13F-HR/A filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR/A for the quarter ended 2018-03-31, filed 2019-10-18, with 5,478 holding rows worth $209,546,560,000.
- Accession
- 0000948046-19-000144
- Filer
- CIK 948046
- Filed
- 2019-10-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, amendment of type new holdings, 22,644 entries on the cover page, a total value of $209,546,560,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $209,546,560,000 with VALUE read as thousands by filing date, 13F file number 028-10103. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PCM INC | 69323K100 | COM | 12,033 | $99,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 62,094 | $99,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 11,772 | $99,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 659 | $98,000 | thousands by filing date | call |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 2,096 | $98,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 34,062 | $98,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 11,214 | $98,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 22,275 | $98,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 32,920 | $98,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 75,184 | $98,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 23,800 | $98,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 622 | $97,000 | thousands by filing date | put |
| United Parcel Service,Inc. Class B | 911312106 | COM | 938 | $97,000 | thousands by filing date | call |
| NEWMONT CORP | 651639106 | COM | 2,500 | $97,000 | thousands by filing date | call |
| WORKDAY INC CL A | 98138H101 | Stock | 767 | $97,000 | thousands by filing date | call |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,450 | $97,000 | thousands by filing date | call |
| FIRST US BANCSHARES INC | 33744V103 | COM | 8,566 | $97,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 21,200 | $97,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 2,235 | $96,000 | thousands by filing date | call |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 878 | $96,000 | thousands by filing date | call |
| ISRAMCO INC | 465141406 | COM | 938 | $96,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 18,799 | $96,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 2,075 | $95,000 | thousands by filing date | put |
| CDK GLOBAL INC | 12508E101 | COM | 1,500 | $95,000 | thousands by filing date | call |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 30,658 | $95,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 15,112 | $95,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 871 | $94,000 | thousands by filing date | call |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 3,000 | $94,000 | thousands by filing date | call |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 21,648 | $94,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 2,344 | $94,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 11,617 | $94,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 29,912 | $94,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 64,516 | $94,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 236,706 | $94,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 773 | $93,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 499 | $93,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 2,400 | $93,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F203 | COM NEW | 20,960 | $93,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 1,941 | $92,000 | thousands by filing date | call |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 7,706 | $92,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 2,046 | $92,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 68,836 | $92,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 582,534 | $92,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 12,813 | $91,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,197 | $90,000 | thousands by filing date | put |
| USBANCORPDEL | 902973304 | COM NEW | 1,808 | $90,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,659 | $90,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 5,534 | $90,000 | thousands by filing date | call |
| AQUA METALS INC | 03837J101 | COM | 35,588 | $90,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 525 | $89,000 | thousands by filing date | call |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 6,091 | $89,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 409 | $88,000 | thousands by filing date | put |
| EP ENERGY CORP | 268785102 | CL A | 66,597 | $88,000 | thousands by filing date | |
| ALTA MESA RES INC 3 | 02133L117 | COM | 57,143 | $88,000 | thousands by filing date | call |
| UNIQURE NV | N90064101 | SHS | 3,745 | $87,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 5,000 | $87,000 | thousands by filing date | call |
| MCKESSON CORP COM | 58155Q103 | Stock | 620 | $87,000 | thousands by filing date | put |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 9,000 | $87,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 84,814 | $87,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 840 | $87,000 | thousands by filing date | call |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 11,787 | $87,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 9,609 | $87,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 105,825 | $87,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 1,200 | $87,000 | thousands by filing date | call |
| 1347 Property Insurance Holdings | 68244P107 | COM | 12,298 | $87,000 | thousands by filing date | |
| OSPREY ENERGY ACQUISITION CO | 688397116 | *W EXP 07/21/202 | 125,000 | $87,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 1,513 | $86,000 | thousands by filing date | put |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 1,920 | $86,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 5,200 | $86,000 | thousands by filing date | put |
| CENTURY ALUM CO | 156431108 | COM | 5,200 | $86,000 | thousands by filing date | call |
| LIBERTY TAX INC | 53128T102 | CL A | 8,679 | $86,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 15,499 | $86,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 2,428 | $85,000 | thousands by filing date | put |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 52,211 | $85,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 22,232 | $85,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 53,245 | $84,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 795 | $83,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 350 | $83,000 | thousands by filing date | call |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 7,055 | $83,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 3,589 | $83,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 172,381 | $83,000 | thousands by filing date | |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 100,000 | $83,000 | thousands by filing date | call |
| Lowes Companies,Inc. | 548661107 | COM | 948 | $82,000 | thousands by filing date | call |
| SEA LTD | 81141R100 | SPONSORD ADS | 7,229 | $81,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 2,036 | $81,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 5,497 | $81,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 1,962 | $81,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 72,774 | $81,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 19,281 | $81,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 880 | $80,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 33,307 | $80,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 8,916 | $80,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 1,616 | $80,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 8,363 | $80,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 8,268 | $80,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 3,004 | $79,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 14,558 | $79,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U110 | *W EXP 06/30/202 | 85,714 | $79,000 | thousands by filing date | call |
| Chevron Corporation | 166764100 | COM | 688 | $78,000 | thousands by filing date | put |
| Oracle Corporation | 68389X105 | COM | 1,738 | $78,000 | thousands by filing date | call |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 1,249 | $78,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 220 | $78,000 | thousands by filing date | put |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 523 | $78,000 | thousands by filing date | put |
| SOUND FINL BANCORP INC | 83607A100 | COM | 2,129 | $78,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 760 | $78,000 | thousands by filing date | put |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 90,655 | $78,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 32,240 | $78,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 505 | $77,000 | thousands by filing date | put |
| NIKE,Inc. Class B | 654106103 | COM | 1,171 | $77,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 500 | $77,000 | thousands by filing date | call |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 48,199 | $77,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 496 | $76,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 2,172 | $76,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 3,509 | $76,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 4,111 | $76,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 1,010 | $76,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 64,113 | $76,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 21,982 | $76,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 400 | $75,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 5,000 | $75,000 | thousands by filing date | call |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 1,206 | $75,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 16,900 | $75,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 6,957 | $75,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 4,451 | $75,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,000 | $74,000 | thousands by filing date | put |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 8,528 | $74,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 5,456 | $74,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 68,003 | $74,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 7,346 | $74,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 20,293 | $74,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 700 | $73,000 | thousands by filing date | call |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 259 | $72,000 | thousands by filing date | put |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 3,815 | $72,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 911 | $71,000 | thousands by filing date | call |
| NEXTDECADE CORP | 65342K105 | COM | 14,500 | $71,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 4,288 | $71,000 | thousands by filing date | call |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 30,800 | $71,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 25,200 | $71,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 29,198 | $71,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 883 | $70,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 6,318 | $70,000 | thousands by filing date | call |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 17,351 | $70,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 2,899 | $69,000 | thousands by filing date | call |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 8,895 | $69,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 414 | $68,000 | thousands by filing date | call |
| BUNGE LTD | G16962105 | COM | 930 | $68,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 1,600 | $68,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 21,235 | $68,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 6,235 | $68,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 89,525 | $68,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 2,500 | $68,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 1,246 | $67,000 | thousands by filing date | call |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 1,099 | $67,000 | thousands by filing date | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 10,944 | $67,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,500 | $67,000 | thousands by filing date | call |
| Cyber Security ETF | 26924G201 | Common | 1,979 | $67,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 19,231 | $67,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 5,298 | $67,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 29,776 | $67,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 10,007 | $67,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 1,049 | $66,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 1,258 | $66,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 16,783 | $66,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 178,600 | $66,000 | thousands by filing date | |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L117 | *W EXP 10/07/202 | 202,549 | $66,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 1,175 | $65,000 | thousands by filing date | put |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 998 | $65,000 | thousands by filing date | put |
| IDENTIV INC | 45170X205 | COM NEW | 17,480 | $65,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 7,788 | $65,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 25,864 | $65,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 11,200 | $65,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 2,901 | $65,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 4,190 | $65,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 171,100 | $65,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 39,542 | $65,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 28,171 | $64,000 | thousands by filing date | put |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 2,400 | $64,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 324 | $63,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 410 | $63,000 | thousands by filing date | put |
| LGL GROUP INC | 50186A108 | COM | 11,329 | $63,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 1,585 | $62,000 | thousands by filing date | |
| AFFINITY BANCSHARES INC COM | 20369M104 | Stock | 5,531 | $62,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 2,285 | $62,000 | thousands by filing date | |
| ACORN INTL INC | 004854204 | SPONSORD ADR NEW | 3,200 | $62,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 962 | $61,000 | thousands by filing date | call |
| Vanguard Energy ETF | 92204A306 | SHS | 666 | $61,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 1,657 | $61,000 | thousands by filing date | put |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 7,045 | $61,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 7,732 | $61,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 4,601 | $61,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 746 | $60,000 | thousands by filing date | call |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 1,200 | $60,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 3,600 | $60,000 | thousands by filing date | put |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 2,245 | $60,000 | thousands by filing date | call |
| RADISYS CORP | 750459109 | COM | 95,365 | $60,000 | thousands by filing date | |
| NEWATER TECHNOLOGY INC | G64335105 | SHS | 2,900 | $60,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 3,714 | $59,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 965 | $59,000 | thousands by filing date | put |
| CELCUITY INC | 15102K100 | COM | 3,635 | $59,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 12,885 | $59,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 67,818 | $59,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 15,665 | $59,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 27,079 | $59,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,617 | $58,000 | thousands by filing date | call |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 16,613 | $58,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 1,873 | $58,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 4,283 | $58,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 800 | $58,000 | thousands by filing date | put |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 1,093 | $57,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 2,394 | $57,000 | thousands by filing date | call |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 5,900 | $57,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 39,900 | $57,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 163 | $56,000 | thousands by filing date | call |
| TORCHMARK CORP | 891027104 | COM | 670 | $56,000 | thousands by filing date | put |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 16,453 | $56,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 7,864 | $56,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 1,809 | $56,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 6,963 | $56,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 3,885 | $56,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 270 | $55,000 | thousands by filing date | put |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 2,301 | $55,000 | thousands by filing date | put |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 8,800 | $55,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 5,400 | $55,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 2,900 | $55,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 10,200 | $55,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 16,509 | $55,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 517 | $54,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 850 | $54,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,000 | $54,000 | thousands by filing date | put |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 2,700 | $54,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 1,015 | $54,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 13,440 | $54,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 9,555 | $54,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 4,586 | $54,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 10,565 | $54,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 16,007 | $54,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 1,052 | $53,000 | thousands by filing date | call |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 835 | $53,000 | thousands by filing date | call |
| VIRCO MFG CO | 927651109 | COM | 13,092 | $53,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 2,500 | $53,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 3,115 | $53,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 1,153 | $52,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 800 | $52,000 | thousands by filing date | put |
| Rafael Holdings Inc Class B | 75062E106 | COM | 11,050 | $52,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 6,388 | $52,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 14,468 | $52,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 282 | $51,000 | thousands by filing date | put |
| MOSAIC CO COM | 61945C103 | Stock | 2,124 | $51,000 | thousands by filing date | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 552 | $51,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X867 | CMN | 1,300 | $51,000 | thousands by filing date | |
| OMINTO INC | 68217C208 | COM NEW | 18,444 | $51,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 845 | $50,000 | thousands by filing date | put |
| OXFORD LANE CAP CORP | 691543102 | COM | 5,036 | $50,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 4,019 | $50,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 4,084 | $50,000 | thousands by filing date | call |
| MYLAN NV | N59465109 | SHS EURO | 1,219 | $50,000 | thousands by filing date | call |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 10,281 | $50,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 1,615 | $50,000 | thousands by filing date | put |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 20,500 | $50,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 673 | $49,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 4,016 | $49,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 1,371 | $49,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 9,587 | $49,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 210 | $49,000 | thousands by filing date | put |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 2,645 | $49,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 3,021 | $49,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 36,787 | $49,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 649 | $48,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 750 | $48,000 | thousands by filing date | put |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 529 | $48,000 | thousands by filing date | |
| Yogaworks, Inc. | 986005106 | com | 16,690 | $48,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 1,719 | $48,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 5,725 | $48,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 410 | $47,000 | thousands by filing date | put |
| MBIA INC | 55262C100 | COMMON STOCK | 5,100 | $47,000 | thousands by filing date | call |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 5,105 | $47,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 103,057 | $47,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 217 | $46,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F437 | COM | 1,598 | $46,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 6,700 | $46,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 1,800 | $46,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 900 | $46,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 316 | $45,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 848 | $45,000 | thousands by filing date | call |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 2,304 | $45,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 878 | $45,000 | thousands by filing date | call |
| COMSTOCK RES INC COM | 205768302 | Stock | 6,327 | $45,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 1,147 | $45,000 | thousands by filing date | call |
| MIMEDX GROUP INC | 602496101 | COM | 6,503 | $45,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 940 | $44,000 | thousands by filing date | put |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 3,022 | $44,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 250 | $44,000 | thousands by filing date | put |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 7,208 | $44,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 3,879 | $44,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 15,156 | $44,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 11,133 | $44,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 39,087 | $44,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 470 | $43,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 338 | $43,000 | thousands by filing date | call |
| AFLAC INC COM | 001055102 | Stock | 1,000 | $43,000 | thousands by filing date | put |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 25,300 | $43,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 32,100 | $43,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 6,223 | $43,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 10,129 | $43,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 21,109 | $43,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 11,645 | $43,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 900 | $43,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 2,600 | $43,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 3,108 | $43,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786LAB3 | NOTE 5.250 3/0 | 45,000 | $43,000 | thousands by filing date | principal |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,031 | $42,000 | thousands by filing date | call |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 430 | $42,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 792 | $42,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 1,079 | $42,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 3,299 | $42,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 600 | $41,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 1,228 | $41,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 5,901 | $41,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 3,040 | $41,000 | thousands by filing date | put |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 19,847 | $41,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 250 | $40,000 | thousands by filing date | put |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 750 | $40,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 1,500 | $40,000 | thousands by filing date | call |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 8,353 | $40,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 32,450 | $40,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 900 | $40,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 1,200 | $39,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 1,331 | $39,000 | thousands by filing date | call |
| AUTODESK INC COM | 052769106 | Stock | 313 | $39,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 575 | $39,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 1,350 | $39,000 | thousands by filing date | put |
| P & F INDS INC | 692830508 | CL A NEW | 5,100 | $39,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 875 | $39,000 | thousands by filing date | put |
| Foundation Medicine Inc | 350465100 | COM | 500 | $39,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 3,800 | $38,000 | thousands by filing date | call |
| Amgen Inc. | 031162100 | COM | 227 | $38,000 | thousands by filing date | call |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,600 | $38,000 | thousands by filing date | call |
| RIOT PLATFORMS INC | 767292105 | COM | 5,800 | $38,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 2,499 | $38,000 | thousands by filing date | |
| STEADYMED LTD | M84920103 | SHS | 11,900 | $38,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 214 | $37,000 | thousands by filing date | call |
| Vanguard Utilities ETF | 92204A876 | SHS | 338 | $37,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 1,166 | $37,000 | thousands by filing date | call |
| HUMANA INC COM | 444859102 | Stock | 141 | $37,000 | thousands by filing date | call |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 16,332 | $37,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 6,607 | $37,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 6,438 | $37,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 1,300 | $37,000 | thousands by filing date | call |
| SOCIAL REALITY INC | 83362P300 | COM CL A NEW | 9,800 | $37,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 940 | $36,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 900 | $36,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 707 | $36,000 | thousands by filing date | put |
| CUMMINS INC COM | 231021106 | Stock | 229 | $36,000 | thousands by filing date | put |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 729 | $36,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 300 | $36,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 1,800 | $36,000 | thousands by filing date | call |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 11,857 | $36,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 7,441 | $36,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 6,494 | $36,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 230 | $35,000 | thousands by filing date | call |
| Texas Instruments Incorporated | 882508104 | COM | 341 | $35,000 | thousands by filing date | call |
| BAXTER INTL INC | 071813109 | COM | 544 | $35,000 | thousands by filing date | put |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 2,081 | $35,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 1,234 | $35,000 | thousands by filing date | call |
| HARRIS CORP INC | 413875105 | COM | 220 | $35,000 | thousands by filing date | call |
| VITAL THERAPIES INC | 92847R104 | COM | 5,213 | $35,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 7,162 | $35,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 2,354 | $35,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 225 | $34,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 861 | $34,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 935 | $34,000 | thousands by filing date | call |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 1,701 | $34,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 23,300 | $34,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 790 | $34,000 | thousands by filing date | call |
| ELECTRUM SPL ACQUISITION COR | G3105C112 | *W EXP 06/16/202 | 100,000 | $34,000 | thousands by filing date | call |
| Berkshire Hathaway Inc | 084670702 | COM | 168 | $33,000 | thousands by filing date | put |
| HANESBRANDS INC | 410345102 | COM | 1,842 | $33,000 | thousands by filing date | put |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 2,650 | $33,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 100 | $32,000 | thousands by filing date | call |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 148 | $32,000 | thousands by filing date | call |
| VALUE LINE INC | 920437100 | COMMON STOCK | 1,836 | $32,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 912 | $32,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 2,176 | $32,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 7,974 | $32,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 1,616 | $32,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 2,000 | $31,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 1,186 | $31,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 22,148 | $31,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 39,273 | $31,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 825 | $31,000 | thousands by filing date | |
| TINTRI INC | 88770Q105 | COM | 19,086 | $31,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 100 | $30,000 | thousands by filing date | put |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 100 | $30,000 | thousands by filing date | call |
| NEW MTN FIN CORP | 647551100 | COM | 2,329 | $30,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 831 | $30,000 | thousands by filing date | call |
| CREE INC | 225447101 | COM | 750 | $30,000 | thousands by filing date | call |
| MITCHAM INDS INC COM | 606501104 | COM | 9,400 | $30,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 2,793 | $30,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 1,623 | $30,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 368 | $29,000 | thousands by filing date | call |
| VANGUARD MALVERN FDS | 922020805 | SHS | 610 | $29,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 1,000 | $29,000 | thousands by filing date | call |
| BXP INC COM | 101121101 | REIT | 242 | $29,000 | thousands by filing date | call |
| ILLUMINA INC | 452327109 | COM | 126 | $29,000 | thousands by filing date | call |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 2,000 | $29,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 1,036 | $29,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 1,856 | $29,000 | thousands by filing date | call |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 22,284 | $29,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 21,763 | $29,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 13,436 | $29,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 10,029 | $29,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 26,255 | $29,000 | thousands by filing date | |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 4,768 | $29,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 456 | $28,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 597 | $28,000 | thousands by filing date | call |
| PAYPALHLDGSINC | 70450Y103 | STOK | 379 | $28,000 | thousands by filing date | put |
| PULTE GROUP INC COM | 745867101 | Stock | 950 | $28,000 | thousands by filing date | call |
| YELP INC CL A | 985817105 | Stock | 693 | $28,000 | thousands by filing date | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 930 | $28,000 | thousands by filing date | put |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 2,200 | $28,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 2,400 | $28,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 500 | $28,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 15,821 | $28,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 10,410 | $28,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 799 | $28,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 9,347 | $28,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920127 | *W EXP 01/01/202 | 25,000 | $28,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 350 | $27,000 | thousands by filing date | put |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 2,000 | $27,000 | thousands by filing date | put |
| OMNICOM GROUP INC COM | 681919106 | Stock | 377 | $27,000 | thousands by filing date | call |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 2,962 | $27,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 1,000 | $27,000 | thousands by filing date | call |
| GOLDCORP INC NEW | 380956409 | COM | 2,000 | $27,000 | thousands by filing date | call |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 2,256 | $27,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 1,852 | $26,000 | thousands by filing date | call |
| CHEMOURS CO COM | 163851108 | Stock | 544 | $26,000 | thousands by filing date | call |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 520 | $26,000 | thousands by filing date | put |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 3,185 | $26,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 1,262 | $26,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 1,434 | $26,000 | thousands by filing date | |
| NISUN INTL ENT DVPMT GP CO LTD COM CL A | G4418R101 | Stock | 15,400 | $26,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 174 | $25,000 | thousands by filing date | call |
| OKTAINCCLASSA | 679295105 | STOK | 647 | $25,000 | thousands by filing date | call |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 183 | $25,000 | thousands by filing date | call |
| CUBESMART COM | 229663109 | REIT | 900 | $25,000 | thousands by filing date | call |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 500 | $25,000 | thousands by filing date | call |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 4,793 | $25,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 850 | $25,000 | thousands by filing date | put |
| Adobe Inc | 00724F101 | COM | 115 | $24,000 | thousands by filing date | call |
| D R HORTON INC COM | 23331A109 | Stock | 553 | $24,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 966 | $24,000 | thousands by filing date | put |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 368 | $24,000 | thousands by filing date | call |
| YUM BRANDS INC COM | 988498101 | Stock | 282 | $24,000 | thousands by filing date | call |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 1,000 | $24,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 16,769 | $24,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 1,250 | $24,000 | thousands by filing date | put |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 18,701 | $24,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 7,067 | $24,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 258 | $23,000 | thousands by filing date | put |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 742 | $23,000 | thousands by filing date | call |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 286 | $23,000 | thousands by filing date | put |
| CBS CORP NEW | 124857202 | CL B | 459 | $23,000 | thousands by filing date | put |
| ALLERGAN PLC | G0177J108 | SHS | 141 | $23,000 | thousands by filing date | put |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 3,876 | $23,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 351 | $23,000 | thousands by filing date | call |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 2,045 | $23,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 690 | $23,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 41,223 | $23,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 4,521 | $23,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 8,200 | $23,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 4,886 | $23,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 500 | $22,000 | thousands by filing date | put |
| ALCOA CORP COM | 013872106 | Stock | 514 | $22,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 750 | $22,000 | thousands by filing date | put |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 161 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 200 | $22,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 626 | $22,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 2,245 | $22,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 368 | $22,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 2,276 | $22,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 757 | $21,000 | thousands by filing date | call |
| CBRE GROUP INC CL A | 12504L109 | Stock | 450 | $21,000 | thousands by filing date | call |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 330 | $21,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 2,200 | $21,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 1,726 | $21,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 842 | $21,000 | thousands by filing date | |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 15,121 | $21,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 400 | $20,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 500 | $20,000 | thousands by filing date | put |
| GENERAL MILLS INC COM | 370334104 | Stock | 452 | $20,000 | thousands by filing date | put |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 169 | $20,000 | thousands by filing date | put |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 1,500 | $20,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 1,250 | $20,000 | thousands by filing date | put |
| CIGNA CORPORATION | 125509109 | COM | 122 | $20,000 | thousands by filing date | call |
| IMMUCELL CORP | 452525306 | COM PAR | 2,901 | $20,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A207 | VIRTUS NEWFLEET | 826 | $20,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 183 | $20,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 1,100 | $20,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 6,382 | $20,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 10,200 | $20,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-18-000068 | superseded | 2018-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-19-000144 | this filing | 2019-10-18 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-19-000160 | base | 2019-10-23 | acceptance time not in the bulk data set |