13F-HR/A filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR/A for the quarter ended 2018-03-31, filed 2019-10-18, with 5,478 holding rows worth $209,546,560,000.
- Accession
- 0000948046-19-000144
- Filer
- CIK 948046
- Filed
- 2019-10-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, amendment of type new holdings, 22,644 entries on the cover page, a total value of $209,546,560,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $209,546,560,000 with VALUE read as thousands by filing date, 13F file number 028-10103. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MTS SYSTEMS CORP | 553777103 | COM | 66,882 | $3,453,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 124,379 | $3,442,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 31,385 | $3,426,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 60,881 | $3,408,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 295,017 | $3,407,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 25,000 | $3,403,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 40,105 | $3,402,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 176,397 | $3,402,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 109,811 | $3,393,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 522,339 | $3,393,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 264,482 | $3,383,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 85,582 | $3,382,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 123,067 | $3,382,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 119,176 | $3,375,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 246,576 | $3,372,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 90,321 | $3,361,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 73,568 | $3,347,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 100,172 | $3,344,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 143,055 | $3,341,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 62,087 | $3,338,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 201,779 | $3,336,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 180,084 | $3,330,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 123,787 | $3,329,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 78,077 | $3,329,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 47,342 | $3,327,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 295,771 | $3,325,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 3,085,000 | $3,321,000 | thousands by filing date | principal |
| PETIQ INC | 71639T106 | COMMON STOCK | 124,781 | $3,318,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 48,109 | $3,315,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 792,773 | $3,303,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 163,357 | $3,290,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 84,261 | $3,287,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 56,054 | $3,280,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 552,740 | $3,277,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,032,259 | $3,270,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 125,126 | $3,269,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 101,787 | $3,262,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 111,892 | $3,260,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 158,697 | $3,256,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 51,109 | $3,252,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 100,631 | $3,250,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 119,856 | $3,247,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 141,816 | $3,246,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 431,609 | $3,244,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 2,133,000 | $3,237,000 | thousands by filing date | principal |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 107,599 | $3,231,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 202,558 | $3,230,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 556,488 | $3,221,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 116,898 | $3,219,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 235,561 | $3,216,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 80,204 | $3,206,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 62,808 | $3,206,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 197,103 | $3,201,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 31,503 | $3,199,000 | thousands by filing date | |
| CORSICANTO II DESIGNATED ACT | 220485AB2 | NOTE 3.500% 1/2 | 2,900,000 | $3,197,000 | thousands by filing date | principal |
| MAIN STR CAP CORP | 56035L104 | COM | 86,580 | $3,194,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 234,382 | $3,187,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 105,959 | $3,178,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 60,474 | $3,173,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 106,098 | $3,169,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 74,280 | $3,168,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 111,708 | $3,164,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 84,053 | $3,158,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 147,634 | $3,157,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 446,212 | $3,145,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 372,195 | $3,143,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 60,930 | $3,140,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 54,828 | $3,140,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 109,586 | $3,134,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 107,964 | $3,133,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 73,617 | $3,132,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 5,268,000 | $3,124,000 | thousands by filing date | principal |
| BUCKLE INC COM | 118440106 | Stock | 140,823 | $3,116,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 150,762 | $3,113,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 100,110 | $3,107,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 87,592 | $3,105,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 286,632 | $3,093,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 103,889 | $3,092,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 167,757 | $3,092,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 62,348 | $3,087,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 39,026 | $3,085,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 73,471 | $3,085,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 202,530 | $3,083,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 38,751 | $3,082,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 164,855 | $3,082,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 75,799 | $3,079,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 36,857 | $3,078,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 363,829 | $3,065,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 235,829 | $3,064,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 98,511 | $3,063,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 91,960 | $3,053,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 88,031 | $3,048,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 542,684 | $3,047,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 2,000,000 | $3,047,000 | thousands by filing date | principal |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 77,483 | $3,033,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 1,825,000 | $3,032,000 | thousands by filing date | principal |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 158,908 | $3,025,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 112,360 | $3,021,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 232,612 | $3,021,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 133,463 | $3,021,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 14,568 | $3,007,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 1,263,250 | $3,006,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 73,352 | $3,003,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 248,231 | $3,002,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 191,889 | $2,993,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 36,073 | $2,988,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 236,743 | $2,986,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 54,523 | $2,984,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 14,201 | $2,984,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 78,362 | $2,983,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 104,380 | $2,978,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 190,353 | $2,977,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 60,000 | $2,971,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 207,075 | $2,969,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 307,643 | $2,965,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 258,175 | $2,957,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 103,439 | $2,956,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 174,543 | $2,955,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 42,461 | $2,942,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 68,496 | $2,940,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 62,560 | $2,938,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 155,257 | $2,925,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 65,702 | $2,922,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 952,194 | $2,919,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 29,874 | $2,917,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 619,878 | $2,917,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 74,228 | $2,908,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 94,572 | $2,905,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 64,507 | $2,890,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 398,035 | $2,885,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 87,457 | $2,885,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 125,307 | $2,881,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 49,616 | $2,880,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 70,607 | $2,865,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 14,385 | $2,864,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 198,022 | $2,864,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 2,887,000 | $2,852,000 | thousands by filing date | principal |
| TEGNA INC COM | 87901J105 | Stock | 250,601 | $2,850,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 46,257 | $2,850,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 78,463 | $2,839,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 58,010 | $2,836,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 132,562 | $2,836,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 1,090,680 | $2,824,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 102,675 | $2,816,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U102 | COM CL A | 287,143 | $2,810,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 88,397 | $2,807,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 118,344 | $2,803,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 101,165 | $2,789,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 160,150 | $2,784,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 82,197 | $2,779,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 23,161 | $2,777,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 71,325 | $2,777,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 137,806 | $2,775,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 127,315 | $2,773,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 21,174 | $2,759,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 1,023,029 | $2,751,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 52,852 | $2,749,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 77,367 | $2,747,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 167,212 | $2,746,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 58,516 | $2,743,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 221,150 | $2,742,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 178,816 | $2,738,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 160,806 | $2,732,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 71,432 | $2,731,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 13,227 | $2,729,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 53,022 | $2,727,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 62,050 | $2,726,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 95,335 | $2,721,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 3,308 | $2,718,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 364,525 | $2,718,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 160,807 | $2,716,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 390,514 | $2,712,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 208,495 | $2,708,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 312,835 | $2,694,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 139,549 | $2,691,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 34,921 | $2,685,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 52,691 | $2,683,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 2,749,000 | $2,676,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X294 | HD REPLICATION | 59,245 | $2,675,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 239,672 | $2,670,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 108,725 | $2,666,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 190,729 | $2,650,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 109,295 | $2,648,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 203,688 | $2,646,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 155,318 | $2,638,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 185,798 | $2,636,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 60,810 | $2,633,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 31,300 | $2,627,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 46,121 | $2,616,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 104,561 | $2,615,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 96,739 | $2,614,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 19,900 | $2,606,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 88,517 | $2,603,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 501,928 | $2,602,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 31,080 | $2,596,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 64,662 | $2,592,000 | thousands by filing date | |
| IJH | 464287507 | COM | 13,789 | $2,585,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 176,000 | $2,576,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 245,520 | $2,576,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 100,000 | $2,573,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 140,060 | $2,564,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 353,186 | $2,559,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 60,468 | $2,556,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 135,214 | $2,547,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 189,485 | $2,541,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 147,187 | $2,536,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 48,694 | $2,528,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 68,680 | $2,519,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 95,896 | $2,515,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 2,550,000 | $2,515,000 | thousands by filing date | principal |
| ARDAGH GROUP S A | L0223L101 | COM | 133,679 | $2,495,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 120,194 | $2,492,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 629,637 | $2,491,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 289,224 | $2,491,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 635,744 | $2,491,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 138,781 | $2,490,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 181,044 | $2,484,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 129,943 | $2,478,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 6,167 | $2,474,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 156,286 | $2,473,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 187,371 | $2,472,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 104,100 | $2,449,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 211,050 | $2,443,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A495 | VOLSHARES LARG | 100,000 | $2,440,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 66,795 | $2,434,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 64,249 | $2,434,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 194,947 | $2,429,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 26,600 | $2,427,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 2,450,000 | $2,427,000 | thousands by filing date | principal |
| TELLURIAN INC NEW | 87968A104 | COM | 336,745 | $2,426,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 88,200 | $2,425,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 51,148 | $2,419,000 | thousands by filing date | put |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 181,316 | $2,416,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 125,846 | $2,414,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 800,041 | $2,413,000 | thousands by filing date | |
| OSPREY ENERGY ACQUISITION CO | 688397108 | CL A COM | 250,000 | $2,405,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 41,524 | $2,402,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 252,677 | $2,399,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 39,118 | $2,398,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 142,749 | $2,396,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 1,308,043 | $2,392,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 2,395,000 | $2,391,000 | thousands by filing date | principal |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 83,984 | $2,387,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 186,909 | $2,386,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 935,500 | $2,385,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 104,315 | $2,377,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 75,879 | $2,376,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 118,367 | $2,371,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 71,752 | $2,366,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 195,507 | $2,365,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 85,203 | $2,356,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 121,641 | $2,350,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 49,243 | $2,345,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 78,270 | $2,343,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 310,079 | $2,327,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 50,157 | $2,326,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 193,972 | $2,323,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 75,644 | $2,320,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 2,045,000 | $2,320,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 47,883 | $2,318,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 564,627 | $2,318,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 2,342,000 | $2,318,000 | thousands by filing date | principal |
| Home Depot, Inc | 437076102 | COM | 12,993 | $2,315,000 | thousands by filing date | put |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 38,883 | $2,315,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 150,367 | $2,313,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 83,266 | $2,306,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 108,952 | $2,302,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 160,714 | $2,299,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 96,902 | $2,299,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 133,160 | $2,299,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 92,545 | $2,297,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 502,662 | $2,297,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 176,701 | $2,294,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 21,495 | $2,292,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 216,131 | $2,289,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 48,058 | $2,287,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 43,288 | $2,278,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 2,500,000 | $2,268,000 | thousands by filing date | principal |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 179,840 | $2,265,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 96,773 | $2,264,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 94,461 | $2,261,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 366,183 | $2,261,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 139,380 | $2,261,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 210,500 | $2,258,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 82,300 | $2,255,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 240,794 | $2,251,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 132,053 | $2,248,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 200,735 | $2,247,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 96,240 | $2,246,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 194,867 | $2,245,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 129,816 | $2,244,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 58,499 | $2,241,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 215,108 | $2,234,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 13,305 | $2,231,000 | thousands by filing date | put |
| DNOW INC | 67011P100 | COMMON STOCK | 218,686 | $2,231,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 105,345 | $2,226,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 57,379 | $2,225,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 110,039 | $2,222,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 37,299 | $2,221,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 56,753 | $2,217,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 403,698 | $2,211,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 362,820 | $2,211,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 31,287 | $2,210,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 149,403 | $2,201,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 52,857 | $2,197,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 123,412 | $2,190,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 246,191 | $2,172,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 69,648 | $2,169,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 445,619 | $2,168,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 1,966,000 | $2,160,000 | thousands by filing date | principal |
| VERA BRADLEY INC | 92335C106 | COM | 203,550 | $2,158,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L204 | UNIT 06/15/2024 | 205,000 | $2,156,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 786,476 | $2,154,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 68,725 | $2,147,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 113,493 | $2,147,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 41,060 | $2,145,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 76,557 | $2,141,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 301,259 | $2,138,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 726,505 | $2,134,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 233,812 | $2,125,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 86,111 | $2,122,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 294,309 | $2,116,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 262,701 | $2,113,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 31,928 | $2,107,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 133,469 | $2,101,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 77,444 | $2,098,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 59,204 | $2,097,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 256,345 | $2,094,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 130,364 | $2,091,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 295,722 | $2,089,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 121,619 | $2,087,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 57,625 | $2,087,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 489,529 | $2,078,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 134,975 | $2,078,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 90,882 | $2,078,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 431,861 | $2,071,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 40,006 | $2,070,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 108,422 | $2,068,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 418,169 | $2,068,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 1,975,000 | $2,066,000 | thousands by filing date | principal |
| HAWKINS INC | 420261109 | COM | 58,782 | $2,064,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 57,246 | $2,058,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 19,829 | $2,055,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 55,120 | $2,054,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L121 | UNIT 99/99/9999 | 205,400 | $2,054,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 36,353 | $2,051,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 5,383 | $2,050,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 124,634 | $2,049,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 139,266 | $2,044,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 51,930 | $2,038,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 88,255 | $2,036,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 71,119 | $2,036,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 89,239 | $2,036,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 150,075 | $2,034,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 38,337 | $2,033,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 109,695 | $2,032,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 164,203 | $2,032,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 248,532 | $2,032,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 52,781 | $2,031,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 39,688 | $2,027,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 84,944 | $2,020,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 66,617 | $2,020,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 1,003,539 | $2,016,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 147,270 | $2,016,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 65,878 | $2,014,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 129,158 | $2,008,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 123,184 | $2,004,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 68,000 | $2,001,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 82,432 | $2,000,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 312,492 | $1,998,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 48,790 | $1,997,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 63,705 | $1,992,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 88,315 | $1,991,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 123,013 | $1,990,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 315,598 | $1,988,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 400,767 | $1,983,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 122,387 | $1,980,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 54,656 | $1,978,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 122,012 | $1,976,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 248,642 | $1,975,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 2,100,000 | $1,973,000 | thousands by filing date | principal |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 204,301 | $1,971,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 67,419 | $1,968,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 83,382 | $1,968,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 359,037 | $1,966,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 96,007 | $1,966,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 127,648 | $1,964,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827102 | UNIT 99/99/9999 | 188,110 | $1,963,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 158,158 | $1,962,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 295,264 | $1,959,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 125,909 | $1,949,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 203,590 | $1,944,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 72,134 | $1,942,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 147,807 | $1,942,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 12,155 | $1,941,000 | thousands by filing date | put |
| MARINEMAX INC | 567908108 | COM | 99,641 | $1,937,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 48,228 | $1,936,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 384,985 | $1,935,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 135,497 | $1,926,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 72,230 | $1,926,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 41,748 | $1,925,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 28,523 | $1,924,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 67,325 | $1,919,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 50,467 | $1,918,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 77,423 | $1,916,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 64,233 | $1,898,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 48,468 | $1,895,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 1,900,000 | $1,893,000 | thousands by filing date | principal |
| FIRST BUSEY CORP | 319383204 | COM NEW | 63,725 | $1,892,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 101,793 | $1,878,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 42,658 | $1,874,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 151,636 | $1,864,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 99,458 | $1,863,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867208 | UNIT 99/99/9999 | 176,611 | $1,863,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 47,162 | $1,847,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 686,802 | $1,847,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 46,236 | $1,846,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 17,217 | $1,844,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 104,887 | $1,834,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 15,200 | $1,833,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 216,301 | $1,832,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 2,000,000 | $1,832,000 | thousands by filing date | principal |
| TIER REIT COM | 88650V208 | COM NEW | 99,103 | $1,829,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 41,283 | $1,829,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 272,854 | $1,828,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 785,104 | $1,828,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 66,482 | $1,827,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 24,020 | $1,826,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 77,210 | $1,826,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 79,240 | $1,826,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 763,976 | $1,825,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 22,500 | $1,821,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 44,886 | $1,820,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 59,049 | $1,817,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 83,107 | $1,814,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 347,251 | $1,812,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 134,840 | $1,809,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 34,581 | $1,800,000 | thousands by filing date | call |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 121,688 | $1,799,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 66,996 | $1,799,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 50,919 | $1,796,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 125,637 | $1,794,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 91,253 | $1,791,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 32,505 | $1,787,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 35,287 | $1,782,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 20,954 | $1,774,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 139,366 | $1,768,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 35,214 | $1,766,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 84,790 | $1,766,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 54,791 | $1,764,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 54,473 | $1,759,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 106,612 | $1,755,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 97,968 | $1,752,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 2,000,000 | $1,752,000 | thousands by filing date | principal |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 664,386 | $1,747,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 47,764 | $1,742,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 29,264 | $1,740,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 101,148 | $1,739,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 126,959 | $1,737,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 393,546 | $1,734,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 197,011 | $1,733,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 80,526 | $1,727,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 68,946 | $1,726,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 257,092 | $1,726,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 18,851 | $1,725,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 146,114 | $1,721,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 413,056 | $1,721,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 1,578,353 | $1,720,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 43,733 | $1,717,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 75,075 | $1,715,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 14,579 | $1,712,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642403 | COM PAR | 46,182 | $1,711,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 74,503 | $1,707,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 236,845 | $1,707,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 154,157 | $1,707,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 31,896 | $1,706,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 97,401 | $1,705,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 1,251,000 | $1,704,000 | thousands by filing date | principal |
| ARCHROCK INC | 03957W106 | COM | 194,674 | $1,702,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 92,063 | $1,701,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 10,972 | $1,700,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 72,134 | $1,697,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 86,366 | $1,691,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 27,179 | $1,684,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 58,526 | $1,683,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 85,837 | $1,672,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 16,025 | $1,669,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 22,990 | $1,667,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 446,006 | $1,659,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 85,634 | $1,658,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 159,476 | $1,655,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 45,137 | $1,655,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 92,680 | $1,654,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 36,295 | $1,651,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 96,437 | $1,651,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 1,675,000 | $1,645,000 | thousands by filing date | principal |
| NELNET INC | 64031N108 | CL A | 31,357 | $1,642,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 17,519 | $1,641,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 106,159 | $1,639,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 241,910 | $1,637,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-18-000068 | superseded | 2018-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-19-000144 | this filing | 2019-10-18 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-19-000160 | base | 2019-10-23 | acceptance time not in the bulk data set |