 | $506,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 17,767 | $506,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 25,986 | $505,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 38,998 | $505,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 36,407 | $503,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 857,300 | $503,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 16,951 | $503,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 21,712 | $501,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 241,744 | $500,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 7,197 | $499,000 | thousands by filing date | call |
| LOOP INDS INC | 543518104 | COM | 34,422 | $499,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 68,801 | $498,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 271,529 | $496,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E653 | DLY EUR STX 3X | 20,300 | $496,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W115 | *W EXP 06/01/202 | 675,000 | $496,000 | thousands by filing date | call |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 29,312 | $495,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 14,095 | $495,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 28,105 | $494,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 28,097 | $491,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 12,701 | $491,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 15,613 | $491,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 96,960 | $489,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 162,928 | $488,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 336,746 | $488,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 18,421 | $487,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 520,000 | $486,000 | thousands by filing date | principal |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 8,395 | $485,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 49,544 | $484,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 47,711 | $484,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 37,228 | $483,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 59,945 | $480,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 54,845 | $480,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 9,542 | $479,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 525,000 | $478,000 | thousands by filing date | principal |
| ADDUS HOMECARE CORP | 006739106 | COM | 9,844 | $477,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 214,938 | $476,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 27,783 | $475,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 152,762 | $475,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 59,267 | $474,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 147,550 | $474,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 222,494 | $474,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 3,265 | $473,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 43,537 | $473,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 25,089 | $472,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 11,286 | $470,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 23,840 | $470,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 20,352 | $470,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 25,360 | $469,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 36,112 | $469,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 21,881 | $469,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 127,509 | $469,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 23,400 | $468,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 11,626 | $468,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 26,090 | $468,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 16,072 | $467,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 661,000 | $466,000 | thousands by filing date | principal |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 21,278 | $466,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 63,850 | $465,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 142,904 | $465,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 28,403 | $465,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867117 | *W EXP 01/13/202 | 261,765 | $465,000 | thousands by filing date | call |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 40,588 | $463,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 39,289 | $462,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 15,347 | $462,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 44,700 | $462,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 15,905 | $461,000 | thousands by filing date | put |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 18,031 | $461,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 32,400 | $460,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 76,463 | $460,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 13,334 | $458,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 61,971 | $458,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 105,456 | $457,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 16,810 | $456,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 38,249 | $456,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 46,340 | $454,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 29,962 | $453,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 21,439 | $453,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 19,035 | $453,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 8,929 | $450,000 | thousands by filing date | put |
| ENERGY RECOVERY INC | 29270J100 | COM | 54,845 | $450,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 17,184 | $450,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 14,787 | $450,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 50,688 | $450,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 123,591 | $449,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 77,715 | $449,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,782 | $448,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 12,620 | $446,000 | thousands by filing date | call |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 82,532 | $446,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,924 | $445,000 | thousands by filing date | put |
| GREIF INC | 397624206 | CL B | 7,674 | $445,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 58,756 | $445,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 22,887 | $445,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 15,352 | $442,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 24,620 | $442,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 162,245 | $442,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 64,075 | $439,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 32,770 | $437,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 561,000 | $435,000 | thousands by filing date | principal |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 83,997 | $434,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 71,432 | $434,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 69,845 | $433,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 60,377 | $433,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 42,185 | $433,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 8,287 | $432,000 | thousands by filing date | call |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 32,047 | $432,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 39,242 | $432,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 3,665 | $431,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 19,485 | $428,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 37,284 | $426,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 14,796 | $426,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 258,740 | $425,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 8,308 | $423,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 6,521 | $422,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 281,545 | $421,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 118,708 | $420,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 33,843 | $420,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 21,232 | $417,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 12,215 | $416,000 | thousands by filing date | put |
| INDEXIQ ETF TR | 45409B305 | LNG SHT TRACK | 18,982 | $416,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 200,000 | $416,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 9,125 | $415,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 8,461 | $414,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 87,006 | $414,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 21,124 | $412,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 151,040 | $412,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 21,984 | $412,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 16,882 | $411,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 14,739 | $411,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 9,528 | $410,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 186,839 | $410,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 30,455 | $409,000 | thousands by filing date | call |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 43,245 | $409,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 16,729 | $409,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 8,686 | $407,000 | thousands by filing date | put |
| A10 NETWORKS INC | 002121101 | COM | 70,201 | $407,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 226,374 | $407,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 29,718 | $406,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 22,929 | $406,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 26,735 | $405,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 15,698 | $405,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 9,412 | $403,000 | thousands by filing date | put |
| UnitedHealth Group Inc | 91324P102 | COM | 1,874 | $400,000 | thousands by filing date | call |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 17,963 | $399,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 46,809 | $399,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 20,653 | $398,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 71,585 | $398,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 21,948 | $396,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 55,735 | $395,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 7,326 | $394,000 | thousands by filing date | put |
| Comcast Corp | 20030N101 | COM | 11,538 | $393,000 | thousands by filing date | call |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 11,910 | $393,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 72,509 | $393,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 58,852 | $393,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 35,103 | $393,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,812 | $391,000 | thousands by filing date | put |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 41,323 | $391,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 38,259 | $390,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 338,613 | $389,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 9,100 | $389,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 31,562 | $389,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 33,410 | $388,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 28,741 | $388,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 165,241 | $387,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 26,691 | $387,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 5,569 | $386,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 9,822 | $386,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 36,250 | $385,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 8,498 | $384,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 56,059 | $383,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 14,481 | $383,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 8,798 | $382,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 42,808 | $382,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 15,425 | $382,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 9,430 | $381,000 | thousands by filing date | put |
| ULTRALIFE CORP | 903899102 | COM | 38,159 | $381,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 20,562 | $381,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 54,293 | $380,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 22,539 | $379,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 43,846 | $379,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 13,187 | $378,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 40,054 | $378,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 34,580 | $378,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 3,811 | $378,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 195,383 | $377,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 17,000 | $377,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 110,925 | $376,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 4,600 | $375,000 | thousands by filing date | put |
| SNAP INC | 83304A106 | CL A | 23,680 | $375,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 12,714 | $375,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 27,811 | $374,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 18,297 | $374,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 24,813 | $374,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 32,558 | $374,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 3,450 | $373,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 2,976 | $373,000 | thousands by filing date | call |
| ARTESIAN RES CORP | 043113208 | CL A | 10,271 | $373,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 180,213 | $373,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 220,176 | $373,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,093 | $372,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 7,732 | $372,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 15,738 | $372,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 14,400 | $370,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 52,410 | $370,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 22,314 | $369,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 113,798 | $368,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 2,437 | $368,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 34,252 | $366,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 9,364 | $365,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,600 | $364,000 | thousands by filing date | put |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 49,715 | $364,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 13,730 | $363,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 79,461 | $363,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 64,129 | $362,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 14,476 | $360,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 15,230 | $359,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 7,724 | $357,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A128 | *W EXP 10/25/202 | 292,931 | $357,000 | thousands by filing date | call |
| HORIZON GLOBAL CORP | 44052W104 | COM | 43,066 | $354,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 149,244 | $352,000 | thousands by filing date | call |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 22,807 | $350,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 22,165 | $350,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 17,046 | $350,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 9,885 | $350,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 32,244 | $349,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 48,379 | $349,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 246,266 | $349,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 28,811 | $348,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 59,151 | $348,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 67,107 | $348,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 357,218 | $348,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 107,715 | $345,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 6,352 | $344,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 29,149 | $342,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 123,896 | $340,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,519 | $339,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 15,259 | $339,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 29,662 | $338,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 185,270 | $338,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 27,584 | $337,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 41,767 | $337,000 | thousands by filing date | |
| ANCHOR | 032838104 | COMMON STOCK | 13,667 | $337,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 183,900 | $337,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 20,252 | $336,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L670 | CRE SLCT BD FD | 13,632 | $336,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 15,801 | $336,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 80,186 | $336,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 106,600 | $336,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 21,128 | $335,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 20,000 | $332,000 | thousands by filing date | put |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 99,189 | $332,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 36,461 | $331,000 | thousands by filing date | |
| Armo Biosciences Inc | 04225U104 | COM | 8,889 | $331,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 36,200 | $331,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 8,200 | $329,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 90,298 | $328,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 1,443 | $327,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 14,111 | $327,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 13,599 | $325,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 64,913 | $324,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 12,914 | $324,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 375,074 | $323,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 21,500 | $323,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 15,133 | $322,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 11,939 | $322,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 46,484 | $321,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 38,969 | $320,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,254 | $317,000 | thousands by filing date | call |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 14,384 | $317,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 4,969 | $316,000 | thousands by filing date | call |
| VOC ENERGY TR | 91829B103 | TR UNIT | 77,800 | $316,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,877 | $315,000 | thousands by filing date | call |
| DBX ETF TR | 233051259 | XTRACKERS HIGH | 6,500 | $315,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 26,055 | $315,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 21,723 | $314,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 17,543 | $314,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 663,981 | $314,000 | thousands by filing date | principal |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 33,248 | $313,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 69,597 | $312,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 60,772 | $312,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 5,009 | $311,000 | thousands by filing date | call |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 4,324 | $310,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 8,291 | $310,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 260,724 | $309,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,297 | $308,000 | thousands by filing date | put |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 7,604 | $308,000 | thousands by filing date | put |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 53,313 | $307,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 27,730 | $305,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 47,106 | $304,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 22,623 | $303,000 | thousands by filing date | put |
| SIGMA DESIGNS INC | 826565103 | COM | 49,141 | $303,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 11,558 | $302,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 25,534 | $302,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 37,680 | $301,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 28,168 | $301,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 287,816 | $301,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 25,480 | $300,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 22,291 | $300,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 4,344 | $300,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 16,951 | $300,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 18,002 | $299,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 296,000 | $299,000 | thousands by filing date | principal |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 150,518 | $298,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 50,864 | $298,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 97,571 | $297,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 140,221 | $297,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 35,956 | $297,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 31,095 | $296,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 56,606 | $296,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 8,295 | $295,000 | thousands by filing date | put |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 13,818 | $295,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-18-000068 | superseded | 2018-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-19-000144 | this filing | 2019-10-18 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-19-000160 | base | 2019-10-23 | acceptance time not in the bulk data set |