13F-HR/A filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR/A for the quarter ended 2018-03-31, filed 2019-10-18, with 5,478 holding rows worth $209,546,560,000.
- Accession
- 0000948046-19-000144
- Filer
- CIK 948046
- Filed
- 2019-10-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, amendment of type new holdings, 22,644 entries on the cover page, a total value of $209,546,560,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $209,546,560,000 with VALUE read as thousands by filing date, 13F file number 028-10103. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Citigroup Inc. | 172967424 | COM | 4,369 | $294,000 | thousands by filing date | put |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 11,612 | $293,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 33,500 | $293,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 43,295 | $291,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,438 | $290,000 | thousands by filing date | put |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 11,105 | $290,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 40,586 | $290,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 7,105 | $290,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 109,611 | $290,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 8,209 | $289,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 32,865 | $289,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 42,304 | $289,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 10,000 | $287,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 22,033 | $287,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 23,010 | $286,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 22,804 | $286,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,515 | $285,000 | thousands by filing date | call |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 20,232 | $283,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 16,080 | $282,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 2,579 | $281,000 | thousands by filing date | call |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 28,196 | $281,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 5,036 | $280,000 | thousands by filing date | put |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 1,563 | $280,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 14,989 | $280,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 134,369 | $278,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 268,000 | $278,000 | thousands by filing date | principal |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 47,002 | $277,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 10,179 | $276,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 4,500 | $276,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 24,949 | $275,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 3,200 | $275,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 58,853 | $275,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 47,338 | $274,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 14,230 | $273,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 10,404 | $272,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 8,474 | $271,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 25,827 | $271,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 9,370 | $270,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 4,005 | $269,000 | thousands by filing date | call |
| WEYCO GROUP INC COM | 962149100 | Stock | 8,071 | $269,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 38,682 | $269,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 17,137 | $269,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 19,335 | $269,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L113 | *W EXP 06/15/202 | 324,654 | $269,000 | thousands by filing date | call |
| VIRNETX HLDG CORP | 92823T108 | COM | 67,515 | $266,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 31,653 | $266,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,225 | $265,000 | thousands by filing date | call |
| SYNLOGIC INC | 87166L100 | COM | 28,275 | $265,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 62,095 | $264,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 14,130 | $264,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 9,113 | $263,000 | thousands by filing date | call |
| WIDEOPENWEST INC | 96758W101 | COM | 37,031 | $263,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 3,215 | $262,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 5,382 | $262,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 21,674 | $262,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 12,244 | $260,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 10,404 | $259,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 253,000 | $259,000 | thousands by filing date | principal |
| UNION BANKSHARES INC | 905400107 | CMN | 5,129 | $258,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 86,125 | $258,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 19,943 | $258,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 34,446 | $257,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 32,365 | $257,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 161,402 | $257,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 39,980 | $256,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 117,242 | $256,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 2,688 | $256,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,108 | $255,000 | thousands by filing date | call |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 33,103 | $255,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 40,978 | $255,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 29,791 | $254,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 12,419 | $254,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 120,703 | $254,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 11,928 | $252,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,972 | $250,000 | thousands by filing date | call |
| UFP TECHNOLOGIES INC | 902673102 | COM | 8,569 | $250,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 34,397 | $250,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 40,321 | $250,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 18,521 | $250,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 306,000 | $250,000 | thousands by filing date | principal |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 391,231 | $249,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 250,000 | $249,000 | thousands by filing date | principal |
| ISHARES TR | 464288752 | US HOME CONS ETF | 6,281 | $248,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 8,554 | $247,000 | thousands by filing date | put |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 50,766 | $247,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 9,837 | $247,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LD CO | 210226AB2 | NOTE 4.500% 3/1 | 232,000 | $247,000 | thousands by filing date | principal |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 37,728 | $243,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 76,875 | $243,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 260,000 | $242,000 | thousands by filing date | principal |
| RANDOLPH BANCORP INC | 752378109 | COM | 14,899 | $241,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 12,613 | $240,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 38,475 | $239,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 172,000 | $239,000 | thousands by filing date | principal |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 28,037 | $238,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 16,616 | $238,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 56,554 | $237,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 27,600 | $237,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 181,000 | $237,000 | thousands by filing date | principal |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 48,040 | $236,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 12,682 | $236,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 35,334 | $236,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 6,327 | $236,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 11,600 | $236,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 5,235 | $235,000 | thousands by filing date | call |
| KVH INDS INC | 482738101 | COM | 22,928 | $235,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 2,367 | $235,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 2,132 | $235,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 67,033 | $234,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 39,900 | $234,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 8,712 | $233,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 178,532 | $233,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 852 | $233,000 | thousands by filing date | call |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 6,868 | $233,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,494 | $232,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 4,960 | $232,000 | thousands by filing date | call |
| VERACYTE INC COM | 92337F107 | Stock | 42,152 | $232,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 33,408 | $232,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 40,026 | $232,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,400 | $231,000 | thousands by filing date | call |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 6,366 | $231,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 13,368 | $231,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 4,632 | $229,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 81,025 | $229,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 2,900 | $228,000 | thousands by filing date | put |
| RESONANT INC | 76118L102 | COM | 71,678 | $228,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 15,109 | $227,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 50,186 | $227,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 15,998 | $225,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 20,210 | $225,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 25,710 | $224,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 7,390 | $223,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 222,000 | $223,000 | thousands by filing date | principal |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 6,031 | $222,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 15,000 | $222,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 14,853 | $222,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 3,143 | $221,000 | thousands by filing date | call |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 10,673 | $221,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 55,692 | $220,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,814 | $219,000 | thousands by filing date | call |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 134,500 | $219,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 16,783 | $218,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 26,301 | $218,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | G62848125 | *W EXP 10/23/202 | 175,000 | $218,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 3,148 | $217,000 | thousands by filing date | put |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 27,728 | $217,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 34,861 | $217,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 13,146 | $217,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 47,295 | $217,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 29,668 | $217,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 14,738 | $216,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 33,350 | $216,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 159,059 | $216,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,057 | $215,000 | thousands by filing date | call |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 12,478 | $215,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 8,234 | $215,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 6,170 | $215,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 91,204 | $215,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 7,240 | $214,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 17,884 | $214,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 59,446 | $214,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 3,917 | $213,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 63,643 | $213,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 5,000 | $212,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 13,700 | $212,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 4,600 | $212,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 10,616 | $212,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 14,602 | $212,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 58,014 | $212,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 10,648 | $211,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 10,010 | $211,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 203 | $210,000 | thousands by filing date | put |
| TIPTREE INC | 88822Q103 | COM | 33,324 | $210,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 11,914 | $210,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 76,397 | $210,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3,264 | $208,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 6,000 | $208,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 19,366 | $208,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 40,582 | $208,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 20,176 | $208,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L204 | UNIT 04/12/2024 | 20,401 | $208,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 192,043 | $207,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 5,507 | $206,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 20,399 | $206,000 | thousands by filing date | |
| AMERICAS SILVER CORP | 03063L705 | COM NEW | 62,652 | $206,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 106,515 | $205,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 175,000 | $205,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 6,270 | $204,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 65,488 | $204,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,083 | $203,000 | thousands by filing date | call |
| TIME WARNER INC | 887317303 | COM NEW | 2,150 | $203,000 | thousands by filing date | call |
| ASCENT INDUSTRIES CO | 871565107 | COM | 13,943 | $203,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 6,290 | $203,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 25,309 | $203,000 | thousands by filing date | |
| TIGENIX | 88675R109 | SPONSORED ADS | 4,700 | $202,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 9,406 | $201,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 148,373 | $201,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 35,459 | $201,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,250 | $200,000 | thousands by filing date | call |
| AVID TECHNOLOGY INC | 05367P100 | COM | 44,051 | $198,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,216 | $197,000 | thousands by filing date | put |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 3,956 | $197,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 37,879 | $196,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 15,294 | $196,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 36,479 | $196,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 12,000 | $195,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 4,659 | $195,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 12,240 | $195,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 36,442 | $194,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 2,888 | $193,000 | thousands by filing date | put |
| Attunity Ltd | M15332121 | SHS NEW | 25,780 | $193,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 148,903 | $193,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 803 | $192,000 | thousands by filing date | put |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 23,300 | $192,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 78,723 | $192,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 42,881 | $192,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E836 | DLY SEMICNDTR 3X | 16,000 | $192,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 2,760 | $191,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 20,983 | $191,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 18,998 | $190,000 | thousands by filing date | put |
| VALHI INC NEW | 918905100 | COM | 31,483 | $190,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 1,972 | $189,000 | thousands by filing date | put |
| RADIANT LOGISTICS INC | 75025X100 | COM | 49,273 | $189,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 4,851 | $189,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 18,533 | $188,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V206 | UNIT 99/99/9999 | 18,410 | $188,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 5,896 | $187,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 9,837 | $186,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 18,104 | $186,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 249,000 | $186,000 | thousands by filing date | principal |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 16,059 | $185,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 38,321 | $185,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 4,223 | $184,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 719,900 | $184,000 | thousands by filing date | principal |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 102,362 | $184,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 8,736 | $184,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 7,350 | $182,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 9,323 | $182,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 9,669 | $182,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 60,859 | $181,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 115,090 | $181,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 46,983 | $181,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 10,600 | $180,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 11,494 | $180,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 879 | $178,000 | thousands by filing date | put |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 4,406 | $178,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 26,024 | $178,000 | thousands by filing date | |
| NEW YORK REIT INC liquidation shs | 64976L208 | COMMON STOCK | 8,301 | $178,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 18,545 | $178,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 9,930 | $178,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 42,732 | $177,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 47,603 | $177,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 85 | $176,000 | thousands by filing date | put |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 4,783 | $176,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 41,808 | $176,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y114 | W EXP 02/02/202 | 198,800 | $176,000 | thousands by filing date | call |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 33,723 | $175,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 352,030 | $175,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,191 | $174,000 | thousands by filing date | call |
| CLIPPER REALTY INC | 18885T306 | COM | 20,839 | $174,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 46,801 | $174,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 171,523 | $174,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 5,051 | $173,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 21,938 | $172,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 8,300 | $171,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 42,651 | $171,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,946 | $170,000 | thousands by filing date | put |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 3,458 | $170,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 8,162 | $170,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 42,548 | $170,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 10,032 | $170,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 34,582 | $170,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 42,607 | $170,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 44,565 | $170,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 3,245 | $169,000 | thousands by filing date | call |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 5,819 | $169,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 9,868 | $169,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 131,566 | $169,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 25,000 | $168,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 38,311 | $168,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 48,219 | $168,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 20,611 | $168,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 4,986 | $167,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 53,643 | $167,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 60,595 | $167,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 4,121 | $166,000 | thousands by filing date | call |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 74,090 | $166,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 150,311 | $165,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 3,275 | $164,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,311 | $164,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 9,180 | $164,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 19,044 | $164,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 100,445 | $164,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 18,883 | $163,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 4,293 | $162,000 | thousands by filing date | call |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 127,914 | $162,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 24,914 | $162,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 3,306 | $162,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 34,658 | $162,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 12,400 | $161,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 49,883 | $161,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 57,358 | $161,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 12,765 | $161,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 236,148 | $160,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 22,728 | $160,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 3,732 | $159,000 | thousands by filing date | call |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 11,886 | $159,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 11,825 | $159,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 11,429 | $159,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 15,200 | $159,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 12,000 | $158,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 22,082 | $158,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 482 | $157,000 | thousands by filing date | call |
| YANGTZE RIV PORT AND LGSTC L | 98475Y105 | COM | 38,566 | $157,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 17,262 | $156,000 | thousands by filing date | |
| Arsanis Inc | 042873109 | COM | 6,836 | $155,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 150 | $154,000 | thousands by filing date | call |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 2,896 | $154,000 | thousands by filing date | call |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 7,667 | $154,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 20,714 | $154,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 13,111 | $153,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 1,771 | $152,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 13,970 | $152,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 32,583 | $152,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 14,447 | $152,000 | thousands by filing date | |
| LIANLUO SMART LTD COM CL A | G5478K100 | Stock | 83,150 | $152,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 17,330 | $151,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 2,856 | $151,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 43,582 | $151,000 | thousands by filing date | call |
| THOR INDS INC | 885160101 | COM | 1,308 | $150,000 | thousands by filing date | call |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 10,301 | $149,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 57,204 | $149,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,144 | $148,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 2,000 | $148,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 1,965 | $147,000 | thousands by filing date | call |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 7,279 | $147,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 25,311 | $147,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 13,470 | $147,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 42,132 | $147,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T206 | UNIT 10/05/2022 | 14,360 | $147,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 4,035 | $146,000 | thousands by filing date | put |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 20,319 | $146,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 12,562 | $146,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 45,117 | $146,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 89,542 | $146,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 20,632 | $146,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,500 | $145,000 | thousands by filing date | put |
| TIDEWATER INC NEW | 88642R125 | WARR | 47,111 | $145,000 | thousands by filing date | call |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,992 | $144,000 | thousands by filing date | put |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 52,359 | $144,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 117,786 | $144,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 9,245 | $144,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 2,584 | $143,000 | thousands by filing date | call |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 19,531 | $143,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 6,771 | $143,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 3,388 | $143,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 7,440 | $143,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 138 | $142,000 | thousands by filing date | put |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 27,703 | $142,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 2,331,000 | $142,000 | thousands by filing date | |
| ECHELON CORP | 27874N303 | COM NEW | 31,002 | $142,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 76,467 | $141,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 41,751 | $141,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 2,700 | $140,000 | thousands by filing date | put |
| TRIO TECH INTL | 896712205 | COM NEW | 24,464 | $140,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 7,073 | $140,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 38,542 | $140,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 20,230 | $140,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 19,805 | $140,000 | thousands by filing date | |
| MFC BANCORP LTD | G60630103 | USD MFC SHS | 22,650 | $140,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,347 | $139,000 | thousands by filing date | put |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 45,755 | $139,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 21,008 | $139,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 64,443 | $139,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 1,500 | $138,000 | thousands by filing date | call |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 28,855 | $138,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 4,300 | $137,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 7,930 | $137,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 6,723 | $136,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 4,420 | $136,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,351 | $135,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 2,836 | $135,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 11,100 | $135,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 19,293 | $135,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 41,066 | $135,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 45,158 | $132,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 2,250 | $132,000 | thousands by filing date | put |
| CONTINENTAL RES INC | 212015101 | COM | 2,250 | $132,000 | thousands by filing date | call |
| UNITED GUARDIAN INC | 910571108 | COM | 7,449 | $132,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 1,622 | $132,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 23,031 | $132,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 3,021 | $130,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 8,667 | $130,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 86,817 | $130,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,960 | $129,000 | thousands by filing date | put |
| MIND C T I LTD | M70240102 | ORD | 58,568 | $129,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 74,513 | $129,000 | thousands by filing date | |
| Anthera Pharmaceuticals Inc (NV) | 03674U300 | COM | 407,806 | $129,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 34,596 | $129,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 15,016 | $128,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 25,950 | $127,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 36,300 | $127,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 47,590 | $126,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 15,491 | $126,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 54,621 | $126,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 54,891 | $126,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 6,520 | $125,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 7,725 | $125,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 2,530 | $124,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 137,764 | $124,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 15,462 | $124,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 631 | $123,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 2,269 | $123,000 | thousands by filing date | call |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 3,592 | $123,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 13,603 | $123,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 147,300 | $123,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 56,506 | $123,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,126 | $122,000 | thousands by filing date | put |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 4,098 | $122,000 | thousands by filing date | |
| ASV HLDGS INC | 00215L104 | COM | 16,932 | $122,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 24,655 | $121,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 8,000 | $121,000 | thousands by filing date | call |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 28,549 | $121,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 29,953 | $121,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L753 | CR SCORED LONG | 2,300 | $120,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 16,030 | $120,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 4,000 | $120,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745113 | *W EXP 02/12/202 | 200,000 | $120,000 | thousands by filing date | call |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 42,635 | $119,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,028 | $118,000 | thousands by filing date | call |
| PG&E CORP COM | 69331C108 | Stock | 2,700 | $118,000 | thousands by filing date | call |
| EASTMAN KODAK CO | 277461406 | COM NEW | 22,183 | $118,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 5,170 | $118,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 5,628 | $118,000 | thousands by filing date | |
| NANOVIBRONIX INC | 63008J108 | COM | 24,889 | $118,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 104,932 | $117,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 9,460 | $117,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,193 | $116,000 | thousands by filing date | put |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 2,682 | $116,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 417 | $116,000 | thousands by filing date | call |
| Chevron Corporation | 166764100 | COM | 1,013 | $115,000 | thousands by filing date | call |
| KROGER CO COM | 501044101 | Stock | 4,808 | $115,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 3,299 | $115,000 | thousands by filing date | call |
| SACHEM CAP CORP | 78590A109 | COM | 33,326 | $115,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 1,445 | $114,000 | thousands by filing date | call |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 2,000 | $114,000 | thousands by filing date | call |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 7,220 | $114,000 | thousands by filing date | call |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 49,457 | $114,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 3,334 | $113,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 915 | $113,000 | thousands by filing date | put |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 7,340 | $113,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 14,187 | $112,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 4,394 | $112,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 3,937 | $111,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,150 | $111,000 | thousands by filing date | call |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 13,600 | $111,000 | thousands by filing date | |
| Ottawa Bancorp Inc. | 689195105 | Not 13F Security | 8,098 | $111,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 2,563 | $110,000 | thousands by filing date | put |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 6,361 | $110,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 7,827 | $110,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 174,223 | $110,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 20,440 | $110,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 855 | $109,000 | thousands by filing date | put |
| Bancorp 34 Inc | 05970V106 | Com | 7,267 | $109,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 6,375 | $108,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 7,921 | $108,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 86,700 | $108,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 36,467 | $108,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,831 | $107,000 | thousands by filing date | put |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 11,192 | $107,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 13,563 | $107,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 389 | $106,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 3,032 | $106,000 | thousands by filing date | call |
| GREAT PANTHER MINING | 39115V101 | COM | 91,288 | $106,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 51,479 | $106,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 2,457 | $105,000 | thousands by filing date | call |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 26,271 | $105,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 18,521 | $105,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 14,470 | $105,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 118,639 | $105,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 3,589 | $105,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 14,158 | $104,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 600 | $104,000 | thousands by filing date | call |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 73,799 | $104,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 64,396 | $104,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 15,621 | $104,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 29,199 | $103,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 78,277 | $103,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 28,303 | $103,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 19,906 | $102,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 68,431 | $102,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 23,480 | $102,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 5,325 | $101,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 37,541 | $101,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629505 | COM | 3,495 | $101,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 6,901 | $100,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233206 | COM NEW | 7,301 | $100,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 1,375 | $99,000 | thousands by filing date | put |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 1,207 | $99,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 49,863 | $99,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-18-000068 | superseded | 2018-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-19-000144 | this filing | 2019-10-18 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-19-000160 | base | 2019-10-23 | acceptance time not in the bulk data set |