13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 5,078 holding rows worth $144,706,629,000.
- Accession
- 0000948046-18-000123
- Filer
- CIK 948046
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, 20,623 entries on the cover page, a total value of $144,706,629,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,706,629,000 with VALUE read as thousands by filing date, 13F file number 028-10103. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 103,039 | $165,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 355,005 | $165,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 22,084 | $165,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 12,302 | $164,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 10,100 | $164,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 2,000 | $162,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 21,486 | $162,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 38,588 | $162,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 120,950 | $162,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 56,130 | $162,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 24,544 | $161,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 7,655 | $161,000 | thousands by filing date | put |
| HIBBETT INC | 428567101 | COM | 8,616 | $161,000 | thousands by filing date | put |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 30,446 | $161,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 66,335 | $160,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 27,876 | $160,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 26,801 | $160,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 66,892 | $159,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 36,172 | $158,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 3,357 | $157,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 64,562 | $157,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 21,179 | $157,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 7,800 | $156,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 64,200 | $155,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 6,042 | $154,000 | thousands by filing date | call |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 35,332 | $154,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 5,834 | $154,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 82,353 | $153,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 3,134 | $152,000 | thousands by filing date | put |
| PROFIRE ENERGY INC | 74316X101 | COM | 48,375 | $152,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T206 | UNIT 10/05/2022 | 14,360 | $152,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 20,772 | $151,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 35,489 | $151,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,696 | $151,000 | thousands by filing date | put |
| STANDARD DIVERSIFIED INC | 85336L109 | COM CL A | 9,200 | $151,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,943 | $150,000 | thousands by filing date | put |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 10,301 | $149,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 127,981 | $149,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 16,383 | $148,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 34,424 | $148,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 25,997 | $147,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 51,800 | $146,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 49,840 | $146,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 68,900 | $146,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 3,607 | $145,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 3,116 | $145,000 | thousands by filing date | call |
| NEXTDECADE CORP | 65342K105 | COM | 25,976 | $145,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 719,900 | $145,000 | thousands by filing date | principal |
| Fluent Co | 34380C102 | COM | 68,426 | $145,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 19,560 | $145,000 | thousands by filing date | |
| FARMMI INC SHS NEW | G33277107 | Stock | 27,515 | $145,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 8,972 | $144,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 65,488 | $144,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 14,507 | $144,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 2,000 | $143,000 | thousands by filing date | call |
| ZION OIL & GAS INC | 989696109 | COM | 112,297 | $143,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 67,474 | $143,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 102,800 | $143,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 175,000 | $142,000 | thousands by filing date | principal |
| Oracle Corporation | 68389X105 | COM | 2,736 | $141,000 | thousands by filing date | put |
| ROSS STORES INC COM | 778296103 | Stock | 1,424 | $141,000 | thousands by filing date | call |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 52,804 | $140,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 9,174 | $140,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 11,688 | $140,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 22,900 | $140,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,660 | $139,000 | thousands by filing date | put |
| ALPHA PRO TECH LTD | 020772109 | COM | 39,391 | $139,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 27,300 | $139,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,570 | $137,000 | thousands by filing date | put |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 10,609 | $137,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 35,265 | $137,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 29,900 | $136,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 2,950 | $135,000 | thousands by filing date | call |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 19,062 | $135,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 78,349 | $135,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,376 | $134,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 963 | $134,000 | thousands by filing date | call |
| ELECTROMED INC | 285409108 | COMMON STOCK | 20,500 | $133,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 46,400 | $133,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 11,252 | $132,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,714 | $131,000 | thousands by filing date | put |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 4,511 | $131,000 | thousands by filing date | call |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 6,818 | $131,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 21,500 | $131,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 2,893 | $130,000 | thousands by filing date | put |
| EVELO BIOSCIENCES INC | 299734103 | COM | 10,743 | $130,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 22,800 | $130,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745113 | *W EXP 02/12/202 | 200,000 | $130,000 | thousands by filing date | call |
| EAGLE MATLS INC COM | 26969P108 | Stock | 1,520 | $129,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 78,765 | $129,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 19,047 | $129,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 20,400 | $129,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 55,952 | $129,000 | thousands by filing date | |
| CENTRAL FEDERAL CORP | 15346Q400 | COM NEW PAR | 8,417 | $129,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 36,919 | $127,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 18,996 | $127,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 17,241 | $126,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 8,159 | $126,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 21,313 | $126,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 2,775 | $125,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 911 | $125,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 3,696 | $124,000 | thousands by filing date | put |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 61,001 | $124,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 820 | $123,000 | thousands by filing date | put |
| RIMINI STR INC DEL | 76674Q107 | COM | 19,618 | $123,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 51,203 | $123,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 18,430 | $121,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 34,820 | $121,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 31,661 | $121,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760102 | COM CL A | 12,400 | $121,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 3,902 | $120,000 | thousands by filing date | call |
| SMTC CORP | 832682207 | COM NEW | 42,000 | $120,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 80,400 | $120,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 509 | $119,000 | thousands by filing date | put |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 13,325 | $119,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 45,191 | $119,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 2,457 | $118,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 7,947 | $118,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 74,849 | $118,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 56,100 | $117,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 2,021 | $116,000 | thousands by filing date | put |
| TRAVELZOO | 89421Q205 | CMN | 9,961 | $116,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 113,900 | $116,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 14,833 | $116,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A128 | *W EXP 10/25/202 | 92,831 | $116,000 | thousands by filing date | call |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 16,685 | $115,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 19,284 | $115,000 | thousands by filing date | |
| NANOVIBRONIX INC | 63008J108 | COM | 24,889 | $114,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 2,258 | $113,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 3,179 | $113,000 | thousands by filing date | call |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 23,350 | $113,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 6,900 | $113,000 | thousands by filing date | |
| AFFINITY BANCSHARES INC COM | 20369M104 | Stock | 9,732 | $113,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 103,403 | $113,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 705 | $112,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 10,183 | $112,000 | thousands by filing date | put |
| Rafael Holdings Inc Class B | 75062E106 | COM | 13,506 | $112,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 21,202 | $112,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 21,600 | $112,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 1,500 | $111,000 | thousands by filing date | put |
| EASTMAN KODAK CO | 277461406 | COM NEW | 36,391 | $111,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 2,076 | $111,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 35,403 | $111,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 15,499 | $111,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 8,100 | $110,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 31,600 | $110,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 40,746 | $110,000 | thousands by filing date | put |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 481 | $109,000 | thousands by filing date | put |
| PB BANCORP INC | 70454T100 | COM | 9,306 | $109,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 3,990 | $108,000 | thousands by filing date | put |
| ORBOTECH LTD | M75253100 | ORD | 1,826 | $108,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 38,640 | $108,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,223 | $107,000 | thousands by filing date | put |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 4,161 | $107,000 | thousands by filing date | call |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 7,978 | $107,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 12,648 | $107,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 9,574 | $106,000 | thousands by filing date | call |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 2,384 | $106,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 3,520 | $106,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 6,288 | $106,000 | thousands by filing date | call |
| MEGALITH FINL ACQUISITION CO | 58518F208 | UNIT 09/30/2025 | 10,500 | $106,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 2,143 | $105,000 | thousands by filing date | call |
| ALLERGAN PLC | G0177J108 | SHS | 554 | $105,000 | thousands by filing date | put |
| ASANKO GOLD INC | 04341Y105 | COM | 130,403 | $105,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 18,471 | $104,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 500 | $103,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 5,812 | $103,000 | thousands by filing date | call |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 4,769 | $103,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,458 | $102,000 | thousands by filing date | put |
| FUEL TECH INC | 359523107 | COM | 78,700 | $102,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 25,000 | $102,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 1,149 | $101,000 | thousands by filing date | call |
| MANNATECH INC | 563771203 | COM NEW | 5,100 | $101,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 7,385 | $100,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 16,637 | $100,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J112 | *W EXP 08/01/202 | 100,000 | $100,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 1,171 | $99,000 | thousands by filing date | call |
| HOLOGIC INC | 436440101 | COM | 2,433 | $99,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 3,520 | $99,000 | thousands by filing date | call |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 23,763 | $99,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 31,200 | $98,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,345 | $97,000 | thousands by filing date | put |
| Comcast Corp | 20030N101 | COM | 2,770 | $97,000 | thousands by filing date | put |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 8,077 | $96,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 14,000 | $96,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,873 | $95,000 | thousands by filing date | call |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 1,303 | $95,000 | thousands by filing date | put |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 417 | $95,000 | thousands by filing date | call |
| MERCER INTL INC | 588056101 | COM | 5,679 | $95,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 12,108 | $95,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 55,886 | $95,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 1,808 | $94,000 | thousands by filing date | call |
| SALISBURY BANCORP INC | 795226109 | COM | 2,246 | $94,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 150,600 | $93,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 76,944 | $93,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 2,089 | $92,000 | thousands by filing date | call |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 2,403 | $92,000 | thousands by filing date | call |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 15,049 | $91,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 6,272 | $91,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 17,451 | $90,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 4,229 | $90,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 12,379 | $90,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 13,500 | $89,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,244 | $88,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 500 | $88,000 | thousands by filing date | call |
| FIRST US BANCSHARES INC | 33744V103 | COM | 8,168 | $88,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 101,072 | $88,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 24,600 | $88,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 1,525 | $87,000 | thousands by filing date | call |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 38,901 | $87,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 24,990 | $87,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 386 | $86,000 | thousands by filing date | call |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 20,650 | $86,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 37,798 | $86,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 1,236 | $86,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 21,700 | $86,000 | thousands by filing date | |
| HEXINDAI INC | 428295109 | ADR | 10,997 | $86,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 12,900 | $85,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 5,000 | $85,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 36,980 | $85,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 805 | $84,000 | thousands by filing date | call |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 4,357 | $84,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 1,438 | $84,000 | thousands by filing date | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 3,750 | $84,000 | thousands by filing date | call |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 31,912 | $84,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 2,129 | $84,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 30,189 | $84,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 5,451 | $84,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 5,200 | $83,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 42,900 | $83,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 3,000 | $82,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 1,842 | $81,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,500 | $81,000 | thousands by filing date | call |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 94,344 | $81,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 34,671 | $81,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 6,417 | $80,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 13,885 | $80,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 1,768 | $80,000 | thousands by filing date | call |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 7,884 | $80,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 20,100 | $80,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 16,082 | $79,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 5,534 | $79,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 1,705 | $78,000 | thousands by filing date | put |
| ICAD INC | 44934S206 | COM NEW | 26,900 | $78,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 2,831 | $78,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W101 | SHS | 8,077 | $78,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 857 | $77,000 | thousands by filing date | call |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 162,625 | $77,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 560 | $77,000 | thousands by filing date | put |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 17,530 | $77,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 41,362 | $76,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 21,469 | $75,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 7,866 | $75,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 4,168 | $75,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 37,900 | $75,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 2,332 | $75,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 44,027 | $75,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,622 | $74,000 | thousands by filing date | call |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 13,255 | $74,000 | thousands by filing date | |
| MFC BANCORP LTD | G60630103 | USD MFC SHS | 12,256 | $74,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 5,300 | $73,000 | thousands by filing date | call |
| HUNTSMAN CORP | 447011107 | COM | 2,700 | $73,000 | thousands by filing date | call |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 4,126 | $73,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 48,159 | $73,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 829 | $72,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 410 | $72,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,325 | $72,000 | thousands by filing date | put |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 1,078 | $72,000 | thousands by filing date | put |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 11,525 | $71,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 854 | $71,000 | thousands by filing date | put |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 123,500 | $71,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,707 | $70,000 | thousands by filing date | put |
| ID SYSTEMS INC | 449489103 | COM | 10,182 | $70,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 4,100 | $70,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 324 | $69,000 | thousands by filing date | call |
| AMERICANRLTYINVSINC | 029174109 | STOK | 4,130 | $69,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 810 | $69,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 5,000 | $69,000 | thousands by filing date | call |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 96,109 | $69,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 19,489 | $69,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 8,353 | $69,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 38,160 | $68,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 995 | $67,000 | thousands by filing date | put |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 27,293 | $66,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 64,636 | $66,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 9,400 | $66,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 24,238 | $66,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 7,195 | $66,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 163 | $65,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 1,621 | $65,000 | thousands by filing date | call |
| INNODATA INC | 457642205 | COM NEW | 44,670 | $65,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 445 | $64,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 33,232 | $64,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 41,953 | $64,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 282 | $63,000 | thousands by filing date | put |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 334 | $63,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 9,731 | $63,000 | thousands by filing date | call |
| HMN FINL INC | 40424G108 | COM | 3,100 | $63,000 | thousands by filing date | |
| BK TECHNOLOGIES INC | 09180A100 | COM | 15,829 | $63,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 516 | $62,000 | thousands by filing date | put |
| CENTURY ALUM CO | 156431108 | COM | 5,200 | $62,000 | thousands by filing date | put |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 14,938 | $62,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 5,120 | $61,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 3,600 | $61,000 | thousands by filing date | put |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 175,910 | $61,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 458 | $61,000 | thousands by filing date | call |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 16,017 | $61,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 16,641 | $61,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 564 | $60,000 | thousands by filing date | put |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 11,354 | $60,000 | thousands by filing date | |
| SUNDANCE ENERGY AUSTRALIA LT | 86724Y109 | SPONSORED ADR | 10,600 | $60,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 25,906 | $59,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 5,400 | $59,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 21,381 | $59,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 9,041 | $59,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 63,361 | $59,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 624 | $58,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 6,318 | $58,000 | thousands by filing date | call |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 986 | $58,000 | thousands by filing date | call |
| OLIN CORP | 680665205 | COM PAR $1 | 2,286 | $58,000 | thousands by filing date | call |
| BLACKROCK INC CL A COM | 09247X101 | COM | 124 | $58,000 | thousands by filing date | put |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 800 | $58,000 | thousands by filing date | put |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 1,760 | $58,000 | thousands by filing date | put |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 8,529 | $58,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 3,347 | $58,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 30,961 | $58,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 217 | $57,000 | thousands by filing date | put |
| KBHOME | 48666K109 | COM | 2,396 | $57,000 | thousands by filing date | put |
| EMERSON ELEC CO COM | 291011104 | Stock | 750 | $57,000 | thousands by filing date | put |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 22,600 | $57,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 54,496 | $57,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 91,400 | $57,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 5,719 | $57,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 35,684 | $57,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 702 | $56,000 | thousands by filing date | put |
| LAM RESEARCH CORP | 512807108 | COM | 374 | $56,000 | thousands by filing date | call |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 66,523 | $56,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 25,605 | $56,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 18,800 | $56,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 2,275 | $55,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 59,000 | $55,000 | thousands by filing date | principal |
| CAFEPRESS INC | 12769A103 | COM | 38,285 | $55,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 154,591 | $55,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 500 | $54,000 | thousands by filing date | put |
| DOVER MOTORSPORTS INC | 260174107 | COM | 25,422 | $54,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 33,320 | $54,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 272 | $53,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,000 | $53,000 | thousands by filing date | put |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 2,500 | $53,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 1,301 | $53,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 352 | $52,000 | thousands by filing date | call |
| UNITED BANCORP INC OHIO | 909911109 | COM | 4,000 | $52,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 249 | $51,000 | thousands by filing date | put |
| Danaher Corporation | 235851102 | COM | 468 | $50,000 | thousands by filing date | call |
| WESTERN DIGITAL CORP | 958102105 | COM | 861 | $50,000 | thousands by filing date | put |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 8,753 | $50,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 6,710 | $50,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 12,500 | $50,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 169 | $49,000 | thousands by filing date | call |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 7,208 | $49,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 21,466 | $49,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 1,866 | $49,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 24,522 | $49,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,166 | $48,000 | thousands by filing date | call |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 2,800 | $48,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 106,194 | $48,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 35,644 | $48,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 227 | $47,000 | thousands by filing date | call |
| Deere & Company | 244199105 | COM | 315 | $47,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 427 | $47,000 | thousands by filing date | put |
| GRAFTECH INTL LTD | 384313508 | COM | 2,510 | $47,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 1,151 | $47,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 1,522 | $47,000 | thousands by filing date | call |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 5,043 | $47,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 132,255 | $47,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 7,286 | $47,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 37,818 | $47,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 517 | $46,000 | thousands by filing date | call |
| GEOPARK LTD USD SHS | G38327105 | Stock | 2,261 | $46,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 126 | $46,000 | thousands by filing date | call |
| HARTE HANKS INC | 416196202 | COM | 6,499 | $46,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 900 | $46,000 | thousands by filing date | call |
| SIERRA METALS INC | 82639W106 | COM | 18,502 | $46,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 45,308 | $46,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 33,333 | $45,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 1,500 | $45,000 | thousands by filing date | call |
| MITCHAM INDS INC COM | 606501104 | COM | 11,089 | $45,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 6,900 | $45,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 1,800 | $45,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 5,100 | $45,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 387 | $44,000 | thousands by filing date | call |
| ARCH COAL INC | 039380407 | COMMON STOCK | 500 | $44,000 | thousands by filing date | call |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 3,022 | $43,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 827 | $43,000 | thousands by filing date | put |
| BEMIS INC | 081437105 | COM | 885 | $43,000 | thousands by filing date | call |
| COMMAND SEC CORP | 20050L100 | COM | 15,500 | $43,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 30,785 | $43,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 3,147 | $42,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 1,350 | $42,000 | thousands by filing date | put |
| ROSETTA RES INC COM | 777385105 | Stock | 7,107 | $42,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 17,595 | $42,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 545 | $41,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 722 | $41,000 | thousands by filing date | put |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 520 | $41,000 | thousands by filing date | put |
| WESTLAKE CORPORATION | 960413102 | COM | 500 | $41,000 | thousands by filing date | call |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 2,101 | $41,000 | thousands by filing date | call |
| CM FIN INC COM | 12574Q103 | COM | 4,793 | $41,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 1,218 | $41,000 | thousands by filing date | call |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 3,907 | $41,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 165 | $40,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 432 | $40,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 10,000 | $40,000 | thousands by filing date | call |
| UNITI GROUP INC | 91325V108 | COM | 2,000 | $40,000 | thousands by filing date | call |
| RADWARE LTD | M81873107 | COMMON STOCK | 1,537 | $40,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 6,901 | $40,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 498 | $39,000 | thousands by filing date | put |
| ALLY FINL INC COM | 02005N100 | Stock | 1,500 | $39,000 | thousands by filing date | call |
| SENTINEL ENERGY SVCS INC | G8062D102 | COM CL A | 4,000 | $39,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 500 | $38,000 | thousands by filing date | call |
| DILLARDS INC CL A | 254067101 | Stock | 500 | $38,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 792 | $38,000 | thousands by filing date | call |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,430 | $38,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 2,621 | $38,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 22,301 | $38,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 22,011 | $38,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E117 | *W EXP 04/11/202 | 25,000 | $38,000 | thousands by filing date | call |
| Texas Instruments Incorporated | 882508104 | COM | 347 | $37,000 | thousands by filing date | put |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 100 | $37,000 | thousands by filing date | put |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 100 | $37,000 | thousands by filing date | call |
| IMMUCELL CORP | 452525306 | COM PAR | 4,500 | $37,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 2,447 | $37,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 135,865 | $37,000 | thousands by filing date | |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L117 | *W EXP 10/07/202 | 188,634 | $37,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 1,094 | $36,000 | thousands by filing date | put |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 29,237 | $36,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 12,227 | $36,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920127 | *W EXP 01/01/202 | 25,000 | $36,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 300 | $35,000 | thousands by filing date | put |
| Ottawa Bancorp Inc. | 689195105 | Not 13F Security | 2,598 | $35,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 1,718 | $34,000 | thousands by filing date | put |
| OXFORD LANE CAP CORP | 691543102 | COM | 3,236 | $34,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 2,650 | $34,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 41,028 | $34,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 356 | $34,000 | thousands by filing date | call |
| Charles Schwab Corp | 808513105 | COM | 678 | $33,000 | thousands by filing date | put |
| CORNING INC | 219350105 | COM | 950 | $33,000 | thousands by filing date | put |
| CROWN CASTLE INC COM | 22822V101 | REIT | 300 | $33,000 | thousands by filing date | call |
| LIMBACH HLDGS INC | 53263P105 | COM | 3,000 | $33,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 400 | $33,000 | thousands by filing date | put |
| XEROX CORP | 984121608 | COM NEW | 1,234 | $33,000 | thousands by filing date | call |
| EMERSON RADIO CORP | 291087203 | COM NEW | 22,910 | $33,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 23,300 | $33,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 33,775 | $33,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 289 | $32,000 | thousands by filing date | put |
| MURPHY USA INC COM | 626755102 | Stock | 380 | $32,000 | thousands by filing date | call |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 1,818 | $32,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 19,067 | $32,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 368 | $31,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 384 | $31,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 369 | $31,000 | thousands by filing date | call |
| RANGE RES CORP COM | 75281A109 | Stock | 1,850 | $31,000 | thousands by filing date | call |
| ECOLAB INC COM | 278865100 | Stock | 200 | $31,000 | thousands by filing date | call |
| CANADIAN SOLAR INC | 136635109 | COM | 2,184 | $31,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 1,000 | $31,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 148 | $30,000 | thousands by filing date | call |
| SESEN BIO INC | 817763105 | COM | 14,000 | $30,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 18,812 | $30,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 429 | $29,000 | thousands by filing date | call |
| SPAR GROUP INC | 784933103 | COM | 29,600 | $29,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 22,300 | $29,000 | thousands by filing date | |
| TAITRON COMPONENTS INC | 874028103 | CL A | 14,831 | $29,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 2,517 | $29,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N111 | *W EXP 05/11/202 | 50,000 | $29,000 | thousands by filing date | call |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 156 | $28,000 | thousands by filing date | put |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 1,295 | $28,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 240 | $28,000 | thousands by filing date | put |
| KRAFT HEINZ CO COM | 500754106 | Stock | 519 | $28,000 | thousands by filing date | put |
| BAXTER INTL INC | 071813109 | COM | 371 | $28,000 | thousands by filing date | put |
| TANGER INC | 875465106 | COM | 1,240 | $28,000 | thousands by filing date | put |
| FLEXSHOPPER INC | 33939J303 | COM | 32,600 | $28,000 | thousands by filing date | |
| Yogaworks, Inc. | 986005106 | com | 24,000 | $28,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 6,600 | $28,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 1,750 | $28,000 | thousands by filing date | put |
| GREENSKY INC | 39572G100 | CL A | 1,600 | $28,000 | thousands by filing date | |
| TDH HLDGS INC SHS NEW | G87084102 | Stock | 18,974 | $28,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D365 | VELOCITY SHS SHO | 250,001 | $28,000 | thousands by filing date | principal |
| Caterpillar Inc. | 149123101 | COM | 182 | $27,000 | thousands by filing date | call |
| TJX Companies Inc | 872540109 | COM | 246 | $27,000 | thousands by filing date | call |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 471 | $27,000 | thousands by filing date | call |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 2,962 | $27,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 1,000 | $27,000 | thousands by filing date | call |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 534 | $27,000 | thousands by filing date | call |
| ATENTO S A | L0427L105 | SHS | 3,700 | $27,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 21,791 | $27,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D332 | VELOCITY SHS DAI | 103,997 | $27,000 | thousands by filing date | principal |
| Home Depot, Inc | 437076102 | COM | 133 | $26,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 158 | $26,000 | thousands by filing date | call |
| Schlumberger Limited | 806857108 | COM | 440 | $26,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 500 | $26,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 750 | $26,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-18-000123 | this filing | 2018-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-21-000195 | base | 2021-12-21 | acceptance time not in the bulk data set |