13F-HR/A filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR/A for the quarter ended 2018-03-31, filed 2019-10-18, with 5,478 holding rows worth $209,546,560,000.
- Accession
- 0000948046-19-000144
- Filer
- CIK 948046
- Filed
- 2019-10-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, amendment of type new holdings, 22,644 entries on the cover page, a total value of $209,546,560,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $209,546,560,000 with VALUE read as thousands by filing date, 13F file number 028-10103. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 334,652 | $6,516,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 50,000 | $6,515,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 89,383 | $6,504,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 225,816 | $6,500,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 112,131 | $6,496,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 47,706 | $6,491,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 499,051 | $6,487,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 226,311 | $6,479,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 7,300,000 | $6,478,000 | thousands by filing date | principal |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 6,195,000 | $6,470,000 | thousands by filing date | principal |
| AZZ INC COM | 002474104 | Stock | 148,043 | $6,466,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 64,869 | $6,463,000 | thousands by filing date | |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 5,123,000 | $6,445,000 | thousands by filing date | principal |
| KAMAN CORP-CLASS A | 483548103 | COM | 103,766 | $6,444,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 186,884 | $6,435,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 250,851 | $6,418,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 140,595 | $6,409,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,477,732 | $6,398,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 278,643 | $6,381,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 144,598 | $6,376,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 19,387 | $6,360,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 442,431 | $6,347,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 219,359 | $6,345,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 2,315,731 | $6,344,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 51,009 | $6,313,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 1,325,000 | $6,303,000 | thousands by filing date | principal |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 148,195 | $6,281,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 2,352,195 | $6,280,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 58,358 | $6,279,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 111,346 | $6,275,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 145,769 | $6,257,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 88,521 | $6,245,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 172,090 | $6,224,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 207,858 | $6,222,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 584,214 | $6,219,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 52,476 | $6,209,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 296,844 | $6,201,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 685,197 | $6,192,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 331,020 | $6,172,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 7,000,000 | $6,154,000 | thousands by filing date | principal |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 710,952 | $6,148,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 78,352 | $6,144,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 448,145 | $6,138,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 50,361 | $6,137,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 192,370 | $6,135,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 361,576 | $6,134,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 79,561 | $6,126,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 221,786 | $6,119,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 127,244 | $6,088,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 125,574 | $6,084,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 2,017,983 | $6,073,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 159,674 | $6,066,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 150,323 | $6,057,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 1,000,000 | $6,052,000 | thousands by filing date | principal |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 51,806 | $6,048,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 457,002 | $6,048,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 78,047 | $6,036,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 2,123,134 | $6,028,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 174,726 | $6,027,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 66,945 | $6,011,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 732,703 | $6,007,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 114,817 | $6,002,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 5,766,000 | $5,989,000 | thousands by filing date | principal |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 5,872,000 | $5,985,000 | thousands by filing date | principal |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 88,690 | $5,984,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 250,361 | $5,982,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 102,988 | $5,978,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 256,752 | $5,966,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 6,351,000 | $5,960,000 | thousands by filing date | principal |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 4,700,000 | $5,956,000 | thousands by filing date | principal |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 147,743 | $5,939,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 417,056 | $5,935,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 204,062 | $5,915,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 369,634 | $5,912,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 50,000 | $5,899,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 5,726,000 | $5,893,000 | thousands by filing date | principal |
| NOVANTA INC | 67000B104 | COM | 113,016 | $5,892,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 179,572 | $5,879,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 891,571 | $5,874,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 234,515 | $5,863,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 24,010 | $5,857,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | G62848109 | SHS CL A | 600,000 | $5,850,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 183,641 | $5,847,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 61,819 | $5,839,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 4,500,000 | $5,826,000 | thousands by filing date | principal |
| TALEND S A | 874224207 | ADS | 120,700 | $5,808,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 62,189 | $5,804,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 375,659 | $5,793,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 133,334 | $5,785,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 170,393 | $5,782,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 112,179 | $5,780,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 148,457 | $5,774,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 146,544 | $5,774,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 368,006 | $5,768,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076209 | UNIT 03/12/2025 | 568,611 | $5,754,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 83,609 | $5,751,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 6,325,000 | $5,741,000 | thousands by filing date | principal |
| LEISURE ACQUISITION CORP | 52539T206 | UNIT 99/99/9999 | 580,000 | $5,740,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 103,903 | $5,738,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 132,370 | $5,736,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 360,224 | $5,727,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 33,016 | $5,699,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 116,422 | $5,688,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 143,136 | $5,686,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 110,884 | $5,679,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 320,447 | $5,671,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 374,894 | $5,668,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 159,796 | $5,667,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 608,833 | $5,660,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 141,375 | $5,650,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 131,132 | $5,637,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 344,929 | $5,637,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 223,924 | $5,632,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 146,361 | $5,632,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 212,677 | $5,627,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 455,048 | $5,617,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 562,883 | $5,615,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 51,290 | $5,607,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 55,495 | $5,605,000 | thousands by filing date | |
| DHT HOLDINGS INC | 23335SAB2 | DEBT 4.50010/0 | 5,809,000 | $5,601,000 | thousands by filing date | principal |
| WD 40 CO COM | 929236107 | Stock | 42,479 | $5,591,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 112,270 | $5,590,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 69,423 | $5,576,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 235,057 | $5,570,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 329,928 | $5,555,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 238,145 | $5,552,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 323,245 | $5,552,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 123,254 | $5,550,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 150,108 | $5,549,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 174,030 | $5,535,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 81,712 | $5,522,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 4,459,000 | $5,519,000 | thousands by filing date | principal |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 154,206 | $5,516,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 6,150,000 | $5,513,000 | thousands by filing date | principal |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 281,596 | $5,512,000 | thousands by filing date | |
| WILLSCOT CORP | 971375118 | *W EXP 09/10/202 | 3,300,000 | $5,511,000 | thousands by filing date | call |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 114,458 | $5,507,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 336,728 | $5,487,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 8,686 | $5,481,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 239,927 | $5,470,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 175,070 | $5,470,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 49,734 | $5,464,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 125,622 | $5,463,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 72,023 | $5,454,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 415,186 | $5,437,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 312,302 | $5,433,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 547,129 | $5,422,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 316,177 | $5,417,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 488,903 | $5,411,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 244,861 | $5,398,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 411,030 | $5,398,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 674,821 | $5,398,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 134,961 | $5,387,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 71,505 | $5,385,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 272,739 | $5,376,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 206,194 | $5,371,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 56,128 | $5,350,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 81,615 | $5,347,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 178,164 | $5,334,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,033,950 | $5,331,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 129,362 | $5,327,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 88,177 | $5,324,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 419,898 | $5,310,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 380,884 | $5,310,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 143,737 | $5,304,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 407,049 | $5,298,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 148,606 | $5,289,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 64,984 | $5,287,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 48,194 | $5,287,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 136,113 | $5,275,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 1,083,343 | $5,274,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 322,387 | $5,270,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 121,479 | $5,269,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 50,000 | $5,250,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 15,296 | $5,224,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 86,362 | $5,218,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 5,727,000 | $5,218,000 | thousands by filing date | principal |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 247,811 | $5,215,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 66,180 | $5,210,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | G8062D128 | UNIT 11/02/2022 | 524,196 | $5,200,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 258,035 | $5,197,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 254,787 | $5,195,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 497,104 | $5,193,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 132,719 | $5,187,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 116,701 | $5,183,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 149,228 | $5,181,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 106,877 | $5,169,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 167,739 | $5,165,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 227,180 | $5,162,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 5,403,000 | $5,162,000 | thousands by filing date | principal |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 647,767 | $5,148,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 463,217 | $5,143,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 321,150 | $5,122,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 301,100 | $5,118,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 2,381,143 | $5,117,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 261,382 | $5,083,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 455,887 | $5,074,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 219,989 | $5,073,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 758,723 | $5,058,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 705,215 | $5,056,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 579,353 | $5,055,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 119,351 | $5,054,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 126,324 | $5,048,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 5,240,000 | $5,046,000 | thousands by filing date | principal |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 359,593 | $5,044,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 369,077 | $5,037,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 547,093 | $5,037,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,218,228 | $5,017,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 107,285 | $5,016,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 558,903 | $4,988,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 4,943,000 | $4,985,000 | thousands by filing date | principal |
| METALLUS INC | 887399103 | COMMON STOCK | 327,142 | $4,968,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 271,042 | $4,963,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 4,369,000 | $4,962,000 | thousands by filing date | principal |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 196,913 | $4,960,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 229,501 | $4,951,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 141,304 | $4,951,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 116,351 | $4,948,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 55,588 | $4,947,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 285,083 | $4,940,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 4,820,000 | $4,924,000 | thousands by filing date | principal |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 1,794,813 | $4,917,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 117,893 | $4,913,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 97,176 | $4,911,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 317,319 | $4,907,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 530,023 | $4,906,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 189,715 | $4,897,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 339,146 | $4,896,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 4,857,000 | $4,881,000 | thousands by filing date | principal |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 531,367 | $4,876,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 268,694 | $4,875,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 121,469 | $4,869,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 274,712 | $4,869,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 152,711 | $4,869,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 113,501 | $4,857,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V107 | CL A | 501,755 | $4,851,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 4,832,000 | $4,847,000 | thousands by filing date | principal |
| MSG NETWORK INC | 553573106 | CL A | 214,548 | $4,846,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 1,284,579 | $4,842,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643202 | UNIT 05/31/2024 | 486,347 | $4,839,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 59,803 | $4,833,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 62,820 | $4,831,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 114,224 | $4,830,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 937,906 | $4,830,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 229,288 | $4,829,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 134,766 | $4,828,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 138,902 | $4,825,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 618,743 | $4,825,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 75,869 | $4,823,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 4,797,000 | $4,820,000 | thousands by filing date | principal |
| CISION LTD | G1992S109 | SHS | 416,039 | $4,813,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 372,778 | $4,807,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 417,370 | $4,797,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 177,700 | $4,790,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 101,410 | $4,788,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 291,450 | $4,779,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 229,573 | $4,776,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 117,449 | $4,773,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 332,741 | $4,773,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 240,399 | $4,770,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 600,649 | $4,744,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 78,692 | $4,724,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 187,097 | $4,716,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 167,833 | $4,710,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 84,948 | $4,704,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 242,041 | $4,700,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 428,965 | $4,699,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 231,201 | $4,693,000 | thousands by filing date | call |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 114,215 | $4,692,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 97,912 | $4,688,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 60,900 | $4,677,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 89,794 | $4,675,000 | thousands by filing date | put |
| BRUNSWICK CORP | 117043109 | COM | 78,462 | $4,657,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 114,749 | $4,657,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 91,116 | $4,649,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 265,581 | $4,649,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 59,338 | $4,649,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 200,335 | $4,649,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 59,856 | $4,648,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 4,795,000 | $4,647,000 | thousands by filing date | principal |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 429,365 | $4,637,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 81,785 | $4,635,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 1,306,389 | $4,623,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 324,514 | $4,622,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 116,214 | $4,612,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 277,472 | $4,604,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 240,555 | $4,604,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 2,525,000 | $4,601,000 | thousands by filing date | principal |
| CENTURY ALUM CO | 156431108 | COM | 278,040 | $4,598,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 76,327 | $4,585,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 232,278 | $4,583,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 158,158 | $4,579,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 555,005 | $4,576,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 30,942 | $4,575,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 160,661 | $4,570,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 96,008 | $4,563,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 67,400 | $4,560,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 170,603 | $4,552,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 84,410 | $4,529,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 279,443 | $4,526,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 36,763 | $4,524,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 97,797 | $4,519,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 229,111 | $4,511,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 48,377 | $4,510,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 280,190 | $4,509,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 188,633 | $4,507,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 194,853 | $4,504,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 85,563 | $4,485,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 63,358 | $4,471,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 128,680 | $4,470,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 190,432 | $4,465,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 276,580 | $4,452,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 599,119 | $4,442,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 415,308 | $4,442,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 76,081 | $4,441,000 | thousands by filing date | |
| COLONY NORTHSTAR CR REAL EST | 19626A101 | COM CL A | 234,328 | $4,440,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 208,804 | $4,437,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 130,546 | $4,437,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 4,346,000 | $4,429,000 | thousands by filing date | principal |
| ADT INC DEL COM | 00090Q103 | Stock | 558,454 | $4,427,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 4,102,000 | $4,426,000 | thousands by filing date | principal |
| RBC BEARINGS INC COM | 75524B104 | Stock | 35,613 | $4,420,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 323,476 | $4,414,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 70,416 | $4,413,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 76,346 | $4,403,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 246,100 | $4,403,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 193,456 | $4,400,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 461,445 | $4,396,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 171,851 | $4,392,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 920,734 | $4,390,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 194,226 | $4,388,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 102,122 | $4,388,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 76,099 | $4,384,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 82,248 | $4,381,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 191,023 | $4,353,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 283,016 | $4,342,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 109,175 | $4,337,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 139,810 | $4,336,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 120,138 | $4,335,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 121,521 | $4,330,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 177,039 | $4,327,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 193,579 | $4,326,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 202,187 | $4,326,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 99,731 | $4,321,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 93,895 | $4,305,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 59,100 | $4,300,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 139,770 | $4,289,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 206,238 | $4,287,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 249,682 | $4,271,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 25,003 | $4,264,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 970,143 | $4,257,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 119,412 | $4,253,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 262,632 | $4,251,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 130,408 | $4,249,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 286,824 | $4,240,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 363,147 | $4,229,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 250,632 | $4,228,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 332,903 | $4,227,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 117,054 | $4,218,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 71,661 | $4,210,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 55,602 | $4,209,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 110,704 | $4,199,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 272,905 | $4,192,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 147,834 | $4,189,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 136,910 | $4,188,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 462,737 | $4,185,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 27,697 | $4,181,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 107,186 | $4,178,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 886,983 | $4,176,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 97,104 | $4,174,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 182,957 | $4,174,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 65,063 | $4,167,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920119 | UNIT 99/99/9999 | 411,933 | $4,160,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 63,307 | $4,159,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870206 | UNIT 10/19/2022 | 417,900 | $4,158,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 317,860 | $4,148,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 10,020 | $4,138,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 90,400 | $4,134,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 157,213 | $4,133,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 118,875 | $4,130,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 75,947 | $4,122,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 811,791 | $4,122,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 202,668 | $4,092,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 4,451,000 | $4,081,000 | thousands by filing date | principal |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 233,921 | $4,079,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 130,248 | $4,070,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 598,036 | $4,062,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 51,769 | $4,059,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 5,100,000 | $4,057,000 | thousands by filing date | principal |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 579,415 | $4,048,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 468,759 | $4,043,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 386,760 | $4,043,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 96,794 | $4,039,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 82,693 | $4,034,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 183,319 | $4,028,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 95,878 | $4,028,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 61,265 | $4,012,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 205,226 | $4,011,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 171,861 | $3,999,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 368,236 | $3,997,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 136,416 | $3,995,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 110,283 | $3,992,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U201 | UNIT 06/30/2022 | 398,607 | $3,989,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 177,884 | $3,985,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 134,432 | $3,977,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 206,347 | $3,970,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 68,376 | $3,964,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W107 | CL A | 394,838 | $3,964,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 44,113 | $3,950,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 2,441,000 | $3,949,000 | thousands by filing date | principal |
| HERC HLDGS INC COM | 42704L104 | Stock | 60,773 | $3,945,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 157,527 | $3,933,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 154,155 | $3,928,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 3,300,000 | $3,928,000 | thousands by filing date | principal |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 817,321 | $3,922,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 3,660,000 | $3,917,000 | thousands by filing date | principal |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 134,654 | $3,909,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 226,790 | $3,899,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,408,136 | $3,899,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 110,954 | $3,892,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 173,046 | $3,891,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 76,811 | $3,884,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 82,254 | $3,876,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 121,918 | $3,875,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 70,091 | $3,866,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 1,309,472 | $3,862,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 60,062 | $3,853,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 73,599 | $3,845,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 318,029 | $3,822,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 457,404 | $3,816,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 137,066 | $3,811,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 203,583 | $3,807,000 | thousands by filing date | call |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 123,872 | $3,803,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 127,269 | $3,802,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,342,088 | $3,796,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 135,548 | $3,796,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 468,852 | $3,795,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 124,819 | $3,785,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 335,886 | $3,771,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 447,755 | $3,763,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 96,660 | $3,753,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 161,163 | $3,744,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 880,800 | $3,743,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 80,957 | $3,743,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 103,034 | $3,742,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 408,872 | $3,741,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 57,377 | $3,738,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 240,097 | $3,731,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 48,441 | $3,730,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 72,185 | $3,729,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 69,232 | $3,717,000 | thousands by filing date | call |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 111,341 | $3,716,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 45,663 | $3,710,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 192,895 | $3,710,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 206,995 | $3,704,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 120,520 | $3,703,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 167,916 | $3,695,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 163,153 | $3,694,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 506,600 | $3,677,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 173,509 | $3,668,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 84,138 | $3,662,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 427,168 | $3,658,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 260,774 | $3,648,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 31,188 | $3,645,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 200,878 | $3,640,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,166,066 | $3,634,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 164,817 | $3,633,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 220,356 | $3,632,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 76,015 | $3,613,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 178,480 | $3,601,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 263,705 | $3,598,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 234,157 | $3,596,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 68,256 | $3,595,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 101,277 | $3,594,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 848,248 | $3,592,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 217,752 | $3,580,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 197,650 | $3,576,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 190,140 | $3,571,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 183,854 | $3,569,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 204,955 | $3,565,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 38,604 | $3,547,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 106,997 | $3,529,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 99,577 | $3,528,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 65,054 | $3,527,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 261,364 | $3,514,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 99,121 | $3,511,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 21,972 | $3,510,000 | thousands by filing date | call |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 11,515 | $3,508,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 3,616,000 | $3,502,000 | thousands by filing date | principal |
| CRH PLC ADS | 12626K203 | ADR | 102,924 | $3,501,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 105,312 | $3,499,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 201,048 | $3,496,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 50,935 | $3,491,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 6,908 | $3,491,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 324,767 | $3,489,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 235,741 | $3,488,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 190,889 | $3,482,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 69,433 | $3,476,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 184,913 | $3,465,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 11,735 | $3,464,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-18-000068 | superseded | 2018-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-19-000144 | this filing | 2019-10-18 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-19-000160 | base | 2019-10-23 | acceptance time not in the bulk data set |