13F-HR/A filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR/A for the quarter ended 2018-03-31, filed 2019-10-18, with 5,478 holding rows worth $209,546,560,000.
- Accession
- 0000948046-19-000144
- Filer
- CIK 948046
- Filed
- 2019-10-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, amendment of type new holdings, 22,644 entries on the cover page, a total value of $209,546,560,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $209,546,560,000 with VALUE read as thousands by filing date, 13F file number 028-10103. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRIPADVISOR INC | 896945201 | COM | 281,234 | $11,496,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 1,211,892 | $11,464,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 156,620 | $11,461,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 4,794,614 | $11,459,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 717,865 | $11,390,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 598,774 | $11,387,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 10,819,000 | $11,375,000 | thousands by filing date | principal |
| NEOGEN CORP | 640491106 | COM | 169,805 | $11,374,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 60,766 | $11,371,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 1,317,764 | $11,368,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 162,476 | $11,335,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 81,358 | $11,318,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 10,000,000 | $11,318,000 | thousands by filing date | principal |
| CHOICE HOTELS INTL INC | 169905106 | COM | 141,234 | $11,317,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 581,714 | $11,306,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 53,560 | $11,296,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 444,556 | $11,267,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 276,532 | $11,265,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 196,971 | $11,264,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 289,255 | $11,250,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 185,510 | $11,228,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 357,358 | $11,227,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 194,861 | $11,219,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 521,773 | $11,206,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 494,418 | $11,181,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 254,443 | $11,179,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 281,934 | $11,177,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 183,491 | $11,172,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 564,293 | $11,148,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,672,902 | $11,140,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR SA | 55932XAB0 | NOTE 5.000% 3/0 | 8,200,000 | $11,135,000 | thousands by filing date | principal |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 389,978 | $11,133,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 330,417 | $11,099,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 199,365 | $11,096,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1,811,178 | $11,066,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 246,229 | $11,054,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 319,011 | $11,036,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 221,163 | $10,990,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 625,399 | $10,986,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 511,186 | $10,973,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 608,246 | $10,965,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 1,160,203 | $10,939,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 5,000,000 | $10,937,000 | thousands by filing date | principal |
| POOL CORP COM | 73278L105 | Stock | 74,805 | $10,936,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 236,124 | $10,931,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 331,323 | $10,911,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 270,886 | $10,906,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 180,692 | $10,894,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 925,612 | $10,865,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 682,677 | $10,846,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 180,738 | $10,823,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 795,366 | $10,775,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 171,093 | $10,769,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 121,680 | $10,766,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 180,175 | $10,759,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 256,229 | $10,746,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 97,909 | $10,733,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 90,603 | $10,725,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 384,871 | $10,716,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 151,513 | $10,691,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 278,462 | $10,686,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 220,168 | $10,656,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 684,802 | $10,647,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 675,656 | $10,640,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 279,467 | $10,617,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 182,121 | $10,602,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,241,471 | $10,599,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 166,004 | $10,576,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 235,585 | $10,572,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 320,191 | $10,568,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 678,783 | $10,553,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 111,733 | $10,526,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 676,056 | $10,523,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 174,164 | $10,508,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 302,583 | $10,507,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 273,668 | $10,507,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 185,795 | $10,504,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 2,058,985 | $10,499,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 92,231 | $10,455,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 132,940 | $10,454,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 87,420 | $10,447,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | G62848117 | UNIT 99/99/9999 | 1,037,799 | $10,440,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 269,380 | $10,437,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 88,807 | $10,436,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 393,174 | $10,428,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C106 | COM CL A | 1,048,996 | $10,427,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 516,655 | $10,404,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 187,069 | $10,378,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 531,860 | $10,371,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 466,500 | $10,346,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 1,979,474 | $10,313,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 1,109,767 | $10,298,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 273,423 | $10,278,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 112,511 | $10,277,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 564,871 | $10,273,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 913,075 | $10,270,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 1,477,041 | $10,263,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 343,753 | $10,259,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 538,817 | $10,257,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 123,143 | $10,248,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 337,120 | $10,241,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 1,180,062 | $10,240,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 569,539 | $10,238,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 397,845 | $10,184,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 9,125,000 | $10,171,000 | thousands by filing date | principal |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 272,754 | $10,156,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760110 | UNIT 99/99/9999 | 1,005,600 | $10,136,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 963,647 | $10,135,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 259,269 | $10,109,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 252,177 | $10,098,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 928,348 | $10,072,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E570 | PORTFLIOPLS TOTL | 400,000 | $10,072,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 301,496 | $10,069,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 92,310 | $10,038,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 157,150 | $10,038,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 255,168 | $10,026,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 412,856 | $10,021,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E638 | PORTFIOPLS S&PMD | 400,000 | $10,016,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 284,969 | $10,015,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 375,959 | $9,987,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 313,269 | $9,968,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 166,519 | $9,963,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 636,080 | $9,959,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 346,187 | $9,957,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 166,636 | $9,943,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 316,539 | $9,907,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 91,740 | $9,905,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 244,654 | $9,894,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 215,771 | $9,880,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 16,351 | $9,845,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 128,566 | $9,836,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 132,597 | $9,831,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E596 | PORTFLIOPLS DEV | 400,000 | $9,828,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 688,359 | $9,772,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 249,623 | $9,771,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 319,647 | $9,767,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 973,666 | $9,765,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 357,946 | $9,744,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAA9 | NOTE 0.375% 9/0 | 10,250,000 | $9,732,000 | thousands by filing date | principal |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 56,349 | $9,721,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E612 | PORTFLIOPLS EMG | 400,000 | $9,720,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 248,811 | $9,713,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 346,618 | $9,713,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 710,597 | $9,704,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 313,634 | $9,672,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 196,546 | $9,664,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 103,296 | $9,651,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 233,988 | $9,650,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 92,921 | $9,643,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 382,500 | $9,637,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 165,256 | $9,607,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 286,674 | $9,605,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 201,335 | $9,603,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 230,619 | $9,603,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 8,241,000 | $9,596,000 | thousands by filing date | principal |
| MIDDLEBYCORP | 596278101 | STOK | 77,282 | $9,562,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 772,102 | $9,540,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 90,389 | $9,517,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 654,003 | $9,504,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 246,386 | $9,472,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 164,285 | $9,467,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 234,789 | $9,453,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 200,508 | $9,452,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 497,227 | $9,445,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 161,639 | $9,444,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 258,169 | $9,422,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 642,854 | $9,422,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 308,201 | $9,415,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 417,018 | $9,389,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 389,725 | $9,383,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 320,258 | $9,375,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 54,179 | $9,351,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 254,703 | $9,348,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 182,518 | $9,343,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 137,899 | $9,342,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 236,993 | $9,314,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 180,912 | $9,312,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 83,599 | $9,311,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 175,497 | $9,308,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 155,267 | $9,300,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 6,817,000 | $9,290,000 | thousands by filing date | put |
| ONE GAS INC COM | 68235P108 | Stock | 140,386 | $9,266,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 3,938,700 | $9,254,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 245,040 | $9,246,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 10,450,000 | $9,239,000 | thousands by filing date | principal |
| VERIS RESIDENTIAL INC | 554489104 | COM | 552,765 | $9,235,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 361,826 | $9,229,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 141,101 | $9,217,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 462,134 | $9,208,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 82,512 | $9,205,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 872,733 | $9,189,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 578,383 | $9,181,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 627,240 | $9,162,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 1,314,321 | $9,158,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 173,141 | $9,149,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 850,696 | $9,144,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 212,857 | $9,140,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 3,709,125 | $9,123,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 302,000 | $9,120,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 9,700,000 | $9,114,000 | thousands by filing date | principal |
| ACXIOM CORP | 005125109 | COMMON STOCK | 400,992 | $9,105,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 897,113 | $9,105,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 699,672 | $9,088,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 554,939 | $9,087,000 | thousands by filing date | |
| MGC | 921910873 | COM | 100,000 | $9,059,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 356,086 | $9,055,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 665,450 | $9,055,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 221,435 | $9,055,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 1,241,432 | $9,049,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 367,692 | $9,040,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 622,474 | $9,022,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 555,218 | $9,020,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 347,354 | $8,994,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 356,440 | $8,990,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 248,866 | $8,980,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 163,909 | $8,959,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 1,260,648 | $8,949,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 101,397 | $8,947,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 197,141 | $8,938,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 125,639 | $8,925,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 286,519 | $8,922,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 74,995 | $8,877,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 525,640 | $8,875,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 402,884 | $8,869,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 300,171 | $8,865,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 759,998 | $8,830,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 420,704 | $8,810,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 271,190 | $8,810,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 487,773 | $8,803,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 152,933 | $8,801,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 10,455,892 | $8,782,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 450,013 | $8,781,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 846,183 | $8,764,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 101,387 | $8,762,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 386,289 | $8,744,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 108,103 | $8,735,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 75,547 | $8,735,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 6,902,000 | $8,728,000 | thousands by filing date | principal |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 214,809 | $8,705,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 104,834 | $8,695,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 405,476 | $8,679,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 899,081 | $8,674,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 114,543 | $8,674,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 245,616 | $8,656,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 522,554 | $8,647,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 801,000 | $8,610,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 564,853 | $8,600,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 336,357 | $8,592,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 90,346 | $8,590,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 2,840,373 | $8,576,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 86,639 | $8,574,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920101 | CL A ORD | 884,743 | $8,564,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 483,463 | $8,540,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 176,487 | $8,513,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 485,059 | $8,510,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 50,000 | $8,485,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 133,967 | $8,483,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,281,076 | $8,479,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 927,809 | $8,479,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 562,379 | $8,456,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 183,477 | $8,450,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 310,451 | $8,442,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 167,990 | $8,440,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 367,354 | $8,428,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 68,609 | $8,427,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 585,386 | $8,427,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,285,422 | $8,419,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 539,421 | $8,412,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 621,394 | $8,412,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 183,749 | $8,398,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 403,375 | $8,372,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 186,531 | $8,357,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 128,019 | $8,354,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 297,337 | $8,346,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 24,187 | $8,344,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 5,763 | $8,340,000 | thousands by filing date | put |
| FULTON FINL CORP PA | 360271100 | COM | 469,427 | $8,330,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 101,923 | $8,329,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 481,632 | $8,307,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 83,150 | $8,293,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 266,320 | $8,290,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 305,579 | $8,273,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 7,907,000 | $8,262,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554102 | COM | 182,574 | $8,250,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 83,735 | $8,242,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 256,604 | $8,222,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 114,656 | $8,214,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 385,499 | $8,206,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 59,127 | $8,185,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 245,816 | $8,183,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 251,701 | $8,171,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 542,613 | $8,164,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 298,265 | $8,159,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 93,301 | $8,148,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 365,052 | $8,144,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 142,537 | $8,123,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 200,421 | $8,117,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 291,916 | $8,116,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 329,745 | $8,109,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 296,962 | $8,105,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 525,427 | $8,105,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 206,888 | $8,078,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 622,922 | $8,065,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 359,071 | $8,060,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 140,577 | $8,017,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 191,921 | $7,988,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 209,189 | $7,980,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 8,033,000 | $7,975,000 | thousands by filing date | principal |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 114,330 | $7,971,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 100,702 | $7,939,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 172,783 | $7,938,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 561,614 | $7,933,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 2,231,763 | $7,921,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 153,676 | $7,912,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 115,285 | $7,894,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 478,405 | $7,892,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 500,880 | $7,891,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 127,501 | $7,884,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 238,178 | $7,880,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 98,913 | $7,867,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 305,544 | $7,861,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 279,066 | $7,856,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 250,976 | $7,856,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 59,428 | $7,825,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 460,226 | $7,822,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 193,094 | $7,814,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W206 | UNIT 12/31/2021T | 725,000 | $7,808,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 109,120 | $7,806,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 104,526 | $7,791,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 127,263 | $7,789,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 92,695 | $7,788,000 | thousands by filing date | call |
| DDR CORP | 23317H102 | COM | 1,059,281 | $7,761,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 106,114 | $7,760,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 7,394,000 | $7,753,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 6,093,000 | $7,748,000 | thousands by filing date | principal |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 175,494 | $7,742,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 175,275 | $7,728,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 150,000 | $7,725,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 137,681 | $7,721,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 579,980 | $7,712,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 181,043 | $7,710,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 56,448 | $7,707,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 465,360 | $7,704,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 175,951 | $7,687,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 122,598 | $7,687,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 247,255 | $7,687,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 269,475 | $7,665,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 215,539 | $7,661,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 73,869 | $7,657,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 292,716 | $7,654,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 260,614 | $7,648,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 62,190 | $7,635,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 189,591 | $7,620,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 118,699 | $7,619,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 36,602 | $7,617,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 141,071 | $7,616,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 131,778 | $7,613,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 191,572 | $7,585,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 110,969 | $7,583,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 7,469,000 | $7,556,000 | thousands by filing date | principal |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 683,821 | $7,555,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 166,947 | $7,548,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 1,249,683 | $7,520,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 489,163 | $7,520,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 248,368 | $7,519,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 180,529 | $7,516,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 163,241 | $7,488,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 185,328 | $7,488,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 312,740 | $7,479,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 50,000 | $7,472,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 102,687 | $7,472,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 278,100 | $7,466,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 247,371 | $7,464,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 844,096 | $7,444,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 218,072 | $7,443,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 691,521 | $7,439,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 354,401 | $7,436,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 571,827 | $7,430,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 352,364 | $7,429,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 306,257 | $7,424,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 7,272,000 | $7,402,000 | thousands by filing date | principal |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 186,508 | $7,385,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 139,471 | $7,376,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 121,884 | $7,356,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 85,826 | $7,349,000 | thousands by filing date | put |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 339,827 | $7,347,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 5,030,000 | $7,341,000 | thousands by filing date | principal |
| BOISE CASCADE CO DEL | 09739D100 | COM | 190,123 | $7,337,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 46,038 | $7,326,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 1,898,246 | $7,324,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 106,673 | $7,316,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 342,289 | $7,307,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 90,812 | $7,304,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 7,011,000 | $7,303,000 | thousands by filing date | principal |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 174,021 | $7,284,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 512,591 | $7,276,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,961,257 | $7,274,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 8,000,000 | $7,271,000 | thousands by filing date | principal |
| HEARTLAND EXPRESS INC | 422347104 | COM | 404,253 | $7,270,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 261,833 | $7,263,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550AR8 | NOTE 3.625% 8/1 | 6,980,000 | $7,250,000 | thousands by filing date | principal |
| GENTEX CORP COM | 371901109 | Stock | 314,738 | $7,242,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 200,918 | $7,234,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 376,777 | $7,230,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 162,551 | $7,219,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 238,692 | $7,212,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,591,669 | $7,209,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 304,343 | $7,204,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 348,094 | $7,203,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 2,581,897 | $7,201,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 118,612 | $7,192,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 108,610 | $7,189,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 303,329 | $7,171,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 384,269 | $7,166,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 70,981 | $7,160,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 201,844 | $7,142,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 90,596 | $7,137,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 78,032 | $7,132,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 48,142 | $7,128,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 519,425 | $7,125,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 148,767 | $7,124,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 265,997 | $7,113,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,083,135 | $7,092,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 288,374 | $7,092,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 3,409,415 | $7,090,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 390,982 | $7,075,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 315,062 | $7,057,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 165,014 | $7,052,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 139,391 | $7,051,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 107,366 | $7,040,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 273,477 | $7,024,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 531,801 | $7,018,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 936,322 | $7,013,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 130,250 | $6,994,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 1,885,235 | $6,992,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 66,942 | $6,987,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 81,444 | $6,980,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 207,316 | $6,974,000 | thousands by filing date | |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 4,505,000 | $6,974,000 | thousands by filing date | principal |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 88,982 | $6,971,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 83,829 | $6,970,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 170,731 | $6,967,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 228,152 | $6,948,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 303,058 | $6,943,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 39,958 | $6,941,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 248,402 | $6,927,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 226,107 | $6,922,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 189,753 | $6,916,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 180,844 | $6,915,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 885,395 | $6,904,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 141,075 | $6,883,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 136,582 | $6,862,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 80,046 | $6,854,000 | thousands by filing date | call |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 235,356 | $6,848,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 203,591 | $6,807,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 213,046 | $6,805,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 4,650,000 | $6,804,000 | thousands by filing date | principal |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 62,760 | $6,738,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 223,499 | $6,737,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 691,157 | $6,737,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 135,384 | $6,730,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 303,898 | $6,722,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 215,647 | $6,718,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 550,197 | $6,711,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 409,074 | $6,691,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 498,488 | $6,683,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 102,117 | $6,677,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 655,048 | $6,658,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 296,465 | $6,654,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 307,990 | $6,651,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 327,350 | $6,648,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 95,781 | $6,642,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 89,163 | $6,640,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 325,702 | $6,639,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 82,006 | $6,633,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 125,000 | $6,627,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 123,658 | $6,626,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 653,522 | $6,619,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 521,308 | $6,619,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 138,494 | $6,617,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 82,750 | $6,613,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 116,610 | $6,610,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 1,416,220 | $6,599,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 250,332 | $6,593,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 5,534,000 | $6,592,000 | thousands by filing date | principal |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 369,600 | $6,578,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 28,817 | $6,567,000 | thousands by filing date | call |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 191,088 | $6,566,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 145,163 | $6,565,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 402,002 | $6,559,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 136,198 | $6,555,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 502,889 | $6,549,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 414,127 | $6,544,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 913,182 | $6,537,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 106,104 | $6,531,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 70,804 | $6,526,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 258,882 | $6,523,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 300,921 | $6,520,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 71,496 | $6,518,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 146,154 | $6,517,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-18-000068 | superseded | 2018-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-19-000144 | this filing | 2019-10-18 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-19-000160 | base | 2019-10-23 | acceptance time not in the bulk data set |